Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405]:
SEC Accession No. 0000782842-08-000019
Filing Date
2008-03-28
Accepted
2008-03-28 16:28:47
Documents
14
Period of Report
2007-12-31

Document Format Files

Seq Description Document Type Size
1 2007 FORM 10K form10k2007.htm 10-K 2480489
2 EXHIBIT 3.1-AMENDED AND RESTATED CERTIFICATE OF INCORPORATION exhibit3-1.htm EX-3.1 56720
3 EXHIBIT 3.2-AMENDED AND RESTATED BYLAWS exhibit3-2.htm EX-3.2 128280
4 EXHIBIT 10.57-FULLY DISCLOSED CLEARING AGREEMENT DATED AS OF JANUARY 11, 2008, B exhibit10-57.htm EX-10.57 389990
5 EXHIBIT 10.58-FULLY DISCLOSED CLEARING AGREEMENT DATED AS OF JANUARY 11, 2008, B exhibit10-58.htm EX-10.58 385445
6 EXHIBIT 10.69-NON-EMPLOYEE BOARD OF DIRECTOR COMPENSATION DESCRIPTION exhibit10-69.htm EX-10.69 2078
7 EXHIBIT 10.70-NON-COMPETE NON-SOLICIT AGREEMENT BETWEEN FIRST ALBANY COMPANIES I exhibit10-70.htm EX-10.70 12635
8 EXHIBIT 10.71-ADDENDUM TO THE NON-COMPETE NON-SOLICIT AGREEMENT BETWEEN FIRST AL exhibit10-71.htm EX-10.71 27539
9 EXHIBIT 14-AMENDED AND RESTATED CODE OF BUSINESS CONDUCT AND ETHICS exhibit14.htm EX-14 38896
10 EXHIBIT 21-SUBSIDIARIES OF BROADPOINT SECURITIES GROUP, INC. exhibit21.htm EX-21 9311
11 EXHIBIT 23-CONSENT OF PRICEWATERHOUSECOOPERS LLP exhibit23.htm EX-23 3151
12 EXHIBIT 31.1-CERTIFICATION OF CHIEF EXECUTIVE OFFICER exhibit31-1.htm EX-31.1 16672
13 EXHIBIT 31.2-CERTIFICATION OF CHIEF EXECUTIVE OFFICER exhibit31-2.htm EX-31.2 16616
14 EXHIBIT 32-CERTIFICATION OF CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER exhibit32.htm EX-32 8398
  Complete submission text file 0000782842-08-000019.txt   3577895
Mailing Address ONE PENN PLAZA 42ND FLOOR NEW YORK NY 10119
Business Address ONE PENN PLAZA 42ND FLOOR NEW YORK NY 10119 518-447-8613
BROADPOINT SECURITIES GROUP, INC. (Filer) CIK: 0000782842 (see all company filings)

EIN.: 222655804 | State of Incorp.: NY | Fiscal Year End: 1231
Type: 10-K | Act: 34 | File No.: 000-14140 | Film No.: 08719764
SIC: 6211 Security Brokers, Dealers & Flotation Companies