0001127602-21-010523.txt : 20210315 0001127602-21-010523.hdr.sgml : 20210315 20210315121336 ACCESSION NUMBER: 0001127602-21-010523 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210311 FILED AS OF DATE: 20210315 DATE AS OF CHANGE: 20210315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Del Moral-Niles Christopher CENTRAL INDEX KEY: 0001526943 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31343 FILM NUMBER: 21740692 MAIL ADDRESS: STREET 1: ASSOCIATED BANC-CORP STREET 2: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920-491-7500 MAIL ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-03-11 0000007789 ASSOCIATED BANC-CORP ASB 0001526943 Del Moral-Niles Christopher ASSOCIATED BANC-CORP 433 MAIN STREET GREEN BAY WI 54301 1 Chief Financial Officer Common Stock $0.01 Par Value 2021-03-11 4 M 0 20000 17.38 A 75402 D Common Stock $0.01 Par Value 2021-03-11 4 F 0 16995 22.31 D 58407 D Common Stock $0.01 Par Value 2021-03-12 4 S 0 10000 22.78 D 40858.694 I by Trust Non-qualified Stock Option (Right to Buy) 17.38 2021-03-11 4 M 0 20000 0 D 2026-02-01 Common Stock $0.01 Par Value 20000 23339 D Shares withheld to pay the tax withholding obligation arising upon insider's exercise of an option. The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.77 to $22.807, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above. Option vests in four equal annual installments beginning on February 8, 2017. /s/ Lynn M. Floeter, attorney-in-fact for Christopher Del Moral-Niles 2021-03-15