0001225208-21-013883.txt : 20211115 0001225208-21-013883.hdr.sgml : 20211115 20211115174030 ACCESSION NUMBER: 0001225208-21-013883 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211111 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dolsten Mikael CENTRAL INDEX KEY: 0001437590 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03619 FILM NUMBER: 211412888 MAIL ADDRESS: STREET 1: 5 GIRALDA FARMS CITY: MADISON STATE: NJ ZIP: 07940 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PFIZER INC CENTRAL INDEX KEY: 0000078003 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 135315170 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 235 E 42ND ST CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125732323 MAIL ADDRESS: STREET 1: 235 E 42ND ST CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: PFIZER CHARLES & CO INC DATE OF NAME CHANGE: 19710908 4 1 doc4.xml X0306 4 2021-11-11 0000078003 PFIZER INC PFE 0001437590 Dolsten Mikael PFIZER INC.-CORP. SECRETARY 235 EAST 42ND ST. NEW YORK NY 10017 1 President R&D Common Stock 2021-11-11 4 M 0 76135.0000 22.8900 A 216093.0000 D Common Stock 2021-11-11 4 M 0 64841.0000 27.3400 A 280934.0000 D Common Stock 2021-11-11 4 M 0 58572.0000 25.6000 A 339506.0000 D Common Stock 2021-11-11 4 S 0 2124.0000 50.3400 D 337382.0000 D Common Stock 2021-11-11 4 S 0 2301.0000 50.3200 D 335081.0000 D Common Stock 2021-11-11 4 S 0 3197.0000 50.2900 D 331884.0000 D Common Stock 2021-11-11 4 S 0 3396.0000 50.3100 D 328488.0000 D Common Stock 2021-11-11 4 S 0 5227.0000 50.2900 D 323261.0000 D Common Stock 2021-11-11 4 S 0 6708.0000 50.3300 D 316553.0000 D Common Stock 2021-11-11 4 S 0 36711.0000 50.2800 D 279842.0000 D Common Stock 1803.0000 I By Rule 16b-3 Plan Phantom Stock Units 2021-11-11 4 I 0 47828.0000 50.1800 D Common Stock 47828.0000 71314.0000 D Stock Appreciation Rights 27.3400 2021-11-11 4 M 0 153789.0000 0.0000 D 2020-02-23 2022-02-23 Common Stock 153789.0000 0.0000 D Stock Appreciation Rights 22.8900 2021-11-11 4 M 0 145970.0000 0.0000 D 2019-02-25 2023-02-25 Common Stock 145970.0000 0.0000 D Stock Appreciation Rights 25.6000 2021-11-11 4 M 0 127160.0000 0.0000 D 2018-02-26 2022-02-26 Common Stock 127160.0000 0.0000 D Represents the number of stock units received upon the exercise and conversion of previously granted stock appreciation rights (SARs), calculated by taking the change in Pfizer common stock price (20 trading day average ending on the exercise date (Election Price of $44.58)) less the grant price of the SAR plus accumulated dividends from the grant date, times the number of SARs exercised. This value is divided by the Election Price to determine the number of stock units. The stock units and accumulated dividend units will be settled in Pfizer common stock on the SAR original settlement date, the seventh anniversary of grant. Represents the number of stock units received upon the exercise and conversion of previously granted stock appreciation rights (SARs), calculated by taking the change in Pfizer common stock price (20 trading day average ending on the exercise date (Election Price of $44.58)) less the grant price of the SAR plus accumulated dividends from the grant date, times the number of SARs exercised. This value is divided by the Election Price to determine the number of stock units. The stock units and accumulated dividend units will be settled in Pfizer common stock on the SAR original settlement date, the fifth anniversary of grant. Each unit represents one phantom share of common stock. The reporting person diversified shares held in the Pfizer Inc. Deferred Compensation Plan ("Plan") pursuant to the Plan's diversification provision into an alternate investment option(s) under the Plan. The units, held under the Deferred Compensation Plan, are paid in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time. Susan E. Grant, by power of atty., for Mikael Dolsten 2021-11-15