13F-HR 1 c64205e13fvhr.txt FORM 13F-HR ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended March 31, 2011 If Amended report check here: [ ] ASSOCIATED BANC-CORP -------------------------------------------------------------------------------- Name of Institutional Investment Manager 1200 Hansen Road Green Bay WI 54304 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) Brian R. Bodager (920) 431-8815 Chief Administrative Officer, General Counsel and Corporate Secretary -------------------------------------------------------------------------------- Name, Phone No. and Title of Person Duly Authorized to Submit This Report ATTENTION Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) The institutional investment manager submitting this form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Green Bay and State of Wisconsin on the 19th day of April, 2011. Associated Banc-Corp ------------------------------------------- Name of Institutional Investment Manager /s/ Brian R. Bodager ------------------------------------------- Manual Signature of Person Duly Authorized to Submit This Report Name and 13F file numbers of ALL institutional investment managers with respect to which this schedule is filed (other than the one filing this report). (List in alphabetical order.) 13F file numbers will be assigned to Institutional Investment Managers after they file their first report.
Name 13F File No. Name 13F File No. ------------------------- ------------ ---- ------------ Associated Trust Company, National Association
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ASSETS AS OF 03/31/11 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 04/04/11 PAGE 1 AS OF 03/31/11 COL6 COL4 COL5 INVESTMENT COL8 MARKET --------------- DISCRETION COL7 VOTING AUTHORITY COL1 COL2 COL3 VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ---------------------------- -------------- --------- -------- ------- ------ ---- --- --- ---- ------- -------- ------- HELIOS STRATEGIC INCOME FUND ECD28A209 0 20,000 SH X 20,000 KINDER MORGAN MGMT LLC FRACT EKE55U103 0 64,645 SH X 64,645 NABORS INDUSTRIES LTD SHS G6359F103 24,899 819,575 SH X 813,875 5,700 NABORS INDUSTRIES LTD SHS G6359F103 1,492 49,104 SH X 4,729 44,375 ACE LTD SHS H0023R105 2,799 43,254 SH X 42,529 725 ACE LTD SHS H0023R105 243 3,750 SH X 1,390 2,360 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 207 9,166 SH X 9,166 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 30 650 SH X 650 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 192 4,200 SH X 3,700 500 TRANSOCEAN LTD REG SHS H8817H100 2,870 36,822 SH X 36,522 150 150 TRANSOCEAN LTD REG SHS H8817H100 181 2,316 SH X 1,211 1,105 LTD PARTNERSHIP INT IN THE S MS0023544 443 9 SH X 9 LTD PARTNERSHIP INT IN THE S MS0023593 2,783 89 SH X 89 CHECK POINT SOFTWARE TECH LT ORD M22465104 4,821 94,434 SH X 94,434 CHECK POINT SOFTWARE TECH LT ORD M22465104 31 600 SH X 600 AFLAC INC COM 001055102 215 4,075 SH X 4,075 AT&T INC COM 00206R102 5,020 163,993 SH X 162,419 300 1,274 AT&T INC COM 00206R102 620 20,242 SH X 6,613 11,479 2,150 ABBOTT LABS COM 002824100 7,957 162,217 SH X 157,717 900 3,600 ABBOTT LABS COM 002824100 698 14,240 SH X 4,500 4,640 5,100 ADOBE SYS INC COM 00724F101 69 2,070 SH X 2,070 ADOBE SYS INC COM 00724F101 133 4,000 SH X 4,000 AIR PRODS & CHEMS INC COM 009158106 10,995 121,925 SH X 120,680 220 1,025 AIR PRODS & CHEMS INC COM 009158106 476 5,280 SH X 3,185 2,095 ALLIANT ENERGY CORP COM 018802108 285 7,310 SH X 3,210 200 3,900 ALLSTATE CORP COM 020002101 2,337 73,548 SH X 73,548 ALLSTATE CORP COM 020002101 295 9,281 SH X 100 4,057 5,124 ALTRIA GROUP INC COM 02209S103 1,825 70,098 SH X 65,799 4,299 ALTRIA GROUP INC COM 02209S103 645 24,760 SH X 19,830 630 4,300 AMERICAN EXPRESS CO COM 025816109 294 6,515 SH X 6,515 AMERICAN EXPRESS CO COM 025816109 77 1,700 SH X 1,700 AMERISOURCEBERGEN CORP COM 03073E105 7,938 200,659 SH X 199,609 1,050 AMERISOURCEBERGEN CORP COM 03073E105 398 10,070 SH X 170 9,900 AMGEN INC COM 031162100 2,512 47,002 SH X 46,732 20 250 AMGEN INC COM 031162100 309 5,790 SH X 1,210 830 3,750 ANCHOR BANCORP WIS INC COM 032839102 56 57,001 SH X 57,001 AON CORP COM 037389103 2,067 39,032 SH X 6,314 32,718 APACHE CORP COM 037411105 24,279 185,450 SH X 182,171 619 2,660 APACHE CORP COM 037411105 1,054 8,054 SH X 3,094 4,960 APPLE INC COM 037833100 31,296 89,800 SH X 88,962 178 660 APPLE INC COM 037833100 1,811 5,196 SH X 1,376 3,820
ASSETS AS OF 03/31/11 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 04/04/11 PAGE 2 AS OF 03/31/11 COL6 COL4 COL5 INVESTMENT COL8 MARKET --------------- DISCRETION COL7 VOTING AUTHORITY COL1 COL2 COL3 VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ---------------------------- -------------- --------- -------- ------- ------ ---- --- --- ---- ------- -------- ------- APPLIED MATLS INC COM 038222105 580 37,113 SH X 37,113 APPLIED MATLS INC COM 038222105 22 1,400 SH X 400 1,000 ASSOCIATED BANC CORP COM 045487105 74,954 5,047,406 SH X 4,660,357 387,048 ASSOCIATED BANC CORP COM 045487105 2,732 183,995 SH X 59,516 32,882 91,597 AUTOLIV INC COM 052800109 367 4,940 SH X 4,940 AUTOMATIC DATA PROCESSING IN COM 053015103 1,178 22,955 SH X 22,955 AUTOMATIC DATA PROCESSING IN COM 053015103 98 1,905 SH X 1,905 BB&T CORP COM 054937107 4,988 181,699 SH X 179,569 2,130 BB&T CORP COM 054937107 275 10,005 SH X 4,350 5,655 BHP BILLITON PLC SPONSORED ADR 05545E209 5,847 73,455 SH X 72,805 650 BHP BILLITON PLC SPONSORED ADR 05545E209 354 4,445 SH X 70 4,375 BP PLC SPONSORED ADR 055622104 1,404 31,798 SH X 31,798 BP PLC SPONSORED ADR 055622104 386 8,748 SH X 4,218 628 3,902 BAKER HUGHES INC COM 057224107 1,478 20,128 SH X 20,128 BAKER HUGHES INC COM 057224107 24 330 SH X 135 195 BANK OF AMERICA CORPORATION COM 060505104 544 40,831 SH X 40,831 BANK OF AMERICA CORPORATION COM 060505104 137 10,268 SH X 3,000 140 7,128 BANK OF NEW YORK MELLON CORP COM 064058100 2,569 86,001 SH X 85,301 700 BANK OF NEW YORK MELLON CORP COM 064058100 94 3,160 SH X 2,475 185 500 BAXTER INTL INC COM 071813109 1,198 22,271 SH X 22,196 75 BAXTER INTL INC COM 071813109 99 1,850 SH X 1,850 BEMIS INC COM 081437105 4,776 145,559 SH X 145,484 75 BEMIS INC COM 081437105 564 17,200 SH X 16,000 700 500 BERKLEY W R CORP COM 084423102 1,800 55,876 SH X 52,826 3,050 BERKLEY W R CORP COM 084423102 162 5,030 SH X 2,950 2,080 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1,253 10 SH X 10 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5,281 63,150 SH X 61,525 1,625 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 437 5,225 SH X 450 4,775 BEST BUY INC COM 086516101 355 12,363 SH X 12,363 BHP BILLITON LTD SPONSORED ADR 088606108 11,075 115,510 SH X 115,085 100 325 BHP BILLITON LTD SPONSORED ADR 088606108 606 6,325 SH X 4,585 540 1,200 BOEING CO COM 097023105 5,816 78,664 SH X 76,369 280 2,015 BOEING CO COM 097023105 296 4,010 SH X 2,110 1,900 BRISTOL MYERS SQUIBB CO COM 110122108 2,325 87,957 SH X 85,417 150 2,390 BRISTOL MYERS SQUIBB CO COM 110122108 947 35,817 SH X 11,615 17,602 6,600 CSX CORP COM 126408103 382 4,866 SH X 4,866 CSX CORP COM 126408103 9 115 SH X 115 CVS CAREMARK CORPORATION COM 126650100 2,383 69,421 SH X 67,266 2,155 CVS CAREMARK CORPORATION COM 126650100 185 5,393 SH X 3,793 1,600 CAPITAL ONE FINL CORP COM 14040H105 96 1,843 SH X 1,843 CAPITAL ONE FINL CORP COM 14040H105 958 18,444 SH X 13,284 5,160 CATERPILLAR INC DEL COM 149123101 18,544 166,542 SH X 161,669 846 4,027
ASSETS AS OF 03/31/11 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 04/04/11 PAGE 3 AS OF 03/31/11 COL6 COL4 COL5 INVESTMENT COL8 MARKET --------------- DISCRETION COL7 VOTING AUTHORITY COL1 COL2 COL3 VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ---------------------------- -------------- --------- -------- ------- ------ ---- --- --- ---- ------- -------- ------- CATERPILLAR INC DEL COM 149123101 3,467 31,136 SH X 5,340 23,046 2,750 CELGENE CORP COM 151020104 16,738 290,709 SH X 289,084 1,625 CELGENE CORP COM 151020104 1,026 17,820 SH X 2,660 15,160 CHEVRON CORP NEW COM 166764100 24,687 229,666 SH X 225,837 1,004 2,825 CHEVRON CORP NEW COM 166764100 3,021 28,105 SH X 9,205 13,075 5,825 CISCO SYS INC COM 17275R102 1,762 102,743 SH X 101,993 750 CISCO SYS INC COM 17275R102 258 15,045 SH X 2,875 3,170 9,000 CITIGROUP INC COM 172967101 153 34,627 SH X 33,573 1,054 CITIGROUP INC COM 172967101 13 3,000 SH X 3,000 CITIZENS REPUBLIC BANCORP IN COM 174420109 16 17,861 SH X 17,861 CITIZENS REPUBLIC BANCORP IN COM 174420109 2 2,000 SH X 2,000 CLOROX CO DEL COM 189054109 944 13,466 SH X 13,466 CLOROX CO DEL COM 189054109 1,082 15,447 SH X 15,447 COCA COLA CO COM 191216100 11,461 172,754 SH X 170,399 90 2,265 COCA COLA CO COM 191216100 800 12,065 SH X 3,750 7,315 1,000 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 3,699 45,444 SH X 45,369 75 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 104 1,275 SH X 850 425 COINSTAR INC COM 19259P300 1,620 35,279 SH X 34,549 730 COINSTAR INC COM 19259P300 171 3,720 SH X 1,485 2,235 COLGATE PALMOLIVE CO COM 194162103 5,226 64,708 SH X 64,408 150 150 COLGATE PALMOLIVE CO COM 194162103 894 11,068 SH X 4,405 3,363 3,300 CONOCOPHILLIPS COM 20825C104 10,453 130,892 SH X 130,567 125 200 CONOCOPHILLIPS COM 20825C104 811 10,156 SH X 175 6,671 3,310 CONSOLIDATED EDISON INC COM 209115104 290 5,721 SH X 5,721 CORNING INC COM 219350105 19,759 957,761 SH X 950,111 300 7,350 CORNING INC COM 219350105 1,558 75,505 SH X 9,355 52,955 13,195 COVANCE INC COM 222816100 640 11,705 SH X 11,555 50 100 CREE INC COM 225447101 948 20,535 SH X 19,980 555 CREE INC COM 225447101 85 1,850 SH X 1,350 500 CUMMINS INC COM 231021106 21,640 197,411 SH X 196,161 1,250 CUMMINS INC COM 231021106 1,456 13,285 SH X 1,165 12,120 DANAHER CORP DEL COM 235851102 14,473 278,864 SH X 277,054 235 1,575 DANAHER CORP DEL COM 235851102 767 14,780 SH X 2,630 12,150 DARDEN RESTAURANTS INC COM 237194105 5 93 SH X 93 DARDEN RESTAURANTS INC COM 237194105 295 6,000 SH X 6,000 DEERE & CO COM 244199105 487 5,025 SH X 2,025 3,000 DEVON ENERGY CORP NEW COM 25179M103 2,791 30,411 SH X 30,311 100 DEVON ENERGY CORP NEW COM 25179M103 323 3,515 SH X 620 520 2,375 DIREXION SHS ETF TR 20YR TRES BEAR 25459W532 544 12,450 SH X 12,450 DIREXION SHS ETF TR 7 10YR TRES BEAR 25459W557 489 10,700 SH X 10,700 DISNEY WALT CO COM DISNEY 254687106 19,667 456,420 SH X 449,742 1,068 5,610 DISNEY WALT CO COM DISNEY 254687106 1,094 25,399 SH X 11,094 14,305
ASSETS AS OF 03/31/11 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 04/04/11 PAGE 4 AS OF 03/31/11 COL6 COL4 COL5 INVESTMENT COL8 MARKET --------------- DISCRETION COL7 VOTING AUTHORITY COL1 COL2 COL3 VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ---------------------------- -------------- --------- -------- ------- ------ ---- --- --- ---- ------- -------- ------- DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 7,767 194,666 SH X 192,386 2,280 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 768 19,260 SH X 100 19,160 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 2,466 70,025 SH X 70,025 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 5 145 SH X 145 DOW CHEM CO COM 260543103 1,788 47,364 SH X 47,364 DOW CHEM CO COM 260543103 11 300 SH X 300 DU PONT E I DE NEMOURS & CO COM 263534109 195 3,556 SH X 3,556 DU PONT E I DE NEMOURS & CO COM 263534109 187 3,406 SH X 500 2,906 DUN & BRADSTREET CORP DEL NE COM 26483E100 32 400 SH X 400 DUN & BRADSTREET CORP DEL NE COM 26483E100 229 2,850 SH X 750 2,100 E M C CORP MASS COM 268648102 155 5,829 SH X 5,829 E M C CORP MASS COM 268648102 48 1,800 SH X 1,100 700 EOG RES INC COM 26875P101 3,147 26,552 SH X 26,427 25 100 EOG RES INC COM 26875P101 376 3,170 SH X 2,880 290 ETFS PLATINUM TR SH BEN INT 26922V101 820 4,665 SH X 4,665 ETFS PLATINUM TR SH BEN INT 26922V101 26 150 SH X 150 EAST WEST BANCORP INC COM 27579R104 7,123 324,370 SH X 322,595 1,775 EAST WEST BANCORP INC COM 27579R104 521 23,705 SH X 130 23,575 EL PASO CORP COM 28336L109 200 11,129 SH X 11,129 EMERSON ELEC CO COM 291011104 207 3,544 SH X 3,544 EXXON MOBIL CORP COM 30231G102 20,463 243,234 SH X 235,339 1,784 6,111 EXXON MOBIL CORP COM 30231G102 4,531 53,856 SH X 24,781 12,431 16,644 FEDEX CORP COM 31428X106 174 1,861 SH X 1,161 700 FEDEX CORP COM 31428X106 54 575 SH X 540 35 F5 NETWORKS INC COM 315616102 497 4,850 SH X 4,850 FIDELITY NATL INFORMATION SV COM 31620M106 560 17,134 SH X 17,134 FIDELITY NATL INFORMATION SV COM 31620M106 177 5,426 SH X 5,426 FIRST MANITOWOC BANCRP INC N COM 32076T108 295 18,732 SH X 18,732 FIRST MANITOWOC BANCRP INC N COM 32076T108 1,383 87,812 SH X 87,812 FLUOR CORP NEW COM 343412102 2,519 34,191 SH X 34,081 10 100 FLUOR CORP NEW COM 343412102 42 565 SH X 300 265 FORD MTR CO DEL COM PAR $0.01 345370860 217 14,532 SH X 12,432 2,100 FORD MTR CO DEL COM PAR $0.01 345370860 39 2,625 SH X 2,000 625 FORTUNE BRANDS INC COM 349631101 250 4,034 SH X 4,034 FORTUNE BRANDS INC COM 349631101 6 100 SH X 100 FRANKLIN RES INC COM 354613101 858 6,858 SH X 6,858 FRANKLIN RES INC COM 354613101 982 7,850 SH X 4,350 3,500 FREEPORT-MCMORAN COPPER & GO COM 35671D857 9,079 163,444 SH X 162,188 146 1,110 FREEPORT-MCMORAN COPPER & GO COM 35671D857 611 11,000 SH X 1,539 5,435 4,026 GAMESTOP CORP NEW CL A 36467W109 520 23,095 SH X 22,870 225 GAMESTOP CORP NEW CL A 36467W109 29 1,300 SH X 1,300 GENERAL ELECTRIC CO COM 369604103 7,791 388,586 SH X 387,661 725 200
ASSETS AS OF 03/31/11 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 04/04/11 PAGE 5 AS OF 03/31/11 COL6 COL4 COL5 INVESTMENT COL8 MARKET --------------- DISCRETION COL7 VOTING AUTHORITY COL1 COL2 COL3 VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ---------------------------- -------------- --------- -------- ------- ------ ---- --- --- ---- ------- -------- ------- GENERAL ELECTRIC CO COM 369604103 1,762 87,873 SH X 22,165 28,110 37,598 GENERAL MLS INC COM 370334104 813 22,257 SH X 21,757 500 GENERAL MLS INC COM 370334104 764 20,890 SH X 2,045 18,845 GILEAD SCIENCES INC COM 375558103 5,801 136,594 SH X 136,594 GILEAD SCIENCES INC COM 375558103 411 9,670 SH X 120 9,550 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 142 3,696 SH X 3,696 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 102 2,655 SH X 1,000 1,655 GOLDMAN SACHS GROUP INC COM 38141G104 979 6,170 SH X 6,170 GOLDMAN SACHS GROUP INC COM 38141G104 73 460 SH X 10 450 GOOGLE INC CL A 38259P508 21,598 36,809 SH X 36,391 82 336 GOOGLE INC CL A 38259P508 1,449 2,470 SH X 314 2,056 100 GRAINGER W W INC COM 384802104 224 1,624 SH X 1,624 GUESS INC COM 401617105 3,361 85,423 SH X 83,968 1,455 GUESS INC COM 401617105 260 6,600 SH X 1,770 4,830 HALLIBURTON CO COM 406216101 5,994 120,255 SH X 119,905 350 HALLIBURTON CO COM 406216101 92 1,845 SH X 675 1,170 HARRIS CORP DEL COM 413875105 814 16,415 SH X 15,620 75 720 HARRIS CORP DEL COM 413875105 35 700 SH X 600 100 HARSCO CORP COM 415864107 3,084 87,392 SH X 87,392 HARSCO CORP COM 415864107 4 100 SH X 100 HEWLETT PACKARD CO COM 428236103 12,537 306,009 SH X 303,364 2,645 HEWLETT PACKARD CO COM 428236103 805 19,660 SH X 3,495 10,665 5,500 HOST HOTELS & RESORTS INC COM 44107P104 342 19,416 SH X 19,416 HOST HOTELS & RESORTS INC COM 44107P104 1 70 SH X 70 ILLINOIS TOOL WKS INC COM 452308109 20,986 390,647 SH X 388,182 2,465 ILLINOIS TOOL WKS INC COM 452308109 1,242 23,122 SH X 3,702 14,520 4,900 IMAX CORP COM 45245E109 1,561 48,810 SH X 48,810 IMAX CORP COM 45245E109 18 550 SH X 550 INTEL CORP COM 458140100 13,040 646,185 SH X 636,835 900 8,450 INTEL CORP COM 458140100 1,278 63,316 SH X 17,705 34,511 11,100 INTEGRYS ENERGY GROUP INC COM 45822P105 5,438 107,663 SH X 107,469 194 INTEGRYS ENERGY GROUP INC COM 45822P105 118 2,340 SH X 700 1,540 100 INTERNATIONAL BUSINESS MACHS COM 459200101 5,615 34,430 SH X 33,720 10 700 INTERNATIONAL BUSINESS MACHS COM 459200101 338 2,070 SH X 810 160 1,100 ISHARES TR BARCLYS TIPS BD 464287176 313 2,865 SH X 2,865 ISHARES TR BARCLYS TIPS BD 464287176 136 1,250 SH X 250 1,000 ISHARES TR MSCI EMERG MKT 464287234 2,214 45,483 SH X 45,483 ISHARES TR MSCI EMERG MKT 464287234 54 1,100 SH X 1,100 ISHARES TR MSCI EAFE INDEX 464287465 3,225 53,679 SH X 53,479 200 ISHARES TR MSCI EAFE INDEX 464287465 192 3,196 SH X 1,925 1,271 ISHARES TR NASDQ BIO INDX 464287556 1,265 12,634 SH X 12,634 ISHARES TR NASDQ BIO INDX 464287556 10 95 SH X 60 35
ASSETS AS OF 03/31/11 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 04/04/11 PAGE 6 AS OF 03/31/11 COL6 COL4 COL5 INVESTMENT COL8 MARKET --------------- DISCRETION COL7 VOTING AUTHORITY COL1 COL2 COL3 VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ---------------------------- -------------- --------- -------- ------- ------ ---- --- --- ---- ------- -------- ------- ISHARES TR RUSSELL1000VAL 464287598 850 12,380 SH X 12,380 ISHARES TR RUSSELL1000VAL 464287598 55 800 SH X 800 ISHARES TR S&P MC 400 GRW 464287606 248 2,250 SH X 2,250 ISHARES TR RUSSELL 2000 464287655 2,151 25,561 SH X 25,561 ISHARES TR RUSSELL 2000 464287655 181 2,145 SH X 1,100 1,045 ISHARES TR S&P SMLCAP 600 464287804 1,355 18,422 SH X 18,422 ISHARES TR S&P SMLCAP 600 464287804 13 180 SH X 180 ISHARES TR S&P SMLCP GROW 464287887 37 472 SH X 472 ISHARES TR S&P SMLCP GROW 464287887 166 2,100 SH X 2,100 JPMORGAN CHASE & CO COM 46625H100 5,046 109,449 SH X 101,808 776 6,865 JPMORGAN CHASE & CO COM 46625H100 389 8,429 SH X 2,028 1,969 4,432 JOHNSON & JOHNSON COM 478160104 7,026 118,583 SH X 118,318 40 225 JOHNSON & JOHNSON COM 478160104 776 13,100 SH X 5,850 1,200 6,050 JOHNSON CTLS INC COM 478366107 14,706 353,770 SH X 345,845 700 7,225 JOHNSON CTLS INC COM 478366107 959 23,075 SH X 2,265 20,810 JOY GLOBAL INC COM 481165108 8,345 84,455 SH X 83,190 30 1,235 JOY GLOBAL INC COM 481165108 521 5,270 SH X 335 4,935 KELLOGG CO COM 487836108 116 2,150 SH X 2,150 KELLOGG CO COM 487836108 238 4,400 SH X 3,200 1,200 KIMBERLY CLARK CORP COM 494368103 50,671 776,325 SH X 625,877 640 149,808 KIMBERLY CLARK CORP COM 494368103 36,430 558,137 SH X 84,294 410 473,433 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 550 8,383 SH X 8,281 102 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 20 308 SH X 308 KOHLS CORP COM 500255104 708 13,355 SH X 13,355 KOHLS CORP COM 500255104 84 1,575 SH X 1,075 500 KRAFT FOODS INC CL A 50075N104 3,568 113,785 SH X 113,520 65 200 KRAFT FOODS INC CL A 50075N104 574 18,313 SH X 14,325 875 3,113 LIFESPAN INC COM 53221W101 0 50,000 SH X 50,000 LILLY ELI & CO COM 532457108 624 17,731 SH X 17,581 150 LILLY ELI & CO COM 532457108 155 4,400 SH X 2,800 1,600 LORILLARD INC COM 544147101 4,233 44,550 SH X 44,468 82 LORILLARD INC COM 544147101 226 2,375 SH X 225 50 2,100 MANITOWOC INC COM 563571108 3,034 138,681 SH X 119,267 19,414 MANITOWOC INC COM 563571108 88 4,000 SH X 4,000 MARSHALL & ILSLEY CORP NEW COM 571837103 768 96,169 SH X 95,869 300 MARSHALL & ILSLEY CORP NEW COM 571837103 106 13,207 SH X 13,207 MARRIOTT INTL INC NEW CL A 571903202 270 7,580 SH X 7,580 MCDONALDS CORP COM 580135101 13,341 175,337 SH X 172,112 1,900 1,325 MCDONALDS CORP COM 580135101 786 10,335 SH X 2,490 7,845 MEDTRONIC INC COM 585055106 1,387 35,252 SH X 29,252 6,000 MEDTRONIC INC COM 585055106 81 2,055 SH X 575 280 1,200 MENASHA CORP COM 585250905 1,156 615 SH X 615
ASSETS AS OF 03/31/11 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 04/04/11 PAGE 7 AS OF 03/31/11 COL6 COL4 COL5 INVESTMENT COL8 MARKET --------------- DISCRETION COL7 VOTING AUTHORITY COL1 COL2 COL3 VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ---------------------------- -------------- --------- -------- ------- ------ ---- --- --- ---- ------- -------- ------- MERCK & CO INC NEW COM 58933Y105 4,975 150,708 SH X 149,708 200 800 MERCK & CO INC NEW COM 58933Y105 416 12,604 SH X 6,816 2,565 3,223 MICROSOFT CORP COM 594918104 22,949 903,874 SH X 886,919 340 16,615 MICROSOFT CORP COM 594918104 1,847 72,732 SH X 12,060 42,822 17,850 MICROCHIP TECHNOLOGY INC COM 595017104 3,339 87,854 SH X 87,854 MICROCHIP TECHNOLOGY INC COM 595017104 241 6,350 SH X 75 6,275 MOODYS CORP COM 615369105 31 900 SH X 900 MOODYS CORP COM 615369105 292 8,600 SH X 200 8,400 MOSAIC CO COM 61945A107 1,897 24,085 SH X 24,085 MOSAIC CO COM 61945A107 50 640 SH X 40 600 MULLINS WHEY INC 625200902 632 300 SH X 300 NYSE EURONEXT COM 629491101 1,945 55,310 SH X 55,310 NEENAH PAPER INC COM 640079109 274 12,463 SH X 12,228 235 NEENAH PAPER INC COM 640079109 34 1,530 SH X 630 900 NESTLE S A SPONSORED ADR 641069406 652 11,335 SH X 10,585 750 NESTLE S A SPONSORED ADR 641069406 173 3,000 SH X 3,000 NETAPP INC COM 64110D104 1,325 27,510 SH X 27,510 NETAPP INC COM 64110D104 3 60 SH X 60 NEWMONT MINING CORP COM 651639106 2,570 47,086 SH X 46,911 75 100 NEWMONT MINING CORP COM 651639106 73 1,340 SH X 1,000 340 NEXTERA ENERGY INC COM 65339F101 5,230 94,889 SH X 93,839 1,050 NEXTERA ENERGY INC COM 65339F101 40 730 SH X 325 405 NIKE INC CL B 654106103 235 3,108 SH X 3,108 NORTHERN TR CORP COM 665859104 3,079 60,667 SH X 59,032 135 1,500 NORTHERN TR CORP COM 665859104 85 1,680 SH X 870 810 NORTHROP GRUMMAN CORP COM 666807102 1,530 24,400 SH X 24,400 NOVARTIS A G SPONSORED ADR 66987V109 2,075 38,175 SH X 38,005 120 50 NOVARTIS A G SPONSORED ADR 66987V109 65 1,205 SH X 710 495 ORACLE CORP COM 68389X105 285 8,510 SH X 7,710 800 OSHKOSH CORP COM 688239201 2,591 73,232 SH X 73,232 OSHKOSH CORP COM 688239201 9 265 SH X 265 PPG INDS INC COM 693506107 229 2,400 SH X 2,400 PENTAIR INC COM 709631105 106 2,800 SH X 2,800 PENTAIR INC COM 709631105 174 4,600 SH X 4,600 PEPSICO INC COM 713448108 9,419 146,230 SH X 133,926 1,645 10,659 PEPSICO INC COM 713448108 1,168 18,128 SH X 10,328 2,400 5,400 PETSMART INC COM 716768106 278 6,800 SH X 6,800 PFIZER INC COM 717081103 8,451 416,121 SH X 407,821 500 7,800 PFIZER INC COM 717081103 1,577 77,656 SH X 34,180 775 42,701 PHILIP MORRIS INTL INC COM 718172109 19,614 298,860 SH X 297,590 150 1,120 PHILIP MORRIS INTL INC COM 718172109 2,544 38,760 SH X 20,745 13,515 4,500 PLEXUS CORP COM 729132100 421 12,009 SH X 10,109 1,900
ASSETS AS OF 03/31/11 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 04/04/11 PAGE 8 AS OF 03/31/11 COL6 COL4 COL5 INVESTMENT COL8 MARKET --------------- DISCRETION COL7 VOTING AUTHORITY COL1 COL2 COL3 VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ---------------------------- -------------- --------- -------- ------- ------ ---- --- --- ---- ------- -------- ------- PLEXUS CORP COM 729132100 140 4,000 SH X 4,000 PLUM CREEK TIMBER CO INC COM 729251108 5,147 118,014 SH X 115,912 822 1,280 PLUM CREEK TIMBER CO INC COM 729251108 160 3,674 SH X 1,580 719 1,375 POTASH CORP SASK INC COM 73755L107 8,286 140,605 SH X 140,220 385 POTASH CORP SASK INC COM 73755L107 376 6,386 SH X 141 6,245 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 292 5,092 SH X 92 5,000 PRICE T ROWE GROUP INC COM 74144T108 14,948 225,059 SH X 222,594 215 2,250 PRICE T ROWE GROUP INC COM 74144T108 670 10,080 SH X 620 9,460 PROCTER & GAMBLE CO COM 742718109 10,345 167,945 SH X 164,859 893 2,193 PROCTER & GAMBLE CO COM 742718109 2,393 38,852 SH X 12,595 2,705 23,552 PROSHARES TR PSHS ULTSH 20YRS 74347R297 866 23,125 SH X 25 23,100 PROSHARES TR PSHS ULSHT SP500 74347R883 252 12,050 SH X 12,050 PRUDENTIAL FINL INC COM 744320102 7,339 119,182 SH X 117,436 1,746 PRUDENTIAL FINL INC COM 744320102 598 9,705 SH X 100 9,605 QUALCOMM INC COM 747525103 3,409 62,182 SH X 60,777 75 1,330 QUALCOMM INC COM 747525103 629 11,480 SH X 2,600 925 7,955 RESEARCH IN MOTION LTD COM 760975102 5,170 91,448 SH X 90,762 50 636 RESEARCH IN MOTION LTD COM 760975102 415 7,337 SH X 975 6,362 ROCHE HLDG LTD SPONSORED ADR 771195104 1,163 32,433 SH X 32,398 35 ROCHE HLDG LTD SPONSORED ADR 771195104 18 500 SH X 200 300 ROCKWELL AUTOMATION INC COM 773903109 708 7,485 SH X 7,485 ROCKWELL AUTOMATION INC COM 773903109 47 500 SH X 500 SPDR S&P 500 ETF TR TR UNIT 78462F103 8,620 65,010 SH X 57,720 4,700 2,590 SPDR S&P 500 ETF TR TR UNIT 78462F103 537 4,048 SH X 400 3,648 SPDR GOLD TRUST GOLD SHS 78463V107 11,613 83,033 SH X 80,350 1,283 1,400 SPDR GOLD TRUST GOLD SHS 78463V107 50 355 SH X 300 55 SPX CORP COM 784635104 1,871 23,562 SH X 23,462 100 SPX CORP COM 784635104 50 627 SH X 627 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 3,926 21,865 SH X 19,565 1,200 1,100 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 375 2,090 SH X 1,380 710 SCHLUMBERGER LTD COM 806857108 31,328 335,918 SH X 329,711 1,017 5,190 SCHLUMBERGER LTD COM 806857108 1,823 19,550 SH X 5,690 12,860 1,000 SCHWEITZER-MAUDUIT INTL INC COM 808541106 187 3,691 SH X 2,449 1,242 SCHWEITZER-MAUDUIT INTL INC COM 808541106 215 4,244 SH X 44 4,200 SEALED AIR CORP NEW COM 81211K100 53 2,000 SH X 2,000 SEALED AIR CORP NEW COM 81211K100 188 7,060 SH X 7,060 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 408 10,201 SH X 8,665 1,536 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 301 9,100 SH X 6,600 2,500 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 40 1,200 SH X 1,200 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1,197 40,000 SH X 40,000 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 97 3,255 SH X 1,555 1,700
ASSETS AS OF 03/31/11 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 04/04/11 PAGE 9 AS OF 03/31/11 COL6 COL4 COL5 INVESTMENT COL8 MARKET --------------- DISCRETION COL7 VOTING AUTHORITY COL1 COL2 COL3 VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ---------------------------- -------------- --------- -------- ------- ------ ---- --- --- ---- ------- -------- ------- SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1,789 22,437 SH X 21,037 1,300 100 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 119 1,495 SH X 575 920 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 638 16,950 SH X 16,950 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 23 600 SH X 600 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 4,983 191,184 SH X 188,384 2,800 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 103 3,935 SH X 2,135 1,800 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 751 23,580 SH X 23,580 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 59 1,850 SH X 1,550 300 SIGMA ALDRICH CORP COM 826552101 137 2,153 SH X 2,153 SIGMA ALDRICH CORP COM 826552101 331 5,200 SH X 3,200 2,000 SOUTHERN CO COM 842587107 5,623 147,555 SH X 145,865 1,690 SOUTHERN CO COM 842587107 232 6,100 SH X 2,795 2,880 425 STATE STR CORP COM 857477103 1,662 36,978 SH X 36,953 25 STATE STR CORP COM 857477103 86 1,905 SH X 1,455 450 SUNTRUST BKS INC COM 867914103 761 26,381 SH X 26,381 SYSCO CORP COM 871829107 3,316 119,700 SH X 119,675 25 SYSCO CORP COM 871829107 223 8,045 SH X 6,950 1,095 TARGET CORP COM 87612E106 538 10,755 SH X 10,755 TARGET CORP COM 87612E106 36 715 SH X 565 150 TENARIS S A SPONSORED ADR 88031M109 1,929 39,005 SH X 38,880 25 100 TENARIS S A SPONSORED ADR 88031M109 88 1,775 SH X 1,460 315 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 14,537 289,747 SH X 286,137 110 3,500 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1,006 20,044 SH X 3,949 16,095 TEXAS INSTRS INC COM 882508104 1,115 32,255 SH X 32,255 TEXAS INSTRS INC COM 882508104 55 1,585 SH X 400 585 600 THERMO FISHER SCIENTIFIC INC COM 883556102 2,196 39,533 SH X 39,508 25 THERMO FISHER SCIENTIFIC INC COM 883556102 69 1,240 SH X 900 340 3M CO COM 88579Y101 10,217 109,276 SH X 108,841 20 415 3M CO COM 88579Y101 2,645 28,290 SH X 2,600 7,290 18,400 TIME WARNER INC COM NEW 887317303 14,705 411,915 SH X 408,710 150 3,055 TIME WARNER INC COM NEW 887317303 825 23,110 SH X 4,390 17,720 1,000 TREEHOUSE FOODS INC COM 89469A104 191 3,367 SH X 3,367 TREEHOUSE FOODS INC COM 89469A104 42 742 SH X 532 210 50% INTEREST IN TWEET BROS R 901160903 1,205 1 SH X 1 US BANCORP DEL COM NEW 902973304 11,841 448,004 SH X 444,679 1,175 2,150 US BANCORP DEL COM NEW 902973304 2,747 103,941 SH X 36,951 48,795 18,195 UNION PAC CORP COM 907818108 586 5,956 SH X 5,756 200 UNION PAC CORP COM 907818108 22 220 SH X 220 UNITED PARCEL SERVICE INC CL B 911312106 3,547 47,727 SH X 47,602 125 UNITED PARCEL SERVICE INC CL B 911312106 93 1,250 SH X 850 400 UNITED TECHNOLOGIES CORP COM 913017109 965 11,395 SH X 11,395 UNITEDHEALTH GROUP INC COM 91324P102 13,739 303,964 SH X 302,609 1,355
ASSETS AS OF 03/31/11 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 04/04/11 PAGE 10 AS OF 03/31/11 COL6 COL4 COL5 INVESTMENT COL8 MARKET --------------- DISCRETION COL7 VOTING AUTHORITY COL1 COL2 COL3 VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ---------------------------- -------------- --------- -------- ------- ------ ---- --- --- ---- ------- -------- ------- UNITEDHEALTH GROUP INC COM 91324P102 812 17,970 SH X 1,535 15,735 700 V F CORP COM 918204108 4,527 45,948 SH X 45,948 V F CORP COM 918204108 73 740 SH X 135 605 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 344 4,200 SH X 4,200 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 335 7,550 SH X 7,550 VANGUARD WORLD FDS INF TECH ETF 92204A702 225 3,500 SH X 3,500 VANGUARD WORLD FDS INF TECH ETF 92204A702 83 1,300 SH X 1,300 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 1,231 25,140 SH X 25,140 VANGUARD INDEX FDS LARGE CAP ETF 922908637 751 12,350 SH X 12,350 VANGUARD INDEX FDS STK MRK ETF 922908769 2,465 35,877 SH X 35,877 VERIZON COMMUNICATIONS INC COM 92343V104 1,992 51,695 SH X 51,595 100 VERIZON COMMUNICATIONS INC COM 92343V104 215 5,578 SH X 625 3,489 1,464 VISA INC COM CL A 92826C839 4,498 61,100 SH X 60,640 460 VISA INC COM CL A 92826C839 163 2,220 SH X 875 1,345 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 3,897 135,544 SH X 135,319 225 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 77 2,662 SH X 1,000 1,662 WPP PLC ADR 92933H101 229 3,700 SH X 3,700 WAL MART STORES INC COM 931142103 662 12,725 SH X 10,675 2,050 WAL MART STORES INC COM 931142103 70 1,350 SH X 650 700 WALGREEN CO COM 931422109 3,851 95,928 SH X 93,128 2,600 200 WALGREEN CO COM 931422109 771 19,209 SH X 7,450 1,064 10,695 WASTE MGMT INC DEL COM 94106L109 242 6,491 SH X 5,658 833 WASTE MGMT INC DEL COM 94106L109 174 4,655 SH X 450 4,205 WATERSTONE FINANCIAL INC COM 941888109 61 20,000 SH X 20,000 WELLPOINT INC COM 94973V107 465 6,660 SH X 6,510 150 WELLPOINT INC COM 94973V107 91 1,300 SH X 1,300 WELLS FARGO & CO NEW COM 949746101 7,517 237,042 SH X 207,282 29,760 WELLS FARGO & CO NEW COM 949746101 2,082 65,655 SH X 8,197 3,745 53,713 WESTERN ASSET HIGH INCM OPP COM 95766K109 64 10,000 SH X 10,000 WISCONSIN ENERGY CORP COM 976657106 402 13,190 SH X 11,768 900 522 WISCONSIN ENERGY CORP COM 976657106 16 530 SH X 200 330 YUM BRANDS INC COM 988498101 181 3,518 SH X 3,518 YUM BRANDS INC COM 988498101 74 1,440 SH X 1,440 ZIMMER HLDGS INC COM 98956P102 2,510 41,472 SH X 41,177 20 275 ZIMMER HLDGS INC COM 98956P102 285 4,708 SH X 2,284 1,884 540 FINAL TOTALS 1,212,008 FORM 13F INFORMATION TABLE ENTRY TOTAL 411