0001127602-19-009588.txt : 20190304 0001127602-19-009588.hdr.sgml : 20190304 20190304171350 ACCESSION NUMBER: 0001127602-19-009588 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190228 FILED AS OF DATE: 20190304 DATE AS OF CHANGE: 20190304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Luning Christopher Paul CENTRAL INDEX KEY: 0001549977 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06659 FILM NUMBER: 19655015 MAIL ADDRESS: STREET 1: 762 W. LANCASTER AVE CITY: BRYN MAWR STATE: PA ZIP: 19010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AQUA AMERICA INC CENTRAL INDEX KEY: 0000078128 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 231702594 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 762 W. LANCASTER AVE CITY: BRYN MAWR STATE: PA ZIP: 19010-3489 BUSINESS PHONE: 610-527-8000 MAIL ADDRESS: STREET 1: 762 W. LANCASTER AVE CITY: BRYN MAWR STATE: PA ZIP: 19010-3489 FORMER COMPANY: FORMER CONFORMED NAME: PHILADELPHIA SUBURBAN CORP DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-02-28 0000078128 AQUA AMERICA INC WTR 0001549977 Luning Christopher Paul 762 W. LANCASTER AVE BRYN MAWR PA 19010 1 Sr. VP, General Counsel & Sec Common Stock 2019-02-28 4 A 0 4806 0 A 49004 D Common Stock 2019-02-28 4 F 0 3674 35.605 D 45330 D Common Stock 2019-02-28 4 A 0 2548 0 A 47878 D Common Stock 401k 1452.35 I 401k Stock Options (Right to Buy) 35.94 2019-02-28 4 A 0 39107 35.94 A 2020-02-28 2029-02-28 Common Stock 39107 39107 D Represents acquisition of shares upon the earning and vesting of performance-based share units awarded on 02/21/2016. Vesting determination was made by the Compensation Committee on 2/28/2019. Represents vesting at 70.68% of target. Includes additional shares acquired under the Issuer's Employee Stock Purchase Plan since the date of the reporting person's last ownership report. Disposition to issuer for tax obligations upon the vesting of restricted stock units and performance-based share units. Represents award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest on February 28, 2022. Includes shares acquired under the Company's 401k plan since the last filing. Grant of 39,107 shares of stock options which vest one-third each year on the anniversary of the grant, subject to achievement of designated performance goals. /s/ Brian Dingerdissen, attorney-in-fact for Mr. Luning 2019-03-01