EX-99 2 phi-ex99_1.htm EX-99.1 EX-99

 

 

 

 

Exhibit 99.1

 

 

 

 

Exhibit No.

 

Exhibit

 

 

 

 

 

 

 

99.1

 

 

Copies of disclosure letters that PLDT Inc. (the “Company”) filed today with the Philippine Stock Exchange, the Philippine Securities and Exchange Commission, and the Philippine Dealing and Exchange Corporation regarding the class action lawsuit filed against the Company and nine of its current or former employees in the United States federal district court in the Central District of California. The disclosure letters were submitted as an update to the clarification we submitted on February 10, 2023 in relation to the Inquirer.net news article entitled “PLDT, MVP slapped with U.S. class action lawsuits”. As stated in the disclosure letters, the Company has not been served with a copy of the complaint, as required under U.S. law, and does not have any further information regarding the lawsuit at this time.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


 

 

February 13, 2023

 

The Philippine Stock Exchange, Inc.

6/F Philippine Stock Exchange Tower

28th Street corner 5th Avenue

Bonifacio Global City, Taguig City

 

Attention: Ms. Alexandra D. Tom Wong

OIC - Disclosure Department

 

Gentlemen:

 

Further to the clarification we submitted on February 10, 2023 in relation to the Inquirer.net news article entitled “PLDT, MVP slapped with U.S. class action lawsuits”, we submit herewith PSE Disclosure Form 16-1 to provide an update on the class action lawsuit filed against PLDT Inc. (the “Company”) and nine of its current or former employees in the United States federal district court in the Central District of California. As stated in our disclosure update, the Company has not been served with a copy of the complaint, as required under U.S. law, and does not have any further information regarding the lawsuit at this time.

 

Very truly yours,

 

 

/s/Marilyn A. Victorio-Aquino

Marilyn A. Victorio-Aquino

Corporate Secretary

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


 

 

 

 

February 13, 2023

 

Securities & Exchange Commission

Secretariat Building, PICC Complex

Roxas Boulevard, Pasay City

 

Attention: Mr. Vicente Graciano P. Felizmenio, Jr.

Director – Markets and Securities Regulation Dept

 

 

Philippine Dealing & Exchange Corporation

29th Floor, BDO Equitable Tower

8751 Paseo de Roxas, Makati City 1226

 

 

Attention: Atty. Marie Rose M. Magallen-Lirio

Head – Issuer Compliance and Disclosure Department

 

Gentlemen:

 

Further to our Letter dated February 10, 2023 in relation to the Inquirer.net news article entitled “PLDT, MVP slapped with U.S. class action lawsuits”, we provide herewith a copy of our disclosure to the Philippine Stock Exchange regarding the update on the class action lawsuit filed against PLDT Inc. (the “Company’) and nine of its current or former employees in the United States federal district court in the Central District of California. As stated in our disclosure update, the Company has not been served with a copy of the complaint, as required under U.S. law, and does not have any further information regarding the lawsuit at this time.

 

Very truly yours,

 

 

 

/s/Marilyn A. Victorio-Aquino

Marilyn A. Victorio-Aquino

Corporate Secretary

 

 

 

 

 

 

 

 

 

 

 


 

 

 

 

 

 

 

 

COVER SHEET

 

SEC Registration Number

P

W

-

5

5

 

 

 

 

 

 

Company Name

P

L

D

T

 

I

N

C.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Principal Office (No./Street/Barangay/City/Town/Province)

R

A

M

O

N

 

C

O

J

U

A

N

G

C

O

 

B

U

I

L

D

I

N

G

 

 

 

 

 

 

 

M

A

K

A

T

I

 

A

V

E

N

U

E

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

M

A

K

A

T

I

 

C

I

T

Y

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Form Type

 

 

 

Department requiring the report

 

 

 

Secondary License Type, If Applicable

 

 

17

-

C

 

 

 

 

 

 

 

 

M

S

R

D

 

 

 

 

 

 

 

 

 

 

 

 

 

COMPANY INFORMATION

 

Company’s Email Address

 

Company’s Telephone Number/s

 

Mobile Number

 

 

 

 

 

 

 

 

 

 

No. of Stockholders

 

Annual Meeting
Month/Day

 

Fiscal Year
Month/Day

 

 

11,426

As of January 31, 2023

 

Every 2nd Tuesday of June

 

December 31

 

CONTACT PERSON INFORMATION
The designated contact person MUST be an Officer of the Corporation

Name of Contact Person

 

Email Address

 

Telephone Number/s

 

Mobile Number

Marilyn A. Victorio-Aquino

 

mvaquino@pldt.com.ph

 

82500254

 

 

 

 


 

 

Name of Contact Person

 

Email Address

 

Telephone Number/s

 

Mobile Number

 

Contact Person’s Address

MGO Building, Legaspi St. corner Dela Rosa St., Makati City

 

Note: In case of death, resignation or cessation of office of the officer designated as contact person, such incident shall be reported to the Commission within thirty (30) calendar days from the occurrence thereof with information and complete contact details of the new contact person designated.

 

 

 

 

 


 

 

SECURITIES AND EXCHANGE COMMISSION

 

CURRENT REPORT UNDER SECTION 17

OF THE SECURITIES REGULATION CODE

AND SRC RULE 17.1

 

 

 

1.

February 13, 2023

 

 

Date of Report (Date of earliest event reported)

 

 

 

2.

SEC Identification Number PW-55

 

 

 

3.

BIR Tax Identification No. 000-488-793

 

 

 

4.

PLDT Inc.

 

Exact name of issuer as specified in its charter

 

 

 

5.

PHILIPPINES

6. ____________ (SEC Use Only)

 

Province, country or other jurisdiction of Incorporation

    Industry Classification Code

 

 

 

7.

Ramon Cojuangco Building, Makati Avenue, Makati City

1200

 

Address of principal office

Postal Code

 

 

 

8.

(632) 8250-0254

 

 

Issuer's telephone number, including area code

 

 

 

9.

Not Applicable

 

 

Former name or former address, if changed since last report

 

 

 

10.

Securities registered pursuant to Sections 8 and 12 of the Securities Regulation Code and Sections 4 and 8 of the Revised Securities Act

 

Title of Each Class

Number of Shares of Common Stock

Outstanding and Amount of Debt Outstanding

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


 

 

 

 

 

PLDT Inc.

TEL

 

PSE Disclosure Form 16-1- Update on Corporate Actions/

Material Transactions/Agreements

References: SRC Rule 17 (SEC Form 17-C) and

Section 16 of the Revised Disclosure Rules

 

Subject of the Disclosure

 

Class action suit commenced by Sophia Olsson against PLDT Inc. and nine of its current or former employees.

 

Background/Description of the Disclosure

 

Further to the clarification we submitted on February 10, 2023 in relation to the Inquirer.net news article entitled “PLDT, MVP slapped with U.S. class action lawsuits”, we disclose that PLDT Inc. (“PLDT” or the “Company”) has learned that a securities class action lawsuit was commenced on February 6, 2023 by Sophia Olsson, a purported holder of PLDT securities, in the United States federal district court in the Central District of California. The complaint filed in the class action names as defendants PLDT and nine of its current or former employees. The Company has not been served with a copy of the complaint, as required under U.S. law, and does not have any further information regarding the lawsuit at this time.

 

Other Relevant Information

 

-

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


 

 

 

 

 

 

11. Item 9 (Other Events)

 

Further to the clarification we submitted on February 10, 2023 in relation to the Inquirer.net news article entitled “PLDT, MVP slapped with U.S. class action lawsuits”, we disclose that PLDT Inc. (“PLDT” or the “Company”) has learned that a securities class action lawsuit was commenced on February 6, 2023 by Sophia Olsson, a purported holder of PLDT securities, in the United States federal district court in the Central District of California. The complaint filed in the class action names as defendants PLDT and nine of its current or former employees. The Company has not been served with a copy of the complaint, as required under U.S. law, and does not have any further information regarding the lawsuit at this time.

 

Pursuant to the requirements of the Securities Regulation Code, the Company has duly authorized and caused this Report to be signed on its behalf by the undersigned.

 

 

PLDT INC.

 

By:

 

 

/s/Marilyn A. Victorio-Aquino

Marilyn A. Victorio-Aquino

Corporate Secretary

 

February 13, 2023

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Signatures

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly authorized and caused this report to be signed on its behalf by the undersigned.

 

 

 

 

 

PLDT Inc.

 

 

 

By

:

/s/ Marilyn A. Victorio-Aquino

Name

:

Marilyn A. Victorio-Aquino

Title

:

Corporate Secretary

 

 

 


 

 

 

Date: February 13, 2023