13F-HR 1 c55435e13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended December 31, 2009 If Amended report check here: [ ] ASSOCIATED BANC-CORP Name of Institutional Investment Manager 1200 Hansen Road Green Bay WI 54304 Business Address (Street) (City) (State) (Zip) Brian R. Bodager (920) 431-8815 Chief Administrative Officer, General Counsel and Corporate Secretary Name, Phone No. and Title of Person Duly Authorized to Submit This Report ATTENTION Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) The institutional investment manager submitting this form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Green Bay and State of Wisconsin on the 7th day of January, 2010. Associated Banc-Corp Name of Institutional Investment Manager /s/ Brian R. Bodager ------------------------------------------ Manual Signature of Person Duly Authorized to Submit This Report Name and 13F file numbers of ALL institutional investment managers with respect to which this schedule is filed (other than the one filing this report). (List in alphabetical order.) 13F file numbers will be assigned to Institutional Investment Managers after they file their first report. NAME 13F FILE NO. ---- ------------ Associated Trust Company, National Association REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/09 PAGE 1
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 ------------------------------------ --------- ----------- ---------- ---------------- -------- ---------------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET SHARES ---------------- ---------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ------------------------------------ --------- ----------- ---------- ---- --- ----- -------- ---------- ------- ------- HELIOS STRATEGIC INCOME FUND FRACTIONAL SHARES ECD28A209 20,000 X 2 20,000 KINDER MORGAN MGMT LLC FRACTIONAL SH 49455U100 EKE55U103 86,085 X 2 58,735 27,350 NABORS INDS LTD G6359F103 6,201 283,288 X 2 283,113 175 NABORS INDS LTD G6359F103 170 7,750 X X 2 550 7,200 ACE LIMITED NEW H0023R105 1,885 37,410 X 2 37,260 150 ACE LIMITED NEW H0023R105 98 1,950 X X 2 1,275 675 NOBLE CORP COM NEW H5833N103 81 2,000 X 2 2,000 NOBLE CORP COM NEW H5833N103 313 7,700 X X 2 7,200 500 TRANSOCEAN LTD H8817H100 11,615 140,276 X 2 139,201 1,075 TRANSOCEAN LTD H8817H100 441 5,321 X X 2 741 4,580 LTD PARTNERSHIP INT IN THE STAFFORD INVESTMENTS LTD PARTNERSHIP (GIFTED MS0023544 380 6 X 2 6 LTD PARTNERSHIP INT IN THE STAFFORD INVESTMENTS LTD PARTNERSHIP MS0023593 2,783 87 X 2 87 CHECK POINT SOFTWARE TECH LT ORD M22465104 3,993 117,850 X 2 117,850 CHECK POINT SOFTWARE TECH LT ORD M22465104 20 600 X X 2 600 AFLAC CORP COM 001055102 228 4,922 X 2 4,522 400 AT&T INC COM 00206R102 6,824 243,462 X 2 241,048 500 1,914 AT&T INC COM 00206R102 753 26,860 X X 2 9,933 16,927 ABBOTT LABS COM 002824100 23,634 437,752 X 2 430,852 650 6,250 ABBOTT LABS COM 002824100 1,140 21,115 X X 2 5,475 10,890 4,750 ADOBE SYSTEMS INC COM 00724F101 119 3,244 X 2 3,244 ADOBE SYSTEMS INC COM 00724F101 222 6,040 X X 2 2,040 4,000 AIR PRODS & CHEMS INC COM 009158106 10,860 133,973 X 2 132,698 275 1,000 AIR PRODS & CHEMS INC COM 009158106 599 7,395 X X 2 3,710 3,685 ALLIANT ENERGY CORP COM 018802108 308 10,179 X 2 4,421 200 5,558 ALLSTATE CORP COM 020002101 2,030 67,589 X 2 66,281 1,308 ----------- COLUMN TOTALS 74,697
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/09 PAGE 2
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 ------------------------------------ --------- ----------- ---------- ---------------- -------- ---------------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET SHARES ---------------- ---------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ------------------------------------ --------- ----------- ---------- ---- --- ----- -------- ---------- ------- ------- ALLSTATE CORP COM 020002101 272 9,067 X X 2 650 4,293 4,124 ALTRIA GROUP INC COM 02209S103 1,471 74,953 X 2 70,154 4,799 ALTRIA GROUP INC COM 02209S103 804 40,954 X X 2 20,154 16,500 4,300 AMERICAN ELEC PWR INC COM 025537101 254 7,309 X 2 7,309 AMERICAN ELEC PWR INC COM 025537101 21 600 X X 2 600 AMGEN INC COM 031162100 11,661 206,138 X 2 204,208 30 1,900 AMGEN INC COM 031162100 739 13,055 X X 2 950 8,355 3,750 ANADARKO PETROLEUM CORP COM 032511107 506 8,106 X 2 8,106 ANADARKO PETROLEUM CORP COM 032511107 38 616 X X 2 616 ANCHOR BANCORP WI INC COM 032839102 37 59,001 X 2 59,001 AON CORP COM 037389103 2,985 77,859 X 2 6,600 71,259 AON CORP COM 037389103 13 350 X X 2 350 APACHE CORP COM 037411105 16,894 163,753 X 2 162,858 170 725 APACHE CORP COM 037411105 553 5,360 X X 2 2,940 2,420 APOLLO GRP INC CL A COM 037604105 7,640 126,121 X 2 124,391 1,730 APOLLO GRP INC CL A COM 037604105 453 7,470 X X 2 1,275 6,195 APPLE INC COM 037833100 21,502 102,038 X 2 100,863 30 1,145 APPLE INC COM 037833100 799 3,790 X X 2 880 2,910 APPLIED MATERIALS COM 038222105 1,191 85,450 X 2 85,350 100 APPLIED MATERIALS COM 038222105 23 1,675 X X 2 475 200 1,000 ASSOCIATED BANC CORP COM 045487105 63,274 5,746,928 X 2 5,371,446 35,000 340,482 ASSOCIATED BANC CORP COM 045487105 3,311 300,714 X X 2 107,376 47,925 145,413 AUTO DATA PROCESS COM 053015103 2,724 63,626 X 2 63,026 600 AUTO DATA PROCESS COM 053015103 73 1,705 X X 2 1,705 BB&T CORP COM 054937107 8,380 330,314 X 2 325,814 4,500 ----------- COLUMN TOTALS 145,618
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/09 PAGE 3
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 ------------------------------------ --------- ----------- ---------- ---------------- -------- ---------------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET SHARES ---------------- ---------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ------------------------------------ --------- ----------- ---------- ---- --- ----- -------- ---------- ------- ------- BB&T CORP COM 054937107 529 20,860 X X 2 4,625 16,235 BJ SVCS CO COM 055482103 556 29,914 X 2 29,914 BP PLC ADR 055622104 9,740 168,024 X 2 166,668 320 1,036 BP PLC ADR 055622104 2,500 43,119 X X 2 10,488 11,083 21,548 BAIRD FDS INSTL AGGREGATE BOND FD 057071854 553 54,088 X 2 54,088 BAKER HUGHES INC COM 057224107 6,480 160,091 X 2 158,906 1,185 BAKER HUGHES INC COM 057224107 232 5,725 X X 2 310 5,415 BANK OF AMERICA CORP COM 060505104 734 48,720 X 2 48,720 BANK OF AMERICA CORP COM 060505104 116 7,678 X X 2 3,000 1,050 3,628 BANK OF NEW YORK MELLON CORP COM 064058100 2,234 79,867 X 2 79,267 600 BANK OF NEW YORK MELLON CORP COM 064058100 84 3,015 X X 2 2,325 190 500 BAXTER INTL COM 071813109 14,657 249,777 X 2 246,552 3,225 BAXTER INTL COM 071813109 760 12,945 X X 2 3,225 9,720 BEMIS INC COM 081437105 10,284 346,832 X 2 164,827 200 181,805 BEMIS INC COM 081437105 468 15,800 X X 2 15,050 450 300 BERKLEY W R CORP COM 084423102 3,840 155,847 X 2 152,322 3,525 BERKLEY W R CORP COM 084423102 156 6,325 X X 2 4,075 2,250 BERKSHIRE HATHAWAY DEL CL A COM 084670108 794 8 X 2 8 BERKSHIRE HATHAWAY INC DEL CL B COM 084670207 250 76 X 2 76 BERKSHIRE HATHAWAY INC DEL CL B COM 084670207 13 4 X X 2 4 BHP LTD SPONS ADR 088606108 9,400 122,752 X 2 121,647 80 1,025 BHP LTD SPONS ADR 088606108 484 6,325 X X 2 5,195 530 600 BOEING CO COM 097023105 5,494 101,498 X 2 98,453 690 2,355 BOEING CO COM 097023105 240 4,425 X X 2 2,240 2,185 BRISTOL MYERS-SQUIBB CO COM 110122108 10,036 397,486 X 2 391,546 300 5,640 ----------- COLUMN TOTALS 80,634
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/09 PAGE 4
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 ------------------------------------ --------- ----------- ---------- ---------------- -------- ---------------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET SHARES ---------------- ---------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ------------------------------------ --------- ----------- ---------- ---- --- ----- -------- ---------- ------- ------- BRISTOL MYERS-SQUIBB CO COM 110122108 1,564 61,952 X X 2 17,145 38,207 6,600 CSX CORP COM 126408103 238 4,910 X 2 4,910 CSX CORP COM 126408103 6 115 X X 2 115 CVS CAREMARK CORP COM 126650100 8,757 271,884 X 2 268,585 3,299 CVS CAREMARK CORP COM 126650100 580 18,011 X X 2 4,093 8,918 5,000 CAPITAL ONE FINL CORP COM 14040H105 77 2,018 X 2 2,018 CAPITAL ONE FINL CORP COM 14040H105 716 18,675 X X 2 13,284 5,391 CATERPILLAR INC COM 149123101 9,649 169,313 X 2 164,923 370 4,020 CATERPILLAR INC COM 149123101 1,790 31,401 X X 2 6,075 22,431 2,895 CELGENE CORP COM 151020104 12,396 222,635 X 2 220,385 2,250 CELGENE CORP COM 151020104 581 10,435 X X 2 1,890 8,545 CHEVRON CORP COM 166764100 16,839 218,726 X 2 213,456 550 4,720 CHEVRON CORP COM 166764100 1,606 20,855 X X 2 8,990 7,065 4,800 CHIPOTLE MEXICAN GRILL INC COM 169656105 976 11,075 X 2 11,075 CHIPOTLE MEXICAN GRILL INC COM 169656105 2 25 X X 2 25 CISCO SYSTEMS INC COM 17275R102 4,236 176,965 X 2 172,315 4,650 CISCO SYSTEMS INC COM 17275R102 194 8,105 X X 2 4,400 3,705 CITIGROUP INC COM 172967101 45 13,478 X 2 13,478 CITIZENS REPUBLIC BANCORP INC 174420109 14 19,972 X 2 19,972 CITIZENS REPUBLIC BANCORP INC 174420109 1 2,000 X X 2 2,000 CLOROX CO COM 189054109 864 14,170 X 2 14,170 CLOROX CO COM 189054109 1,034 16,947 X X 2 16,947 COCA COLA CO COM 191216100 17,698 310,497 X 2 305,447 325 4,725 COCA COLA CO COM 191216100 728 12,765 X X 2 3,370 8,395 1,000 COGNIZANT TECH SOLUTIONS CORP CL A 192446102 7,192 158,670 X 2 158,445 225 ----------- COLUMN TOTALS 87,783
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/09 PAGE 5
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 ------------------------------------ --------- ----------- ---------- ---------------- -------- ---------------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET SHARES ---------------- ---------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ------------------------------------ --------- ----------- ---------- ---- --- ----- -------- ---------- ------- ------- COGNIZANT TECH SOLUTIONS CORP CL A 192446102 122 2,700 X X 2 1,900 800 COLGATE PALMOLIVE CO COM 194162103 4,809 58,539 X 2 57,989 50 500 COLGATE PALMOLIVE CO COM 194162103 929 11,305 X X 2 4,692 3,313 3,300 CONOCOPHILLIPS COM 20825C104 10,121 198,179 X 2 196,829 1,350 CONOCOPHILLIPS COM 20825C104 794 15,546 X X 2 1,500 10,986 3,060 CONSOLIDATED EDISON INC COM 209115104 459 10,095 X 2 10,095 CONSOLIDATED EDISON INC COM 209115104 14 300 X X 2 300 CORNING INC COM 219350105 6,224 322,333 X 2 319,338 2,995 CORNING INC COM 219350105 218 11,275 X X 2 2,625 7,555 1,095 COVANCE INC COM 222816100 3,459 63,393 X 2 60,843 2,550 COVANCE INC COM 222816100 473 8,675 X X 2 1,000 5,675 2,000 CUMMINS INC COM 231021106 4,548 99,180 X 2 98,380 800 CUMMINS INC COM 231021106 186 4,050 X X 2 4,050 DPL INC COM 233293109 222 8,028 X 2 8,028 DANAHER CORP COM 235851102 8,872 117,980 X 2 116,490 100 1,390 DANAHER CORP COM 235851102 394 5,235 X X 2 1,160 4,075 DARDEN RESTAURANTS INC COM 237194105 2 70 X 2 70 DARDEN RESTAURANTS INC COM 237194105 210 6,000 X X 2 6,000 DEAN FOODS CO NEW COM 242370104 201 11,168 X 2 11,168 DEAN FOODS CO NEW COM 242370104 50 2,750 X X 2 2,750 DEVON ENERGY CORP NEW COM 25179M103 2,013 27,392 X 2 27,392 DEVON ENERGY CORP NEW COM 25179M103 176 2,395 X X 2 20 2,375 DICKS SPORTING GOODS INC COM 253393102 469 18,855 X 2 18,855 DISNEY WALT CO COM 254687106 7,304 226,492 X 2 222,192 100 4,200 DISNEY WALT CO COM 254687106 368 11,404 X X 2 10,074 1,330 ----------- COLUMN TOTALS 52,637
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/09 PAGE 6
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 ------------------------------------ --------- ----------- ---------- ---------------- -------- ---------------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET SHARES ---------------- ---------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ------------------------------------ --------- ----------- ---------- ---- --- ----- -------- ---------- ------- ------- DISCOVERY COMMUNICATIONS INC CL A 25470F104 10,190 332,261 X 2 328,336 3,925 DISCOVERY COMMUNICATIONS INC CL A 25470F104 498 16,230 X X 2 805 15,425 DOMINION RESOURCES INC NEW COM 25746U109 273 7,021 X 2 7,021 DOW CHEMICAL CO COM 260543103 1,480 53,561 X 2 53,561 DOW CHEMICAL CO COM 260543103 8 300 X X 2 300 DUKE ENERGY CORP NEW COM 26441C105 198 11,497 X 2 11,497 DUN & BRADSTREET CORP DEL COM 26483E100 34 400 X 2 400 DUN & BRADSTREET CORP DEL COM 26483E100 894 10,600 X X 2 750 9,850 EOG RESOURCES INC COM 26875P101 2,763 28,395 X 2 28,255 40 100 EOG RESOURCES INC COM 26875P101 207 2,125 X X 2 2,000 125 EL PASO CORP COM 28336L109 151 15,324 X 2 15,129 195 EMERSON ELEC CO COM 291011104 272 6,393 X 2 6,393 ENTERGY CORP NEW COM 29364G103 234 2,864 X 2 2,336 528 EXELON CORP COM 30161N101 270 5,525 X 2 5,525 EXXON MOBIL CORP COM 30231G102 18,368 269,366 X 2 260,525 1,185 7,656 EXXON MOBIL CORP COM 30231G102 3,735 54,768 X X 2 25,786 3,812 25,170 FPL GROUP INC COM 302571104 3,728 70,577 X 2 70,077 500 FPL GROUP INC COM 302571104 100 1,895 X X 2 1,775 120 FEDEX CORP COM 31428X106 1,900 22,767 X 2 22,067 700 FEDEX CORP COM 31428X106 53 640 X X 2 590 50 * FIDELITY MUNICIPAL INCOME FD 316089507 158 12,667 X 2 12,667 FIDELITY NATL INFO SVCS INC COM 31620M106 551 23,487 X 2 23,487 FIDELITY NATL INFO SVCS INC COM 31620M106 174 7,406 X X 2 7,406 * FIDELITY SHORT IN MUNI INCOME FUN 316203207 151 14,164 X 2 14,164 * FIDELITY SPARTAN MN MUNI INC FD 316412303 1,595 140,166 X 2 140,166 ----------- COLUMN TOTALS 47,985
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/09 PAGE 7
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 ------------------------------------ --------- ----------- ---------- ---------------- -------- ---------------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET SHARES ---------------- ---------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ------------------------------------ --------- ----------- ---------- ---- --- ----- -------- ---------- ------- ------- * FIDELITY SPARTAN MN MUNI INC FD 316412303 108 9,487 X X 2 9,487 * FIRST AMER MN INTER TAX FREE Y 318530714 161 16,156 X X 2 16,156 FIRST MANITOWOC BANCORP INC NEW COM 32076T108 170 18,732 X 2 18,732 FIRST MANITOWOC BANCORP INC NEW COM 32076T108 799 87,812 X X 2 87,812 FLUOR CORP NEW COM 343412102 1,565 34,749 X 2 34,649 100 FLUOR CORP NEW COM 343412102 26 585 X X 2 300 235 50 FORTUNE BRANDS INC COM 349631101 508 11,762 X 2 11,762 FORTUNE BRANDS INC COM 349631101 11 250 X X 2 200 50 FRANKLIN RESOURCES INC COM 354613101 1,537 14,590 X 2 14,590 FRANKLIN RESOURCES INC COM 354613101 827 7,850 X X 2 4,350 3,500 FREEPORT MCMORAN COPPER & GOLD COM 35671D857 1,970 24,536 X 2 24,313 23 200 FREEPORT MCMORAN COPPER & GOLD COM 35671D857 54 676 X X 2 576 100 GAMESTOP CORP NEW CL A 36467W109 1,376 62,730 X 2 61,295 1,435 GAMESTOP CORP NEW CL A 36467W109 154 7,020 X X 2 2,770 4,250 GENERAL ELEC CO COM 369604103 6,370 421,020 X 2 416,370 1,000 3,650 GENERAL ELEC CO COM 369604103 1,301 86,003 X X 2 19,050 29,155 37,798 GENERAL MILLS INC COM 370334104 11,451 161,721 X 2 159,571 2,150 GENERAL MILLS INC COM 370334104 1,197 16,909 X X 2 1,850 15,059 GLAXO SMITHKLINE NEW ADR 37733W105 164 3,883 X 2 3,883 GLAXO SMITHKLINE NEW ADR 37733W105 161 3,818 X X 2 2,163 1,655 GOLDMAN SACHS GRP INC COM 38141G104 937 5,547 X 2 5,497 50 GOLDMAN SACHS GRP INC COM 38141G104 133 790 X X 2 340 450 * GOLDMAN SACHS CORE FXD INC I 38141W810 94 10,044 X 2 10,044 GOOGLE INC CL A COM 38259P508 17,993 29,022 X 2 28,682 25 315 GOOGLE INC CL A COM 38259P508 714 1,152 X X 2 138 914 100 ----------- COLUMN TOTALS 49,781
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/09 PAGE 8
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 ------------------------------------ --------- ----------- ---------- ---------------- -------- ---------------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET SHARES ---------------- ---------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ------------------------------------ --------- ----------- ---------- ---- --- ----- -------- ---------- ------- ------- GRAINGER W W INC COM 384802104 349 3,600 X 2 3,600 GUESS INC COM 401617105 6,390 151,060 X 2 150,060 1,000 GUESS INC COM 401617105 200 4,725 X X 2 4,725 JOHN HANCOCK BANK & THRIFT OPPORTUNITY FD COM NEW 409735206 579 41,045 X 2 41,045 * HARBOR REAL RETURN INSTITUTIONAL 411511520 226 22,196 X 2 22,196 HARRIS CORP DEL COM 413875105 1,564 32,900 X 2 31,580 350 970 HARRIS CORP DEL COM 413875105 125 2,633 X X 2 1,308 1,325 HARSCO CORP COM 415864107 4,247 131,766 X 2 131,516 250 HARSCO CORP COM 415864107 79 2,460 X X 2 2,125 335 HEWLETT PACKARD CO COM 428236103 17,421 338,218 X 2 334,518 3,700 HEWLETT PACKARD CO COM 428236103 1,175 22,810 X X 2 4,078 13,232 5,500 HOLOGIC INC COM 436440101 339 23,350 X 2 23,350 HOLOGIC INC COM 436440101 12 800 X X 2 800 HOST HOTELS & RESORTS INC COM 44107P104 1,142 97,898 X 2 97,898 IMS HEALTH INC COM 449934108 57 2,700 X 2 2,700 IMS HEALTH INC COM 449934108 830 39,400 X X 2 39,400 ILLINOIS TOOL WORKS INC COM 452308109 2,595 54,082 X 2 53,482 600 ILLINOIS TOOL WORKS INC COM 452308109 170 3,550 X X 2 1,650 1,900 INTEL CORP COM 458140100 17,824 873,702 X 2 862,197 600 10,905 INTEL CORP COM 458140100 1,012 49,621 X X 2 13,555 32,066 4,000 INTEGRYS ENERGY GROUP INC COM 45822P105 3,571 85,038 X 2 84,485 553 INTEGRYS ENERGY GROUP INC COM 45822P105 275 6,544 X X 2 944 5,500 100 INTERNATIONAL BUSINESS MACHS COM 459200101 6,082 46,463 X 2 45,533 230 700 INTERNATIONAL BUSINESS MACHS COM 459200101 260 1,987 X X 2 1,072 115 800 ISHARES TRUST MSCI COM 464287234 709 17,082 X 2 17,082 ----------- COLUMN TOTALS 67,233
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/09 PAGE 9
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 ------------------------------------ --------- ----------- ---------- ---------------- -------- ---------------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET SHARES ---------------- ---------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ------------------------------------ --------- ----------- ---------- ---- --- ----- -------- ---------- ------- ------- ISHARES TRUST MSCI COM 464287234 54 1,300 X X 2 1,300 ISHARES TR MSCI EAFE IDX 464287465 2,510 45,401 X 2 44,601 800 ISHARES TR MSCI EAFE IDX 464287465 229 4,146 X X 2 2,725 1,421 ISHARES TR NASDAQ BIOTECH 464287556 762 9,310 X 2 9,310 ISHARES TR NASDAQ BIOTECH 464287556 5 60 X X 2 60 ISHARES TR RUSSELL 1000 VALUE INDEX 464287598 396 6,900 X 2 6,900 ISHARES TR RUSSELL 1000 VALUE INDEX 464287598 46 800 X X 2 800 ISHARES TR RUSSELL 2000 464287655 1,736 27,810 X 2 27,810 ISHARES TR RUSSELL 2000 464287655 136 2,180 X X 2 1,100 1,080 ISHARES TR S & P SMCP600 IDX 464287804 557 10,184 X 2 10,184 ISHARES TR S & P SMCP600 IDX 464287804 16 285 X X 2 285 JPMORGAN CHASE & CO COM 46625H100 9,774 234,551 X 2 225,966 8,585 JPMORGAN CHASE & CO COM 46625H100 774 18,564 X X 2 4,387 9,745 4,432 JOHNSON & JOHNSON COM 478160104 10,055 156,112 X 2 153,397 225 2,490 JOHNSON & JOHNSON COM 478160104 895 13,893 X X 2 6,761 1,532 5,600 JOHNSON CONTROLS INC COM 478366107 1,694 62,197 X 2 50,267 11,930 JOHNSON CONTROLS INC COM 478366107 27 1,000 X X 2 1,000 JOY GLOBAL INC COM 481165108 1,851 35,903 X 2 34,883 120 900 JOY GLOBAL INC COM 481165108 76 1,465 X X 2 365 940 160 KEYCORP NEW COM 493267108 49 8,818 X 2 8,818 KEYCORP NEW COM 493267108 21 3,740 X X 2 3,740 KIMBERLY CLARK CORP COM 494368103 59,749 937,828 X 2 786,660 2,350 148,818 KIMBERLY CLARK CORP COM 494368103 32,513 510,330 X X 2 85,044 335 424,951 KOHLS CORP COM 500255104 789 14,635 X 2 14,635 KOHLS CORP COM 500255104 69 1,275 X X 2 775 500 ----------- COLUMN TOTALS 124,783
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/09 PAGE 10
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 ------------------------------------ --------- ----------- ---------- ---------------- -------- ---------------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET SHARES ---------------- ---------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ------------------------------------ --------- ----------- ---------- ---- --- ----- -------- ---------- ------- ------- KRAFT FOODS INC CL A COM 50075N104 1,494 54,973 X 2 54,973 KRAFT FOODS INC CL A COM 50075N104 780 28,703 X X 2 14,172 11,418 3,113 KROGER CO COM 501044101 452 22,010 X 2 22,010 LIFESPAN INC COM 53221W101 50,000 X 2 50,000 LILLY ELI & CO COM 532457108 1,745 48,874 X 2 48,874 LILLY ELI & CO COM 532457108 201 5,640 X X 2 3,790 250 1,600 LOCKHEED MARTIN CORP COM 539830109 148 1,969 X 2 1,969 LOCKHEED MARTIN CORP COM 539830109 58 775 X X 2 775 LORILLARD INC COM 544147101 12,964 161,581 X 2 160,466 1,115 LORILLARD INC COM 544147101 889 11,075 X X 2 350 5,025 5,700 MANITOWOC CO INC COM 563571108 1,775 178,021 X 2 142,607 35,414 MANITOWOC CO INC COM 563571108 95 9,500 X X 2 5,500 4,000 MARSHALL & ILSLEY CORP NEW COM 571837103 1,440 264,274 X 2 263,974 300 MARSHALL & ILSLEY CORP NEW COM 571837103 186 34,196 X X 2 27,796 6,400 MARRIOTT INTL INC NEW CL A COM 571903202 207 7,580 X 2 7,580 MCDONALDS CORP COM 580135101 9,561 153,132 X 2 150,907 275 1,950 MCDONALDS CORP COM 580135101 608 9,735 X X 2 3,345 6,390 MEDTRONIC INC COM 585055106 2,718 61,805 X 2 49,405 12,400 MEDTRONIC INC COM 585055106 118 2,680 X X 2 700 780 1,200 MENASHA CORP COM 585250905 1,031 626 X 2 626 MERCK & CO INC NEW COM 58933Y105 2,332 63,824 X 2 63,824 MERCK & CO INC NEW COM 58933Y105 273 7,462 X X 2 4,589 450 2,423 MICROSOFT CORP COM 594918104 17,344 569,036 X 2 553,781 150 15,105 MICROSOFT CORP COM 594918104 823 27,013 X X 2 10,181 15,532 1,300 MICROCHIP TECHNOLOGY INC COM 595017104 2,314 79,643 X 2 79,643 ----------- COLUMN TOTALS 59,556
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/09 PAGE 11
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 ------------------------------------ --------- ----------- ---------- ---------------- -------- ---------------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET SHARES ---------------- ---------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ------------------------------------ --------- ----------- ---------- ---- --- ----- -------- ---------- ------- ------- MICROCHIP TECHNOLOGY INC COM 595017104 182 6,275 X X 2 6,275 MIDCAP SP DR TR UNIT SER 1 COM 595635103 2,031 15,419 X 2 14,319 1,100 MIDCAP SP DR TR UNIT SER 1 COM 595635103 383 2,905 X X 2 165 2,740 MIDWEST RESOURCES 98-1 OIL AND GAS INCOME LIMITED PARTNERSHIP 598345908 92 10 X 2 10 MIDWEST RESOURCES 98-1 OIL AND GAS INCOME LIMITED PARTNERSHIP 598345908 111 12 X X 2 12 MILLIPORE CORP COM 601073109 1,507 20,836 X 2 20,806 30 MILLIPORE CORP COM 601073109 17 230 X X 2 125 105 MONSANTO CO NEW COM 61166W101 197 2,404 X 2 2,404 MONSANTO CO NEW COM 61166W101 45 554 X X 2 554 MOODYS CORP COM 615369105 27 1,000 X 2 1,000 MOODYS CORP COM 615369105 1,061 39,600 X X 2 200 39,400 MORGAN STANLEY COM 617446448 161 5,435 X 2 5,435 MORGAN STANLEY COM 617446448 195 6,592 X X 2 3,120 3,472 MULLINS WHEY INC 625200902 632 300 X 2 300 NEENAH PAPER INC COM 640079109 180 12,938 X 2 12,703 235 NEENAH PAPER INC COM 640079109 203 14,582 X X 2 630 13,952 NESTLE S A SPONSORED ADR 641069406 591 12,171 X 2 11,421 750 NESTLE S A SPONSORED ADR 641069406 194 4,000 X X 2 4,000 NEWELL RUBBERMAID INC COM 651229106 198 13,190 X 2 13,190 NEWELL RUBBERMAID INC COM 651229106 6 370 X X 2 370 NEWMONT MINING CORP HOLDING CO COM 651639106 2,121 44,829 X 2 44,699 30 100 NEWMONT MINING CORP HOLDING CO COM 651639106 44 940 X X 2 725 215 NIKE INC CL B 654106103 531 8,039 X 2 8,039 NORTHERN TRUST CORP COM 665859104 5,019 95,791 X 2 93,526 40 2,225 NORTHERN TRUST CORP COM 665859104 137 2,610 X X 2 870 1,740 ----------- COLUMN TOTALS 15,865
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/09 PAGE 12
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 ------------------------------------ --------- ----------- ---------- ---------------- -------- ---------------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET SHARES ---------------- ---------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ------------------------------------ --------- ----------- ---------- ---- --- ----- -------- ---------- ------- ------- NORTHROP GRUMMAN CORP COM 666807102 1,344 24,057 X 2 24,057 NOVARTIS AG SPONS ADR 66987V109 3,245 59,626 X 2 59,576 50 NOVARTIS AG SPONS ADR 66987V109 73 1,350 X X 2 350 1,000 OLD SECOND BANCORP INC ILL COM 680277100 39 5,602 X 2 5,602 OLD SECOND BANCORP INC ILL COM 680277100 37 5,334 X X 2 5,334 * OPPENHEIMER SENIOR FLOATING RATE 68381K309 267 34,237 X 2 34,237 OSHKOSH CORPORATION 688239201 3,459 93,420 X 2 93,420 OSHKOSH CORPORATION 688239201 17 465 X X 2 465 * PIMCO TOTAL RETURN FD 693390700 864 80,023 X 2 80,023 * PIMCO TOTAL RETURN ADMIN CLASS 693390726 837 77,519 X 2 77,519 * PIMCO PAC INVT MGMT HIGH YIELD FD 693390841 2,710 307,924 X 2 307,924 * PIMCO PAC INVT MGMT HIGH YIELD FD 693390841 253 28,745 X X 2 15,279 13,466 * PIMCO REAL RETURN BOND FD INSTL CL 693391104 250 23,163 X 2 23,163 PAYCHEX INC COM 704326107 208 6,800 X 2 6,800 PENTAIR INDS INC COM 709631105 281 8,705 X 2 8,705 PENTAIR INDS INC COM 709631105 310 9,600 X X 2 9,600 PEPSICO INC COM 713448108 11,004 180,988 X 2 168,804 370 11,814 PEPSICO INC COM 713448108 1,243 20,450 X X 2 10,460 4,590 5,400 PFIZER INC COM 717081103 9,621 528,938 X 2 523,588 5,350 PFIZER INC COM 717081103 1,322 72,682 X X 2 33,512 2,319 36,851 PHILIP MORRIS INTERNATIONAL INC COM 718172109 17,674 366,763 X 2 364,812 1,951 PHILIP MORRIS INTERNATIONAL INC COM 718172109 2,442 50,684 X X 2 22,004 24,180 4,500 PLEXUS CORP COM 729132100 537 18,859 X 2 18,859 PLEXUS CORP COM 729132100 152 5,350 X X 2 350 5,000 PLUM CREEK TIMBER CO INC (REIT) 729251108 3,967 105,067 X 2 104,367 100 600 ----------- COLUMN TOTALS 62,156
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/09 PAGE 13
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 ------------------------------------ --------- ----------- ---------- ---------------- -------- ---------------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET SHARES ---------------- ---------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ------------------------------------ --------- ----------- ---------- ---- --- ----- -------- ---------- ------- ------- PLUM CREEK TIMBER CO INC (REIT) 729251108 246 6,504 X X 2 2,029 3,475 1,000 POWERSHARES QQQ TRST SER 1 73935A104 242 5,300 X 2 300 5,000 PRECISION CASTPARTS CORP COM 740189105 52 475 X 2 475 PRECISION CASTPARTS CORP COM 740189105 608 5,514 X X 2 5,514 T ROWE PRICE GROUP INC COM 74144T108 4,192 78,716 X 2 76,841 250 1,625 T ROWE PRICE GROUP INC COM 74144T108 50 935 X X 2 400 535 * T ROWE PRICE HIGHT YIELD FD 741481105 74 11,568 X 2 11,568 T ROWE PRICE RETIRE ICM ADVV CL 74149P820 128 10,494 X 2 10,494 PROCTER & GAMBLE CO COM 742718109 12,709 209,623 X 2 206,430 475 2,718 PROCTER & GAMBLE CO COM 742718109 2,399 39,564 X X 2 13,087 2,925 23,552 PRUDENTIAL FINANCIAL INC COM 744320102 640 12,857 X 2 11,811 1,046 * PUTNAM TAX EXEMPT INC FD CL A 746870104 148 17,714 X 2 17,714 QUALCOMM INC COM 747525103 16,610 359,067 X 2 351,752 125 7,190 QUALCOMM INC COM 747525103 1,524 32,955 X X 2 3,300 12,700 16,955 RESEARCH IN MOTION LTD COM 760975102 3,548 52,535 X 2 50,854 1,681 RESEARCH IN MOTION LTD COM 760975102 98 1,457 X X 2 1,457 ROCHE HLDG LTD ADR 771195104 1,121 26,372 X 2 26,372 ROCHE HLDG LTD ADR 771195104 34 800 X X 2 650 150 ROCKWELL AUTOMATION INC COM 773903109 468 9,970 X 2 9,970 ROCKWELL AUTOMATION INC COM 773903109 42 900 X X 2 900 * T ROWE PRICE SHORT TERM BOND FD 77957P105 24,535 5,079,636 X 2 4,912,910 166,726 * T ROWE PRICE SHORT TERM BOND FD 77957P105 766 158,514 X X 2 10,288 148,226 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 579 9,632 X 2 9,532 100 SPDR TR UNIT SER 1 78462F103 6,610 59,315 X 2 55,425 3,890 SPDR TR UNIT SER 1 78462F103 456 4,093 X X 2 400 1,793 1,900 ----------- COLUMN TOTALS 77,879
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/09 PAGE 14
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 ------------------------------------ --------- ----------- ---------- ---------------- -------- ---------------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET SHARES ---------------- ---------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ------------------------------------ --------- ----------- ---------- ---- --- ----- -------- ---------- ------- ------- SPDR GOLD TRUST 78463V107 7,089 66,062 X 2 65,762 300 SPDR GOLD TRUST 78463V107 38 350 X X 2 350 SPX CORP COM 784635104 6,503 118,888 X 2 117,813 1,075 SPX CORP COM 784635104 195 3,572 X X 2 3,572 SCHLUMBERGER LTD COM 806857108 14,070 216,173 X 2 211,198 100 4,875 SCHLUMBERGER LTD COM 806857108 720 11,055 X X 2 4,755 5,300 1,000 SCHWEITZER-MAUDUIT INTL INC COM 808541106 747 10,616 X 2 3,374 7,242 SCHWEITZER-MAUDUIT INTL INC COM 808541106 1,565 22,253 X X 2 44 22,209 SEALED AIR CORP NEW COM 81211K100 219 10,000 X 2 10,000 SEALED AIR CORP NEW COM 81211K100 154 7,060 X X 2 7,060 SELECT SECTOR SPDR TR MATERIALS 81369Y100 403 12,215 X 2 12,215 SELECT SECTOR SPDR TR HEALTHCARE 81369Y209 315 10,150 X 2 10,150 SELECT SECTOR SPDR TR HEALTHCARE 81369Y209 47 1,515 X X 2 1,200 315 SELECT SECTOR SPDR TR CONSUM STAPLES 81369Y308 1,020 38,530 X 2 38,530 SELECT SECTOR SPDR TR CONSUM STAPLES 81369Y308 87 3,300 X X 2 1,600 1,700 SELECT SECTOR SPDR TR ENERGY 81369Y506 1,520 26,662 X 2 26,562 100 SELECT SECTOR SPDR TR ENERGY 81369Y506 122 2,145 X X 2 870 1,200 75 SELECT SECTOR SPDR TR FINANCE 81369Y605 223 15,485 X 2 15,485 SELECT SECTOR SPDR TR INDUSTRIAL 81369Y704 704 25,345 X 2 25,345 SELECT SECTOR SPDR TR INDUSTRIAL 81369Y704 15 545 X X 2 545 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 4,754 207,306 X 2 207,306 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 110 4,800 X X 2 3,000 1,800 SELECT SECTOR SPDR TR UTILITIES 81369Y886 996 32,102 X 2 32,102 SELECT SECTOR SPDR TR UTILITIES 81369Y886 43 1,400 X X 2 1,100 300 SIGMA ALDRICH CORP COM 826552101 130 2,568 X 2 2,568 ----------- COLUMN TOTALS 41,789
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/09 PAGE 15
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 ------------------------------------ --------- ----------- ---------- ---------------- -------- ---------------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET SHARES ---------------- ---------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ------------------------------------ --------- ----------- ---------- ---- --- ----- -------- ---------- ------- ------- SIGMA ALDRICH CORP COM 826552101 263 5,200 X X 2 3,200 2,000 SOUTHERN CO COM 842587107 8,031 241,031 X 2 236,686 4,345 SOUTHERN CO COM 842587107 487 14,625 X X 2 6,445 8,180 STATE STREET CORP COM 857477103 1,839 42,238 X 2 42,193 45 STATE STREET CORP COM 857477103 75 1,730 X X 2 1,430 300 SUNTRUST BANKS INC COM 867914103 529 26,082 X 2 26,082 SYSCO CORP COM 871829107 4,123 147,567 X 2 146,692 75 800 SYSCO CORP COM 871829107 199 7,125 X X 2 6,925 200 TENARIS SA ADR 88031M109 2,627 61,594 X 2 59,944 50 1,600 TENARIS SA ADR 88031M109 184 4,320 X X 2 2,960 1,360 TEVA PHARMACEUTICAL IND ADR 881624209 17,303 307,994 X 2 304,574 175 3,245 TEVA PHARMACEUTICAL IND ADR 881624209 722 12,855 X X 2 2,400 10,455 TEXAS INSTR INC COM 882508104 685 26,270 X 2 26,270 TEXAS INSTR INC COM 882508104 5 200 X X 2 200 THERMO FISHER SCIENTIFIC INC 883556102 1,521 31,892 X 2 31,892 THERMO FISHER SCIENTIFIC INC 883556102 78 1,645 X X 2 900 745 3M COMPANY COM 88579Y101 6,326 76,523 X 2 76,268 175 80 3M COMPANY COM 88579Y101 1,782 21,550 X X 2 2,775 375 18,400 TIAA-CREF INSTIT SHORT TERM BOND II 886315704 732 72,384 X 2 72,384 TIFFANY & CO COM 886547108 237 5,500 X 2 5,500 TIME WARNER INC 887317303 14,972 513,808 X 2 508,608 5,200 TIME WARNER INC 887317303 667 22,878 X X 2 4,050 18,495 333 TRAVELERS COS INC COM 89417E109 32 649 X 2 649 TRAVELERS COS INC COM 89417E109 176 3,530 X X 2 3,530 TREEHOUSE FOODS INC COM 89469A104 285 7,333 X 2 7,333 ----------- COLUMN TOTALS 63,880
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/09 PAGE 16
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 ------------------------------------ --------- ----------- ---------- ---------------- -------- ---------------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET SHARES ---------------- ---------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ------------------------------------ --------- ----------- ---------- ---- --- ----- -------- ---------- ------- ------- TREEHOUSE FOODS INC COM 89469A104 29 740 X X 2 740 50% INTEREST IN TWEET BROS RENTAL LIMITED PARTNERSHIP 901160903 1,114 1 X 2 1 US BANCORP DEL NEW COM 902973304 8,351 371,013 X 2 367,913 175 2,925 US BANCORP DEL NEW COM 902973304 1,884 83,686 X X 2 28,661 36,830 18,195 UNION PAC CORP COM 907818108 403 6,301 X 2 6,301 UNION PAC CORP COM 907818108 102 1,600 X X 2 1,600 UNITED PARCEL SERVICES INC COM 911312106 590 10,278 X 2 10,278 UNITED PARCEL SERVICES INC COM 911312106 14 250 X X 2 250 UNITED TECHNOLOGIES CORP COM 913017109 943 13,580 X 2 13,580 * VANGUARD TOTAL BD MARKET INDEX FD 921937108 14,691 1,419,349 X 2 1,417,647 1,702 * VANGUARD TOTAL BD MARKET INDEX FD 921937108 26 2,485 X X 2 2,485 * VANGUARD INTERM TRM BOND SIGNAL 921937843 1,817 169,466 X 2 169,466 *VANGUARD TOT BOND MKT INDEX SIGNAL 921937868 51,410 4,966,714 X 2 4,923,544 29,142 14,028 *VANGUARD TOT BOND MKT INDEX SIGNAL 921937868 1,789 172,856 X X 2 18,898 143,908 10,050 VANGUARD EUROPE PACIFIC EFT COM 921943858 451 13,175 X 2 13,175 VANGUARD WHITEHALL FUNDS HIGH DIVIDEND YIELD ETF 921946406 212 5,585 X 2 5,585 * VANGUARD HIGH YIELD CORP PORTFOLIO 922031208 100 18,315 X 2 18,315 * VANGUARD SHORT TERM INV GRADE FD 922031406 4,407 416,123 X 2 398,959 17,164 * VANGUARD SHORT TERM INV GRADE FD 922031406 173 16,343 X X 2 16,343 VANGUARD GNMA FUND ADMIRAL CL 922031794 131 12,351 X 2 12,351 * VANGUARD FIXED INC SHORT TERM CORP ADMIRAL SHARES 922031836 96,158 9,079,553 X 2 8,973,505 49,380 56,668 * VANGUARD FIXED INC SHORT TERM CORP ADMIRAL SHARES 922031836 3,090 291,801 X X 2 139,789 152,012 VANGUARD INFO TECH ETF INDEX FD 92204A702 258 4,700 X 2 4,700 VANGUARD INFO TECH ETF INDEX FD 92204A702 71 1,300 X X 2 1,300 VANGUARD PA LONG TERM TAX EXEMPT FD 92204L302 585 53,323 X 2 53,323 ----------- COLUMN TOTALS 188,799
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/09 PAGE 17
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 ------------------------------------ --------- ----------- ---------- ---------------- -------- ---------------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET SHARES ---------------- ---------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ------------------------------------ --------- ----------- ---------- ---- --- ----- -------- ---------- ------- ------- VANGUARD EMERGING MARKETS FD 922042858 1,181 28,814 X 2 28,814 * VANGUARD SHORT TERM MUNI BOND FD 922907100 333 20,886 X 2 20,886 * VANGUARD INTERMED TERM MUNI BD FD 922907209 2,875 213,465 X 2 213,465 * VANGUARD HIGH YIELD TAX EXEMPT FD 922907407 170 16,552 X 2 16,552 * VANGUARD LTD TERM MUNI BOND FD 922907704 2,303 208,603 X 2 208,603 * VANGUARD SHORT TERM TAX EXEMPT MUNI BOND FD ADMIRAL SHS 922907803 208 13,067 X 2 13,067 * VANGUARD INTERMED TERM TAX EXEMPT MUNI BOND FD ADMIRAL SHS 922907878 3,207 238,063 X 2 238,063 * VANGUARD INTERMED TERM TAX EXEMPT MUNI BOND FD ADMIRAL SHS 922907878 203 15,048 X X 2 15,048 * VANGUARD LTD TERM TAX EXEMPT MUNI BOND FS ADMIRAL SHS 922907886 10,606 960,622 X 2 959,258 1,364 * VANGUARD LTD TERM TAX EXEMPT MUNI BOND FS ADMIRAL SHS 922907886 121 10,997 X X 2 10,997 VANGUARD INDEX FDS LARGE CAP ETF 922908637 577 11,395 X 2 11,395 VANGUARD TOTAL STOCK MARKET ETF 922908769 2,089 37,058 X 2 37,058 VERIZON COMMUNICATIONS COM 92343V104 6,502 196,272 X 2 193,932 340 2,000 VERIZON COMMUNICATIONS COM 92343V104 458 13,820 X X 2 6,312 6,044 1,464 VISA INC - CLASS A SHARES 92826C839 8,181 93,536 X 2 92,686 850 VISA INC - CLASS A SHARES 92826C839 335 3,825 X X 2 3,825 VODAFONE GROUP PLC ADR (CONSOLIDATION) 92857W209 2,023 87,594 X 2 87,594 VODAFONE GROUP PLC ADR (CONSOLIDATION) 92857W209 63 2,737 X X 2 2,737 WAL MART STORES INC COM 931142103 4,134 77,348 X 2 74,398 2,950 WAL MART STORES INC COM 931142103 302 5,645 X X 2 725 4,220 700 WALGREEN CO COM 931422109 4,104 111,756 X 2 110,706 1,050 WALGREEN CO COM 931422109 652 17,750 X X 2 10,150 1,200 6,400 WASTE MANAGEMENT INC NEW COM 94106L109 302 8,920 X 2 8,087 833 WASTE MANAGEMENT INC NEW COM 94106L109 221 6,525 X X 2 6,525 WATERSTONE FINANCIAL INC COM 941888109 41 20,000 X 2 20,000 ----------- COLUMN TOTALS 51,191
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/09 PAGE 18
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 ------------------------------------ --------- ----------- ---------- ---------------- -------- ---------------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET SHARES ---------------- ---------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ------------------------------------ --------- ----------- ---------- ---- --- ----- -------- ---------- ------- ------- WAUSAU PAPER CORP COM 943315101 799 68,839 X X 2 68,839 WELLPOINT INC COM 94973V107 447 7,666 X 2 7,516 150 WELLPOINT INC COM 94973V107 82 1,400 X X 2 1,400 WELLS FARGO & CO NEW COM 949746101 6,108 226,311 X 2 195,651 540 30,120 WELLS FARGO & CO NEW COM 949746101 1,352 50,100 X X 2 17,542 3,845 28,713 WISCONSIN ENERGY CORP COM 976657106 351 7,050 X 2 6,475 450 125 XCEL ENERGY INC COM 98389B100 308 14,517 X 2 14,169 348 YUM BRANDS INC COM 988498101 151 4,318 X 2 4,318 YUM BRANDS INC COM 988498101 126 3,600 X X 2 1,440 2,160 ZIMMER HLDGS INC COM 98956P102 3,107 52,567 X 2 52,252 40 275 ZIMMER HLDGS INC COM 98956P102 313 5,301 X X 2 2,502 2,259 540 SEI STABLE ASSET FUND CLASS 20 FUND # 369 999959SG5 50,214 50,214,455 X 2 50,214,455 ----------- COLUMN TOTALS 63,358 FINAL TOTALS 1,355,624