0001225208-17-013378.txt : 20170808 0001225208-17-013378.hdr.sgml : 20170808 20170808170203 ACCESSION NUMBER: 0001225208-17-013378 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170804 FILED AS OF DATE: 20170808 DATE AS OF CHANGE: 20170808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: READ IAN C CENTRAL INDEX KEY: 0001372915 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03619 FILM NUMBER: 171015560 MAIL ADDRESS: STREET 1: PFIZER INC ATTN CORPORATE SECRETARY STREET 2: 235 EAST 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PFIZER INC CENTRAL INDEX KEY: 0000078003 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 135315170 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 235 E 42ND ST CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125732323 MAIL ADDRESS: STREET 1: 235 E 42ND ST CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: PFIZER CHARLES & CO INC DATE OF NAME CHANGE: 19710908 4 1 doc4.xml X0306 4 2017-08-04 0000078003 PFIZER INC PFE 0001372915 READ IAN C PFIZER INC.-CORP. SECRETARY 235 EAST 42ND ST. NEW YORK NY 10017 1 1 Chairman & CEO Common Stock 2017-08-04 4 S 0 28116.0000 34.0000 D 636293.0000 D Common Stock 2017-08-04 4 S 0 68834.0000 34.0000 D 221955.0000 I By Trust Common Stock 10776.0000 I By Rule 16b-3 Plan This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2017. In accordance with the provisions of his Grantor Retained Annuity Trust (GRAT), 119,973 shares were transferred from the GRAT to the reporting person's direct ownership on March 16, 2017. Susan E. Grant, by power of atty., for Ian C. Read 2017-08-08