0001127602-22-002228.txt : 20220127 0001127602-22-002228.hdr.sgml : 20220127 20220127154809 ACCESSION NUMBER: 0001127602-22-002228 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220125 FILED AS OF DATE: 20220127 DATE AS OF CHANGE: 20220127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Utz John A. CENTRAL INDEX KEY: 0001523751 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31343 FILM NUMBER: 22563032 MAIL ADDRESS: STREET 1: ASSOCIATED BANC-CORP STREET 2: 1200 HANSEN ROAD CITY: GREEN BAY STATE: WI ZIP: 54304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920-491-7500 MAIL ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-01-25 0000007789 ASSOCIATED BANC-CORP ASB 0001523751 Utz John A. ASSOCIATED BANC-CORP 433 MAIN STREET GREEN BAY WI 54301 1 Executive Vice President Common Stock $0.01 Par Value 2022-01-25 4 A 0 3993 24.42 A 71339.0652 D Common Stock $0.01 Par Value 2022-01-25 4 F 0 947 24.42 D 70392.0652 D Common Stock $0.01 Par Value 2022-01-25 4 A 0 5349 0 A 75741.0652 D Common Stock $0.01 Par Value 2022-01-25 4 A 0 177 0 A 75918.0652 D Common Stock $0.01 Par Value 13654.77 I 401(k) Plan Represents vested Performance Shares granted in 2019 and subject to 3-year cliff vesting in 2022, a portion of which the reporting person elected to defer upon vesting, and which will remain in the Executives Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file. Shares were withheld to satisfy tax withholding obligations arising from vesting of performance shares in 2022. Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2022, which will vest in four equal annual installments beginning on February 8, 2023. Dividend Equivalent units earned on vested performance shares, a portion of which the reporting person elected to defer upon vesting, and which will remain in the Executives Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file. /s/ Lynn M. Floeter, attorney-in-fact for John A. Utz 2022-01-27