-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KD1cjrMGiM79OxczNov7WEvg9fEm51uamEf3Tpvi7zPynCb5y8GeFZ7nO9qYHugg xdR+3JipBLtQPgWEma9QgA== 0001193373-05-000001.txt : 20050926 0001193373-05-000001.hdr.sgml : 20050926 20050926212509 ACCESSION NUMBER: 0001193373-05-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050922 FILED AS OF DATE: 20050926 DATE AS OF CHANGE: 20050926 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPECT COMMUNICATIONS CORP CENTRAL INDEX KEY: 0000779390 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942974062 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1320 RIDDER PARK DRIVE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4083252200 MAIL ADDRESS: STREET 1: 1320 RIDDER PARK DRIVE CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: ASPECT TELECOMMUNICATIONS CORP DATE OF NAME CHANGE: 19940218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARNETT GARY CENTRAL INDEX KEY: 0001193373 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18391 FILM NUMBER: 051103959 MAIL ADDRESS: STREET 1: 1310 RIDDER PARK DR CITY: SAN JOSE STATE: CA ZIP: 95131-2313 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-09-22 0 0000779390 ASPECT COMMUNICATIONS CORP ASPT 0001193373 BARNETT GARY 1310 RIDDER PARK DR SAN JOSE CA 95131-2313 1 1 0 0 Chief Executive Officer Common Stock 2005-08-28 4 G 0 950 D 0 D Common Stock 2005-08-28 4 G 0 950 D 0 D Common Stock 2005-08-28 4 G 0 950 D 0 D Common Stock 2005-08-28 4 G 0 950 D 0 D Common Stock 2005-09-22 4 D 0 71100 D 0 D Common Stock 2005-09-22 4 D 0 40600 D 0 I By spouse Common Stock 2005-09-22 4 D 0 1900 D 0 I Held by son Common Stock 2005-09-22 4 D 0 1900 D 0 I Held by son Stock Option (Right to Buy) 4.2 2005-09-22 4 D 0 15000 7.4 D Common Stock 15000 0 D Stock Option (Right to Buy) 8.8125 2005-09-22 4 D 0 35000 2.7875 D Common Stock 35000 0 D Stock Option (Right to Buy) 6.99 2005-09-22 4 D 0 106036 4.61 D Common Stock 106036 0 D Stock Option (Right to Buy) 6.99 2005-09-22 4 D 0 18964 4.61 D Common Stock 18964 0 D Stock Option (Right to Buy) 10.75 2005-09-22 4 D 0 100000 0.85 D Common Stock 100000 0 D Stock Option (Right to Buy) 8.25 2005-09-22 4 D 0 3500 3.35 D Common Stock 3500 0 D Stock Option (Right to Buy) 2.95 2005-09-22 4 D 0 25156 8.65 D Common Stock 25156 0 D Stock Option (Right to Buy) 2.95 2005-09-22 4 D 0 44844 8.65 D Common Stock 44844 0 D Stock Option (Right to Buy) 8.94 2005-09-22 4 D 0 100000 2.66 D Common Stock 100000 0 D Stock Option (Right to Buy) 8.94 2005-09-22 4 D 0 200000 2.66 D Common Stock 200000 0 D Stock Option (Right to Buy) 4.79 2005-09-22 4 D 0 73333 6.81 D Common Stock 73333 0 D Stock Option (Right to Buy) 4.79 2005-09-22 4 D 0 6667 6.81 D Common Stock 6667 0 D Stock Option (Right to Buy) 45.875 2005-09-22 4 D 0 20000 D Common Stock 20000 0 D Stock Option (Right to Buy) 18.5 2005-09-22 4 D 0 19861 D Common Stock 19861 0 D Stock Option (Right to Buy) 18.5 2005-09-22 4 D 0 5139 D Common Stock 5139 0 D Stock Option (Right to Buy) 19 2005-09-22 4 D 0 8064 D Common Stock 8064 0 D Stock Option (Right to Buy) 19 2005-09-22 4 D 0 141936 D Common Stock 141936 0 D Stock Option (Right to Buy) 16.3 2005-09-22 4 D 0 1563 D Common Stock 1563 0 D Stock Option (Right to Buy) 16.3 2005-09-22 4 D 0 73347 D Common Stock 73347 0 D Stock Option (Right to Buy) 13.9375 2005-09-22 4 D 0 10000 D Common Stock 10000 0 D Stock Option (Right to Buy) 18.5 2005-09-22 4 D 0 13950 D Common Stock 13950 0 D Stock Option (Right to Buy) 18.5 2005-09-22 4 D 0 6050 D Common Stock 6050 0 D Shares are registered to Sharon M. Barnett, spouse of Gary Barnett. This option, which became vested and exercisable in its entirety immediately prior to the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of July 5, 2005 among the issuer, Concerto Software, Inc. and Ascend Merger Sub, Inc. (the "Merger Agreement"), was cancelled in the merger in exchange for a cash payment of $111,000, representing the difference between the exercise price of the option and $11.60 per share (the per share consideration for issuer common stock paid in the merger). This option originally had an expiration date of 1/3/2012, however, pursuant to the terms of issuer's option plan and the Merger Agreement, this option terminated on 9/22/2005 at the effective time of the merger. This option, which became vested and exercisable in its entirety immediately prior to the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of July 5, 2005 among the issuer, Concerto Software, Inc. and Ascend Merger Sub, Inc. (the "Merger Agreement"), was cancelled in the merger in exchange for a cash payment of $97,562.50, representing the difference between the exercise price of the option and $11.60 per share (the per share consideration for issuer common stock paid in the merger). This option originally had an expiration date of 6/4/2009, however, pursuant to the terms of issuer's option plan and the Merger Agreement, this option terminated on 9/22/2005 at the effective time of the merger. This option, which became vested and exercisable in its entirety immediately prior to the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of July 5, 2005 among the issuer, Concerto Software, Inc. and Ascend Merger Sub, Inc. (the "Merger Agreement"), was cancelled in the merger in exchange for a cash payment of $488,825.96, representing the difference between the exercise price of the option and $11.60 per share (the per share consideration for issuer common stock paid in the merger). This option originally had an expiration date of 6/29/2011, however, pursuant to the terms of issuer's option plan and the Merger Agreement, this option terminated on 9/22/2005 at the effective time of the merger. This option, which became vested and exercisable in its entirety immediately prior to the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of July 5, 2005 among the issuer, Concerto Software, Inc. and Ascend Merger Sub, Inc. (the "Merger Agreement"), was cancelled in the merger in exchange for a cash payment of $87,424.04, representing the difference between the exercise price of the option and $11.60 per share (the per share consideration for issuer common stock paid in the merger). This option originally had an expiration date of 6/29/2011, however, pursuant to the terms of issuer's option plan and the Merger Agreement, this option terminated on 9/22/2005 at the effective time of the merger. This option, which became vested and exercisable in its entirety immediately prior to the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of July 5, 2005 among the issuer, Concerto Software, Inc. and Ascend Merger Sub, Inc. (the "Merger Agreement"), was cancelled in the merger in exchange for a cash payment of $85,000.00, representing the difference between the exercise price of the option and $11.60 per share (the per share consideration for issuer common stock paid in the merger). This option originally had an expiration date of 12/14/2010, however, pursuant to the terms of issuer's option plan and the Merger Agreement, this option terminated on 9/22/2005 at the effective time of the merger. This option, which became vested and exercisable in its entirety immediately prior to the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of July 5, 2005 among the issuer, Concerto Software, Inc. and Ascend Merger Sub, Inc. (the "Merger Agreement"), was cancelled in the merger in exchange for a cash payment of $11,725.00, representing the difference between the exercise price of the option and $11.60 per share (the per share consideration for issuer common stock paid in the merger). This option originally had an expiration date of 2/8/2009, however, pursuant to the terms of issuer's option plan and the Merger Agreement, this option terminated on 9/22/2005 at the effective time of the merger. This option, which became vested and exercisable in its entirety immediately prior to the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of July 5, 2005 among the issuer, Concerto Software, Inc. and Ascend Merger Sub, Inc. (the "Merger Agreement"), was cancelled in the merger in exchange for a cash payment of $217,599.40, representing the difference between the exercise price of the option and $11.60 per share (the per share consideration for issuer common stock paid in the merger). This option originally had an expiration date of 1/22/2013, however, pursuant to the terms of issuer's option plan and the Merger Agreement, this option terminated on 9/22/2005 at the effective time of the merger. This option, which became vested and exercisable in its entirety immediately prior to the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of July 5, 2005 among the issuer, Concerto Software, Inc. and Ascend Merger Sub, Inc. (the "Merger Agreement"), was cancelled in the merger in exchange for a cash payment of $387,900.60, representing the difference between the exercise price of the option and $11.60 per share (the per share consideration for issuer common stock paid in the merger). This option originally had an expiration date of 1/22/2013, however, pursuant to the terms of issuer's option plan and the Merger Agreement, this option terminated on 9/22/2005 at the effective time of the merger. This option, which became vested and exercisable in its entirety immediately prior to the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of July 5, 2005 among the issuer, Concerto Software, Inc. and Ascend Merger Sub, Inc. (the "Merger Agreement"), was cancelled in the merger in exchange for a cash payment of $266,000.00, representing the difference between the exercise price of the option and $11.60 per share (the per share consideration for issuer common stock paid in the merger). This option originally had an expiration date of 5/4/2015, however, pursuant to the terms of issuer's option plan and the Merger Agreement, this option terminated on 9/22/2005 at the effective time of the merger. This option, which became vested and exercisable in its entirety immediately prior to the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of July 5, 2005 among the issuer, Concerto Software, Inc. and Ascend Merger Sub, Inc. (the "Merger Agreement"), was cancelled in the merger in exchange for a cash payment of $532,000.00, representing the difference between the exercise price of the option and $11.60 per share (the per share consideration for issuer common stock paid in the merger). This option originally had an expiration date of 5/4/2015, however, pursuant to the terms of issuer's option plan and the Merger Agreement, this option terminated on 9/22/2005 at the effective time of the merger. This option, which became vested and exercisable in its entirety immediately prior to the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of July 5, 2005 among the issuer, Concerto Software, Inc. and Ascend Merger Sub, Inc. (the "Merger Agreement"), was cancelled in the merger in exchange for a cash payment of $499,397.73, representing the difference between the exercise price of the option and $11.60 per share (the per share consideration for issuer common stock paid in the merger). This option originally had an expiration date of 4/24/2012, however, pursuant to the terms of issuer's option plan and the Merger Agreement, this option terminated on 9/22/2005 at the effective time of the merger. Disposition of shares by Gary E. Barnett as custodian for Taylor Barnett, UTMA (TN). Disposition of shares by Gary E. Barnett as custodian for Sean Barnett, UTMA (TN). This option, which became vested and exercisable in its entirety immediately prior to the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of July 5, 2005 among the issuer, Concerto Software, Inc. and Ascend Merger Sub, Inc. (the "Merger Agreement"), was cancelled in the merger in exchange for a cash payment of $45,402.27, representing the difference between the exercise price of the option and $11.60 per share (the per share consideration for issuer common stock paid in the merger). This option originally had an expiration date of 4/24/2012, however, pursuant to the terms of issuer's option plan and the Merger Agreement, this option terminated on 9/22/2005 at the effective time of the merger. Disposition of shares, by gift for no consideration, to Gary E. Barnett as custodian for Taylor Barnett, UTMA (TN), his son, an individual whose holdings may be attributable to Mr. Barnett. Mr. Barnett disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that Mr. Barnett is the beneficial owner of these shares for Section 16 or any other purpose. Disposition of shares, by gift for no consideration, to Gary E. Barnett as custodian for Sean Barnett, UTMA (TN), his son, an individual whose holdings may be attributable to Mr. Barnett. Mr. Barnett disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that Mr. Barnett is the beneficial owner of these shares for Section 16 or any other purpose. Disposition of shares, by gift for no consideration, by spouse of Gary E. Barnett, to Gary E. Barnett as custodian for Taylor Barnett, UTMA (TN), his son, an individual whose holdings may be attributable to Mr. Barnett. Mr. Barnett disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that Mr. Barnett is the beneficial owner of these shares for Section 16 or any other purpose. Disposition of shares, by gift for no consideration, by spouse of Gary E. Barnett, to Gary E. Barnett as custodian for Sean Barnett, UTMA (TN), his son, an individual whose holdings may be attributable to Mr. Barnett. Mr. Barnett disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that Mr. Barnett is the beneficial owner of these shares for Section 16 or any other purpose. Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of July 5, 2005 among issuer, Concerto Software, Inc. and Ascend Merger Sub, Inc. in exchange for $11.60 per share of issuer common stock. This option was terminated and cancelled in its entirety for no consideration immediately prior to the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of July 5, 2005 among the issuer, Concerto Software, Inc. and Ascend Merger Sub, Inc. /s/ Christine Gorjanc, Attorney-in-Fact 2005-09-26 -----END PRIVACY-ENHANCED MESSAGE-----