-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MwbCpfdEw0SwGXo+myTHwrlxgnBXWb0jblnXaKjwWGIOgI/RWIGAZurvxWRuWQar gUoiDpm1YCbtkgg0SyNNHA== 0000007789-99-000016.txt : 19991029 0000007789-99-000016.hdr.sgml : 19991029 ACCESSION NUMBER: 0000007789-99-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-00967 FILM NUMBER: 99735825 BUSINESS ADDRESS: STREET 1: 112 NORTH ADAMS ST STREET 2: P O BOX 13307 CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 4144333166 MAIL ADDRESS: STREET 1: 112 NORTH ADAMS STREET STREET 2: P O BOX 13307 CITY: GREEN BAY STATE: WI ZIP: 54307-3307 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 13F-HR 1 FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended September 30, 1999 If Amended report check here: ----- ASSOCIATED BANC-CORP - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 1200 Hansen Road Green Bay WI 54304 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) Chief Administrative Officer, Brian R. Bodager (920) 491-7001 General Counsel and Corporate Secretary - -------------------------------------------------------------------------------- Name, Phone No. and Title of Person Duly Authorized to Submit This Report ATTENTION - -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) - -------------------------------------------------------------------------------- The institutional investment manager submitting this form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Green Bay and State of Wisconsin on the 26th day of October, 1999. Associated Banc-Corp ----------------------------------------- Name of Institutional Investment Manager /s/ Brian R. Bodager ----------------------------------------- Manual Signature of Person Duly Authorized to Submit This Report Name and 13F file numbers of ALL institutional investment managers with respect to which this schedule is filed (other than the one filing this report). (List in alphabetical order.) 13F file numbers will be assigned to Institutional Investment Managers after they file their first report. Name 13F File No. Name 13F File No. ---- ------------ ---- ------------ Associated Trust Company, National Association ------------------------- ------------ ---------------- ------------ REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/99 PAGE 1 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) DAIMLER-CHRYSLER AG COM D1668R123 222 3,190 X 2 3,190 ACE LIMITED COM G0070K103 1,657 97,805 X 2 97,805 20% INTEREST IN JUNEAU VILLAGE II MS0012786 740 1 X 2 1 LIMITED PARTNERSHIP DECKNER MANOR APARTMENTS LIMITED MS0012935 366 4 X 2 4 PARTNERSHIP UNDIVIDED 1/2 INTEREST IN LASALLE MS0013107 22 21,918 X 2 21,918 CLINIC DEFERRED COMP PLAN I/N/O TTI TEAM TELECOM INTL LTD M88258104 701 68,800 X 2 68,800 PANAMERICAN BEVERAGES INC CL A COM P74823108 1,222 73,800 X 2 73,800 FLEXTRONICS INTL LTD ORD Y2573F102 4,023 69,135 X 2 69,135 AIM INVT SECS FDS LTD MATURITY TREAS 00142C201 4,576 456,164 X 2 456,164 PORTFOLIO SHS AT&T CORP COM 001957109 18,599 427,558 X 2 425,891 1,667 AT&T CORP COM 001957109 301 6,931 X X 2 3,960 2,971 ABBOTT LABS COM 002824100 14,114 384,701 X 2 380,421 4,280 ABBOTT LABS COM 002824100 265 7,220 X X 2 6,750 470 A C NIELSON CORP COM 004833109 1,725 76,025 X 2 76,025 SAFEWAY PLC 0049241 1,516 416,487 X 2 416,487 BRITISH BILLITON PLC ORD GBP.005 0056650 4,386 1,051,810 X 2 1,051,810 NORTHERN FOODS PLC ORD 006466080 21 10,365 X 2 10,365 ADVANCED DIGITAL INFO CORP COM 007525108 1,302 46,800 X 1 46,800 ADVANCED DIGITAL INFO CORP COM 007525108 406 14,600 X 2 14,600 AIR EXPRESS INTL COM 009104100 687 30,268 X 2 30,118 150 AIR EXPRESS INTL COM 009104100 17 770 X X 2 770 BICC ORD BRITISH 0096162 714 398,664 X 2 398,664 ALBANY INTL CORP COM 012348108 539 35,657 X 2 35,657 ALBANY INTL CORP COM 012348108 21 1,375 X X 2 1,375 BRITISH AIRWAYS PLC ORD GBP 25 0129057 1,779 316,000 X 2 316,000 ------ COLUMN TOTALS 59,921
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/99 PAGE 2 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) CARADON PLC ORD GBP.2777 0176268 3,067 1,222,000 X 2 1,222,000 ALLIANCE CAPITAL MANAGEMENT LIMITED 018548107 1,646 60,000 X 2 60,000 PARTNERSHIP ALLIANCE CAPITAL MANAGEMENT LIMITED 018548107 66 2,400 X X 2 2,400 PARTNERSHIP ALLIANT CORP COM 018802108 729 26,329 X 2 26,329 ALLIANT CORP COM 018802108 56 2,038 X X 2 2,038 PSB HLDGS INC COM 019432004 161 4,015 X 2 4,015 PSB HLDGS INC COM 019432004 186 4,640 X X 2 4,640 ALLSTATE CORP COM 020002101 1,045 41,886 X 2 41,886 ALLSTATE CORP COM 020002101 119 4,776 X X 2 4,776 ALLTEL CORP COM 020039103 686 9,741 X 2 9,741 ALLTEL CORP COM 020039103 11 150 X X 2 150 ALTERA CORP COM 021441100 3,240 74,700 X 2 74,700 AMBASSADORS INTL INC COM 023178106 867 64,500 X 2 64,500 AMEREN CORP COM 023608102 342 9,033 X 2 9,033 AMERICA ONLINE INC COM 02364J104 1,636 15,723 X 2 15,723 AMERICA ONLINE INC COM 02364J104 52 500 X X 2 500 AMCORE FINANCIAL INC COM - IL 023912108 41 2,000 X 1 2,000 AMCORE FINANCIAL INC COM 023912108 5,098 247,162 X 2 247,162 NATIONAL GRID HOLDINGS PLC ORD 0242824 1,292 186,420 X 2 186,420 GBP.1 BRITISH AMERICAN ELEC PWR INC COM 025537101 233 6,834 X 2 6,834 AMERICAN ELEC PWR INC COM 025537101 76 2,213 X X 2 781 1,432 AMERICAN EXPRESS CO COM 025816109 981 7,265 X 2 7,265 AMERICAN GENERAL CORP COM 026351106 342 5,404 X 2 604 4,800 AMERICAN HOME PRODS CORP COM 026609107 847 20,419 X 2 20,069 350 AMERICAN HOME PRODS CORP COM 026609107 47 1,134 X X 2 1,134 ------ COLUMN TOTALS 22,866
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/99 PAGE 3 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) DEVRO PLC ORD GBP 1 0267043 796 452,400 X 2 452,400 AMERICAN INTL GROUP INC COM 026874107 49,791 572,725 X 2 568,664 4,061 AMERICAN INTL GROUP INC COM 026874107 900 10,351 X X 2 9,845 506 AMERICAN MEDICAL SEC GRP INC COM 02744P101 192 29,500 X 2 29,500 AMERIRESOURCE TECH COM 03072A104 4 250,000 X 2 250,000 AMERITECH CORP COM 030954101 17,215 257,895 X 2 255,895 2,000 AMERITECH CORP COM 030954101 720 10,784 X X 2 9,184 1,600 ANCHOR BANCORP WI INC COM 032839102 5,115 314,775 X 2 312,030 2,745 ANCHOR BANCORP WI INC COM 032839102 74 4,575 X X 2 4,575 ANHEUSER BUSCH COS INC COM 035229103 241 3,440 X 2 3,440 GENERAL ELECTRIC CO PLC ORD GBP .05 0365334 2,616 271,900 X 2 271,900 AON CORP COM 037389103 694 23,463 X 2 23,463 AON CORP COM 037389103 90 3,037 X X 2 2,024 1,013 APOGEE ENTERPRISES INC COM 037598109 1 200 X 2 200 APOGEE ENTERPRISES INC COM 037598109 84 12,000 X X 2 12,000 ASSOCIATED BANC CORP COM 045487105 177,448 4,903,506 X 2 588,197 4,315,309 ASSOCIATED BANC CORP COM 045487105 11,903 328,913 X X 2 39,257 31,177 258,479 ASSOCIATES FIRST CAPITAL CORP CL A 046008108 331 9,198 X 2 9,142 56 COM ASSOCIATES FIRST CAPITAL CORP CL A 046008108 3 88 X X 2 88 COM ATLANTIC RICHFIELD CO COM 048825103 17,429 196,658 X 2 194,438 2,220 ATLANTIC RICHFIELD CO COM 048825103 340 3,837 X X 2 3,837 ATLAS AIR INC COM 049164106 2,552 116,650 X 2 116,650 LAIRD GROUP PLC ORD GBP .25 0500522 2,902 579,200 X 2 579,200 AUTO DATA PROCESS COM 053015103 45,788 1,026,075 X 2 1,014,195 11,880 AUTO DATA PROCESS COM 053015103 581 13,030 X X 2 8,270 4,760 ------- COLUMN TOTALS 337,810
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/99 PAGE 4 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) AUTONATION INC COM 05329W102 166 13,248 X 2 13,248 FSC SECURITIES CORP BROKERAGE ACCT 053934006 304 1 X X 2 1 AXENT TECHNOLOGIES INC COM 05459C108 714 55,150 X 2 55,150 BP AMOCO P L C SPONS ADR 055622104 11,546 104,191 X 2 98,072 6,119 BP AMOCO P L C SPONS ADR 055622104 1,034 9,330 X X 2 9,330 BP AMOCO P L C SPONS ADR 055622104 11 100 X 5 100 BP AMOCO P L C SPONS ADR 055622104 55 495 X X 5 495 BMC SOFTWARE INC COM 055921100 36,621 511,730 X 2 511,030 700 BMC SOFTWARE INC COM 055921100 340 4,750 X X 2 2,300 2,450 BACOU USA INC COM 056439102 616 36,900 X 2 36,900 MARKS & SPENCER PLC ORD 0565402 1,968 379,900 X 2 379,900 GBP 25 MCBRIDE PLC ORD GBP 10 BRITISH 0574635 1,860 1,208,000 X 2 1,208,000 MEDEVA PLC ORD GBPO.1 0575650 1,496 674,000 X 2 674,000 BRITISH BANK OF AMERICA CORP COM 060505104 4,064 72,985 X 2 72,985 ANGLIAN GROUP PLC 6.25P 0607661 2,351 534,320 X 2 534,320 BRITISH MEYER INVESTMENTS LTD PARTNERSHIP 060778008 426 1,637 X 2 1,637 (COPY OF DOCUMENT ONLY) MEYER INVESTMENTS LTD PARTNERSHIP 060778008 121 464 X X 2 464 (COPY OF DOCUMENT ONLY) 91% INTEREST IN 70 WEST SHOPPING 060987005 756 1 X X 2 1 CENTER PARTNERSHIP MINOCQUA WI NATIONAL POWER PLC ORD 0632016 1,865 239,100 X 2 239,100 GBP 50 BANK ONE CORP COM 06423A103 12,707 365,000 X 2 360,970 4,030 BANK ONE CORP COM 06423A103 187 5,385 X X 2 5,385 NORTHERN FOODS PLC ORD GBP 25 0646608 1,402 801,300 X 2 801,300 BRITISH BANTA CORP COM 066821109 4,993 223,788 X 2 221,515 2,273 BANTA CORP COM 066821109 90 4,050 X X 2 4,050 BAUSCH & LOMB INC COM 071707103 2,565 38,900 X 2 38,900 ------ COLUMN TOTALS 88,258
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/99 PAGE 5 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) BAXTER INTL COM 071813109 139 2,315 X 2 1,703 612 BAXTER INTL COM 071813109 241 4,000 X X 2 3,600 400 BELL ATLANTIC CORP COM 077853109 4,453 66,160 X 2 66,160 BELL ATLANTIC CORP COM 077853109 43 636 X X 2 636 BELLSOUTH CORP COM 079860102 4,120 91,547 X 2 91,059 488 BELLSOUTH CORP COM 079860102 463 10,288 X X 2 6,128 4,160 SHELL TRANSPORT & TRADING CO PLC 0803414 1,531 204,700 X 2 204,700 ORD BRITISH INVENSYS PLC 0807041 2,350 482,495 X 2 482,495 BRITISH BEMIS INC COM 081437105 19,376 571,973 X 2 571,973 BEMIS INC COM 081437105 694 20,500 X X 2 20,500 BERKSHIRE HATHAWAY DEL CL A COM 084670108 715 13 X 2 3 10 BESTFOODS COM 08658U101 227 4,678 X 2 4,678 TESCO PLC ORD GBPO 5 BRITISH 0884709 1,927 613,661 X 2 613,661 BIOMET INC COM 090613100 2,876 109,290 X 2 109,190 100 BIOMET INC COM 090613100 53 2,000 X X 2 2,000 BLACK BOX CORP COM 091826107 1,659 31,600 X 1 31,600 BLACK BOX CORP COM 091826107 3,311 63,075 X 2 63,075 BLUE EMERALD RESOURCE INC COM 09547H103 1 24,000 X 2 24,000 BOSTON SCIENTIFIC CORP COM 101137107 19,102 771,805 X 2 771,150 655 BOSTON SCIENTIFIC CORP COM 101137107 265 10,700 X X 2 7,400 3,300 BRISTOL MYERS-SQUIBB CO COM 110122108 49,373 731,454 X 2 724,932 6,522 BRISTOL MYERS-SQUIBB CO COM 110122108 2,492 36,914 X X 2 9,220 26,494 1,200 BUILDING ONE SVCS CORP COM 120114103 389 31,953 X 2 31,953 BURLINGTON NORTHERN SANTA FE CORP 12189T104 162 5,889 X 2 5,889 COM BURLINGTON NORTHERN SANTA FE CORP 12189T104 223 8,100 X X 2 8,100 COM ------- COLUMN TOTALS 116,185
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/99 PAGE 6 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) BURLINGTON RESOURCES COM 122014103 86 2,334 X 2 2,334 BURLINGTON RESOURCES COM 122014103 173 4,706 X X 2 4,706 CBS CORP COM 12490K107 560 12,100 X 2 12,100 CBS CORP COM 12490K107 37 800 X X 2 800 CKE RESTAURANTS INC PAR $0.01 COM 12561E105 643 88,750 X 2 88,750 C P B INC COM 125903104 874 38,200 X 2 38,200 CNB BANCSHARES INC COM 126126101 2,193 41,375 X 2 41,375 CTS CORP COM 126501105 886 15,400 X 2 15,400 CALPINE CORP COM 131347106 846 9,940 X 2 9,940 CAMPBELL SOUP CO COM 134429109 266 6,800 X 2 6,800 CAMPBELL SOUP CO COM 134429109 81 2,080 X X 2 2,080 CAPITAL ONE FINL CORP COM 14040H105 1,205 30,886 X 2 30,886 CAPITAL ONE FINL CORP COM 14040H105 573 14,700 X X 2 12,300 2,400 CARDINAL HEALTH INC COM 14149Y108 4,087 74,992 X 2 74,992 CARDINAL HEALTH INC COM 14149Y108 73 1,346 X X 2 847 499 CASEYS GENERAL STORES COM 147528103 4,416 329,400 X 2 329,400 CASEYS GENERAL STORES COM 147528103 54 4,000 X X 2 4,000 CATALINA MARKETING COM 148867104 1,248 14,710 X 1 14,710 CATALINA MARKETING CORP COM 148867104 14,181 167,205 X 2 165,705 1,500 CATALINA MARKETING CORP COM 148867104 144 1,700 X X 2 1,400 300 CELGENE CORP COM 151020104 533 19,700 X 2 19,700 CENDANT CORP COM 151313103 19,918 1,122,167 X 2 1,122,067 100 CENDANT CORP COM 151313103 35 1,950 X X 2 600 1,350 CHASE MANHATTAN CORP NEW COM 16161A108 225 2,984 X 2 2,984 CHASE MANHATTAN CORP NEW COM 16161A108 45 600 X X 2 600 ------ COLUMN TOTALS 53,382
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/99 PAGE 7 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) CHEROKEE INC COM 16444H102 80 10,000 X 2 10,000 CHESAPEAKE CORP COM 165159104 1,166 38,540 X 1 38,540 CHESAPEAKE CORP COM 165159104 1,745 57,672 X 2 57,672 CHEVRON CORP COM 166751107 643 7,243 X 2 7,243 CHEVRON CORP COM 166751107 400 4,511 X X 2 3,155 1,356 CHOICEPOINT INC COM 170388102 2,850 42,300 X 1 42,300 CHOICEPOINT INC COM 170388102 4,642 68,900 X 2 68,900 CISCO SYSTEM INC COM 17275R102 31 450 X 1 450 CISCO SYSTEMS INC COM 17275R102 73,645 1,074,127 X 2 1,070,173 3,954 CISCO SYSTEMS INC COM 17275R102 700 10,206 X X 2 5,190 4,816 200 CITIGROUP INC COM 172967101 1,235 28,073 X 2 28,073 CITIGROUP INC COM 172967101 121 2,757 X X 2 597 2,160 CITIZENS BANKING CORP COM 174420109 2,219 84,951 X 2 84,951 CLOROX CO COM 189054109 3,086 80,672 X 2 80,672 CLOROX CO COM 189054109 781 20,424 X X 2 20,424 COCA COLA CO COM 191216100 21,897 453,835 X 2 450,185 3,650 COCA COLA CO COM 191216100 482 9,984 X X 2 7,148 2,836 COHERENT INC 192479103 1,252 56,100 X 1 56,100 COM COHERENT INC COM 192479103 1,104 49,500 X 2 49,500 COLGATE PALMOLIVE CO COM 194162103 31,657 691,964 X 2 682,114 9,850 COLGATE PALMOLIVE CO COM 194162103 818 17,870 X X 2 14,220 2,450 1,200 COLUMBIA FIXED INCOME SECS FD 197643109 4,002 316,552 X 2 316,552 COMFORT SYSTEMS USA INC COM 199908104 567 48,000 X 2 48,000 COMCAST CORP CL A SPL COM 200300200 209 5,250 X 2 5,250 BARRICK GOLD CORP ORD NPV 2024644 3,667 168,600 X 2 168,600 CANADIAN ------- COLUMN TOTALS 158,999
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/99 PAGE 8 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) COMMUNITY FIRST BANKSHARES COM 203902101 840 49,800 X 2 49,800 ALFA SA DE CV ORD A MXN .05 2043423 2,001 472,000 X 2 472,000 MEXICAN COMPAQ COMPUTER COM 204493100 456 19,950 X 2 19,950 CONAGRA INC COM 205887102 4,143 183,603 X 2 178,503 5,100 CONAGRA INC COM 205887102 205 9,100 X X 2 8,200 900 COMPUTER HORIZONS CORP COM 205908106 708 60,900 X 2 60,900 CONSOLIDATED EDISON INC COM 209115104 226 5,447 X 2 5,247 200 CONSOLIDATED EDISON INC COM 209115104 78 1,880 X X 2 1,280 600 CONSOLIDATED NATURAL GAS CO COM 209615103 2,540 40,718 X 2 40,193 525 CONSOLIDATED NATURAL GAS CO COM 209615103 34 550 X X 2 450 100 COOPER COS INC COM 216648402 1,578 51,100 X 2 51,100 CORVUS SYSTEMS INC COM 221016108 10,100 X 2 10,100 COUNTRY MAID FINANCIAL INC. 222356206 138 66,000 X 2 66,000 COM NEW CRISTALERIAS DE CHILE ADR 226714103 1,570 114,200 X 2 114,200 CYTEC INDS INC COM 232820100 2,444 103,985 X 2 103,985 DSP GRP INC COM 23332B106 699 17,525 X 2 17,525 DAISYTEK INTL CORP COM 234053106 821 58,400 X 2 58,400 DATASTREAM SYS INC COM 238124101 1,154 87,950 X 2 87,950 DEAN FOODS CO COM 242361103 6,843 157,076 X 2 157,076 DEAN FOODS CO COM 242361103 1,075 24,669 X X 2 3,078 21,591 HUDSONS BAY CO ORD NPV CANADIAN 2442655 3,040 232,627 X 2 232,627 INDUSTRIAS PENOLES SA ORD MEXICAN 2448200 1,678 525,900 X 2 525,900 DELL COMPUTER COM 247025109 16,379 391,715 X 2 390,640 1,075 DELL COMPUTER COM 247025109 136 3,250 X X 2 1,050 2,200 DELPHI FINANCIAL GROUP INC CL A COM 247131105 638 21,125 X 2 21,125 ------ COLUMN TOTALS 49,424
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/99 PAGE 9 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) DELUXE CORP COM 248019101 1,117 32,861 X 2 31,761 1,100 DENTSPLY INTL INC COM 249030107 3,924 172,500 X 2 172,500 DEVRY INC DEL COM 251893103 3,238 161,880 X 2 161,880 DIEBOLD INC COM 253651103 14,438 624,359 X 2 618,372 5,987 DIEBOLD INC COM 253651103 339 14,670 X X 2 13,088 1,582 DIONEX CORP COM 254546104 3,526 82,475 X 2 82,475 DISNEY WALT CO COM 254687106 6,055 232,886 X 2 224,397 8,489 DISNEY WALT CO COM 254687106 371 14,250 X X 2 13,850 400 DOLLAR GENERAL CORP COM 256669102 142 4,590 X 2 4,590 DOLLAR GENERAL CORP COM 256669102 184 5,956 X X 2 5,956 DOMINION RESOURCES INC COM 257470104 2,903 64,328 X 2 64,328 DOMINION RESOURCES INC COM 257470104 45 999 X X 2 999 DONNELLEY R R & SONS CO COM 257867101 361 12,500 X 2 12,500 DONNELLEY R R & SONS CO COM 257867101 35 1,200 X X 2 800 400 DOW CHEMICAL CO COM 260543103 797 7,018 X 2 6,790 228 DOW CHEMICAL CO COM 260543103 193 1,700 X X 2 300 1,400 DU PONT E I DE NEMOURS & CO COM 263534109 534 8,823 X 2 8,823 DU PONT E I DE NEMOURS & CO COM 263534109 83 1,365 X X 2 1,365 DUKE ENERGY CORP COM 264399106 5,550 100,688 X 2 100,188 500 DUKE ENERGY CORP COM 264399106 138 2,500 X X 2 2,200 300 DUN & BRADSTREET CORP COM 26483B106 264 8,840 X 2 8,590 250 DUN & BRADSTREET CORP COM 26483B106 164 5,500 X X 2 1,300 4,200 DURA AUTOMOTIVE SYSTEMS INC COM 265903104 724 30,100 X 2 30,100 EMC CORP MASS COM 268648102 188 2,632 X 2 2,632 EMC CORP MASS COM 268648102 64 900 X X 2 900 ------ COLUMN TOTALS 45,377
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/99 PAGE 10 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) RANGER OIL LTD ORD NPV 2723004 969 228,000 X 2 228,000 EASTMAN KODAK CO COM 277461109 122 1,613 X 2 1,613 EASTMAN KODAK CO COM 277461109 79 1,050 X X 2 150 900 ECOLAB INC COM 278865100 635 18,600 X 2 18,600 EDUCATION MANAGEMENT CORP COM 28139T101 546 44,090 X 2 44,090 ELECTRONIC DATA SYSTEMS CORP COM 285661104 2,714 51,269 X 2 51,269 ELECTRONIC DATA SYSTEMS CORP COM 285661104 103 1,950 X X 2 900 1,050 TELEFONOS DE MEXICO SA SPND ADR 2881612 2,643 37,100 X 2 37,100 SPANISH EMBRATEL PARTICIPACOES S A SPONS ADR 29081N100 1,470 127,865 X 2 127,865 EMERSON ELEC CO COM 291011104 301 4,763 X 2 4,613 150 EMERSON ELEC CO COM 291011104 130 2,051 X X 2 651 1,400 ENRON CORP COM 293561106 854 20,800 X 2 20,800 ENRON CORP COM 293561106 291 7,088 X X 2 3,504 3,584 EQUIFAX INC COM 294429105 30,609 1,088,342 X 2 1,088,302 40 EQUIFAX INC COM 294429105 193 6,875 X X 2 5,125 1,750 ERICSSON TEL NEW ADR COM 294821400 254 8,132 X 2 8,132 ERICSSON TEL NEW ADR COM 294821400 13 400 X X 2 400 EXXON CORP COM 302290101 10,738 141,289 X 2 136,783 4,506 EXXON CORP COM 302290101 3,294 43,336 X X 2 27,307 14,749 1,280 EXXON CORP COM 302290101 78 1,028 X 5 1,028 EXXON CORP COM 302290101 125 1,650 X X 5 1,650 F&M BANCORPORATION INC COM 302371109 6,709 193,065 X 2 187,499 5,566 F&M BANCORPORATION INC COM 302371109 138 3,966 X X 2 266 3,700 FNB BANCSHARES INC IRON MTN MI COM 30252A901 382 12,741 X 2 12,741 FPL GROUP INC COM 302571104 247 4,908 X 2 4,908 ------ COLUMN TOTALS 63,637
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/99 PAGE 11 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) FPL GROUP INC COM 302571104 50 1,000 X X 2 1,000 FAIR ISAAC & CO INC COM 303250104 668 23,800 X 2 23,800 FEDERAL NATL MTG ASSN COM 313586109 38,115 608,014 X 2 600,677 7,337 FEDERAL NATL MTG ASSN COM 313586109 885 14,125 X X 2 6,280 7,845 FEDERATED INCOME TRUST COM 314199100 810 80,938 X 2 80,938 FEDERATED INCOME TRUST COM 314199100 19 1,913 X X 2 1,913 FEDERATED US GOVT SECS 2-5 YRS 31428P103 243 23,057 X 2 23,057 INSTL SHS FEDERATED US GOVT SECS 2-5 YRS 31428P103 65 6,186 X X 2 6,186 INSTL SHS FILA HLDGS SPA ADR 316850106 275 22,000 X 2 22,000 FIRST AMERICA CORP TN COM 318900107 2,713 62,360 X 2 62,360 FIRST MIDWEST BANCORP COM 320867104 76 2,000 X 1 2,000 FIRST MIDWEST BANCORP COM 320867104 6,873 179,980 X 2 179,980 FIRST MANITOWOC BANCORP INC 322990102 634 16,478 X 2 16,478 FIRST MANITOWOC BANCORP INC 322990102 864 22,453 X X 2 22,453 FIRST NORTHERN CAPITAL CORP COM 335832101 705 63,038 X 2 63,038 FIRST NORTHERN CAPITAL CORP COM 335832101 45 4,000 X X 2 4,000 FIRST OAK BROOK BANCSHS INC CL A COM 335847208 2,858 152,440 X 2 152,440 FIRST SOURCE CORP COM 336901103 1,658 69,086 X 2 69,086 FIRST TENN NATL CORP COM 337162101 3,313 117,800 X 2 117,800 FIRST UNION CORP COM 337358105 8,422 236,401 X 2 236,346 55 FIRST UNION CORP COM 337358105 281 7,890 X X 2 6,160 850 880 FIRST VA BANKS INC COM 337477103 1,409 32,350 X 2 32,350 FIRSTAR CORP WI NEW COM 33763V109 19,402 757,147 X 2 750,307 6,840 FIRSTAR CORP WI NEW COM 33763V109 689 26,885 X X 2 14,012 3,024 9,849 FISERV INC COM 337738108 2,771 85,265 X 2 85,265 ------ COLUMN TOTALS 93,843
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/99 PAGE 12 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) FIRSTMERIT CORP COM 337915102 2,223 87,600 X 2 87,600 FORD MTR CO DEL COM 345370100 1,024 20,374 X 2 20,266 108 FORD MTR CO DEL COM 345370100 8 168 X X 2 168 FORTUNE BRANDS INC COM 349631101 1,525 47,300 X 2 47,300 FRANKLIN RESOURCES INC COM 354613101 16,096 526,653 X 2 522,794 3,859 FRANKLIN RESOURCES INC COM 354613101 342 11,200 X X 2 8,550 550 2,100 FRANKLIN HIGH YLD TAX FREE INCOME FD 354723702 266 24,335 X 2 24,335 FRANKLIN HIGH YLD TAX FREE INCOME FD 354723702 139 12,689 X X 2 6,332 6,357 GTE CORP COM 362320103 2,010 26,150 X 2 25,550 600 GTE CORP COM 362320103 165 2,150 X X 2 650 1,500 GARTNER GRP INC CL A COM 366651107 2,441 152,550 X 2 152,550 GARTNER GROUP INC NEW CL B COM 366651206 536 32,145 X 2 32,040 105 GARTNER GROUP INC NEW CL B COM 366651206 28 1,679 X X 2 312 273 1,094 GENERAL BINDING CORP COM 369154109 1,377 68,000 X 1 68,000 GENERAL CREDIT CORP WARRANTS 369451117 1 20,000 X 2 20,000 EXP 04/25/2002 GENERAL ELEC CO COM 369604103 113 950 X 1 950 GENERAL ELEC CO COM 369604103 6 50 X X 1 50 GENERAL ELEC CO COM 369604103 75,266 634,823 X 2 623,031 11,792 GENERAL ELEC CO COM 369604103 3,091 26,068 X X 2 17,518 8,550 GENERAL INSTRUMENTS CORP DEL COM 370120107 1,870 38,950 X 2 38,950 GENERAL MILLS INC COM 370334104 35 437 X 2 410 27 GENERAL MILLS INC COM 370334104 170 2,100 X X 2 2,100 GENERAL MOTORS CORP COM 370442105 472 7,498 X 2 6,731 767 GENERAL MOTORS CORP COM 370442105 131 2,077 X X 2 1,159 918 GILLETTE CO COM 375766102 19,016 560,323 X 2 553,263 7,060 ------- COLUMN TOTALS 128,351
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/99 PAGE 13 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) GILLETTE CO COM 375766102 607 17,885 X X 2 15,050 2,835 GLATFELTER PH CO COM 377316104 4,006 243,720 X 2 227,332 16,388 GLATFELTER PH CO COM 377316104 24 1,488 X X 2 1,488 GLAXO WELLCOME PLC SPONSORED ADR 37733W105 5,570 107,110 X 2 107,110 GLAXO WELLCOME PLC SPONSORED ADR 37733W105 216 4,155 X X 2 2,500 1,655 GRAINGER W W INC COM 384802104 4,285 89,145 X 2 89,145 GRAINGER W W INC COM 384802104 10 200 X X 2 200 GRAND PREMIER FINL INC COM 386174106 1,273 82,797 X 2 82,797 GUANGSHEN RAILWAY LTD SPONS ADR 40065W107 508 81,200 X 2 81,200 ERAMET SA ORD FRENCH 4017017 1,858 33,500 X 2 33,500 AXA-UAP SA ORD FRF60 FRENCH 4026927 2,377 18,800 X 2 18,800 ASSIDOMAEN AB ORD SEK20 4051576 2,246 125,970 X 2 125,970 SWEDISH HAPPY KIDS INC COM 411391105 816 81,600 X 2 81,600 HARLEY DAVIDSON INC COM 412822108 16,612 331,823 X 2 330,523 1,300 HARLEY DAVIDSON INC COM 412822108 149 2,970 X X 2 2,050 920 HEALTHSOUTH CORP SUB DEB CONV TO 421924AF8 1,361 1,750,000 X 2 27.300 SHRS PER 1000 UNTIL 04/01/03 HEALTH MGMT ASSOC INC NEW CL A COM 421933102 8,720 1,125,172 X 2 1,125,172 HEALTH MGMT ASSOC INC NEW CL A COM 421933102 32 4,100 X X 2 1,200 2,900 HEINZ H J CO COM 423074103 769 17,875 X 2 17,575 300 HEINZ H J CO COM 423074103 71 1,650 X X 2 450 1,200 HEWLETT PACKARD CO COM 428236103 6,455 71,134 X 2 68,734 2,400 HEWLETT PACKARD CO COM 428236103 490 5,400 X X 2 4,700 700 EVN ENERGIE-VERSORGUNG ORD AUSTRIAN 4295374 2,222 17,400 X 2 17,400 FIAT SPA ORD ITL1000 4335601 2,657 79,873 X 2 79,873 ITALIAN FRANS MAAS GROEP ORD NTFL10 CVA 4353517 1,786 62,158 X 2 62,158 NETHERLANDS ------ COLUMN TOTALS 65,120
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/99 PAGE 14 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) HOME DEPOT INC COM 437076102 1,044 15,209 X 2 15,209 HOME DEPOT INC COM 437076102 453 6,600 X X 2 5,700 900 HORIZON BANCORP INDS COM 440407104 1,323 33,066 X 2 33,066 IBERDROLA SA ORD ESP 500 SPANISH 4424640 2,909 196,300 X 2 196,300 HUBBELL INC CL A COM 443510102 552 16,428 X 2 16,428 HUBBELL INC CL A COM 443510102 81 2,400 X X 2 2,400 HUBBELL INC CL B 443510201 2,562 80,372 X 2 80,372 HUBBELL INC CL B 443510201 55 1,714 X X 2 1,050 664 HUNTINGTON BANCSHARES COM - OH 446150104 1,442 54,273 X 1 54,273 HUNTINGTON BANKSHARES INC COM 446150104 2,470 92,987 X 2 92,987 IMS HEALTH INC COM 449934108 30,029 1,316,314 X 2 1,315,764 550 IMS HEALTH INC COM 449934108 303 13,300 X X 2 2,600 2,300 8,400 KVAERNER INDS NWK 12.50 SER B 4501695 416 26,010 X 2 26,010 NORWEGIAN KVAERNER A/S ORD NORWEGIAN 4502029 512 25,600 X 2 25,600 ITI TECHN INC COM 450564109 451 15,000 X 2 15,000 ITT ED SVC INC COM 45068B109 1,908 97,850 X 2 97,850 KEMIRA OY ORD FIM10 4513612 1,254 224,400 X 2 224,400 FINNISH IKOS SYS INC COM 451716203 118 16,000 X X 2 16,000 ILLINOIS TOOL WORKS INC COM 452308109 1,094 14,670 X 2 13,770 900 ILLINOIS TOOL WORKS INC COM 452308109 104 1,400 X X 2 1,300 100 INTEGRATED ELEC SVCS COM 45811E103 911 57,600 X 2 57,600 INTEL CORP COM 458140100 45 600 X 1 600 INTEL CORP COM 458140100 50,729 682,643 X 2 681,423 1,220 INTEL CORP COM 458140100 1,128 15,179 X X 2 8,616 6,363 200 INTERNATIONAL BUSINESS MACHS COM 459200101 6,307 52,126 X 2 50,070 2,056 ------- COLUMN TOTALS 108,200
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/99 PAGE 15 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) INTERNATIONAL BUSINESS MACHS COM 459200101 402 3,324 X X 2 3,324 INTERNATIONAL BUSINESS MACHS COM 459200101 20 168 X 5 168 INTERNATIONAL BUSINESS MACHS COM 459200101 32 262 X X 5 262 INTERNATIONAL FLAVOR & FRAGRANCE COM 459506101 911 26,400 X 2 26,400 INTERPUBLIC GROUP COM 460690100 41,752 1,015,248 X 2 1,004,788 10,460 INTERPUBLIC GROUP COM 460690100 956 23,255 X X 2 17,930 5,325 INTERSTATE BAKERIES CORP COM 46072H108 3,168 137,750 X 2 137,750 INVESTORS FINL SERV CORP COM 461915100 3,123 90,860 X 2 90,860 KONINKLIJKE NEDLLOYD NV ORD HFL10 4628839 3,478 125,407 X 2 125,407 NETHERLANDS IRWIN FINANCIAL CORP COM 464119106 3,007 149,900 X 2 149,900 NORSK HYDRO A S ORD NOD20 4645805 1,668 39,400 X 2 39,400 NORWEGIAN RHONE-POULENC SA ORD A SHS FF25 4736817 2,426 47,000 X 2 47,000 FRENCH JOHNSON & JOHNSON COM 478160104 1,478 16,087 X 2 15,387 700 JOHNSON & JOHNSON COM 478160104 1,112 12,104 X X 2 11,604 500 JOHNSON CONTROLS INC COM 478366107 171 2,580 X 2 2,380 200 JOHNSON CONTROLS INC COM 478366107 33 500 X X 2 100 400 SOCIETE NATIONALE ELF AQUITAINE ORD 4824080 3,954 22,650 X 2 22,650 FRENCH MERITA AS ORD EUR NPV 4827175 1,896 337,300 X 2 337,300 EURO KANSAS CITY SOUTHERN INDS INC COM 485170104 3,273 70,383 X 2 70,383 KELLOGG CO COM 487836108 262 7,000 X 2 7,000 KELLSTROM INDS INC COM 488035106 530 54,200 X 2 54,200 KEYSTONE AUTOMOTIVE INDS INC COM 49338N109 665 60,800 X 2 60,800 VOLVO AB ORD B SEK6 4937739 2,117 74,900 X 2 74,900 SWEDISH VEBA A G ORD EUR5 4942904 2,163 38,700 X 2 38,700 KIMBERLY CLARK CORP COM 494368103 143,404 2,718,555 X 2 2,571,868 39,200 107,487 ------- COLUMN TOTALS 222,001
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/99 PAGE 16 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) KIMBERLY CLARK CORP COM 494368103 14,862 281,753 X X 2 223,203 23,262 35,288 BANK AUSTRIA AG 4999621 2,751 55,281 X 2 55,281 KOHLS CORP COM 500255104 235 3,560 X 2 3,560 LG AND E ENERGY CORP COM 501917108 92 4,336 X 2 1,336 3,000 LG AND E ENERGY CORP COM 501917108 113 5,334 X X 2 5,000 334 KCI KONECRANES INTERNATIONAL PLC 5038824 1,968 72,500 X 2 72,500 ORD EUR8 INTL MUELLER ORD NV NLG 5 DUTCH 5051586 3,630 162,794 X 2 162,794 LAFAYETTE BANCORPORATION INC COM 505893107 735 18,270 X 2 18,270 STORA ENSO OYJ FIM10 SER 10 5072673 1,696 128,000 X 2 128,000 FINNISH BASF AG ORD NPV 5086577 1,904 44,500 X 2 44,500 EURO HOLLANDSCHE BETON GROEP NV ORD NLG2 5227804 1,282 125,446 X 2 125,446 DUTCH GUILDER AUTOLIV INC SDR 5247374 2,540 67,300 X 2 67,300 SWEDISH LEGG MASON INC COM 524901105 2,169 56,600 X 2 56,600 GRANGES AB SWEDISH 5255850 3,051 155,650 X 2 155,650 LILLY ELI & CO COM 532457108 20,741 323,134 X 2 322,334 800 LILLY ELI & CO COM 532457108 562 8,760 X X 2 5,160 2,000 1,600 LITTLEFIELD ADAMS & CO COM 537581100 13 15,518 X 2 15,518 LOCKHEED MARTIN CORP COM 539830109 202 6,188 X 2 6,188 LOJAS AMERICANAS ADR 541458105 126 97,415 X 2 97,415 NYCOMED AMERSHAM PLC ORD 25P 5467666 239 39,000 X 2 39,000 NORWEGIAN SAAB AB ORD B NPV 5469554 753 93,450 X 2 93,450 SWEDISH KRONA ZUERICH ALLIED AG NEW 5486779 2,738 4,910 X 2 4,910 LUCENT TECHNOLOGIES INC COM 549463107 52 800 X 1 800 LUCENT TECHNOLOGIES INC COM 549463107 70,805 1,091,410 X 2 1,076,184 15,226 LUCENT TECHNOLOGIES INC COM 549463107 1,385 21,344 X X 2 14,688 6,656 ------- COLUMN TOTALS 134,644
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/99 PAGE 17 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) VOLKSWAGEN AG 5497102 1,617 29,100 X 2 29,100 VOLKSWAGEN AG DM50 PFD 5497168 980 31,000 X 2 31,000 MAF BANCORP INC COM-IL 55261R108 40 2,000 X 1 2,000 MAF BANCORP INC COM 55261R108 4,049 203,709 X 2 203,709 MCI WORLDCOM INC COM 55268B106 49,497 688,654 X 2 683,383 5,271 MCI WORLDCOM INC COM 55268B106 451 6,278 X X 2 3,093 3,185 MADISON GAS & ELEC CO COM 557497104 176 8,853 X 2 8,403 450 MADISON GAS & ELEC CO COM 557497104 34 1,725 X X 2 1,725 MANITOWOC CO INC COM 563571108 5,010 146,824 X 2 145,137 1,687 MANITOWOC CO INC COM 563571108 2,164 63,418 X X 2 40,959 8,959 13,500 MANPOWER INC COM 56418H100 262 9,010 X 2 9,010 MANPOWER INC COM 56418H100 6 200 X X 2 200 MARCUS CORP COM 566330106 130 10,770 X 2 9,900 870 REPSOL SA ORD SPANISH 5669354 1,779 90,900 X 2 90,900 METSO OYJ FIM10 5713422 2,989 264,733 X 2 264,733 FINNISH MARQUETTE NATL CORP COM 571599109 943 1,450 X 2 1,450 MARSH & MC LENNAN COS INC COM 571748102 47,075 687,229 X 2 684,149 3,080 MARSH & MC LENNAN COS INC COM 571748102 773 11,287 X X 2 6,337 3,150 1,800 MARSHALL & ILSLEY CORP COM 571834100 36,170 633,867 X 2 633,567 300 MARSHALL & ILSLEY CORP COM 571834100 2,258 39,566 X X 2 16,525 23,041 FIAT SPA DI-RISP NCV 5748532 850 50,226 X 2 50,226 ITALIAN MCDONALDS CORP COM 580135101 3,805 87,975 X 2 87,975 MCDONALDS CORP COM 580135101 844 19,508 X X 2 18,008 1,500 MCGRAW-HILL CO INC COM 580645109 1,379 28,500 X 2 27,500 1,000 MCGRAW-HILL CO INC COM 580645109 203 4,200 X X 2 3,800 400 ------- COLUMN TOTALS 163,484
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/99 PAGE 18 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MCMULLEN & PITZ CONSTRUCTION CO 581990900 802 236 X 2 236 MEDIAONE GROUP INC COM 58440J104 592 8,660 X 2 8,168 492 MEDICIS PHARMACEUTICAL CORP CL A COM 584690309 3,461 121,450 X 2 121,450 MEDITRUST CONV DEB 9.000 01/01/2002 58501TAA6 263 270,000 X 2 MEDITRUST CONV 7.500 03/01/2001 58501TAC2 367 390,000 X 2 MEDITRUST CONV 7.500 03/01/2001 58501TAC2 9 10,000 X X 2 MEDITRUST PAIRED CTF NEW 58501T306 1,451 170,693 X 2 170,573 120 MEDTRONIC INC COM 585055106 49,075 1,379,939 X 2 1,371,719 8,220 MEDTRONIC INC COM 585055106 1,287 36,200 X X 2 11,800 22,400 2,000 MELITA INTL CORP COM 585493109 321 41,100 X 2 41,100 MELLON BANK CORP COM 585509102 4,338 129,008 X 2 129,008 MELLON BANK CORP COM 585509102 7 200 X X 2 200 MERCANTILE BANKSHARES CORP COM 587405101 2,269 73,350 X 2 73,350 MERCHANTS BANCORP INC COM 588438101 4,295 143,180 X 2 143,180 MERCHANTS BANCORP INC COM 588438101 216 7,200 X X 2 3,600 3,600 MERCK & CO INC COM 589331107 6 100 X 1 100 MERCK & CO INC COM 589331107 60,915 939,855 X 2 935,115 4,740 MERCK & CO INC COM 589331107 1,650 25,461 X X 2 18,856 6,605 MERCURY COMPUTER SYS INC COM 589378108 996 29,300 X 2 29,300 MERIDIAN DIAGNOSTICS INC COM 589602101 496 62,000 X 2 62,000 MERRILL LYNCH & COMPANY INC COM 590188108 27 400 X 1 400 MERRILL LYNCH & CO INC COM 590188108 6,700 99,439 X 2 97,439 2,000 MERRILL LYNCH & CO INC COM 590188108 101 1,500 X X 2 900 600 METAMOR WORLDWIDE INC COM 59133P100 637 35,900 X 2 35,900 METRO ONE TELECOMMUNICATIONS INC COM 59163F105 1,111 57,900 X 2 57,900 ------- COLUMN TOTALS 141,392
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/99 PAGE 19 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) METROMEDIA INTL GROUP INC COM 591695101 64 15,416 X 2 15,416 MICHAELS STORES INC COM 594087108 897 30,400 X 2 30,400 MICHIGAN FINANCIAL CORP COM 594480105 136 4,392 X 2 4,392 MICHIGAN FINANCIAL CORP COM 594480105 93 3,002 X X 2 3,002 MICROS SYS INC COM 594901100 968 23,900 X 2 23,900 MICROSOFT CORP COM 594918104 159 1,760 X 1 1,760 MICROSOFT CORP COM 594918104 82,050 906,005 X 2 896,555 9,450 MICROSOFT CORP COM 594918104 688 7,595 X X 2 5,425 2,170 MIDAMERICAN ENERGY HOLDINGS CO COM 59562V107 1,682 57,025 X 2 57,025 FIRST TRACTOR CO LTD ORD H CNY1 6002895 436 2,178,000 X 2 2,178,000 HONG KONG MILLER HERMAN INC COM 600544100 287 12,000 X 2 12,000 MINNESOTA MINING & MANUF CO COM 604059105 2,183 22,721 X 2 20,138 2,583 MINNESOTA MINING & MANUF CO COM 604059105 376 3,915 X X 2 315 3,600 MOBIL CORP COM 607059102 2,045 20,300 X 2 18,268 2,032 MOBIL CORP COM 607059102 1,745 17,320 X X 2 9,200 4,080 4,040 MODIS PROFESSIONAL SVCS INC COM 607830106 2,728 205,900 X 2 205,900 BEIJING DATANG POWER GENERATION CO 6080716 501 2,177,000 X 2 2,177,000 LTD ORD H NPV MOLECULAR DEVICES CORP COM 60851C107 440 16,000 X 2 16,000 MOLEX INC COM 608554101 7,053 193,891 X 2 190,840 3,051 MOLEX INC COM 608554101 233 6,407 X X 2 6,407 MOLEX INC CL A 608554200 17,945 554,283 X 2 551,233 3,050 MOLEX INC CL A 608554200 29 888 X X 2 488 400 BEST DENKI CO LTD ORD JPY50 6098184 738 71,000 X 2 71,000 MONSANTO CO COM 611662107 374 10,492 X 2 10,492 MONSANTO CO COM 611662107 144 4,040 X X 2 100 3,940 ------- COLUMN TOTALS 123,994
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/99 PAGE 20 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MONTANA POWER CO COM 612085100 3,363 110,500 X 2 109,800 700 MONTANA POWER CO COM 612085100 37 1,200 X X 2 1,200 BROKEN HILL PROPRIETARY CO LTD ORD 6144690 2,675 232,406 X 2 232,406 AUD1 HSBC HOLDINGS PLC $.5 6158163 1,902 165,928 X 2 165,928 HONG KONG MORGAN J P & CO INC COM 616880100 165 1,448 X 2 1,448 MORGAN J P & CO INC COM 616880100 147 1,290 X X 2 1,290 MORGAN STANLEY DEAN WITTER & CO COM 617446448 1,028 11,524 X 2 11,524 MORGAN STANLEY DEAN WITTER & CO COM 617446448 92 1,036 X X 2 1,036 CARTER HOLT HARVEY LTD ORD 6178406 1,245 1,037,500 X 2 1,037,500 NEW ZEALAND CHEUNG KONG HLDGS LTD ORD HONG KONG 6190273 3,856 462,400 X 2 462,400 MOTOROLA INC COM 620076109 1,697 19,287 X 2 19,287 MOTOROLA INC COM 620076109 106 1,200 X X 2 1,100 100 NCR CORP COM 62886E108 1,587 48,012 X 2 48,004 8 NATIONAL CITY CORP COM 635405103 1,102 41,297 X 1 41,297 NATIONAL CITY CORP COM 635405103 8,758 328,152 X 2 326,698 1,454 NATIONAL CITY CORP COM 635405103 176 6,600 X X 2 4,080 2,520 NATIONAL COMM BANCORPORATION COM 635449101 721 32,800 X 1 32,800 NATIONAL COMMERCE BANCORPORATION COM 635449101 7,272 331,015 X 2 331,015 NATIONAL COMMERCE BANCORPORATION COM 635449101 3 150 X X 2 150 NATIONAL INSTRUMENTS CORP COM 636518102 3,510 99,300 X 2 99,300 NATIONWIDE FINL SVCS INC CL A COM 638612101 265 7,500 X 2 7,500 NATIONWIDE HEALTH PROPERTIES INC COM 638620104 1,016 61,100 X 2 61,100 NATIONWIDE HEALTH PROPERTIES INC COM 638620104 50 3,000 X X 2 2,200 800 GUANGDONG KELON ELECTRICAL HOLDINGS 6391935 437 437,000 X 2 437,000 LTD ORD HONG KONG NAVIGANT CONSULTING INC COM 63935N107 4,190 90,350 X 2 90,350 ------ COLUMN TOTALS 45,400
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/99 PAGE 21 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) HANG LUNG DEVELOPMENT CO LTD ORD 6408352 1,280 1,133,000 X 2 1,133,000 HKD1 HONG KONG NETWORKS ASSOC INC COM 640938106 1,043 54,562 X 2 54,562 NESTLE S A SPONSORED ADR 641069406 1,443 15,350 X 2 15,050 300 NESTLE S A SPONSORED ADR 641069406 66 700 X X 2 700 HONG KONG ELECTRIC HOLDINGS LTD ORD 6435327 2,003 646,000 X 2 646,000 HKD1 HONG KONG CABLE & WIRELESS HKT LTD 6436461 1,108 506,028 X 2 506,028 HONG KONG HUTCHISON WHAMPOA LTD ORD 6448068 1,595 171,500 X 2 171,500 HKD 25 INNER MONGOLIA ERDOS CASHMERE 6460200 223 1,015,800 X 2 1,015,800 PRODUCTS CO LTD ORD B CNY1 SOUTH AFRICAN IRON & STEEL IND 6466695 1,184 3,035,300 X 2 3,035,300 CORP LTD (ISCOR) ORD ZAR1 NEW PLAN EXCEL RLTY TR INC COM 648053106 4,042 226,910 X 2 226,610 300 NEW PLAN EXCEL RLTY TR INC COM 648053106 34 1,900 X X 2 1,650 250 LAOX CO LTD ORD JAPANESE 6505468 2,276 226,000 X 2 226,000 NEWELL RUBBERMAID INC COM 651229106 14,778 517,371 X 2 516,871 500 NEWELL RUBBERMAID INC COM 651229106 544 19,042 X X 2 18,442 600 NIELSEN MEDIA RESEARCH INC NEW COM 653929307 245 6,581 X 2 6,515 66 NIELSEN MEDIA RESEARCH INC NEW COM 653929307 67 1,801 X X 2 401 1,400 MAKITA CORP ORD JPY50 6555805 1,944 172,000 X 2 172,000 NORSK HYDRO AS ADR 656531605 848 19,720 X 2 14,720 5,000 MATSUZAKAYA CO LTD ORD JPY50 6572785 149 38,000 X 2 38,000 NORTH FORK BANCORP COM - NY 659424105 27 1,400 X 1 1,400 NORTHFORK BANCORP COM 659424105 35,978 1,845,033 X 2 1,842,283 2,750 NORTHFORK BANCORP COM 659424105 556 28,501 X X 2 16,401 8,200 3,900 NEWS CORP LTD PFD AUD0.50 AUSTRALIAN 6620758 2,019 306,435 X 2 306,435 AXA CHINA REGION LTD 6626723 1,434 2,172,000 X 2 2,172,000 HONG KONG 0.05 NICHIHA CORP ORD JPY50 6638331 1,856 160,300 X 2 160,300 ------ COLUMN TOTALS 76,742
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/99 PAGE 22 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) NORTHERN ST FINL CORP COM 665751103 349 15,000 X 2 15,000 NORTHERN STATES PWR CO MINN COM 665772109 397 18,403 X 2 18,403 NORTHERN STATES PWR CO MINN COM 665772109 37 1,700 X X 2 1,700 NORTHERN TRUST CORP COM 665859104 351 4,206 X 2 3,706 500 PEREGRINE INVESTMENTS HLDGS LTD 6682930 119 59,000 X 2 59,000 HKD$0.60 PIONEER INTL LTD ORD AUSTRALIAN 6688701 1,613 653,100 X 2 653,100 ANGLO AMERICAN PLATIUM CORP LTD 6761000 3,430 129,240 X 2 129,240 ZAR 10 SOUTH AFRICAN OLD KENT FINANCIAL CORP COM - MI 679833103 2,288 61,640 X 1 61,640 OLD KENT FINL CORP COM 679833103 12,967 349,290 X 2 348,075 1,215 OLD KENT FINL CORP COM 679833103 85 2,295 X X 2 381 1,914 OLD SECOND BANCORP INC ILL COM 680277100 2,334 88,486 X 2 88,486 OLD SECOND BANCORP INC ILL COM 680277100 53 2,000 X X 2 2,000 SHOWA SANGYO CO ORD JPY 50 6805607 1,350 592,000 X 2 592,000 SINGAPORE AIRLINES SGD1 ORD 6811734 2,288 234,400 X 2 234,400 OMNICARE INC COM 681904108 631 65,600 X 2 65,600 SONY CORP COM ORD JAPANESE 6821506 4,958 33,100 X 2 33,100 O REILLY AUTOMOTIVE INC COM 686091109 3,662 76,840 X 2 76,840 SWIRE PACIFIC LTD ORD 6867748 2,572 542,600 X 2 542,600 HONG KONG SEDOL SWIRE PACIFIC LTD ORD B HKD0.60 6867760 973 1,333,000 X 2 1,333,000 HONG KONG OSHKOSH B GOSH INC CL A 688222207 829 51,906 X 2 51,906 OSHKOSH B GOSH INC CL B 688222306 230 11,306 X 2 11,306 OSHKOSH TRUCK CORP CL B 688239201 1,142 42,907 X 2 42,907 PACCAR INC COM 693718108 220 4,329 X 2 4,329 PACIFIC CENTURY FINANCIAL CORP COM 694058108 715 35,000 X 2 35,000 PACIFIC GATEWAY EXCHANGE INC COM 694327107 2,339 142,835 X 2 142,835 ------ COLUMN TOTALS 45,932
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/99 PAGE 23 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) PACIFIC CORP COM 695114108 322 15,976 X 2 15,976 PACIFIC CORP COM 695114108 8 400 X X 2 400 WMC LTD ORD AUD.50 6954985 3,251 638,722 X 2 638,722 YIZHENG CHEMICAL FIBRE CO LTD ORD 6984669 1,214 4,045,300 X 2 4,045,300 HONG KONG YUE YUEN INDUSTRIAL HKDO 10 6988995 943 375,600 X 2 375,600 HONG KONG PENTAIR INDS INC COM 709631105 363 9,036 X 2 9,036 PENTAIR INDS INC COM 709631105 253 6,300 X X 2 6,300 PEPSICO INC COM 713448108 3 100 X 1 100 PEPSICO INC COM 713448108 18,019 590,775 X 2 589,339 1,436 PEPSICO INC COM 713448108 636 20,850 X X 2 16,750 4,100 PERSONNEL GROUP AMERICA INC COM 715338109 96 15,300 X 2 15,300 PETSMART INC COM 716768106 82 22,000 X 2 22,000 PHARMACIA & UPJOHN INC COM 716941109 229 4,606 X 2 4,606 PFIZER INC COM 717081103 4 100 X 1 100 PFIZER INC COM 717081103 59,743 1,665,322 X 2 1,663,542 1,780 PFIZER INC COM 717081103 2,806 78,227 X X 2 41,232 15,545 21,450 PHILIP MORRIS COS INC COM 718154107 16,921 494,945 X 2 487,560 7,385 PHILIP MORRIS COS INC COM 718154107 2,639 77,200 X X 2 31,477 40,923 4,800 PHILLIPS PETE CO COM 718507106 374 7,676 X 2 7,676 PIER 1 IMPORTS INC SBI 720279108 751 114,500 X 2 114,500 PITNEY BOWES INC COM 724479100 22,935 376,371 X 2 368,721 7,650 PITNEY BOWES INC COM 724479100 963 15,800 X X 2 13,800 2,000 PLEXUS CORP COM 729132100 8,039 262,513 X 2 254,259 8,254 POLICY MGMT SYS CORP COM 731108106 3,389 107,150 X 2 107,150 PRICE T ROWE & ASSOC INC COM 741477103 3,206 116,863 X 2 116,863 ------- COLUMN TOTALS 147,189
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/99 PAGE 24 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) PRINCETON NATIONAL BANCORP INC COM 742282106 510 41,625 X 2 41,625 PROCTER & GAMBLE CO COM 742718109 16,652 177,616 X 2 175,332 2,284 PROCTER & GAMBLE CO COM 742718109 1,251 13,340 X X 2 5,940 7,400 QUAKER OATS CO COM 747402105 368 5,940 X 2 5,940 QUALCOMM INC COM 747525103 189 1,000 X 2 1,000 QUALCOMM INC COM 747525103 19 100 X X 2 100 QWEST COMMUNICATIONS INTL INC COM 749121109 2,487 84,140 X 2 84,140 RBID COM INC COM 749283107 57 12,000 X 2 12,000 RMED INTL INC COM 74961F108 296 365,345 X 2 365,345 RADIAN GROUP INC COM 750236101 4,766 111,000 X 2 111,000 RELIANT ENERGY INC COM 75952J108 4,698 173,588 X 2 173,588 RELIANT ENERGY INC COM 75952J108 62 2,300 X X 2 1,700 600 REPSOL SA SPONSORED ADR 76026T205 772 38,735 X 2 1,235 37,500 RES-CARE INC COM 760943100 571 33,600 X 2 33,600 REUTERS GROUP PLC SPONS ADR 76132M102 699 10,150 X 2 10,150 REUTERS GROUP PLC SPONS ADR 76132M102 6 87 X X 2 87 ROCKWELL INTL CORP NEW COM 773903109 241 4,584 X 2 3,920 664 ROGUE WAVE SOFTWARE INC COM 775369101 210 35,000 X 2 35,000 ROYAL DUTCH PETROLEUM CO COM 780257804 1,711 28,962 X 2 28,962 ROYAL DUTCH PETROLEUM CO COM 780257804 520 8,800 X X 2 8,800 SBC COMMUNICATIONS INC COM 78387G103 19,808 387,917 X 2 386,717 1,200 SBC COMMUNICATIONS INC COM 78387G103 310 6,078 X X 2 3,400 2,678 SGI INTL COM 784185209 2 15,000 X 2 15,000 SLM HOLDING CORP COM 78442A109 2,247 52,260 X 2 52,260 SLM HOLDING CORP COM 78442A109 215 5,000 X X 2 5,000 ------ COLUMN TOTALS 58,667
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/99 PAGE 25 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SPAR GROUP INC COM 784933103 170 45,346 X 2 45,346 SAFESKIN CORP COM 786454108 482 58,600 X 2 58,600 ST FRANCIS CAPITAL CORP COM 789374105 1,182 57,460 X 2 57,460 ST PAUL BANCORP INC COM 792848103 2,447 106,990 X 2 106,990 SARA LEE CORP NEW COM 803111103 1,536 65,730 X 2 65,730 SARA LEE CORP NEW COM 803111103 56 2,400 X X 2 2,400 SCHERING PLOUGH CORP COM 806605101 40,673 932,338 X 2 926,978 5,360 SCHERING PLOUGH CORP COM 806605101 641 14,700 X X 2 11,575 2,125 1,000 SCHLUMBERGER LTD COM 806857108 3,269 52,458 X 2 52,458 SCHLUMBERGER LTD COM 806857108 370 5,940 X X 2 4,940 900 100 SCHULTZ SAV-O STORES INC COM 808196109 636 40,360 X 2 40,360 SCHULTZ SAV-O STORES INC COM 808196109 10 664 X X 2 664 SCHWAB CHARLES CORP COM 808513105 5,475 163,744 X 2 163,244 500 SCHWEITZER-MAUDUIT INTL INC COM 808541106 887 68,594 X 2 60,741 7,853 SCHWEITZER-MAUDUIT INTL INC COM 808541106 168 13,016 X X 2 11,057 959 1,000 SEACOAST BANKING CORP FLORIDA CL A 811707108 1,519 51,613 X 2 51,613 SEALED AIR CORP NEW COM 81211K100 205 4,000 X 2 4,000 SEALED AIR CORP NEW COM 81211K100 181 3,530 X X 2 3,530 SEARS ROEBUCK & CO COM 812387108 306 9,749 X 2 9,749 SEARS ROEBUCK & CO COM 812387108 42 1,328 X X 2 1,328 SEROLOGICALS CORP COM 817523103 251 59,175 X 2 59,175 SHARED MEDICAL SYS INC COM 819486101 1,683 36,000 X 2 36,000 SHERWIN WILLIAMS CO COM 824348106 4,166 198,954 X 2 198,954 SHERWIN WILLIAMS CO COM 824348106 25 1,200 X X 2 1,200 SIGMA ALDRICH CORP COM 826552101 2,136 67,274 X 2 67,274 ------ COLUMN TOTALS 68,516
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/99 PAGE 26 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SIGMA ALDRICH CORP COM 826552101 86 2,700 X X 2 2,200 500 SMART MODULAR TECHNOLOGIES INC COM 831690102 1,155 33,900 X 2 33,900 SMITHKLINE BEECHAM PLC ADR NEW ORD A 832378301 834 14,480 X 2 13,680 800 SNAP-ON INC COM 833034101 215 6,613 X 2 6,613 SOUTHERN CO COM 842587107 123 4,758 X 2 4,358 400 SOUTHERN CO COM 842587107 353 13,726 X X 2 10,726 2,800 200 SOUTHTRUST CORP COM 844730101 1,740 48,500 X 1 48,500 SOUTHTRUST CORP COM 844730101 2,972 82,850 X 2 82,850 SPRINT CORP (FON GROUP) COM 852061100 1,039 19,146 X 2 19,146 SPRINT CORP PCS GROUP SER 1 COM 852061506 390 5,236 X 2 5,236 STAKE TECHNOLOGY LTD COM 852559103 17 15,000 X 2 15,000 STAPLES INC COM 855030102 37,173 1,704,166 X 2 1,692,879 11,287 STAPLES INC COM 855030102 368 16,887 X X 2 5,625 11,262 STATE FINANCIAL SVCS CORP COM 856855101 1,352 92,831 X 2 92,831 STATE STREET CORP COM 857477103 36,960 571,914 X 2 568,714 3,200 STATE STREET CORP COM 857477103 403 6,240 X X 2 4,340 1,900 STERILE RECOVERIES INC COM 859151102 273 35,200 X 2 35,200 STERIS CORP COM 859152100 671 48,800 X 2 48,800 STUDENT LOAN CORP COM 863902102 1,854 45,300 X 2 45,300 SUMMIT BANCORP COM 866005101 1,657 51,080 X 1 51,080 SUMMIT BANCORP COM 866005101 2,534 78,127 X 2 78,127 SUN MICROSYSTEMS INC COM 866810104 1,806 19,417 X 2 19,417 SUN MICROSYSTEMS INC COM 866810104 9 100 X X 2 100 SUNBEAM CORP COM 867071102 57 10,000 X 2 10,000 SUNGARD DATA SYSTEMS COM 867363103 3 100 X 1 100 ------ COLUMN TOTALS 94,044
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/99 PAGE 27 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SUNGARD DATA SYS INC COM 867363103 41,680 1,584,012 X 2 1,579,232 4,780 SUNGARD DATA SYS INC COM 867363103 423 16,068 X X 2 12,968 3,100 SUPERVALU INC COM 868536103 3,352 151,949 X 2 62,007 89,942 SUSQUEHANNA BANCSHARES INC COM 869099101 35 2,000 X 1 2,000 SUSQUEHANNA BANCSHS INC COM 869099101 1,778 103,050 X 2 103,050 SYMANTEC CORP COM 871503108 2,399 66,700 X 2 64,700 2,000 SYMIX SYS INC COM 871535100 248 23,200 X 2 23,200 SYSCO CORP COM 871829107 18,258 520,711 X 2 520,511 200 SYSCO CORP COM 871829107 529 15,080 X X 2 11,160 3,920 TCF FINANCIAL CORP COM 872275102 2,616 91,599 X 2 91,599 TECH DATA CORP COM 878237106 2,068 88,835 X 2 88,835 TELEFLEX INC COM 879369106 2,791 70,770 X 2 70,770 TELEFONICA DE ARGENTINA S A SPON ADR 879378206 2,700 102,365 X 2 102,365 TELEFONICA DEL PERU REP B ADR 879384105 987 73,485 X 2 73,485 TELESP PARTICIPACOES S A SPON ADR 87952K100 1,194 75,835 X 2 75,835 TELLABS INC COM 879664100 2,974 52,225 X 2 52,225 TEXACO INC COM 881694103 17,796 281,912 X 2 278,691 3,221 TEXACO INC COM 881694103 442 7,000 X X 2 5,800 1,200 TEXAS INSTR INC COM 882508104 26,862 326,586 X 2 319,516 7,070 TEXAS INSTR INC COM 882508104 288 3,500 X X 2 2,000 1,500 THERMO BIOANALYSIS CORP COM 88355H108 803 43,700 X 2 43,700 THERMO ELECTRON CORP COM 883556102 251 18,687 X 2 18,687 TIME WARNER INC COM 887315109 306 5,030 X 2 5,030 TOWER AUTOMOTIVE INC COM 891707101 905 45,700 X 2 45,700 TYCO INTL LTD NEW COM 902124106 432 4,187 X 2 4,187 ------- COLUMN TOTALS 132,117
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/99 PAGE 28 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) TYCO INTL LTD NEW COM 902124106 137 1,330 X X 2 1,255 75 USX MARATHON GRP COM 902905827 481 16,450 X 2 16,450 US BANCORP DEL COM 902973106 1,284 42,540 X 1 42,540 US BANCORP DEL COM 902973106 2,200 72,874 X 2 71,914 960 US BANCORP DEL COM 902973106 89 2,955 X X 2 2,469 486 US ONCOLOGY INC COM 90338W103 682 75,200 X 2 75,200 UNITED SEC BANCORP WA COM 91146A101 1,385 92,337 X 2 92,337 U S WEST INC NEW COM 91273H101 860 15,065 X 2 14,560 505 U S WEST INC NEW COM 91273H101 64 1,117 X X 2 1,050 67 UNITED TECHNOLOGIES CORP COM 913017109 36 600 X 2 600 UNITED TECHNOLOGIES CORP COM 913017109 304 5,132 X X 2 5,132 UNITED WISCONSIN SVCS INC NEW COM 913238101 180 28,800 X 2 28,800 VANGUARD BD INDEX FD 921937108 11,015 1,131,981 X 2 1,128,887 3,094 VANGUARD BD INDEX FD 921937108 116 11,914 X X 2 10,954 960 VANGUARD BD INDEX FD INC 921937306 281 28,879 X 2 28,879 INTERMEDIATE TERM BD FD VANGUARD SHORT TERM CORP BD FD 922031406 4,685 442,352 X 2 440,719 1,633 VANGUARD SHORT TERM CORP BD FD 922031406 338 31,905 X X 2 31,905 VANGUARD MUNI BD FD INC INSD 922907605 125 10,550 X 2 10,550 LONG TERM PORTFOLIO VETERINARY CTRS OF AMERICA INC COM 925514101 660 57,700 X 2 57,700 VODAFONE AIRTOUCH PLC ADR 92857T107 809 3,401 X 2 3,401 VODAFONE AIRTOUCH PLC ADR 92857T107 52 218 X X 2 125 93 WICOR INC COM 929253102 164 5,626 X 2 5,626 WICOR INC COM 929253102 70 2,400 X X 2 1,400 1,000 WPS RESOURCES CORP COM 92931B106 2,053 73,171 X 2 70,371 2,800 WPS RESOURCES CORP COM 92931B106 159 5,672 X X 2 4,262 1,410 ------ COLUMN TOTALS 28,229
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/99 PAGE 29 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) WACHOVIA CORP COM 929771103 18,036 229,391 X 2 228,691 700 WACHOVIA CORP COM 929771103 336 4,273 X X 2 989 1,583 1,701 WAL MART STORES INC COM 931142103 1,831 38,494 X 2 38,494 WALGREEN CO COM 931422109 34,337 1,353,203 X 2 1,344,413 8,790 WALGREEN CO COM 931422109 1,048 41,310 X X 2 26,960 7,950 6,400 WARNER LAMBERT CO COM 934488107 1,182 17,808 X 2 17,808 WARNER LAMBERT CO COM 934488107 427 6,431 X X 2 3,175 3,256 WASTE MANAGEMENT INC NEW COM 94106L109 549 28,533 X 2 28,533 WASTE MANAGEMENT INC NEW COM 94106L109 98 5,075 X X 2 870 4,205 WATSON PHARMACEUTICALS INC COM 942683103 3,190 104,370 X 2 104,370 WAUSAU-MOSINEE PAPER CORP COM 943315101 513 42,281 X 2 42,181 100 WAUSAU-MOSINEE PAPER CORP COM 943315101 396 32,623 X X 2 28,734 3,889 WEINGARTEN REALTY INVESTORS SBI 948741103 345 9,230 X 2 9,230 WELLS FARGO & CO NEW COM 949746101 2,320 58,550 X 1 58,550 WELLS FARGO & CO NEW COM 949746101 41,570 1,049,096 X 2 1,046,126 2,970 WELLS FARGO & CO NEW COM 949746101 488 12,327 X X 2 10,827 1,500 WELLS FARGO & CO NEW COM 949746101 77 1,950 X 5 1,950 WEYERHAEUSER CO COM 962166104 449 7,786 X 2 5,072 2,714 WEYERHAEUSER CO COM 962166104 450 7,808 X X 2 2,363 4,945 500 WEYERHAEUSER CO COM 962166104 96 1,664 X 5 1,664 WEYERHAEUSER CO COM 962166104 32 559 X X 5 559 WILMINGTON TRUST CORP COM 971807102 1,928 39,700 X 1 39,700 WILMINGTON TR CORP COM 971807102 5,803 119,485 X 2 119,485 WISCONSIN ENERGY CORP COM 976657106 4,327 184,602 X 2 184,602 WISCONSIN ENERGY CORP COM 976657106 41 1,750 X X 2 1,750 ------- COLUMN TOTALS 119,869
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/99 PAGE 30 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) WISCONSIN FUEL & LGT CO COM 976673103 6,998 133,296 X 2 8,950 124,346 WOMENS GROWTH CAPITAL FUND I 979990991 50 30,001 X X 2 30,001 LIMITED PARTNERSHIP WORLD ACCESS INC NEW COM 98141A101 630 56,300 X 2 56,300 XEROX CORP COM 984121103 363 8,650 X 2 8,560 90 YAHOO INC COM 984332106 511 2,845 X 2 2,845 ZAXIS INTL INC COM 98919P108 24 32,500 X 2 32,500 ZEBRA TECHNOLOGIES CORP CL A 989207105 750 16,500 X 2 16,500 --------- COLUMN TOTALS 9,326 FINAL TOTALS 3,002,919
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