phi-6k_20190503.htm

0001564590-19-015513.txt : 20190503 0001564590-19-015513.hdr.sgml : 20190503 20190503083409 ACCESSION NUMBER: 0001564590-19-015513 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190503 FILED AS OF DATE: 20190503 DATE AS OF CHANGE: 20190503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PLDT Inc. CENTRAL INDEX KEY: 0000078150 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-03006 FILM NUMBER: 19794180 BUSINESS ADDRESS: STREET 1: RAMON CONJUANGCO BLDG STREET 2: MAKATI AVE CITY: MAKATI METRO MANILA STATE: R6 ZIP: 0721 BUSINESS PHONE: 0116328168553 MAIL ADDRESS: STREET 1: RAMON CONJUANGCO BLDG STREET 2: MAKATI AVE CITY: MAKATI METRO MANILA STATE: R6 ZIP: 0721 FORMER COMPANY: FORMER CONFORMED NAME: PHILIPPINE LONG DISTANCE TELEPHONE CO DATE OF NAME CHANGE: 19940303 6-K 1 phi-6k_20190503.htm 6-K PSE FORM 4-8 phi-6k_20190503.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

OF THE SECURITIES EXCHANGE ACT OF 1934

For the month of May 2019

(Commission File No. 1-03006)

PLDT Inc.

(Translation of registrant’s name into English)

Ramon Cojuangco Building

Makati Avenue

Makati City

Philippines

(Address of registrant’s principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F ☒ Form 40-F ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101 (b) (1):

Yes ☐ No ☒

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101 (b) (7):

Yes ☐ No ☒

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes ☐ No ☒

NOTE REGARDING FORWARD-LOOKING STATEMENTS

Some information in this report may contain forward-looking statements within the meaning of Section 27A of the U.S. Securities Act of 1933 and Section 21E of the U.S. Securities Exchange Act of 1934. We have based these forward-looking statements on our current beliefs, expectations and intentions as to facts, actions and events that will or may occur in the future. Such statements generally are identified by forward-looking words such as “believe,” “plan,” “anticipate,” “continue,” “estimate,” “expect,” “may,” “will” or other similar words.

A forward-looking statement may include a statement of the assumptions or bases underlying the forward-looking statement. We have chosen these assumptions or bases in good faith. These forward-looking statements are subject to risks, uncertainties and assumptions, some of which are beyond our control. In addition, these forward-looking statements reflect our current views with respect to future events and are not a guarantee of future performance. Actual results may differ materially from information contained in the forward-looking statements as a result of a number of factors, including, without limitation, the risk factors set forth in “Item 3. Key Information – Risk Factors” in our annual report on Form 20-F for the fiscal year ended December 31, 2018. You should also keep in mind that any forward-looking statement made by us in this report or elsewhere speaks only as at the date on which we made it. New risks and uncertainties come up from time to time, and it is impossible for us to predict these events or how they may affect us. We have no duty to, and do not intend to, update or revise the statements in this report after the date hereof. In light of these risks and uncertainties, you should keep in mind that actual results may differ materially from any forward-looking statement made in this report or elsewhere.

EXHIBIT INDEX


Exhibit	Description

99.1		Copies of the disclosure letters that we filed today with the Securities and Exchange Commission and the Philippine Stock Exchange regarding a discloseable event/information.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereto duly authorized.



PLDT Inc.


By:	/s/ Ma. Lourdes C. Rausa-Chan
Name:	MA. LOURDES C. RAUSA-CHAN
Title:	Corporate Secretary

Date: May 3, 2019

EX-99.1 2 phi-ex991_6.htm EX-99.1 COPIES OF THE DISCLOSURE LETTERS THAT WE FILED TODAY WITH THE SECURITIES AND EXCHANGE COMMISSION AND THE PHILIPPINE STOCK EXCHANGE REGARDING A DISCLOSEABLE EVENT/INFORMATION phi-ex991_6.htm

Exhibit 99.1

EXHIBITS

Exhibit Number

Page

99.1

Copies of the disclosure letters that we filed today with the Securities and Exchange Commission and the Philippine Stock Exchange regarding a discloseable event/information.

May 3, 2019

Securities & Exchange Commission

G/F Secretariat Building,

PICC Complex, Roxas Boulevard,

Pasay City 1307

Attention:

Mr. Vicente Graciano P. Felizmenio, Jr.

Director – Markets and Securities Regulation Dept.

Gentlemen:

Attached is a copy of PSE Disclosure Form 4-8 - Change in Directors and/or Officers (Resignation/Removal or Appointment/Election) which we filed today with Philippine Stock Exchange in connection with the availment of optional retirement by Mr. Ernesto R. Alberto, Executive Vice President and Chief Revenue Officer, effective June 30, 2019, and the appointment of Mr. Alfredo S. Panlilio as Chief Revenue Officer, effective July 1, 2019.

Very truly yours,

/s/Ma. Lourdes C. Rausa-Chan

MA. LOURDES C. RAUSA-CHAN

Corporate Secretary

Page 1 of 2

PLDT Inc.

TEL

PSE Disclosure Form 4-8 – Change in Directors and/or Officers

(Resignation/Removal or Appointment/Election)

References: SRC Rule 17 (SEC Form 17-C) and

Section 4.4 of the Revised Disclosure Rules

Subject of the Disclosure

Retirement/Appointment of officers

Background/Description of the Disclosure

This disclosure pertains to the availment of optional retirement by Mr. Ernesto R. Alberto, Executive Vice President and Chief Revenue Officer, effective June 30, 2019, and the appointment of Mr. Alfredo S. Panlilio as Chief Revenue Officer, effective July 1, 2019.

Resignation/Removal or Replacement

Name of Person

Position/Designation

Effective Date of Resignation/Cessation of term

(mmm/dd/yyyy)

Reason(s) for

Resignation/Cessation

Ernesto R. Alberto

Executive Vice President

Chief Revenue Officer

June 30, 2019

Availment of optional retirement and will pursue other opportunities within the First Pacific Group

Election or Appointment


Name of Person	Position/Designation	Date of Appointment/Election (mmm/dd/yyyy)	Effective Date of Appointment Election (mmm/dd/yyyy)	Shareholdings in the Listed Company		Nature of Indirect Ownership
Name of Person	Position/Designation	Date of Appointment/Election (mmm/dd/yyyy)	Effective Date of Appointment Election (mmm/dd/yyyy)	Direct	Indirect	Nature of Indirect Ownership
Alfredo S. Panlilio	Chief Revenue Officer	May 2, 2019	July 1, 2019	3,000	-

Promotion or Change in Designation


Name of Person	Position/Designation		Date of Approval (mmm/dd/yyy)	Effective Date of Change (mmm/dd/yyyy )	Shareholdings in the Listed Company		Nature of Indirect Ownership
Name of Person	From	To	Date of Approval (mmm/dd/yyy)	Effective Date of Change (mmm/dd/yyyy )	Direct	Indirect	Nature of Indirect Ownership

Other Relevant information

Page 2 of 2

Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


		PLDT Inc.
By	:	/s/ Ma. Lourdes C. Rausa-Chan
Name	:	Ma. Lourdes C. Rausa-Chan
Title	:	Corporate Secretary

Date: May 3, 2019