13F-HR 1 form13f3qtr07.txt FORM 13-F-3RD QUARTER 2007 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended September 30, 2007 If Amended report check here: |_| ASSOCIATED BANC-CORP -------------------------------------------------------------------------------- Name of Institutional Investment Manager 1200 Hansen Road Green Bay WI 54304 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) Chief Administrative Officer, Brian R. Bodager (920) 491-7001 General Counsel and Corporate Secretary -------------------------------------------------------------------------------- Name, Phone No. and Title of Person Duly Authorized to Submit This Report ATTENTION -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C.78ff(a) -------------------------------------------------------------------------------- The institutional investment manager submitting this form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Green Bay and State of Wisconsin on the 18th day of October, 2007. Associated Banc-Corp -------------------------------------------- Name of Institutional Investment Manager /s/ Brian R. Bodager -------------------------------------------- Manual Signature of Person Duly Authorized to Submit This Report Name and 13F file numbers of ALL institutional investment managers with respect to which this schedule is filed (other than the one filing this report). (List in alphabetical order.) 13F file numbers will be assigned to Institutional Investment Managers after they file their first report. Name 13F File No. Name 13F File No. ---- ------------ ---- ------------ Associated Trust Company, National Association ------------------------- ------------ ---- ------------
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/07 PAGE 1 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) KINDER MORGAN MGMT LLC FRACTIONAL SH EKE55U103 159,694 X 2 159,694 49455U100 NABORS INDS LTD G6359F103 1,670 54,260 X 2 53,010 1,250 NABORS INDS LTD G6359F103 194 6,300 X X 2 6,300 NOBLE CORP COM G65422100 157 3,200 X 2 3,200 NOBLE CORP COM G65422100 353 7,200 X X 2 7,200 SEAGATE TECHNOLOGY COM G7945J104 3,326 130,020 X 2 127,070 1,250 1,700 SEAGATE TECHNOLOGY COM G7945J104 193 7,555 X X 2 5,755 1,800 LTD PARTNERSHIP INT IN THE STAFFORD MS0023544 313 6 X 2 6 INVESTMENTS LTD PARTNERSHIP (GIFTED LTD PARTNERSHIP INT IN THE STAFFORD MS0023593 2,783 87 X 2 87 INVESTMENTS LTD PARTNERSHIP NEVERMAR COMPANY LLC MS0027321 627 500 X 2 500 NEVERMAR COMPANY OPTIONS MS0027339 500 500 X 2 500 T WALL PROPERTIES MASTER MS0038260 839 4 X 2 4 LIMITED PARTNERSHIP T WALL PROPERTIES MASTER LIMITED MS0040282 582 281 X 2 281 PARTNERSHIP SERIES B UNIT CHECK POINT SOFTWARE TECH LT ORD M22465104 555 22,025 X 2 22,025 AFLAC CORP COM 001055102 269 4,722 X 2 4,722 AIM INVT SECS FDS LTD MATURITY 00142C201 371 36,692 X 2 36,692 TREAS PORTFOLIO SHS AT&T INC COM 00206R102 7,073 167,173 X 2 164,820 2,353 AT&T INC COM 00206R102 779 18,406 X X 2 12,918 5,488 ABBOTT LABS COM 002824100 5,629 104,988 X 2 98,938 550 5,500 ABBOTT LABS COM 002824100 394 7,350 X X 2 7,350 ADOBE SYSTEMS INC COM 00724F101 274 6,280 X 2 6,280 AFFILIATED COMPUTER SVCS INC CL A 008190100 225 4,475 X 2 4,475 AIR PRODS & CHEMS INC COM 009158106 13,547 138,575 X 2 137,075 350 1,150 AIR PRODS & CHEMS INC COM 009158106 715 7,315 X X 2 5,965 1,350 ALLIANT ENERGY CORP COM 018802108 417 10,884 X 2 10,684 200 ------ COLUMN TOTALS 41,785
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/07 PAGE 2 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ALLIANT ENERGY CORP COM 018802108 15 400 X X 2 400 ALLIANCEBERNSTEIN HLDG LTD 01881G106 173 1,970 X 2 1,970 PARTNERSHIP ALLIANCEBERNSTEIN HLDG LTD 01881G106 207 2,350 X X 2 550 1,800 PARTNERSHIP ALLSTATE CORP COM 020002101 7,634 133,481 X 2 125,762 200 7,519 ALLSTATE CORP COM 020002101 186 3,250 X X 2 1,025 2,225 ALTRIA GROUP INC COM 02209S103 10,824 155,674 X 2 152,475 3,199 ALTRIA GROUP INC COM 02209S103 2,649 38,105 X X 2 16,340 17,765 4,000 AMERICAN EXPRESS CO COM 025816109 1,369 23,056 X 2 23,056 AMERICAN INTL GROUP INC COM 026874107 5,573 82,376 X 2 79,946 60 2,370 AMERICAN INTL GROUP INC COM 026874107 390 5,768 X X 2 5,443 325 AMGEN INC COM 031162100 2,478 43,803 X 2 43,688 65 50 AMGEN INC COM 031162100 96 1,700 X X 2 1,425 275 ANADARKO PETROLEUM CORP COM 032511107 943 17,538 X 2 16,922 616 ANCHOR BANCORP WI INC COM 032839102 3,087 114,333 X 2 72,846 267 41,220 ANHEUSER BUSCH COS INC COM 035229103 2,878 57,579 X 2 57,579 ANHEUSER BUSCH COS INC COM 035229103 7 140 X X 2 140 AON CORP COM 037389103 6,354 141,805 X 2 141,805 APACHE CORP COM 037411105 11,121 123,491 X 2 122,991 325 175 APACHE CORP COM 037411105 268 2,975 X X 2 2,125 850 APPLE INC COM 037833100 21,966 143,133 X 2 140,868 100 2,165 APPLE INC COM 037833100 1,064 6,930 X X 2 1,285 5,645 APPLIED MATERIALS COM 038222105 1,209 58,405 X 2 58,305 100 APPLIED MATERIALS COM 038222105 12 600 X X 2 250 350 ASSOCIATED BANC CORP COM 045487105 199,350 6,727,980 X 2 5,747,582 10,391 970,007 ASSOCIATED BANC CORP COM 045487105 9,995 337,338 X X 2 95,178 49,469 192,691 ------- COLUMN TOTALS 289,848
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/07 PAGE 3 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) AUTO DATA PROCESS COM 053015103 3,520 76,631 X 2 75,031 800 800 AUTO DATA PROCESS COM 053015103 135 2,930 X X 2 2,555 375 AVERY DENNISON CORP COM 053611109 1,693 29,697 X 2 29,697 BB&T CORP COM 054937107 228 5,655 X 2 5,655 BJ SVCS CO COM 055482103 1,367 51,506 X 2 51,056 450 BJ SVCS CO COM 055482103 53 2,000 X X 2 2,000 BP PLC ADR 055622104 12,969 187,014 X 2 146,208 360 40,446 BP PLC ADR 055622104 1,246 17,969 X X 2 16,019 1,450 500 BAIRD FDS INSTL AGGREGATE BOND FD 057071854 626 59,723 X 2 59,723 BANK OF AMERICA CORP COM 060505104 1,757 34,959 X 2 24,641 10,318 BANK OF AMERICA CORP COM 060505104 40 800 X X 2 800 MEYER INVESTMENTS LTD PARTNERSHIP 060778008 547 2,101 X X 2 2,101 (COPY OF DOCUMENT ONLY) BANK OF NEW YORK MELLON CORP COM 064058100 492 11,149 X 2 10,649 500 BANK OF NEW YORK MELLON CORP COM 064058100 18 400 X X 2 400 BAXTER INTL COM 071813109 668 11,878 X 2 10,654 1,224 BEMIS INC COM 081437105 14,576 500,716 X 2 321,234 200 179,282 BEMIS INC COM 081437105 828 28,450 X X 2 3,000 250 25,200 BERKLEY W R CORP COM 084423102 5,617 189,583 X 2 187,433 400 1,750 BERKLEY W R CORP COM 084423102 327 11,020 X X 2 2,000 9,020 BERKSHIRE HATHAWAY INC DEL CL B COM 084670207 399 101 X 2 100 1 BEST BUY CO INC COM 086516101 496 10,780 X 2 10,780 BEST BUY CO INC COM 086516101 69 1,500 X X 2 1,500 BHP LTD SPONS ADR 088606108 9,074 115,444 X 2 115,344 100 BHP LTD SPONS ADR 088606108 244 3,110 X X 2 2,560 550 BIOGEN IDEC INC COM 09062X103 810 12,205 X 2 12,205 ------ COLUMN TOTALS 57,799
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/07 PAGE 4 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) BIOGEN IDEC INC COM 09062X103 7 100 X X 2 100 BLACK AND DECKER CORP COM 091797100 236 2,830 X 2 2,450 380 BOEING CO COM 097023105 22,803 217,189 X 2 213,844 625 2,720 BOEING CO COM 097023105 807 7,685 X X 2 1,165 6,520 * BOND FD OF AMERICA 097873103 233 17,618 X 2 17,618 BRAVO BRANDS INC COM 105666101 15,000 X 2 15,000 BRISTOL MYERS-SQUIBB CO COM 110122108 2,895 100,463 X 2 93,913 6,550 BRISTOL MYERS-SQUIBB CO COM 110122108 720 24,992 X X 2 9,340 14,452 1,200 CSX CORP COM 126408103 299 7,002 X 2 5,310 1,692 CVS CAREMARK CORP COM 126650100 13,810 348,469 X 2 345,432 3,037 CVS CAREMARK CORP COM 126650100 695 17,535 X X 2 6,250 11,285 * CAPITAL INCOME BUILDERS FD 140193103 225 3,383 X 2 1,032 2,351 CAPITAL ONE FINL CORP COM 14040H105 962 14,476 X 2 13,923 553 CAPITAL ONE FINL CORP COM 14040H105 1,185 17,844 X X 2 13,284 4,560 CARROLL SHELBY INTL INC COM 14521N100 5 18,000 X 2 18,000 CATERPILLAR INC COM 149123101 16,469 209,987 X 2 203,532 540 5,915 CATERPILLAR INC COM 149123101 789 10,055 X X 2 5,025 4,530 500 CELGENE CORP COM 151020104 8,855 124,180 X 2 124,180 CELGENE CORP COM 151020104 98 1,370 X X 2 90 1,280 CHERRY ST INVT CLUB LTD PARTNERSHIP 164740904 359 75 X 2 75 CHEVRON CORP COM 166764100 20,834 222,635 X 2 205,460 740 16,435 CHEVRON CORP COM 166764100 1,312 14,016 X X 2 7,608 5,708 700 CHICAGO BRIDGE & IRON CO N V 167250109 1,961 45,537 X 2 45,537 CHICAGO BRIDGE & IRON CO N V 167250109 39 900 X X 2 900 CISCO SYSTEMS INC COM 17275R102 16,872 509,273 X 2 497,023 12,250 ------- COLUMN TOTALS 112,470
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/07 PAGE 5 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) CISCO SYSTEMS INC COM 17275R102 742 22,400 X X 2 6,500 15,900 CITIGROUP INC COM 172967101 7,658 164,082 X 2 161,717 450 1,915 CITIGROUP INC COM 172967101 218 4,675 X X 2 4,400 275 CITIZENS REPUBLIC BANCORP INC 174420109 673 41,745 X 2 41,745 CLOROX CO COM 189054109 1,549 25,400 X 2 25,400 CLOROX CO COM 189054109 1,034 16,947 X X 2 16,947 COCA COLA CO COM 191216100 12,611 219,442 X 2 214,367 275 4,800 COCA COLA CO COM 191216100 468 8,150 X X 2 4,775 3,375 COGNIZANT TECH SOLUTIONS CORP CL A 192446102 8,756 109,735 X 2 109,235 500 COGNIZANT TECH SOLUTIONS CORP CL A 192446102 305 3,825 X X 2 325 3,500 COLDWATER CREEK INC COM 193068103 1,529 140,771 X 2 140,271 350 150 COLDWATER CREEK INC COM 193068103 75 6,920 X X 2 2,475 4,445 COLGATE PALMOLIVE CO COM 194162103 4,993 70,009 X 2 67,299 50 2,660 COLGATE PALMOLIVE CO COM 194162103 759 10,640 X X 2 5,422 4,018 1,200 COMCAST CORP NEW CL A 20030N101 653 26,992 X 2 26,992 COMCAST CORP NEW CL A 20030N101 9 388 X X 2 145 243 COMCAST CORP CL A SPL NEW COM 20030N200 232 9,666 X 2 8,466 1,200 COMCAST CORP CL A SPL NEW COM 20030N200 45 1,875 X X 2 1,875 CONOCOPHILLIPS COM 20825C104 12,742 145,179 X 2 141,319 3,860 CONOCOPHILLIPS COM 20825C104 46 525 X X 2 525 CONSOLIDATED EDISON INC COM 209115104 164 3,545 X 2 3,545 CONSOLIDATED EDISON INC COM 209115104 38 830 X X 2 830 COUNTRY MAID FINANCIAL INC COM NEW 222356206 2 66,000 X 2 66,000 COVANCE INC COM 222816100 20,736 266,187 X 2 263,012 175 3,000 COVANCE INC COM 222816100 835 10,715 X X 2 200 10,515 ------ COLUMN TOTALS 76,872
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/07 PAGE 6 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) CYMER INC COM 232572107 765 19,920 X 2 19,570 350 CYMER INC COM 232572107 97 2,525 X X 2 925 1,600 DANAHER CORP COM 235851102 1,864 22,533 X 2 22,143 200 190 DANAHER CORP COM 235851102 162 1,960 X X 2 1,660 300 DEAN FOODS CO NEW COM 242370104 1,324 51,752 X 2 43,151 600 8,001 DEAN FOODS CO NEW COM 242370104 95 3,700 X X 2 3,700 DEERE & CO COM 244199105 376 2,530 X 2 30 2,500 DELL INC COM 24702R101 1,899 68,812 X 2 68,512 300 DELL INC COM 24702R101 155 5,600 X X 2 4,600 1,000 DICKS SPORTING GOODS INC COM 253393102 3,109 46,295 X 2 45,830 175 290 DICKS SPORTING GOODS INC COM 253393102 140 2,080 X X 2 385 1,695 DISNEY WALT CO COM 254687106 6,532 189,955 X 2 185,830 625 3,500 DISNEY WALT CO COM 254687106 454 13,200 X X 2 9,800 3,400 DOMINION RESOURCES INC NEW COM 25746U109 543 6,444 X 2 6,444 DOMINION RESOURCES INC NEW COM 25746U109 42 500 X X 2 500 DOW CHEMICAL CO COM 260543103 4,615 107,184 X 2 104,484 2,700 DOW CHEMICAL CO COM 260543103 32 750 X X 2 750 DU PONT E I DE NEMOURS & CO COM 263534109 209 4,210 X 2 1,455 2,755 DUN & BRADSTREET CORP DEL COM 26483E100 906 9,188 X 2 1,438 7,750 DUN & BRADSTREET CORP DEL COM 26483E100 261 2,650 X X 2 550 2,100 ENSCO INTL INC COM 26874Q100 7,534 134,294 X 2 133,119 150 1,025 ENSCO INTL INC COM 26874Q100 445 7,925 X X 2 2,375 5,550 EOG RESOURCES INC COM 26875P101 1,648 22,780 X 2 22,330 50 400 EOG RESOURCES INC COM 26875P101 78 1,075 X X 2 800 275 EL PASO CORP COM 28336L109 487 28,698 X 2 28,698 ------ COLUMN TOTALS 33,772
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/07 PAGE 7 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ELECTRONIC ARTS INC COM 285512109 11,498 205,366 X 2 203,691 225 1,450 ELECTRONIC ARTS INC COM 285512109 533 9,520 X X 2 1,220 8,300 EMERSON ELEC CO COM 291011104 464 8,718 X 2 7,618 1,100 ENERVEST DIVERSIFIED INCOME TRUST 292963105 74 12,000 X X 2 12,000 EXELON CORP COM 30161N101 290 3,847 X 2 3,847 EXELON CORP COM 30161N101 44 588 X X 2 588 EXXON MOBIL CORP COM 30231G102 33,838 365,584 X 2 331,812 1,350 32,422 EXXON MOBIL CORP COM 30231G102 4,097 44,262 X X 2 30,836 2,900 10,526 FPL GROUP INC COM 302571104 3,034 49,835 X 2 49,835 FPL GROUP INC COM 302571104 26 425 X X 2 425 * FEDERATED MUNICIPAL SEC CL B 313913204 119 11,502 X 2 11,502 FEDEX CORP COM 31428X106 2,238 21,370 X 2 21,345 25 FEDEX CORP COM 31428X106 101 965 X X 2 765 200 F5 NETWORKS INC COM 315616102 3,442 92,560 X 2 92,560 FIDELITY NATL FINANCIAL INC COM 31620R105 7,168 410,095 X 2 406,895 450 2,750 FIDELITY NATL FINANCIAL INC COM 31620R105 395 22,625 X X 2 3,350 19,275 * FIDELITY SPARTAN MN MUNI INC FD 316412303 337 30,051 X 2 30,051 FIFTH THIRD BANCORP COM 316773100 86 2,528 X 2 2,528 FIFTH THIRD BANCORP COM 316773100 174 5,131 X X 2 1,322 3,809 FISERV INC COM 337738108 398 7,816 X 2 4,748 3,068 FLUOR CORP NEW COM 343412102 590 4,101 X 2 4,101 FORTUNE BRANDS INC COM 349631101 3,194 39,195 X 2 38,895 100 200 FORTUNE BRANDS INC COM 349631101 57 705 X X 2 705 FRANKLIN RESOURCES INC COM 354613101 2,131 16,712 X 2 16,712 FRANKLIN RESOURCES INC COM 354613101 842 6,600 X X 2 4,500 2,100 ------ COLUMN TOTALS 75,170
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/07 PAGE 8 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) FREEPORT MCMORAN COPPER & GOLD COM 35671D857 1,119 10,666 X 2 10,643 23 GANNETT INC COM 364730101 290 6,630 X 2 5,630 1,000 GENERAL ELEC CO COM 369604103 27,604 666,768 X 2 560,722 3,850 102,196 GENERAL ELEC CO COM 369604103 1,803 43,562 X X 2 35,317 8,245 GLAXO SMITHKLINE NEW ADR 37733W105 636 11,955 X 2 11,045 910 GLAXO SMITHKLINE NEW ADR 37733W105 248 4,655 X X 2 3,000 1,655 GOLDMAN SACHS GRP INC COM 38141G104 1,579 7,285 X 2 7,135 50 100 GOLDMAN SACHS GRP INC COM 38141G104 87 400 X X 2 340 60 * GOLDMAN SACHS HIGH YIELD MUNI 38142Y583 926 85,648 X 2 85,648 INSTL CL GOOGLE INC CL A COM 38259P508 17,629 31,077 X 2 30,862 25 190 GOOGLE INC CL A COM 38259P508 848 1,495 X X 2 65 1,430 GRAINGER W W INC COM 384802104 409 4,485 X 2 4,485 JOHN HANCOCK BANK & THRIFT OPP FD 409735107 951 116,295 X 2 116,295 HARLEY DAVIDSON INC COM 412822108 1,192 25,797 X 2 24,147 1,650 HARLEY DAVIDSON INC COM 412822108 68 1,468 X X 2 1,468 HARRIS CORP DEL COM 413875105 20,591 356,305 X 2 350,660 1,575 4,070 HARRIS CORP DEL COM 413875105 865 14,965 X X 2 4,090 10,875 HARSCO CORP COM 415864107 18,013 303,910 X 2 303,310 600 HARSCO CORP COM 415864107 409 6,900 X X 2 100 6,800 HEALTHTRAC INC COM 42226R100 30,000 X 2 30,000 HEINZ H J CO COM 423074103 244 5,287 X 2 4,312 975 HEINZ H J CO COM 423074103 10 225 X X 2 225 HEWLETT PACKARD CO COM 428236103 674 13,540 X 2 13,540 HEWLETT PACKARD CO COM 428236103 30 600 X X 2 600 HOLOGIC INC COM 436440101 16,148 264,726 X 2 263,026 175 1,525 ------- COLUMN TOTALS 112,373
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/07 PAGE 9 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) HOLOGIC INC COM 436440101 604 9,905 X X 2 2,425 7,480 HOME DEPOT INC COM 437076102 2,029 62,554 X 2 62,554 HOME DEPOT INC COM 437076102 89 2,750 X X 2 2,250 500 HONEYWELL INTL INC COM 438516106 271 4,555 X 2 385 4,170 HONEYWELL INTL INC COM 438516106 1 16 X X 2 16 HOST HOTELS & RESORTS INC COM 44107P104 6,591 293,714 X 2 293,714 HOST HOTELS & RESORTS INC COM 44107P104 197 8,775 X X 2 8,775 HUBBELL INC CL A COM 443510102 165 2,768 X 2 2,768 HUBBELL INC CL A COM 443510102 143 2,400 X X 2 2,400 HUBBELL INC CL B 443510201 194 3,400 X 2 3,400 HUBBELL INC CL B 443510201 38 664 X X 2 664 IMS HEALTH INC COM 449934108 1,089 35,550 X 2 4,550 31,000 IMS HEALTH INC COM 449934108 257 8,400 X X 2 8,400 IDEARC INC COM 451663108 2,162 68,715 X 2 68,715 IDEARC INC COM 451663108 11 360 X X 2 290 70 ILLINOIS TOOL WORKS INC COM 452308109 3,095 51,887 X 2 50,687 1,200 ILLINOIS TOOL WORKS INC COM 452308109 145 2,425 X X 2 2,425 * INCOME FUND OF AMERICA INC COM 453320103 639 30,069 X 2 24,326 5,743 * INCOME FUND OF AMERICA INC COM 453320103 36 1,691 X X 2 1,691 INFOSYS TECHNOLOGIES LTD SPONS ADR 456788108 4,456 92,085 X 2 92,085 INFOSYS TECHNOLOGIES LTD SPONS ADR 456788108 66 1,360 X X 2 1,360 INTEL CORP COM 458140100 9,225 356,723 X 2 348,508 515 7,700 INTEL CORP COM 458140100 577 22,296 X X 2 15,480 6,416 400 INTEGRYS ENERGY GROUP INC COM 45822P105 4,991 97,429 X 2 96,926 503 INTEGRYS ENERGY GROUP INC COM 45822P105 590 11,516 X X 2 3,816 5,500 2,200 ------ COLUMN TOTALS 37,661
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/07 PAGE 10 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) INTERNATIONAL BUSINESS MACHS COM 459200101 5,447 46,242 X 2 43,336 50 2,856 INTERNATIONAL BUSINESS MACHS COM 459200101 178 1,512 X X 2 1,262 250 INTERNATIONAL GAME TECHNOLOGY COM 459902102 1,037 24,070 X 2 24,070 INTERNATIONAL GAME TECHNOLOGY COM 459902102 4 100 X X 2 100 INVERNESS MEDICAL INNOVATIONS COM 46126P106 3,719 67,225 X 2 67,225 INVERNESS MEDICAL INNOVATIONS COM 46126P106 25 450 X X 2 450 ISHARES TR MSCI EAFE IDX 464287465 2,093 25,340 X 2 25,340 ISHARES TR MSCI EAFE IDX 464287465 101 1,221 X X 2 1,221 ISHARES TR NASDAQ BIOTECH 464287556 427 5,141 X 2 5,141 ISHARES TR RUSSELL 1000 VALUE INDEX 464287598 1,470 17,100 X 2 17,100 ISHARES TR RUSSELL 2000 464287655 2,119 26,465 X 2 26,465 ISHARES TR RUSSELL 2000 464287655 81 1,010 X X 2 1,010 ISHARES TR DJ US TELECOMM COM 464287713 991 29,285 X 2 29,285 ISHARES TR DJ US TELECOMM COM 464287713 8 250 X X 2 250 ISHARES TR S & P SMCP600 IDX 464287804 590 8,465 X 2 8,465 ISHARES TR S & P SMCP600 IDX 464287804 36 510 X X 2 510 ISHARES TR S&P SMALLCAP 600 VALUE 464287879 103 1,360 X 2 1,160 200 INDEX FD ISHARES TR S&P SMALLCAP 600 VALUE 464287879 136 1,800 X X 2 1,800 INDEX FD J CREW GROUP INC COM 46612H402 1,123 27,050 X 2 27,050 J CREW GROUP INC COM 46612H402 5 120 X X 2 120 JPMORGAN CHASE & CO COM 46625H100 1,547 33,773 X 2 14,827 18,946 JPMORGAN CHASE & CO COM 46625H100 258 5,637 X X 2 4,977 660 JOHNSON & JOHNSON COM 478160104 14,621 222,537 X 2 210,622 500 11,415 JOHNSON & JOHNSON COM 478160104 582 8,856 X X 2 6,086 2,770 JOHNSON CONTROLS INC COM 478366107 1,554 13,160 X 2 13,160 ------ COLUMN TOTALS 38,255
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/07 PAGE 11 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) JOHNSON CONTROLS INC COM 478366107 30 250 X X 2 250 JOY GLOBAL INC COM 481165108 11,746 230,946 X 2 229,521 225 1,200 JOY GLOBAL INC COM 481165108 513 10,085 X X 2 315 9,770 KEYCORP NEW COM 493267108 512 15,829 X 2 15,829 KEYCORP NEW COM 493267108 147 4,540 X X 2 3,740 800 KIMBERLY CLARK CORP COM 494368103 119,245 1,697,203 X 2 1,138,773 200 558,230 KIMBERLY CLARK CORP COM 494368103 8,936 127,180 X X 2 69,855 3,750 53,575 KOHLS CORP COM 500255104 1,462 25,505 X 2 25,505 KOHLS CORP COM 500255104 52 905 X X 2 905 KRAFT FOODS INC CL A COM 50075N104 2,940 85,202 X 2 83,541 1,661 KRAFT FOODS INC CL A COM 50075N104 894 25,908 X X 2 11,515 11,902 2,491 LEGG MASON INC COM 524901105 5,770 68,451 X 2 67,649 122 680 LEGG MASON INC COM 524901105 193 2,285 X X 2 1,560 725 LIFESPAN INC COM 53221W101 3 50,000 X 2 50,000 LILLY ELI & CO COM 532457108 3,394 59,625 X 2 58,760 65 800 LILLY ELI & CO COM 532457108 293 5,140 X X 2 3,340 200 1,600 LOCKHEED MARTIN CORP COM 539830109 314 2,897 X 2 2,897 LOEWS CORP CAROLINA GROUP COM 540424207 20,513 249,456 X 2 248,106 175 1,175 LOEWS CORP CAROLINA GROUP COM 540424207 696 8,470 X X 2 865 7,605 * LORD ABBETT NATL TAX FREE INC CL A 543902100 364 32,718 X 2 32,718 LORD ABBETT GOVT FUND CL A 543916308 206 80,651 X 2 80,651 LOWES COS INC COM 548661107 833 29,718 X 2 29,218 500 LOWES COS INC COM 548661107 42 1,500 X X 2 1,500 MGE ENERGY INC COM 55277P104 223 6,662 X 2 6,437 225 MGE ENERGY INC COM 55277P104 44 1,325 X X 2 1,325 ------- COLUMN TOTALS 179,365
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/07 PAGE 12 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MANITOWOC CO INC COM 563571108 7,124 160,886 X 2 127,850 33,036 MANITOWOC CO INC COM 563571108 1,385 31,268 X X 2 31,268 MANPOWER INC COM 56418H100 232 3,600 X 2 3,600 MANULIFE FINANCIAL STOCK LIFE 56501R106 251 6,086 X 2 5,886 200 INSURANCE COMPANY MARSHALL & ILSLEY CORP COM 571834100 6,244 142,650 X 2 139,562 3,088 MARSHALL & ILSLEY CORP COM 571834100 1,093 24,976 X X 2 20,884 4,092 MARVEL ENTERTAINMENT INC COM 57383T103 1,915 81,700 X 2 80,595 400 705 MARVEL ENTERTAINMENT INC COM 57383T103 55 2,350 X X 2 425 1,925 MASCO CORP COM 574599106 1,133 48,895 X 2 48,035 860 MASCO CORP COM 574599106 69 2,990 X X 2 2,990 MCDONALDS CORP COM 580135101 18,563 340,790 X 2 339,015 475 1,300 MCDONALDS CORP COM 580135101 539 9,900 X X 2 1,400 8,500 MCGRAW-HILL CO INC COM 580645109 332 6,525 X 2 3,725 2,800 MCGRAW-HILL CO INC COM 580645109 127 2,500 X X 2 2,500 MEDCO HEALTH SOLUTIONS INC COM 58405U102 226 2,503 X 2 2,395 108 MEDTRONIC INC COM 585055106 8,904 157,851 X 2 142,526 15,325 MEDTRONIC INC COM 585055106 420 7,453 X X 2 5,503 500 1,450 MENS WEARHOUSE INC COM 587118100 8,594 170,119 X 2 168,819 1,300 MENS WEARHOUSE INC COM 587118100 431 8,525 X X 2 8,525 MERCK & CO INC COM 589331107 6,898 133,444 X 2 132,294 1,150 MERCK & CO INC COM 589331107 143 2,766 X X 2 2,516 250 MERRILL LYNCH & CO INC COM 590188108 6,087 85,391 X 2 85,391 MERRILL LYNCH & CO INC COM 590188108 115 1,615 X X 2 70 1,545 MICROSOFT CORP COM 594918104 7,915 268,655 X 2 259,305 150 9,200 MICROSOFT CORP COM 594918104 465 15,798 X X 2 10,356 5,142 300 ------ COLUMN TOTALS 79,260
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/07 PAGE 13 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MICROCHIP TECHNOLOGY INC COM 595017104 1,164 32,055 X 2 32,055 MIDCAP SP DR TR UNIT SER 1 COM 595635103 3,023 18,795 X 2 16,995 1,800 MIDCAP SP DR TR UNIT SER 1 COM 595635103 249 1,550 X X 2 840 710 MILLIPORE CORP COM 601073109 1,846 24,355 X 2 24,295 60 MILLIPORE CORP COM 601073109 57 755 X X 2 525 230 MOLEX INC COM 608554101 212 7,881 X 2 7,881 MOLEX INC CL A 608554200 478 18,848 X 2 18,848 MOLEX INC CL A 608554200 20 800 X X 2 800 MONSANTO CO NEW COM 61166W101 234 2,732 X 2 2,378 354 MOODYS CORP COM 615369105 1,906 37,808 X 2 6,808 31,000 MOODYS CORP COM 615369105 534 10,600 X X 2 2,200 8,400 MORGAN STANLEY COM 617446448 1,255 19,922 X 2 16,450 3,472 MOTOROLA INC COM 620076109 235 12,683 X 2 9,683 3,000 MOTOROLA INC COM 620076109 33 1,800 X X 2 1,800 NATIONAL CITY CORP COM 635405103 1,173 46,736 X 2 46,736 NATIONAL CITY CORP COM 635405103 3 100 X X 2 100 NEENAH PAPER INC COM 640079109 1,247 37,683 X 2 27,560 10,123 NEENAH PAPER INC COM 640079109 62 1,881 X X 2 145 112 1,624 NESTLE S A SPONSORED ADR 641069406 1,433 12,800 X 2 11,500 1,300 NEWELL RUBBERMAID INC COM 651229106 477 16,547 X 2 16,547 NEWELL RUBBERMAID INC COM 651229106 3 100 X X 2 100 NEWMONT MINING CORP HOLDING CO COM 651639106 1,975 44,159 X 2 44,109 50 NEWMONT MINING CORP HOLDING CO COM 651639106 69 1,540 X X 2 890 250 400 NICOLET BANKSHARES INC COM 65406E102 119 8,500 X 2 8,500 NICOLET BANKSHARES INC COM 65406E102 28 2,000 X X 2 2,000 ------ COLUMN TOTALS 17,835
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/07 PAGE 14 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) NIKE INC CL B 654106103 2,857 48,701 X 2 47,981 160 560 NIKE INC CL B 654106103 194 3,315 X X 2 1,040 2,275 NOKIA CORP ADR 654902204 341 8,995 X 2 8,995 * NORTH TRACK WIS TAX EXEMPT FD 663038768 118 11,436 X 2 11,436 NORTHERN TRUST CORP COM 665859104 5,018 75,723 X 2 75,593 130 NORTHERN TRUST CORP COM 665859104 222 3,352 X X 2 2,202 1,150 NORTHROP GRUMMAN CORP COM 666807102 2,355 30,188 X 2 30,188 NOVARTIS AG SPONS ADR 66987V109 6,129 111,525 X 2 110,475 150 900 NOVARTIS AG SPONS ADR 66987V109 335 6,095 X X 2 410 5,685 OLD SECOND BANCORP INC ILL COM 680277100 323 11,334 X 2 11,334 OLD SECOND BANCORP INC ILL COM 680277100 152 5,334 X X 2 5,334 * OPPENHEIMER SENIOR FLOATING RATE 68381K309 314 34,237 X 2 34,237 OSHKOSH TRUCK CORP CL B 688239201 22,689 366,134 X 2 359,834 450 5,850 OSHKOSH TRUCK CORP CL B 688239201 931 15,020 X X 2 2,625 12,395 * PIMCO PAC INVT MGMT HIGH YIELD FD 693390841 555 57,239 X 2 53,461 3,778 * PIMCO PAC INVT MGMT HIGH YIELD FD 693390841 375 38,725 X X 2 11,640 27,085 * PIMCO REAL RETURN BOND FD INSTL CL 693391104 419 38,410 X 2 38,410 PAYCHEX INC COM 704326107 338 8,256 X 2 8,256 PENNEY J C INC COM 708160106 4,645 73,303 X 2 70,759 2,544 PENNEY J C INC COM 708160106 29 450 X X 2 450 PENTAIR INDS INC COM 709631105 730 22,005 X 2 22,005 PENTAIR INDS INC COM 709631105 418 12,600 X X 2 12,600 PEPSICO INC COM 713448108 26,693 364,368 X 2 347,939 710 15,719 PEPSICO INC COM 713448108 1,655 22,585 X X 2 14,335 8,250 PETSMART INC COM 716768106 217 6,800 X 2 6,800 ------ COLUMN TOTALS 78,052
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/07 PAGE 15 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) PFIZER INC COM 717081103 11,560 473,187 X 2 450,063 75 23,049 PFIZER INC COM 717081103 1,169 47,867 X X 2 26,267 6,050 15,550 PIMCO HIGH INCOME FD COM SHS 722014107 256 17,600 X X 2 17,600 PITNEY BOWES INC COM 724479100 216 4,750 X 2 4,750 PLEXUS CORP COM 729132100 1,799 65,652 X 2 22,852 42,800 PLUM CREEK TIMBER CO INC (REIT) 729251108 10,720 239,508 X 2 232,218 550 6,740 PLUM CREEK TIMBER CO INC (REIT) 729251108 318 7,115 X X 2 2,490 3,725 900 POWERSHARES QQQ TRST SER 1 73935A104 1,419 27,600 X 2 23,300 4,300 PRECISION CASTPARTS CORP COM 740189105 326 2,200 X 2 2,200 PRECISION CASTPARTS CORP COM 740189105 1,622 10,964 X X 2 10,964 T ROWE PRICE GROUP INC COM 74144T108 9,481 170,254 X 2 168,804 350 1,100 T ROWE PRICE GROUP INC COM 74144T108 402 7,225 X X 2 900 6,325 PRINCIPAL FINL GRP INC COM 74251V102 1,572 24,912 X 2 24,912 PROCTER & GAMBLE CO COM 742718109 29,955 425,867 X 2 387,679 5,925 32,263 PROCTER & GAMBLE CO COM 742718109 2,504 35,602 X X 2 17,047 18,455 100 QUALCOMM INC COM 747525103 11,897 281,530 X 2 265,400 200 15,930 QUALCOMM INC COM 747525103 452 10,695 X X 2 2,100 8,595 R H DONNELLEY CORP NEW COM 74955W307 175 3,125 X 2 25 3,100 R H DONNELLEY CORP NEW COM 74955W307 47 840 X X 2 840 ROCHE HLDG LTD ADR 771195104 7,375 81,625 X 2 80,850 100 675 ROCHE HLDG LTD ADR 771195104 481 5,325 X X 2 375 4,950 ROCKWELL AUTOMATION INC COM 773903109 8,581 123,449 X 2 122,499 150 800 ROCKWELL AUTOMATION INC COM 773903109 616 8,865 X X 2 2,565 6,300 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1,577 19,188 X 2 19,188 SLM CORP COM 78442P106 2,451 49,353 X 2 49,353 ------- COLUMN TOTALS 106,971
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/07 PAGE 16 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SLM CORP COM 78442P106 3 70 X X 2 70 SPDR TR UNIT SER 1 78462F103 7,405 48,533 X 2 47,533 1,000 SPDR TR UNIT SER 1 78462F103 550 3,603 X X 2 1,703 1,900 ST JUDE MEDICAL INC COM 790849103 300 6,800 X 2 6,800 SAP AKTIENGESELLSCHAFT SPONS ADR 803054204 211 3,602 X 2 3,602 SCHERING PLOUGH CORP COM 806605101 899 28,429 X 2 23,229 5,200 SCHERING PLOUGH CORP COM 806605101 145 4,600 X X 2 3,600 1,000 SCHLUMBERGER LTD COM 806857108 28,324 269,753 X 2 264,613 140 5,000 SCHLUMBERGER LTD COM 806857108 1,461 13,915 X X 2 4,630 8,885 400 SCHWEITZER-MAUDUIT INTL INC COM 808541106 949 40,743 X 2 11,964 84 28,695 SCHWEITZER-MAUDUIT INTL INC COM 808541106 52 2,253 X X 2 44 2,209 SEALED AIR CORP NEW COM 81211K100 256 10,000 X 2 10,000 SEALED AIR CORP NEW COM 81211K100 180 7,060 X X 2 7,060 SELECT SECTOR SPDR TR MATERIALS 81369Y100 618 14,675 X 2 14,675 SELECT SECTOR SPDR TR HEALTHCARE 81369Y209 1,608 45,475 X 2 45,475 SELECT SECTOR SPDR TR HEALTHCARE 81369Y209 4 125 X X 2 125 SELECT SECTOR SPDR TR CONSUM STAPLES 81369Y308 1,448 51,765 X 2 51,765 SELECT SECTOR SPDR TR CONSUM STAPLES 81369Y308 48 1,700 X X 2 1,700 SELECT SECTOR SPDR TR ENERGY 81369Y506 3,531 47,205 X 2 47,105 100 SELECT SECTOR SPDR TR ENERGY 81369Y506 35 470 X X 2 470 SELECT SECTOR SPDR TR FINANCE 81369Y605 2,209 64,380 X 2 64,380 SELECT SECTOR SPDR TR FINANCE 81369Y605 11 335 X X 2 335 SELECT SECTOR SPDR TR INDUSTRIAL 81369Y704 2,344 57,070 X 2 57,070 SELECT SECTOR SPDR TR INDUSTRIAL 81369Y704 10 245 X X 2 245 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 5,929 219,841 X 2 219,541 300 ------ COLUMN TOTALS 58,530
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/07 PAGE 17 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 54 2,000 X X 2 2,000 SELECT SECTOR SPDR TR UTILITIES 81369Y886 209 5,260 X 2 5,260 SELECT SECTOR SPDR TR UTILITIES 81369Y886 4 100 X X 2 100 SEMICONDUCTOR HOLDRS TR DEP RCPT COM 816636203 203 5,300 X 2 5,300 SIGMA ALDRICH CORP COM 826552101 111 2,268 X 2 2,268 SIGMA ALDRICH CORP COM 826552101 156 3,200 X X 2 3,200 SMITH INTL INC COM 832110100 622 8,715 X 2 8,715 SMITH INTL INC COM 832110100 21 300 X X 2 300 SNAP-ON INC COM 833034101 285 5,762 X 2 5,762 SOUTHERN CO COM 842587107 4,029 111,053 X 2 109,453 1,600 SOUTHERN CO COM 842587107 206 5,670 X X 2 3,670 1,400 600 STANLEY WORKS COM 854616109 1,517 27,028 X 2 27,028 STAPLES INC COM 855030102 574 26,725 X 2 26,075 500 150 STAPLES INC COM 855030102 14 660 X X 2 660 STARBUCKS CORP COM 855244109 3,188 121,678 X 2 118,978 2,700 STARBUCKS CORP COM 855244109 55 2,100 X X 2 2,100 STATE STREET CORP COM 857477103 6,559 96,237 X 2 94,737 100 1,400 STATE STREET CORP COM 857477103 390 5,725 X X 2 4,825 900 STRYKER CORP COM 863667101 203 2,950 X 2 2,950 SUNTRUST BANKS INC COM 867914103 2,338 30,894 X 2 29,954 940 SUPERVALU INC COM 868536103 852 21,850 X 2 10,200 11,650 SYSCO CORP COM 871829107 8,482 238,317 X 2 236,017 550 1,750 SYSCO CORP COM 871829107 306 8,600 X X 2 7,800 800 TARGET CORP COM 87612E106 282 4,435 X 2 4,235 200 TARGET CORP COM 87612E106 146 2,300 X X 2 1,800 500 ---------- COLUMN TOTALS 30,806
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/07 PAGE 18 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) TENARIS SA ADR 88031M109 2,811 53,414 X 2 53,264 50 100 TENARIS SA ADR 88031M109 77 1,470 X X 2 770 700 TEVA PHARMACEUTICAL IND ADR 881624209 11,338 254,960 X 2 253,660 250 1,050 TEVA PHARMACEUTICAL IND ADR 881624209 341 7,675 X X 2 700 6,975 TEXAS INSTR INC COM 882508104 1,595 43,583 X 2 43,083 500 TEXAS INSTR INC COM 882508104 9 250 X X 2 250 THERMO FISHER SCIENTIFIC INC 883556102 13,403 232,208 X 2 231,108 1,100 THERMO FISHER SCIENTIFIC INC 883556102 659 11,410 X X 2 1,150 10,260 3M COMPANY COM 88579Y101 8,715 93,127 X 2 76,900 65 16,162 3M COMPANY COM 88579Y101 888 9,490 X X 2 1,950 340 7,200 TIFFANY & CO COM 886547108 225 4,300 X 2 4,300 TORONTO DOMINION BK ONTARIO CAN COM 891160509 399 5,200 X 2 5,200 TRAVELERS COS INC COM 89417E109 216 4,285 X 2 755 3,530 TREEHOUSE FOODS INC COM 89469A104 345 12,754 X 2 12,754 TREEHOUSE FOODS INC COM 89469A104 20 740 X X 2 740 US BANCORP DEL NEW COM 902973304 7,972 245,071 X 2 237,131 350 7,590 US BANCORP DEL NEW COM 902973304 1,092 33,560 X X 2 21,911 1,800 9,849 UNION PAC CORP COM 907818108 594 5,251 X 2 4,451 800 UNITED FIRE & CASUALTY CO COM 910331107 332 8,500 X 2 8,500 UNITED PARCEL SERVICES INC COM 911312106 1,213 16,158 X 2 16,158 UNITED PARCEL SERVICES INC COM 911312106 19 250 X X 2 250 UNITED TECHNOLOGIES CORP COM 913017109 1,119 13,900 X 2 13,900 VALERO ENERGY COM 91913Y100 201 2,985 X 2 185 2,800 * VAN KAMPEN MUNI INCOME CL A 920917101 177 12,394 X 2 12,394 * VANGUARD TOTAL BD MARKET INDEX FD 921937108 7,588 760,256 X 2 753,783 6,473 ------ COLUMN TOTALS 61,348
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/07 PAGE 19 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) * VANGUARD TOTAL BD INDEX FD ADMIRAL 921937603 45,305 4,539,189 X 2 4,492,159 2,430 44,600 * VANGUARD TOTAL BD INDEX FD ADMIRAL 921937603 953 95,476 X X 2 15,799 69,627 10,050 VANGUARD TOTAL BOND MKT INDEX SIGNAL 921937868 1,469 147,185 X 2 147,185 * VANGUARD HIGH YIELD CORP PORTFOLIO 922031208 125 20,604 X 2 20,604 * VANGUARD SHORT TERM INV GRADE FD 922031406 2,568 242,453 X 2 223,504 18,949 * VANGUARD FIXED INCOME HIGH YIELD 922031760 151 24,823 X X 2 24,823 ADM * VANGUARD FIXED INC SHORT TERM CORP 922031836 65,166 6,153,036 X 2 6,094,871 11,556 46,609 ADMIRAL SHARES * VANGUARD FIXED INC SHORT TERM CORP 922031836 1,132 106,871 X X 2 54,791 52,080 ADMIRAL SHARES VANGUARD PA LONG TERM TAX EXEMPT FD 92204L302 250 22,416 X 2 22,416 * VANGUARD INTERMED TERM MUNI BD FD 922907209 994 75,346 X 2 75,346 * VANGUARD LTD TERM MUNI BOND FD 922907704 599 55,818 X 2 50,661 5,157 * VANGUARD INTERMED TERM TAX EXEMPT 922907878 1,003 76,044 X 2 76,044 MUNI BOND FD ADMIRAL SHS * VANGUARD LTD TERM TAX EXEMPT MUNI 922907886 1,011 94,254 X 2 94,254 BOND FS ADMIRAL SHS VERIZON COMMUNICATIONS COM 92343V104 6,243 140,989 X 2 138,755 2,234 VERIZON COMMUNICATIONS COM 92343V104 187 4,224 X X 2 2,824 1,400 VODAFONE GROUP PLC ADR 92857W209 2,921 80,458 X 2 80,458 (CONSOLIDATION) VODAFONE GROUP PLC ADR 92857W209 52 1,422 X X 2 547 875 (CONSOLIDATION) WPP GROUP PLC SPON ADR 929309409 270 4,000 X 2 4,000 WACHOVIA CORP NEW COM 929903102 684 13,639 X 2 13,639 WACHOVIA CORP NEW COM 929903102 466 9,292 X X 2 4,510 500 4,282 WAL MART STORES INC COM 931142103 992 22,720 X 2 22,720 WAL MART STORES INC COM 931142103 57 1,300 X X 2 1,300 WALGREEN CO COM 931422109 8,293 175,553 X 2 174,713 840 WALGREEN CO COM 931422109 1,237 26,180 X X 2 19,780 6,400 WASHINGTON MUTUAL INC COM 939322103 1,727 48,898 X 2 48,898 ------- COLUMN TOTALS 143,855
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/07 PAGE 20 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) WASHINGTON MUTUAL INC COM 939322103 85 2,400 X X 2 900 1,500 WASTE MANAGEMENT INC NEW COM 94106L109 1,414 37,460 X 2 34,307 3,153 WASTE MANAGEMENT INC NEW COM 94106L109 165 4,380 X X 2 175 4,205 WAUSAU PAPER CORP COM 943315101 772 69,204 X 2 365 68,839 WAUSAU PAPER CORP COM 943315101 201 18,041 X X 2 18,041 WAUWATOSA HOLDINGS INC COM 94348P108 325 20,000 X 2 20,000 WELLPOINT INC COM 94973V107 766 9,700 X 2 9,450 250 WELLPOINT INC COM 94973V107 148 1,880 X X 2 1,880 WELLS FARGO & CO NEW COM 949746101 10,622 298,211 X 2 200,284 500 97,427 WELLS FARGO & CO NEW COM 949746101 511 14,346 X X 2 9,796 4,550 WEYCO GROUP INC COM 962149100 377 12,000 X 2 12,000 WEYERHAEUSER CO COM 962166104 82 1,130 X 2 980 150 WEYERHAEUSER CO COM 962166104 420 5,813 X X 2 1,813 3,500 500 WISCONSIN ENERGY CORP COM 976657106 704 15,641 X 2 14,616 450 575 WISCONSIN ENERGY CORP COM 976657106 135 3,000 X X 2 3,000 WYETH COM 983024100 2,033 45,635 X 2 41,735 3,900 WYETH COM 983024100 93 2,080 X X 2 1,580 500 YUM BRANDS INC COM 988498101 382 11,290 X 2 9,130 2,160 YUM BRANDS INC COM 988498101 49 1,440 X X 2 1,440 ZIMMER HLDGS INC COM 98956P102 5,165 63,781 X 2 61,061 75 2,645 ZIMMER HLDGS INC COM 98956P102 456 5,632 X X 2 2,503 3,129 SEI STABLE ASSET FUND CLASS 20 999959SG5 42,630 42,630,410 X 2 42,630,410 FUND # 369 --------- COLUMN TOTALS 67,535 FINAL TOTALS 1,699,562