-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HLocRul4aCLunHbfJhWqiuS3IBQlzloJqIGbq4RzrGisU8Nfx6MmhaVbxDexzqES ksg5Hnp6Fo4koyf2oSPJhA== 0000783003-99-000015.txt : 19991026 0000783003-99-000015.hdr.sgml : 19991026 ACCESSION NUMBER: 0000783003-99-000015 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FINANCIAL INSTITUTIONS RETIREMENT FUND CENTRAL INDEX KEY: 0000783003 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 135645888 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-01622 FILM NUMBER: 99732780 BUSINESS ADDRESS: STREET 1: 108 CORPORATE PARK DRIVE FLOOR 4 CITY: WHITE PLAINS STATE: NJ ZIP: 106043805 MAIL ADDRESS: STREET 1: 108 CORPORATE PARK DRIVE FLOOR 4 CITY: WHITE PLAINS STATE: NY ZIP: 106043805 13F-HR 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: September 30, 1999 Check here if Amendment ( ); Amendment Number: This Amendment (Check only one): ( ) is a restatement. ( ) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Financial Institutions Retirement Fund Address: 108 Corporate Park Drive, Fl 4 White Plains, New York 10604-3805 13F File Number: 28-1622 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein ia true, correct and complete and that it is understood that all required items, statements, schedules, lists and tables are considered integral parts of this form. Person Signing this Report: Name: Mr. Horace J. Caulkins Title: Senior Vice-President and Chief Investment Officer Phone: (914) 694-1300 Signature _________________________ Signed at: White Plains, New York on October 25, 1999. Report Type: 13F Holding Report List of Other Managers Reporting for this Manager: NONE I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES & EXCHANGE COMMISSION OF 1934. Page 1 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 386 Form 13F Information Table Value Total: $ 359,387,000 Page 2 FINANCIAL INSTITUTIONS RETIREMENT FUND 30 September 1999 (13F): CORE EQUITY AND IN HOUSE EQUITY ACCOUNTS ITEM4 ITEM5 PRIN ITEM6 ITEM8 - -ITEM 1- ITEM2 -ITEM 3- FAIRMKT VASHARES AMT INV ITEM7VOTING NAME OF ISTICKR CLASS CUSIP ($,000) (,000) ($,000) DISCR MGR AUTH =============================================================================== 3COM CORP|COMS COM 885535104 259 9 465 SOLE - SOLE A T & T C|T COM 1957109 3,891 89 1,219 SOLE - SOLE ABBOTT LA|ABT COM 2824100 1,578 43 191 SOLE - SOLE ADOLPH CO|RKY COM 217016104 541 10 500 SOLE - SOLE ADVANCED |AMD COM 7903107 258 15 439 SOLE - SOLE AETNA INC|AET COM 8117103 345 7 420 SOLE - SOLE AFFINITY |AFFI COM 00826M10 59 75 168 SOLE - SOLE AIR PRODU|APD COM 9158106 293 10 133 SOLE - SOLE ALARIS ME|AMI COM 11637105 150 50 266 SOLE - SOLE ALBERTO-C|ACV A COM 13068200 219 11 154 SOLE - 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