UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934
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Item 5.07. Submission of Matters to a Vote of Security Holders.
On April 25, 2023, Associated Banc-Corp (the “Company”) conducted its 2023 Annual Meeting of Shareholders. The results of the matters submitted to a shareholder vote at the Annual Meeting were as follows:
(1) Election of the below-named nominees to the Board of Directors of the Company:
| Nominee | Number of Votes FOR | Number of Votes Withheld | Broker Non- Votes | ||||||
| R. Jay Gerken | 116,872,814 | 888,087 | 13,500,693 | ||||||
| Judith P. Greffin | 117,045,989 | 714,912 | 13,500,693 | ||||||
| Michael J. Haddad | 116,840,247 | 920,654 | 13,500,693 | ||||||
| Andrew J. Harmening | 115,950,430 | 1,810,471 | 13,500,693 | ||||||
| Robert A. Jeffe | 115,139,866 | 2,621,035 | 13,500,693 | ||||||
| Eileen A. Kamerick | 110,677,341 | 7,083,560 | 13,500,693 | ||||||
| Gale E. Klappa | 107,367,999 | 10,392,902 | 13,500,693 | ||||||
| Cory L. Nettles | 116,600,493 | 1,160,408 | 13,500,693 | ||||||
| Karen T. van Lith | 114,951,888 | 2,809,013 | 13,500,693 | ||||||
| John (Jay) B. Williams | 115,160,462 | 2,600,439 | 13,500,693 |
Each of the nominees was elected by the Company’s shareholders.
(2) Advisory approval of Associated Banc-Corp’s named executive officer compensation:
Number of Votes FOR |
Number of Votes Against |
Withheld/Abstentions |
Broker Non-Votes | |||
| 113,795,098 | 3,258,700 | 707,103 | 13,500,693 |
The matter was approved by the Company’s shareholders.
(3) Ratification of KPMG LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2023:
Number of Votes FOR |
Number of Votes Against |
Withheld/Abstentions |
Broker Non-Votes | |||
| 128,485,351 | 2,300,872 | 475,371 | 13,500,693 |
This matter was approved by the Company’s shareholders.
Item 8.01. Other Events.
On April 25, 2023, the Board declared a dividend on the Company’s outstanding common stock; outstanding 5.875% Preferred Stock, Series E Depositary Shares; and outstanding 6.125% Series F Depositary Shares. The press release issued by the Company on April 25, 2023 relating to the foregoing information is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
| 99.1 | Press Release dated April 25, 2023 |
| 104 | Cover Page Interactive Data File the cover page XBRL tags are embedded within the Inline XBRL document |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Associated Banc-Corp | |
| (Registrant) | |
| Date: April 27, 2023 | By: /s/ Randall J. Erickson |
| Randall J. Erickson | |
| Executive Vice President, General Counsel and Corporate Secretary |
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