0001127602-23-028488.txt : 20231130 0001127602-23-028488.hdr.sgml : 20231130 20231130174809 ACCESSION NUMBER: 0001127602-23-028488 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231129 FILED AS OF DATE: 20231130 DATE AS OF CHANGE: 20231130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stein David L CENTRAL INDEX KEY: 0001404929 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31343 FILM NUMBER: 231456789 MAIL ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920-491-7500 MAIL ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-11-29 0000007789 ASSOCIATED BANC-CORP ASB 0001404929 Stein David L ASSOCIATED BANC-CORP 433 MAIN STREET GREEN BAY WI 54301 1 Executive Vice President 0 Common Stock $0.01 Par Value 9854.13 I 401(k) Plan Common Stock $0.01 Par Value 36218 I by Trust Common Stock $0.01 Par Value 2023-11-29 4 M 0 11882 17.02 A 97665 D Common Stock $0.01 Par Value 2023-11-29 4 S 0 19379 18.00 D 78286 D Common Stock $0.01 Par Value 2023-11-29 4 M 0 7497 17.67 A 85783 D Non-qualified Stock Option (Right to Buy) 17.02 2023-11-29 4 M 0 11882 0 D 2024-01-27 Common Stock $0.01 Par Value 11882 0 D Non-qualified Stock Option (Right to Buy) 17.67 2023-11-29 4 M 0 7497 0 D 2024-03-17 Common Stock $0.01 Par Value 7497 0 D The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.962 to $18.005, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above. Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date. /s/ Lynn M. Floeter, attorney-in-fact for David L. Stein 2023-11-30