0001225208-21-013883.txt : 20211115
0001225208-21-013883.hdr.sgml : 20211115
20211115174030
ACCESSION NUMBER: 0001225208-21-013883
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211111
FILED AS OF DATE: 20211115
DATE AS OF CHANGE: 20211115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dolsten Mikael
CENTRAL INDEX KEY: 0001437590
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03619
FILM NUMBER: 211412888
MAIL ADDRESS:
STREET 1: 5 GIRALDA FARMS
CITY: MADISON
STATE: NJ
ZIP: 07940
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PFIZER INC
CENTRAL INDEX KEY: 0000078003
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 135315170
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 235 E 42ND ST
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2125732323
MAIL ADDRESS:
STREET 1: 235 E 42ND ST
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: PFIZER CHARLES & CO INC
DATE OF NAME CHANGE: 19710908
4
1
doc4.xml
X0306
4
2021-11-11
0000078003
PFIZER INC
PFE
0001437590
Dolsten Mikael
PFIZER INC.-CORP. SECRETARY
235 EAST 42ND ST.
NEW YORK
NY
10017
1
President R&D
Common Stock
2021-11-11
4
M
0
76135.0000
22.8900
A
216093.0000
D
Common Stock
2021-11-11
4
M
0
64841.0000
27.3400
A
280934.0000
D
Common Stock
2021-11-11
4
M
0
58572.0000
25.6000
A
339506.0000
D
Common Stock
2021-11-11
4
S
0
2124.0000
50.3400
D
337382.0000
D
Common Stock
2021-11-11
4
S
0
2301.0000
50.3200
D
335081.0000
D
Common Stock
2021-11-11
4
S
0
3197.0000
50.2900
D
331884.0000
D
Common Stock
2021-11-11
4
S
0
3396.0000
50.3100
D
328488.0000
D
Common Stock
2021-11-11
4
S
0
5227.0000
50.2900
D
323261.0000
D
Common Stock
2021-11-11
4
S
0
6708.0000
50.3300
D
316553.0000
D
Common Stock
2021-11-11
4
S
0
36711.0000
50.2800
D
279842.0000
D
Common Stock
1803.0000
I
By Rule 16b-3 Plan
Phantom Stock Units
2021-11-11
4
I
0
47828.0000
50.1800
D
Common Stock
47828.0000
71314.0000
D
Stock Appreciation Rights
27.3400
2021-11-11
4
M
0
153789.0000
0.0000
D
2020-02-23
2022-02-23
Common Stock
153789.0000
0.0000
D
Stock Appreciation Rights
22.8900
2021-11-11
4
M
0
145970.0000
0.0000
D
2019-02-25
2023-02-25
Common Stock
145970.0000
0.0000
D
Stock Appreciation Rights
25.6000
2021-11-11
4
M
0
127160.0000
0.0000
D
2018-02-26
2022-02-26
Common Stock
127160.0000
0.0000
D
Represents the number of stock units received upon the exercise and conversion of previously granted stock appreciation rights (SARs), calculated by taking the change in Pfizer common stock price (20 trading day average ending on the exercise date (Election Price of $44.58)) less the grant price of the SAR plus accumulated dividends from the grant date, times the number of SARs exercised. This value is divided by the Election Price to determine the number of stock units. The stock units and accumulated dividend units will be settled in Pfizer common stock on the SAR original settlement date, the seventh anniversary of grant.
Represents the number of stock units received upon the exercise and conversion of previously granted stock appreciation rights (SARs), calculated by taking the change in Pfizer common stock price (20 trading day average ending on the exercise date (Election Price of $44.58)) less the grant price of the SAR plus accumulated dividends from the grant date, times the number of SARs exercised. This value is divided by the Election Price to determine the number of stock units. The stock units and accumulated dividend units will be settled in Pfizer common stock on the SAR original settlement date, the fifth anniversary of grant.
Each unit represents one phantom share of common stock.
The reporting person diversified shares held in the Pfizer Inc. Deferred Compensation Plan ("Plan") pursuant to the Plan's diversification provision into an alternate investment option(s) under the Plan.
The units, held under the Deferred Compensation Plan, are paid in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.
Susan E. Grant, by power of atty., for Mikael Dolsten
2021-11-15