0001127602-21-018628.txt : 20210602 0001127602-21-018628.hdr.sgml : 20210602 20210602112417 ACCESSION NUMBER: 0001127602-21-018628 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210601 FILED AS OF DATE: 20210602 DATE AS OF CHANGE: 20210602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lau Timothy J CENTRAL INDEX KEY: 0001507137 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31343 FILM NUMBER: 21988200 MAIL ADDRESS: STREET 1: ASSOCIATED BANC-CORP STREET 2: 1200 HANSEN ROAD CITY: GREEN BAY STATE: WI ZIP: 54304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920-491-7500 MAIL ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-06-01 0000007789 ASSOCIATED BANC-CORP ASB 0001507137 Lau Timothy J ASSOCIATED BANC-CORP 433 MAIN STREET GREEN BAY WI 54301 1 Executive Vice President Common Stock $0.01 Par Value 2021-06-01 4 M 0 6139 17.67 A 64770.355 D Common Stock $0.01 Par Value 2021-06-01 4 S 0 9751 D 55019.355 D Common Stock $0.01 Par Value 2021-06-01 4 M 0 3612 17.24 A 58631.355 D Common Stock $0.01 Par Value 1570.55 I 401(k) Plan Non-qualified Stock Option (Right to Buy) 17.67 2021-06-01 4 M 0 6139 0 D 2024-03-17 Common Stock $0.01 Par Value 6139 0 D Non-qualified Stock Option (Right to Buy) 17.24 2021-06-01 4 M 0 3612 0 D 2025-02-02 Common Stock $0.01 Par Value 3612 0 D The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.180 to $23.185, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above. Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date. Option vests in four equal annual installments beginning on February 8, 2016. /s/ Lynn M. Floeter, attorney-in-fact for Timothy J. Lau 2021-06-02