-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UzKoQ7ys4ehaAVlJ2JVejbEkfCbSUXf/1F26NVUuBNHs+z+Xr8C+tyiOSeIuV6Yh kR0CGhgDsns0a0mwyFOpnQ== 0000783003-99-000011.txt : 19990816 0000783003-99-000011.hdr.sgml : 19990816 ACCESSION NUMBER: 0000783003-99-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990630 FILED AS OF DATE: 19990813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FINANCIAL INSTITUTIONS RETIREMENT FUND CENTRAL INDEX KEY: 0000783003 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 135645888 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-01622 FILM NUMBER: 99686976 BUSINESS ADDRESS: STREET 1: 108 CORPORATE PARK DRIVE FLOOR 4 CITY: WHITE PLAINS STATE: NJ ZIP: 106043805 MAIL ADDRESS: STREET 1: 108 CORPORATE PARK DRIVE FLOOR 4 CITY: WHITE PLAINS STATE: NY ZIP: 106043805 13F-HR 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: June 30, 1999 Check here if Amendment ( ); Amendment Number: This Amendment (Check only one): ( ) is a restatement. ( ) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Financial Institutions Retirement Fund Address: 108 Corporate Park Drive, Fl 4 White Plains, New York 10604-3805 13F File Number: 28-1622 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables are considered integral parts of this form. Person Signing this Report: Name: Mr. Horace J. Caulkins Title: Senior Vice-President and Chief Investment Officer Phone: (914) 694-1300 Signature _________________________ Signed at: _________________________ on _________, 1999. Report Type: 13F Holding Report List of Other Managers Reporting for this Manager: NONE I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES & EXCHANGE COMMISSION OF 1934. Page 1 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 394 Form 13F Information Table Value Total: $ 381,958,623.17 Page 2 FINANCIAL INSTITUTIONS RETIREMENT FUND June 30, 1999 (13F): CORE EQUITY AND IN HOUSE EQUITY ACCOUNTS ================================================================================ -ITEM 4- -ITEM 5- PRINCIPAL -ITEM 6- -ITEM -ITEM 1- -ITE -ITEM 3- FAIRMKT VAL SHARES AMOUNT INV -ITEVOTING NAME OF ISS TICKER CLAS CUSIP ($THOUSAND)(THOUSAND($THOUSAND)DISCR MGR AUTH ================================================================================ 3COM CORP |COMS COM 885535104 240.19 9 465.13 SOLE ---- SOLE A T & T CO|T COM 1957109 4,992.54 89 1,219.17 SOLE ---- SOLE ABBOTT LAB|ABT COM 2824100 1,951.13 43 190.79 SOLE ---- SOLE ADFORCE IN|ADFC COM 6867105 84.60 4 197.84 SOLE ---- SOLE ADOLPH COO|RKY COM 217016104 495.00 10 499.98 SOLE ---- SOLE ADVANCED M|AMD COM 7903107 270.94 15 439.28 SOLE ---- SOLE AETNA INC |AET COM 8117103 626.06 7 420.00 SOLE ---- SOLE AFFINITY T|AFFI COM 00826M103 131.25 75 167.80 SOLE ---- SOLE AIR PRODUC|APD COM 9158106 402.50 10 133.15 SOLE ---- SOLE ALARIS MED|ALRS COM 11637105 168.75 50 266.07 SOLE ---- SOLE ALBERTO-CU|ACV A COM 13068200 254.80 11 154.00 SOLE ---- SOLE ALBERTSONS|ABS COM 13104104 464.06 9 47.87 SOLE ---- SOLE ALCAN ALUM|AL COM 13716105 351.31 11 103.57 SOLE ---- SOLE ALCOA INC |AA COM 13817101 742.50 12 175.47 SOLE ---- SOLE ALLIED SIG|ALD COM 19512102 1,071.00 17 125.25 SOLE ---- SOLE ALLSTATE C|ALL COM 20002101 932.75 26 223.23 SOLE ---- SOLE AMERADA HE|AHC COM 23551104 416.50 7 458.05 SOLE ---- SOLE AMERICA ON|AOL COM 02364J104 2,310.00 21 1,852.94 SOLE ---- SOLE AMERICA SV|ASGR COM 02364L109 381.25 25 273.93 SOLE ---- SOLE AMERICAN E|AEP COM 25537101 338.06 9 249.24 SOLE ---- SOLE AMERICAN E|AXP COM 25816109 1,691.63 13 256.75 SOLE ---- SOLE AMERICAN G|AGC COM 26351106 603.00 8 138.31 SOLE ---- SOLE AMERICAN G|AM COM 26375105 271.13 9 241.47 SOLE ---- SOLE AMERICAN H|AHP COM 26609107 2,237.63 39 208.11 SOLE ---- SOLE AMERICAN I|AIG COM 26874107 3,693.38 32 349.27 SOLE ---- SOLE AMERITECH |AIT COM 30954101 2,425.50 33 190.89 SOLE ---- SOLE AMGEN INC |AMGN COM 31162100 852.25 14 198.76 SOLE ---- SOLE AMR CORP C|AMR COM 1765106 409.50 6 186.33 SOLE ---- SOLE ANADARKO P|APC COM 32511107 368.13 10 383.10 SOLE ---- SOLE ANALYTICAL|ANLT COM 32683302 199.00 8 209.77 SOLE ---- SOLE ANHEUSER-B|BUD COM 35229103 1,064.06 15 39.69 SOLE ---- SOLE APPLE COMP|AAPL COM 37833100 416.81 9 277.21 SOLE ---- SOLE APPLIED MA|AMAT COM 38222105 886.50 12 379.89 SOLE ---- SOLE ARTESYN TE|ATSN COM 43127109 332.81 15 49.31 SOLE ---- SOLE ASHLAND IN|ASH COM 44204105 321.00 8 296.64 SOLE ---- SOLE ASSOCIATED|AGRP A COM 45651106 1,172.25 18 347.13 SOLE ---- SOLE ASSOCIATES|AFS COM 46008108 902.00 20 357.79 SOLE ---- SOLE ATLANTIC R|ARC COM 48825103 835.63 10 355.34 SOLE ---- SOLE AUTOMATIC |AUD COM 53015103 792.00 18 34.08 SOLE ---- SOLE BAKER HUGH|BHI COM 57224107 301.50 9 266.41 SOLE ---- SOLE BANK AMER |BAC COM 60505104 3,648.25 50 1,221.79 SOLE ---- SOLE BANK OF NE|BK COM 64057102 807.13 22 374.19 SOLE ---- SOLE BANK ONE C|ONE COM 06423A103 2,005.53 34 762.31 SOLE ---- SOLE BANKBOSTON|BKB COM 06605R106 409.00 8 134.00 SOLE ---- SOLE BARD C R I|BCR COM 67383109 669.38 14 618.76 SOLE ---- SOLE BAXTER INT|BAX COM 71813109 545.63 9 85.26 SOLE ---- SOLE BELL ATLAN|BEL COM 77853109 3,007.25 46 583.45 SOLE ---- SOLE BELLSOUTH |BLS COM 79860102 2,583.00 56 395.37 SOLE ---- SOLE BESTFOODS |BFO COM 08658U101 445.50 9 120.15 SOLE ---- SOLE BETHLEHEM |BS COM 87509105 153.75 20 276.60 SOLE ---- SOLE BIOCONTROL| COM 0905869A8 250.00 250 250.00 SOLE ---- SOLE BLACK & DE|BDK COM 91797100 631.25 10 290.11 SOLE ---- SOLE BOEING COM|BA COM 97023105 1,320.00 30 674.93 SOLE ---- SOLE BORDERS GR|BGP COM 99709107 134.41 9 200.89 SOLE ---- SOLE BOSTON SCI|BSX COM 101137107 307.56 7 299.67 SOLE ---- SOLE BRIGGS & S|BGG COM 109043109 404.25 7 455.86 SOLE ---- SOLE BRISTOL MY|BMY COM 110122108 4,085.38 58 237.58 SOLE ---- SOLE BROWNING-F|BFI COM 115885105 516.00 12 206.58 SOLE ---- SOLE BRUNSWICK |BC COM 117043109 362.38 13 180.20 SOLE ---- SOLE BUILDING O|BOSS COM 120114103 269.95 19 395.01 SOLE ---- SOLE BURLINGTON|BNI COM 12189T104 465.00 15 73.41 SOLE ---- SOLE C3 INC N C|CTHR COM 22942P109 276.00 16 221.88 SOLE ---- SOLE CAMPBELL S|CPB COM 134429109 649.25 14 172.27 SOLE ---- SOLE CARDINAL H|CAH COM 14149Y108 320.63 5 324.05 SOLE ---- SOLE CATERPILLA|CAT COM 149123101 660.00 11 150.47 SOLE ---- SOLE CBS CORP |CBS COM 12490K107 914.81 21 323.00 SOLE ---- SOLE CCA COS IN|RIPE COM 124863101 78.75 90 113.10 SOLE ---- SOLE CENDANT CO|CD COM 151313103 143.50 7 145.67 SOLE ---- SOLE CENTRAL & |CSR COM 152357109 257.13 11 94.88 SOLE ---- SOLE CENTURYTEL|CTL COM 156700106 556.50 14 575.72 SOLE ---- SOLE CHAMPION I|CHA COM 158525105 287.25 6 159.00 SOLE ---- SOLE CHARLES SC|SCH COM 808513105 436.00 4 474.10 SOLE ---- SOLE CHASE MANH|CMB COM 16161A108 2,162.50 25 444.49 SOLE ---- SOLE CHEVRON CO|CHV COM 166751107 1,901.25 20 362.08 SOLE ---- SOLE CHROMATICS|CCSI COM 171116304 453.75 55 226.87 SOLE ---- SOLE CHUBB CORP|CB COM 171232101 417.00 6 95.33 SOLE ---- SOLE CIGNA CORP|CI COM 125509109 623.00 7 426.01 SOLE ---- SOLE CIRCUIT CI|CC COM 172737108 651.00 7 502.67 SOLE ---- SOLE CISCO SYS |CSCO COM 17275R102 5,799.38 90 403.48 SOLE ---- SOLE CITIGROUP |C COM 172967101 4,631.25 98 746.42 SOLE ---- SOLE CLAIBORNE |LIZ COM 539320101 292.00 8 144.00 SOLE ---- SOLE COCA COLA |KO COM 191216100 4,402.00 71 309.86 SOLE ---- SOLE COLGATE PA|CL COM 194162103 886.50 9 197.52 SOLE ---- SOLE COMCAST CO|CMCS K COM 200300200 538.13 14 567.84 SOLE ---- SOLE COMPAQ COM|CPQ COM 204493100 1,206.95 51 482.29 SOLE ---- SOLE COMPOSITEC|CTEK COM 204938104 186.01 75 183.13 SOLE ---- SOLE COMPUTER A|CA COM 204912109 876.00 16 140.18 SOLE ---- SOLE CONAGRA IN|CAG COM 205887102 372.75 14 220.73 SOLE ---- SOLE CONSOLIDAT|ED COM 209115104 452.50 10 77.83 SOLE ---- SOLE CONSOLIDAT|CNG COM 209615103 455.63 8 77.11 SOLE ---- SOLE CONSTELLAT|CEG COM 210371100 370.31 13 156.44 SOLE ---- SOLE COOPER IND|CBE COM 216669101 364.00 7 129.85 SOLE ---- SOLE CORNING IN|GLW COM 219350105 701.25 10 59.28 SOLE ---- SOLE COSTCO COS|COST COM 22160Q102 560.44 7 131.45 SOLE ---- SOLE CRANE COMP|CR COM 224399105 424.41 14 63.00 SOLE ---- SOLE CRESCENT O|COPI COM 22575M100 211.19 31 203.57 SOLE ---- SOLE CRESTLINE |CLJ COM 226153104 168.13 10 161.06 SOLE ---- SOLE CROWN CORK|CCK COM 228255105 199.50 7 126.51 SOLE ---- SOLE CSX CORP C|CSX COM 126408103 317.63 7 69.34 SOLE ---- SOLE CUMMINS EN|CUM COM 231021106 399.88 7 357.42 SOLE ---- SOLE CURTIS INT|CURT COM 231461104 195.00 30 210.00 SOLE ---- SOLE CVS CORP |CVS COM 126650100 558.25 11 53.63 SOLE ---- SOLE CYBERCASH |CYCH COM 232462101 128.13 10 164.10 SOLE ---- SOLE CYPRUS AMA|CYM COM 232809103 411.75 27 537.60 SOLE ---- SOLE DANA CORPO|DCN COM 235811106 552.75 12 182.89 SOLE ---- SOLE DATA BROAD|DBCC COM 237596101 126.75 12 188.28 SOLE ---- SOLE DAYTON HUD|DH COM 239753106 845.00 13 169.44 SOLE ---- SOLE DAYTON SUP|DSD COM 240028100 167.06 9 189.54 SOLE ---- SOLE DEERE & CO|DE COM 244199105 313.50 8 152.82 SOLE ---- SOLE DELL COMPU|DELL COM 247025109 2,331.00 63 1,017.59 SOLE ---- SOLE DELPHI AUT|DPH COM 247126105 245.66 13 128.28 SOLE ---- SOLE DELTA AIR |DAL COM 247361108 461.00 8 125.75 SOLE ---- SOLE DELUXE COR|DLX COM 248019101 426.94 11 316.59 SOLE ---- SOLE DIAMONDS T|DIA COM 252787106 109.38 1 109.26 SOLE ---- SOLE DILLARD'S |DDS COM 254067101 351.25 10 258.75 SOLE ---- SOLE DISNEY WAL|DIS COM 254687106 1,848.75 60 115.71 SOLE ---- SOLE DOMINION R|D COM 257470104 476.44 11 173.78 SOLE ---- SOLE DOW CHEMIC|DOW COM 260543103 888.13 7 134.61 SOLE ---- SOLE DOW JONES |DJ COM 260561105 424.50 8 167.37 SOLE ---- SOLE DREW INDS |DW COM 26168L205 203.16 17 206.31 SOLE ---- SOLE DUKE ENERG|DUK COM 264399106 489.94 9 100.34 SOLE ---- SOLE DUN & BRAD|DNB COM 26483B106 496.13 14 210.76 SOLE ---- SOLE DYCOM INDU|DY COM 267475101 224.00 4 66.98 SOLE ---- SOLE E I DU PON|DD COM 263534109 2,254.31 33 257.89 SOLE ---- SOLE E M C CORP|EMC COM 268648102 1,100.00 20 302.23 SOLE ---- SOLE EASTMAN CH|EMN COM 277432100 155.25 3 94.33 SOLE ---- SOLE EASTMAN KO|EK COM 277461109 677.50 10 566.52 SOLE ---- SOLE EATON CORP|ETN COM 278058102 368.00 4 34.76 SOLE ---- SOLE eBAY |EBAY COM 278642103 211.93 1 193.66 SOLE ---- SOLE EDISON INT|EIX COM 281020107 401.25 15 202.55 SOLE ---- SOLE ELECTRONIC|EDS COM 285661104 396.38 7 349.69 SOLE ---- SOLE ELI LILLY |LLY COM 532457108 2,292.00 32 284.87 SOLE ---- SOLE EMERSON EL|EMR COM 291011104 692.31 11 73.34 SOLE ---- SOLE EMULEX COR|EMLX COM 292475209 1,779.00 16 139.90 SOLE ---- SOLE ENGELHARD |EC COM 292845104 316.75 14 91.26 SOLE ---- SOLE ENRON CORP|ENE COM 293561106 817.50 10 139.06 SOLE ---- SOLE ENTERGY CO|ETR COM 29364G103 437.50 14 349.70 SOLE ---- SOLE ENVIRONMEN|EPTC COM 29406K104 932.00 117 274.14 SOLE ---- SOLE ESYNCH COR|ESYN COM 297591109 70.00 20 52.12 SOLE ---- SOLE EXXON CORP|XON COM 302290101 5,398.75 70 876.28 SOLE ---- SOLE FANNIE MAE|FNM COM 313586109 2,115.75 31 152.41 SOLE ---- SOLE FEDERATED |FD COM 31410H101 529.38 10 399.93 SOLE ---- SOLE FIRST DATA|FDC COM 319963104 685.13 14 403.01 SOLE ---- SOLE FIRST FED |FFSX COM 32020V100 48.13 5 50.00 SOLE ---- SOLE FIRST FINA|FF COM 320228109 115.43 13 162.23 SOLE ---- SOLE FIRST UNIO|FTU COM 337358105 1,366.63 29 375.24 SOLE ---- SOLE FIRSTAR CO|FSR COM 33763V109 420.00 15 474.68 SOLE ---- SOLE FIRSTENERG|FE COM 337932107 434.00 14 236.08 SOLE ---- SOLE FLEET FINL|FLT COM 338915101 710.00 16 153.81 SOLE ---- SOLE FLEETWOOD |FLE COM 339099103 237.94 9 176.42 SOLE ---- SOLE FORD MOTOR|F COM 345370100 2,031.75 36 652.97 SOLE ---- SOLE FORTUNE BR|FO COM 349631101 331.00 8 91.33 SOLE ---- SOLE FOX ENTMT |FOX COM 35138T107 134.69 5 133.14 SOLE ---- SOLE FPL GROUP |FPL COM 302571104 382.38 7 169.34 SOLE ---- SOLE FREDDIE MA|FRE COM 313400301 1,218.00 21 226.80 SOLE ---- SOLE FREEPORT-M|FCX COM 35671D857 125.56 7 181.62 SOLE ---- SOLE GAINSCO IN|GNA COM 363127101 235.00 40 283.87 SOLE ---- SOLE GANNETT CO|GCI COM 364730101 642.38 9 55.02 SOLE ---- SOLE GAP INC |GPS COM 364760108 1,284.56 26 139.27 SOLE ---- SOLE GENERAL DY|GD COM 369550108 688.75 10 58.93 SOLE ---- SOLE GENERAL EL|GE COM 369604103 10,735.00 95 525.91 SOLE ---- SOLE GENERAL MI|GIS COM 370334104 482.25 6 50.13 SOLE ---- SOLE GENERAL MO|GM COM 370442105 1,254.00 19 645.43 SOLE ---- SOLE GENESIS DI|PRTM COM 371935107 75.00 40 217.50 SOLE ---- SOLE GENUINE PA|GPC COM 372460105 420.00 12 172.10 SOLE ---- SOLE GEORGIA PA|GP COM 373298108 473.75 10 188.07 SOLE ---- SOLE GILLETTE C|G COM 375766102 1,353.00 33 531.16 SOLE ---- SOLE GLOBAL IMA|GISX COM 37934A100 63.88 4 65.91 SOLE ---- SOLE GOLDEN WES|GDW COM 381317106 490.00 5 179.88 SOLE ---- SOLE GREAT ATLA|GAP COM 390064103 219.78 7 154.08 SOLE ---- SOLE GROUP SEVE|GSVN COM 399444108 22.75 91 257.44 SOLE ---- SOLE GTE CORP |GTE COM 362320103 2,114.00 28 437.59 SOLE ---- SOLE H & R BLOC|HRB COM 93671105 605.00 12 437.45 SOLE ---- SOLE HALLIBURTO|HAL COM 406216101 633.50 14 178.21 SOLE ---- SOLE HANOVER DI|HNV COM 410783104 201.25 70 192.05 SOLE ---- SOLE HARRIS COR|HRS COM 413875105 352.69 9 153.82 SOLE ---- SOLE HARTFORD F|HIG COM 416515104 466.50 8 136.38 SOLE ---- SOLE HASBRO INC|HAS COM 418056107 460.97 17 113.99 SOLE ---- SOLE HEINZ H J |HNZ COM 423074103 551.38 11 63.04 SOLE ---- SOLE HERSHEY FO|HSY COM 427866108 356.25 6 90.93 SOLE ---- SOLE HEWLETT PA|HWP COM 428236103 2,914.50 29 346.92 SOLE ---- SOLE HIE INC |HDIE COM 40419W100 213.75 90 177.19 SOLE ---- SOLE HOME DEPOT|HD COM 437076102 2,835.25 44 498.66 SOLE ---- SOLE HOMESTAKE |HM COM 437614100 311.13 38 418.80 SOLE ---- SOLE HOUSEHOLD |HI COM 441815107 435.80 9 82.80 SOLE ---- SOLE IKON OFFIC|IKN COM 451713101 210.00 14 193.34 SOLE ---- SOLE ILLINOIS T|ITW COM 452308109 654.00 8 47.21 SOLE ---- SOLE IMS HEALTH|RX COM 449934108 500.00 16 75.55 SOLE ---- SOLE INCO LTD C|N COM 453258402 396.00 22 424.95 SOLE ---- SOLE INFERENCE |INFR COM 45662K109 106.25 25 198.85 SOLE ---- SOLE INFORMATIX|IFXH COM 456777101 120.00 30 136.20 SOLE ---- SOLE INFOSEEK C|SEEK COM 45678M107 95.88 2 84.44 SOLE ---- SOLE INTEL CORP|INTC COM 458140100 5,712.00 96 450.63 SOLE ---- SOLE INTERNATIO|IBM COM 459200101 6,979.50 54 1,247.42 SOLE ---- SOLE INTERNATIO|IFF COM 459506101 308.00 7 172.63 SOLE ---- SOLE INTERNATIO|IP COM 460146103 1,024.90 20 594.71 SOLE ---- SOLE INTERNET C| COM 46059F992 100.00 0 100.00 SOLE ---- SOLE J P MORGAN|JPM COM 616880100 702.50 5 77.98 SOLE ---- SOLE JEFFERSON-|JP COM 475070108 546.05 8 56.07 SOLE ---- SOLE JOHNSON CO|JCI COM 478366107 554.50 8 121.00 SOLE ---- SOLE JOHNSON & |JNJ COM 478160104 3,822.00 39 281.08 SOLE ---- SOLE JOSTENS IN|JOS COM 481088102 294.88 14 251.23 SOLE ---- SOLE K MART COR|KM COM 482584109 462.00 28 420.84 SOLE ---- SOLE KANSAS CIT|KSU COM 485170104 510.50 8 500.09 SOLE ---- SOLE KAUFMAN & |KBH COM 486168107 164.18 7 0.00 SOLE ---- SOLE KEYCORP NE|KEY COM 493267108 417.63 13 239.84 SOLE ---- SOLE KIMBERLY-C|KMB COM 494368103 969.00 17 134.36 SOLE ---- SOLE KNIGHT RID|KRI COM 499040103 385.44 7 40.50 SOLE ---- SOLE KROGER COM|KR COM 501044101 558.75 20 142.28 SOLE ---- SOLE L S I LOGI|LSI COM 502161102 645.75 14 401.29 SOLE ---- SOLE LIFEPOINT |LPNT COM 53219L109 289.95 22 215.41 SOLE ---- SOLE LIMITED IN|LTD COM 532716107 589.88 13 206.09 SOLE ---- SOLE LINCOLN NA|LNC COM 534187109 523.13 10 46.59 SOLE ---- SOLE LOCKHEED M|LMT COM 539830109 596.00 16 591.98 SOLE ---- SOLE LOEWS CORP|LTR COM 540424108 633.00 8 537.02 SOLE ---- SOLE LOUISIANA |LPX COM 546347105 167.13 7 136.68 SOLE ---- SOLE LOWES COMP|LOW COM 548661107 566.88 10 161.93 SOLE ---- SOLE LUCENT TEC|LU COM 549463107 5,260.13 78 507.78 SOLE ---- SOLE MACROCHEM |MCHM COM 555903103 267.19 45 300.32 SOLE ---- SOLE MALLINCKRO|MKG COM 561232109 363.75 10 230.22 SOLE ---- SOLE MARSH & MC|MMC COM 571748102 567.66 8 155.20 SOLE ---- SOLE MASCO CORP|MAS COM 574599106 462.00 16 82.13 SOLE ---- SOLE MATTEL INC|MAT COM 577081102 261.25 10 44.25 SOLE ---- SOLE MAY DEPART|MAY COM 577778103 429.19 11 85.45 SOLE ---- SOLE MAYTAG COR|MYG COM 578592107 628.31 9 183.72 SOLE ---- SOLE MBNA CORP |KRB COM 55262L100 689.06 23 90.49 SOLE ---- SOLE MC DONALDS|MCD COM 580135101 1,645.00 40 188.55 SOLE ---- SOLE MC GRAW-HI|MHP COM 580645109 647.25 12 78.68 SOLE ---- SOLE MCI WORLDC|WCOM COM 55268B106 4,561.31 53 1,119.85 SOLE ---- SOLE MEDIAONE G|UMG COM 58440J104 1,338.75 18 183.77 SOLE ---- SOLE MEDTRONIC |MDT COM 585055106 1,090.25 14 270.60 SOLE ---- SOLE MELLON BAN|MEL COM 585509102 582.00 16 69.52 SOLE ---- SOLE MERCK & CO|MRK COM 589331107 5,080.13 69 416.51 SOLE ---- SOLE MERRILL LY|MER COM 590188108 795.00 10 68.48 SOLE ---- SOLE MICRON TEC|MU COM 595112103 324.00 8 429.27 SOLE ---- SOLE MICROSOFT |MSFT COM 594918104 12,987.00 144 925.14 SOLE ---- SOLE MIDCAP SPD|MDY COM 595635103 1,960.94 25 1,621.93 SOLE ---- SOLE MILLIPORE |MIL COM 601073109 446.19 11 373.04 SOLE ---- SOLE MINNESOTA |MMM COM 604059105 1,043.25 12 299.96 SOLE ---- SOLE MOBIL CORP|MOB COM 607059102 2,271.25 23 603.61 SOLE ---- SOLE MONSANTO C|MTC COM 611662107 712.13 18 100.42 SOLE ---- SOLE MORGAN STA|MWD COM 617446448 1,744.63 17 545.20 SOLE ---- SOLE MOTOROLA I|MOT COM 620076109 1,705.50 18 422.62 SOLE ---- SOLE MUELLER IN|MLI COM 624756102 407.25 12 259.10 SOLE ---- SOLE NACCO INDS|NC COM 629579103 367.50 5 388.99 SOLE ---- SOLE NASDAQ GOL|QQQ COM 631100104 437.95 4 415.10 SOLE ---- SOLE NATIONAL C|NCC COM 635405103 458.50 7 467.67 SOLE ---- SOLE NATIONAL S|NSM COM 637640103 354.38 14 288.72 SOLE ---- SOLE NAVARRE CO|NAVR COM 639208107 98.44 10 155.50 SOLE ---- SOLE NAVISTAR I|NAV COM 63934E108 550.00 11 224.60 SOLE ---- SOLE NCR CORP |NCR COM 62886E108 195.25 4 198.82 SOLE ---- SOLE NETVALUE H|NETV COM 64120C104 219.84 35 167.65 SOLE ---- SOLE NEW YORK T|NYT COM 650111107 368.13 10 179.15 SOLE ---- SOLE NEWELL RUB|NWL COM 651229106 567.95 12 225.68 SOLE ---- SOLE NIAGARA CO|NIAG COM 653349100 170.63 30 266.25 SOLE ---- SOLE NIAGARA MO|NMK COM 653520106 562.19 35 512.29 SOLE ---- SOLE NIKE INC C|NKE COM 654106103 443.63 7 190.63 SOLE ---- SOLE NORTEL NET|NT COM 656569100 1,389.00 16 233.83 SOLE ---- SOLE NORTHERN S|NSP COM 665772109 319.28 13 117.04 SOLE ---- SOLE NOVELL INC|NOVL COM 670006105 556.50 21 447.13 SOLE ---- SOLE NUCOR CORP|NUE COM 670346105 284.63 6 45.35 SOLE ---- SOLE OCCIDENTAL|OXY COM 674599105 147.88 7 182.62 SOLE ---- SOLE ONEITA IND|ONET Q COM 682655105 17.70 590 205.10 SOLE ---- SOLE ONEOK INC |OKE COM 682680103 666.75 21 621.44 SOLE ---- SOLE ORACLE COR|ORCL COM 68389X105 1,614.94 44 768.77 SOLE ---- SOLE OTC S & P | COM S67138730 (543.94) (19) (699.18) SOLE ---- SOLE OTC S & P | COM S67142190 375.81 20 1,662.50 SOLE ---- SOLE PACIFICORP|PPW COM 695114108 183.75 10 202.05 SOLE ---- SOLE PAGING NET|PAGE COM 695542100 154.00 32 238.31 SOLE ---- SOLE PALL CORPO|PLL COM 696429307 465.94 21 438.17 SOLE ---- SOLE PARK PL EN|PPE COM 700690100 47.80 5 54.38 SOLE ---- SOLE PE CORP |CRA COM 69332S201 56.66 4 17.99 SOLE ---- SOLE PE CORP CO|PEB COM 69332S102 803.25 7 174.03 SOLE ---- SOLE PECO ENERG|PE COM 693304107 586.25 14 268.63 SOLE ---- SOLE PENWEST PH|PPCO COM 709754105 208.00 26 207.88 SOLE ---- SOLE PEPSICO IN|PEP COM 713448108 1,663.56 43 162.40 SOLE ---- SOLE PFIZER INC|PFE COM 717081103 4,142.00 38 706.44 SOLE ---- SOLE PG&E CORP |PCG COM 69331C108 454.13 14 198.42 SOLE ---- SOLE PHARMACIA |PNU COM 716941109 823.78 15 247.11 SOLE ---- SOLE PHILIP MOR|MO COM 718154107 2,893.50 72 333.84 SOLE ---- SOLE PHILLIPS P|P COM 718507106 452.81 9 199.00 SOLE ---- SOLE PICTURETEL|PCTL COM 720035302 40.00 5 54.88 SOLE ---- SOLE PITNEY BOW|PBI COM 724479100 642.50 10 85.21 SOLE ---- SOLE PNC BANK C|PNC COM 693475105 518.63 9 203.27 SOLE ---- SOLE PPG INDUST|PPG COM 693506107 354.38 6 41.04 SOLE ---- SOLE PRENTISS P|PP COM 740706106 118.13 5 127.50 SOLE ---- SOLE PROCTER & |PG COM 742718109 3,480.75 39 281.95 SOLE ---- SOLE PROVIDIAN |PVN COM 74406A102 512.88 6 28.52 SOLE ---- SOLE PUBLIC SER|PEG COM 744573106 530.56 13 246.29 SOLE ---- SOLE PUBLIC STO|PSA COM 74460D109 240.80 9 200.62 SOLE ---- SOLE QUAKER OAT|OAT COM 747402105 531.00 8 157.51 SOLE ---- SOLE QUINTESSEN|QTSN COM 748766102 181.88 29 211.93 SOLE ---- SOLE R H DONNEL|RHD COM 74955W307 97.81 5 96.88 SOLE ---- SOLE RACING CHA|RACN COM 750069106 213.04 30 207.58 SOLE ---- SOLE RALSTON PU|RAL COM 751277302 365.25 12 86.05 SOLE ---- SOLE RAYTHEON C|RTN B COM 755111408 579.16 8 112.86 SOLE ---- SOLE RAYTHEON C|RTN A COM 755111309 122.94 2 64.61 SOLE ---- SOLE RECKSON AS|RA COM 75621K106 329.88 14 169.75 SOLE ---- SOLE RELIANT EN|REI COM 75952J108 386.75 14 249.50 SOLE ---- SOLE RESEARCH P|RPII COM 761013101 124.00 31 125.74 SOLE ---- SOLE RESORTQUES|RZT COM 761183102 165.00 20 171.60 SOLE ---- SOLE REYNOLDS M|RLM COM 761763101 362.73 6 385.45 SOLE ---- SOLE RITE AID C|RAD COM 767754104 295.50 12 88.99 SOLE ---- SOLE ROCKWELL I|ROK COM 773903109 486.00 8 112.07 SOLE ---- SOLE ROHM & HAA|ROH COM 775371107 514.50 12 283.93 SOLE ---- SOLE ROWAN COMP|RDC COM 779382100 237.25 13 112.88 SOLE ---- SOLE ROWECOM IN|ROWE COM 77957X108 38.13 3 114.70 SOLE ---- SOLE ROYAL DUTC|RD COM 780257804 2,410.00 40 414.29 SOLE ---- SOLE S & P 500 | COM 648816924 26,059.23 25,000 25,000.00 SOLE ---- SOLE SAFECO COR|SAFC COM 786429100 353.00 8 77.58 SOLE ---- SOLE SAFEWAY IN|SWY COM 786514208 346.50 7 366.61 SOLE ---- SOLE SARA LEE C|SLE COM 803111103 635.25 28 54.16 SOLE ---- SOLE SBC COMMUN|SBC COM 78387G103 3,190.00 55 342.00 SOLE ---- SOLE SCHERING P|SGP COM 806605101 2,310.00 44 120.04 SOLE ---- SOLE SCHLUMBERG|SLB COM 806857108 955.31 15 381.32 SOLE ---- SOLE SCIENTIFIC|SFA COM 808655104 720.00 20 283.28 SOLE ---- SOLE SEAGATE TE|SEG COM 811804103 179.38 7 281.92 SOLE ---- SOLE SEAGRAM LT|VO COM 811850106 554.13 11 219.35 SOLE ---- SOLE SEARS ROEB|S COM 812387108 534.75 12 176.10 SOLE ---- SOLE SEMPRA ENE|SRE COM 816851109 374.24 17 314.29 SOLE ---- SOLE SHELL TRAN|SC COM 822703609 1,831.81 40 736.15 SOLE ---- SOLE SHERWIN-WI|SHW COM 824348106 621.60 22 499.13 SOLE ---- SOLE SIRCO INTL|SIRC COM 829639103 35.00 20 38.30 SOLE ---- SOLE SKYTEL COM|SKYT COM 83087Q104 376.88 18 179.55 SOLE ---- SOLE SLM HLDG C|SLM COM 78442A109 549.75 12 239.35 SOLE ---- SOLE SONIC JET |SJET COM 835455106 400.00 80 200.00 SOLE ---- SOLE SOUTHERN C|SO COM 842587107 530.00 20 167.66 SOLE ---- SOLE SPDR TR |SPY COM 78462F103 14,933.00 109 12,234.78 SOLE ---- SOLE SPIEKER PP|SPK COM 848497103 194.38 5 127.50 SOLE ---- SOLE SPORT-HALE|SPOR COM 848925103 128.49 27 213.56 SOLE ---- SOLE SPRINGS IN|SMI COM 851783100 523.50 12 513.16 SOLE ---- SOLE SPRINT COR|FON COM 852061100 1,378.00 26 290.82 SOLE ---- SOLE SPRINT COR|PCS COM 852061506 370.50 7 34.92 SOLE ---- SOLE ST PAUL CO|SPC COM 792860108 604.44 19 418.09 SOLE ---- SOLE STANDARD A|AJX COM 853097103 526.13 31 279.66 SOLE ---- SOLE STANDARD A|AJX * COM 853097202 381.63 22 221.69 SOLE ---- SOLE SUN CMNTYS|SUI COM 866674104 248.50 7 182.88 SOLE ---- SOLE SUN MICROS|SUNW COM 866810104 1,515.25 22 61.65 SOLE ---- SOLE SUNOCO INC|SUN COM 86764P109 211.31 7 276.69 SOLE ---- SOLE SUNTRUST B|STI COM 867914103 486.06 7 122.44 SOLE ---- SOLE SUPREME IN|STS COM 868607102 156.65 16 200.41 SOLE ---- SOLE SYNTROLEUM|SYNM COM 871630109 26.81 3 44.25 SOLE ---- SOLE TAKE-TWO I|TTWO COM 874054109 190.63 25 180.80 SOLE ---- SOLE TANDY CORP|TAN COM 875382103 684.25 14 105.56 SOLE ---- SOLE TAVA TECHN|TAVA COM 872169107 192.19 25 201.89 SOLE ---- SOLE TEKTRONIX |TEK COM 879131100 226.41 8 163.08 SOLE ---- SOLE TEMPLE INL|TIN COM 879868107 343.13 5 359.68 SOLE ---- SOLE TENNECO IN|TEN COM 88037E101 167.13 7 226.06 SOLE ---- SOLE TENNESSEE |TVC COM 880591300 1,447.50 60 1,500.00 SOLE ---- SOLE TEXACO INC|TX COM 881694103 1,060.38 17 372.92 SOLE ---- SOLE TEXAS INST|TXN COM 882508104 1,728.00 12 100.69 SOLE ---- SOLE TEXAS UTIL|TXU COM 882848104 414.38 10 265.82 SOLE ---- SOLE TEXTRON IN|TXT COM 883203101 493.88 6 141.59 SOLE ---- SOLE TIME WARNE|TWX COM 887315109 2,614.50 36 430.19 SOLE ---- SOLE TIMES MIRR|TMC COM 887364107 359.94 6 45.09 SOLE ---- SOLE TJX COS IN|TJX COM 872540109 466.38 14 424.34 SOLE ---- SOLE TRANSAMERI|TA COM 893485102 600.00 8 109.04 SOLE ---- SOLE TRIAD HOSP|TRIH COM 89579K109 21.30 2 17.11 SOLE ---- SOLE TRICON GLO|YUM COM 895953107 389.70 7 78.36 SOLE ---- SOLE TRW INCORP|TRW COM 872649108 439.00 8 279.28 SOLE ---- SOLE TYCO INTL |TYC COM 902124106 1,946.92 21 766.90 SOLE ---- SOLE U S PLASTI|USPL COM 902948108 198.75 20 208.75 SOLE ---- SOLE U S WEST I|USW COM 91273H101 854.58 15 226.43 SOLE ---- SOLE UNICOM COR|UCM COM 904911104 501.31 13 346.21 SOLE ---- SOLE UNILEVER N|UN COM 904784709 1,183.24 17 342.39 SOLE ---- SOLE UNION CARB|UK COM 905581104 536.25 11 259.36 SOLE ---- SOLE UNION PAC |UPR COM 907834105 151.97 9 55.38 SOLE ---- SOLE UNION PACI|UNP COM 907818108 466.50 8 82.67 SOLE ---- SOLE UNISYS COR|UIS COM 909214108 194.69 5 71.90 SOLE ---- SOLE UNITED TEC|UTX COM 913017109 1,008.00 14 88.57 SOLE ---- SOLE UNOCAL COR|UCL COM 915289102 475.50 12 303.40 SOLE ---- SOLE US BANCORP|USB COM 902973106 680.35 20 193.17 SOLE ---- SOLE UST INC CO|UST COM 902911106 410.38 14 423.43 SOLE ---- SOLE USX-U S ST|X COM 90337T101 145.80 5 104.73 SOLE ---- SOLE USX MARATH|MRO COM 902905827 437.48 13 306.06 SOLE ---- SOLE V F CORPOR|VFC COM 918204108 384.75 9 140.68 SOLE ---- SOLE VDC COMMUN|VDC COM 91821B101 120.00 40 194.80 SOLE ---- SOLE VENTAS INC|VTR COM 92276F100 107.50 20 241.25 SOLE ---- SOLE VIACOM INC|VIA B COM 925524308 968.00 22 417.57 SOLE ---- SOLE VIVUS INC |VVUS COM 928551100 105.00 40 207.35 SOLE ---- SOLE W W GRAING|GWW COM 384802104 430.50 8 78.70 SOLE ---- SOLE WACHOVIA C|WB COM 929771103 513.38 6 334.86 SOLE ---- SOLE WAL MART S|WMT COM 931142103 6,176.00 128 241.35 SOLE ---- SOLE WALGREEN C|WAG COM 931422109 881.25 30 28.92 SOLE ---- SOLE WARNER LAM|WLA COM 934488107 1,659.00 24 159.94 SOLE ---- SOLE WASHINGTON|WM COM 939322103 384.08 11 138.36 SOLE ---- SOLE WASTE MANA|WMI COM 94106L109 545.56 10 257.04 SOLE ---- SOLE WELLS FARG|WFC COM 949746101 2,052.00 48 602.32 SOLE ---- SOLE WENDYS INT|WEN COM 950590109 484.50 17 113.82 SOLE ---- SOLE WEYERHAEUS|WY COM 962166104 550.00 8 200.65 SOLE ---- SOLE WILLIAMS C|WMB COM 969457100 638.44 15 156.43 SOLE ---- SOLE WM WRIGLEY|WWY COM 982526105 356.75 4 185.17 SOLE ---- SOLE WORLDWIDE |WWES COM 98157N104 292.50 120 180.00 SOLE ---- SOLE WORTHINGTO|WTHG COM 981811102 164.38 10 109.64 SOLE ---- SOLE XEROX CORP|XRX COM 984121103 1,181.25 20 265.96 SOLE ---- SOLE ------------------------------- 381,958.62 33839.82 141,267.91 -----END PRIVACY-ENHANCED MESSAGE-----