13F-HR 1 form13f93003.txt 13F-HR THIRD QUARTER 2003 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended September 30, 2003 If Amended report check here: |_| ASSOCIATED BANC-CORP -------------------------------------------------------------------------------- Name of Institutional Investment Manager 1200 Hansen Road Green Bay WI 54304 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) Chief Administrative Officer, Brian R. Bodager (920) 491-7001 General Counsel and Corporate Secretary -------------------------------------------------------------------------------- Name, Phone No. and Title of Person Duly Authorized to Submit This Report ATTENTION -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C.78ff(a) -------------------------------------------------------------------------------- The institutional investment manager submitting this form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Green Bay and State of Wisconsin on the 10th day of October, 2003. Associated Banc-Corp -------------------------------------------- Name of Institutional Investment Manager /s/ Brian R. Bodager -------------------------------------------- Manual Signature of Person Duly Authorized to Submit This Report Name and 13F file numbers of ALL institutional investment managers with respect to which this schedule is filed (other than the one filing this report). (List in alphabetical order.) 13F file numbers will be assigned to Institutional Investment Managers after they file their first report. Name 13F File No. Name 13F File No. ---- ------------ ---- ------------ Associated Trust Company, National Association ------------------------- ------------ ---- ------------
SAVSTMTS REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/03 PAGE 1 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) XL CAPITAL LTD CL A COM G98255105 7,825 101,047 X 2 100,612 275 160 XL CAPITAL LTD CL A COM G98255105 154 1,990 X X 2 1,550 440 LIMITED PARTNERSHIP INTEREST MS0023544 313 6 X 2 6 IN THE STAFFORD INVESTMENTS LIMITED PARTNERSHIP INTEREST MS0023593 2,783 87 X 2 87 IN THE STAFFORD INVESTMENTS CHECK POINT SOFTWARE TECH LT ORD M22465104 657 39,000 X 2 38,765 235 CHECK POINT SOFTWARE TECH LT ORD M22465104 20 1,160 X X 2 370 790 FLEXTRONICS INTL LTD ORD Y2573F102 3,101 218,100 X 2 216,510 1,190 400 FLEXTRONICS INTL LTD ORD Y2573F102 35 2,460 X X 2 1,010 1,450 AIM INVT SECS FDS LTD MATURITY 00142C201 556 52,828 X 2 52,828 TREAS PORTFOLIO SHS ABBOTT LABS COM 002824100 5,110 120,103 X 2 117,303 2,800 ABBOTT LABS COM 002824100 402 9,452 X X 2 7,322 2,130 ADELPHIA COMMUNICATIONS CORP CL A 006848105 23 71,850 X 2 71,850 COM AIR PRODS & CHEMS INC COM 009158106 9,992 221,555 X 2 219,055 350 2,150 AIR PRODS & CHEMS INC COM 009158106 312 6,915 X X 2 5,840 1,075 ALBANY INTL CORP COM 012348108 242 7,854 X 2 7,854 ALBANY INTL CORP COM 012348108 11 351 X X 2 351 ALLETE INC COM 018522102 359 13,125 X 2 6,700 6,425 ALLETE INC COM 018522102 22 800 X X 2 800 ALLIANCE CAPITAL MGMT HLDG LP COM 01855A101 1,525 45,525 X 2 45,525 ALLIANCE CAPITAL MGMT HLDG LP COM 01855A101 97 2,900 X X 2 800 2,100 * ALLIANCE MUNI INCOME FD CL A 018642108 207 20,792 X 2 20,792 ALLIANT ENERGY CORP COM 018802108 407 18,507 X 2 17,007 1,500 ALLIANT ENERGY CORP COM 018802108 25 1,118 X X 2 1,018 100 ALLSTATE CORP COM 020002101 3,518 96,302 X 2 91,330 848 4,124 ALLSTATE CORP COM 020002101 61 1,677 X X 2 175 1,502 ------ COLUMN TOTALS 37,757
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REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/03 PAGE 2 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ALTRIA GROUP INC COM 02209S103 5,935 135,512 X 2 130,712 4,800 ALTRIA GROUP INC COM 02209S103 2,008 45,850 X X 2 22,140 18,600 5,110 AMERICAN EXPRESS CO COM 025816109 901 20,000 X 2 19,600 400 AMERICAN INTL GROUP INC COM 026874107 13,274 230,047 X 2 226,376 3,671 AMERICAN INTL GROUP INC COM 026874107 538 9,331 X X 2 7,096 2,235 AMERISOURCEBERGEN CORP COM 03073E105 3,843 71,105 X 2 71,105 AMERISOURCEBERGEN CORP COM 03073E105 59 1,090 X X 2 250 840 AMGEN INC COM 031162100 6,614 102,510 X 2 100,960 750 800 AMGEN INC COM 031162100 92 1,425 X X 2 300 1,125 ANADARKO PETROLEUM CORP COM 032511107 335 8,016 X 2 7,708 308 ANADARKO PETROLEUM CORP COM 032511107 4 92 X X 2 92 ANCHOR BANCORP WI INC COM 032839102 2,236 95,218 X 2 95,218 ANCHOR BANCORP WI INC COM 032839102 3 134 X X 2 134 ANHEUSER BUSCH COS INC COM 035229103 2,542 51,520 X 2 51,520 ANHEUSER BUSCH COS INC COM 035229103 22 450 X X 2 50 400 AON CORP COM 037389103 803 38,508 X 2 38,508 AON CORP COM 037389103 60 2,875 X X 2 2,875 APACHE CORP COM 037411105 3,380 48,752 X 2 47,860 105 787 APACHE CORP COM 037411105 55 800 X X 2 200 600 APPLIED MATERIALS COM 038222105 2,080 114,760 X 2 113,210 1,050 500 APPLIED MATERIALS COM 038222105 25 1,375 X X 2 280 1,095 ASSOCIATED BANC CORP COM 045487105 178,807 4,719,122 X 2 3,930,036 1,000 788,086 ASSOCIATED BANC CORP COM 045487105 12,433 328,126 X X 2 94,931 42,558 190,637 AUTO DATA PROCESS COM 053015103 3,467 96,715 X 2 93,715 740 2,260 AUTO DATA PROCESS COM 053015103 278 7,750 X X 2 5,250 2,500 ------- COLUMN TOTALS 239,794
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REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/03 PAGE 3 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) BB&T CORP COM 054937107 258 7,185 X 2 7,185 BJ SVCS CO COM 055482103 5,062 148,155 X 2 147,435 400 320 BJ SVCS CO COM 055482103 65 1,900 X X 2 1,825 75 BP PLC ADR 055622104 11,559 274,573 X 2 235,563 39,010 BP PLC ADR 055622104 783 18,592 X X 2 15,592 2,750 250 BANK OF AMERICA CORP COM 060505104 1,984 25,420 X 2 21,573 3,847 MEYER INVESTMENTS LTD PARTNERSHIP 060778008 547 2,101 X X 2 2,101 (COPY OF DOCUMENT ONLY) 91% INTEREST IN 70 WEST SHOPPING 060987005 756 1 X X 2 1 CENTER PARTNERSHIP MINOCQUA WI BANK ONE CORP COM 06423A103 2,703 69,941 X 2 58,641 11,300 BANK ONE CORP COM 06423A103 288 7,448 X X 2 7,248 200 BANTA CORP COM 066821109 2,784 77,335 X 2 61,485 15,850 BANTA CORP COM 066821109 105 2,908 X X 2 2,795 113 BAXTER INTL COM 071813109 614 21,129 X 2 19,905 1,224 BELLSOUTH CORP COM 079860102 1,491 62,958 X 2 60,958 2,000 BELLSOUTH CORP COM 079860102 104 4,400 X X 2 2,800 1,600 BEMIS INC COM 081437105 9,467 213,699 X 2 213,279 420 BEMIS INC COM 081437105 821 18,535 X X 2 475 18,060 BERKSHIRE HATHAWAY INC DEL CL B COM 084670207 409 164 X 2 88 76 BERKSHIRE HATHAWAY INC DEL CL B COM 084670207 10 4 X X 2 4 BEST BUY CO INC COM 086516101 7,280 153,200 X 2 152,425 250 525 BEST BUY CO INC COM 086516101 241 5,065 X X 2 4,475 590 BIOMET INC COM 090613100 342 10,210 X 2 10,035 175 BIOMET INC COM 090613100 151 4,500 X X 2 4,500 BIOTECH HOLDRS TR DEP RCPT COM 09067D201 284 2,200 X 2 2,200 BLOCK H & R INC COM 093671105 4,229 98,012 X 2 97,512 500 ------ COLUMN TOTALS 52,337
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REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/03 PAGE 4 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) BLOCK H & R INC COM 093671105 119 2,766 X X 2 716 2,050 BOEING CO COM 097023105 2,842 82,787 X 2 82,687 100 BOEING CO COM 097023105 52 1,525 X X 2 650 875 BRISTOL MYERS-SQUIBB CO COM 110122108 5,112 199,239 X 2 186,069 1,880 11,290 BRISTOL MYERS-SQUIBB CO COM 110122108 779 30,357 X X 2 11,655 17,502 1,200 BURLINGTON RESOURCES COM 122014103 313 6,484 X 2 6,484 CALPINE CORP COM 131347106 112 22,890 X 2 22,890 CALPINE CORP COM 131347106 7 1,350 X X 2 950 400 CAPITAL ONE FINL CORP COM 14040H105 171 3,001 X 2 3,001 CAPITAL ONE FINL CORP COM 14040H105 724 12,700 X X 2 10,300 2,400 CARDINAL HEALTH INC COM 14149Y108 2,151 36,835 X 2 36,549 286 CARDINAL HEALTH INC COM 14149Y108 96 1,650 X X 2 1,000 650 CAREMARK RX INC COM 141705103 6,932 306,715 X 2 304,765 800 1,150 CAREMARK RX INC COM 141705103 273 12,100 X X 2 6,700 5,400 CATERPILLAR INC COM 149123101 6,408 93,090 X 2 91,010 2,080 CATERPILLAR INC COM 149123101 200 2,900 X X 2 2,125 775 CENDANT CORP COM 151313103 20,190 1,080,278 X 2 1,073,888 2,230 4,160 CENDANT CORP COM 151313103 582 31,155 X X 2 17,780 13,375 CHARTER ONE FINANCIAL CORP COM 160903100 6,169 201,586 X 2 201,586 CHARTER ONE FINANCIAL CORP COM 160903100 34 1,120 X X 2 620 500 CHESAPEAKE CORP COM 165159104 378 16,775 X 2 16,775 CHEVRONTEXACO CORP COM 166764100 9,915 138,768 X 2 131,288 712 6,768 CHEVRONTEXACO CORP COM 166764100 453 6,335 X X 2 2,979 3,181 175 CHICAGO BRIDGE & IRON CO N V 167250109 2,456 90,425 X 2 89,795 630 CHICAGO BRIDGE & IRON CO N V 167250109 15 550 X X 2 450 100 ------- COLUMN TOTALS 66,483
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REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/03 PAGE 5 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) CISCO SYSTEMS INC COM 17275R102 9,636 491,874 X 2 478,424 1,050 12,400 CISCO SYSTEMS INC COM 17275R102 365 18,617 X X 2 12,375 6,242 CITIGROUP INC COM 172967101 17,127 376,347 X 2 372,184 1,700 2,463 CITIGROUP INC COM 172967101 629 13,828 X X 2 5,588 8,240 CITIZENS BANKING CORP COM 174420109 1,273 48,186 X 2 48,186 CLOROX CO COM 189054109 3,294 71,802 X 2 71,802 CLOROX CO COM 189054109 949 20,682 X X 2 20,682 COCA COLA CO COM 191216100 4,397 102,354 X 2 97,894 1,060 3,400 COCA COLA CO COM 191216100 114 2,659 X X 2 1,358 1,301 COLGATE PALMOLIVE CO COM 194162103 3,996 71,496 X 2 68,246 3,250 COLGATE PALMOLIVE CO COM 194162103 698 12,494 X X 2 7,125 4,169 1,200 * COLUMBIA FIXED INCOME SECS FD 197643109 210 15,391 X 2 15,391 COMCAST CORP NEW CL A 20030N101 203 6,594 X 2 6,545 49 COMCAST CORP NEW CL A 20030N101 18 583 X X 2 97 324 162 COMCAST CORP CL A SPL NEW COM 20030N200 1,538 51,885 X 2 51,685 200 COMCAST CORP CL A SPL NEW COM 20030N200 37 1,250 X X 2 1,250 COMPARATOR SYSTEMS CORP NEW COM 204494207 93,500 X 2 93,500 CONOCOPHILLIPS COM 20825C104 466 8,520 X 2 6,990 1,530 CONSOLIDATED EDISON INC COM 209115104 289 7,088 X 2 4,888 2,200 CONSOLIDATED EDISON INC COM 209115104 54 1,330 X X 2 830 500 COUNTRY MAID FINANCIAL INC. 222356206 1 66,000 X 2 66,000 COM NEW DANAHER CORP COM 235851102 699 9,466 X 2 9,246 220 DANAHER CORP COM 235851102 103 1,400 X X 2 1,000 400 DEAN FOODS CO NEW COM 242370104 3,592 115,773 X 2 94,083 21,690 DEAN FOODS CO NEW COM 242370104 219 7,071 X X 2 321 6,750 ------ COLUMN TOTALS 49,907
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REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/03 PAGE 6 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) DELL INC COM 24702R101 6,008 179,760 X 2 178,845 915 DELL INC COM 24702R101 351 10,500 X X 2 3,800 6,700 DIAMONDS TR UNIT SER 1 252787106 740 7,950 X 2 7,950 DICKS SPORTING GOODS INC COM 253393102 3,525 94,415 X 2 94,350 65 DICKS SPORTING GOODS INC COM 253393102 23 605 X X 2 395 210 DIEBOLD INC COM 253651103 282 5,573 X 2 5,573 DISNEY WALT CO COM 254687106 6,443 319,465 X 2 314,824 4,641 DISNEY WALT CO COM 254687106 398 19,720 X X 2 13,670 6,050 DOLLAR GENERAL CORP COM 256669102 134 6,694 X 2 6,694 DOLLAR GENERAL CORP COM 256669102 169 8,445 X X 2 8,445 DOMINION RESOURCES INC NEW COM 25746U109 554 8,948 X 2 7,980 968 DOMINION RESOURCES INC NEW COM 25746U109 31 500 X X 2 500 DONNELLEY R R & SONS CO COM 257867101 2,369 95,260 X 2 95,260 DONNELLEY R R & SONS CO COM 257867101 57 2,300 X X 2 1,500 250 550 DOW CHEMICAL CO COM 260543103 2,332 71,679 X 2 70,179 1,500 DOW CHEMICAL CO COM 260543103 26 800 X X 2 150 650 DU PONT E I DE NEMOURS & CO COM 263534109 384 9,598 X 2 6,943 2,655 DU PONT E I DE NEMOURS & CO COM 263534109 24 600 X X 2 600 DUKE ENERGY CORP COM 264399106 526 29,550 X 2 29,550 DUKE ENERGY CORP COM 264399106 59 3,300 X X 2 2,300 1,000 DUN & BRADSTREET CORP DEL COM 26483E100 394 9,476 X 2 1,726 7,750 DUN & BRADSTREET CORP DEL COM 26483E100 110 2,650 X X 2 550 2,100 ENSCO INTL INC COM 26874Q100 8,080 301,267 X 2 299,227 1,740 300 ENSCO INTL INC COM 26874Q100 143 5,322 X X 2 3,807 1,515 ECOLAB INC COM 278865100 202 8,000 X 2 8,000 ------ COLUMN TOTALS 33,364
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REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/03 PAGE 7 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) EMERSON ELEC CO COM 291011104 204 3,875 X 2 3,425 450 EMERSON ELEC CO COM 291011104 7 134 X X 2 134 ENCOMPASS SERVICES CORP COM 29255U104 31,646 X 2 31,646 EXXON MOBIL CORP COM 30231G102 20,864 570,055 X 2 529,881 4,042 36,132 EXXON MOBIL CORP COM 30231G102 2,256 61,627 X X 2 42,246 6,155 13,226 FNB BANCSHARES INC IRON MTN MI COM 30252A901 594 11,536 X 2 11,536 FPL GROUP INC COM 302571104 291 4,611 X 2 2,911 1,700 FEDERAL NATL MTG ASSN COM 313586109 4,108 58,521 X 2 52,911 5,100 510 FEDERAL NATL MTG ASSN COM 313586109 137 1,955 X X 2 1,855 100 * FEDERATED INCOME TRUST COM 314199100 145 13,722 X 2 13,722 * FIDELITY HIGH INCOME FD 316146406 159 18,300 X 2 18,300 FIFTH THIRD BANCORP COM 316773100 267 4,805 X 2 4,805 FIFTH THIRD BANCORP COM 316773100 341 6,131 X X 2 2,322 3,809 FIRST DATA CORP COM 319963104 12,067 301,973 X 2 298,963 550 2,460 FIRST DATA CORP COM 319963104 330 8,250 X X 2 6,050 2,200 FORD MOTOR CO DEL COM NEW 345370860 132 12,280 X 2 12,280 FORTUNE BRANDS INC COM 349631101 5,015 88,375 X 2 87,575 400 400 FORTUNE BRANDS INC COM 349631101 143 2,516 X X 2 566 1,750 200 FRANKLIN RESOURCES INC COM 354613101 1,058 23,922 X 2 23,572 350 FRANKLIN RESOURCES INC COM 354613101 292 6,600 X X 2 4,500 2,100 FRESH BRANDS INC COM 35803U108 219 15,899 X 2 15,899 FRESH BRANDS INC COM 35803U108 9 664 X X 2 664 GENERAL ELEC CO COM 369604103 31,165 1,045,474 X 2 913,145 8,970 123,359 GENERAL ELEC CO COM 369604103 2,081 69,824 X X 2 45,764 19,060 5,000 GENERAL MOTORS CORP COM 370442105 260 6,348 X 2 4,777 1,571 ------ COLUMN TOTALS 82,144
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REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/03 PAGE 8 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) GENERAL MOTORS CORP COM 370442105 28 684 X X 2 100 584 GILLETTE CO COM 375766102 263 8,225 X 2 7,225 1,000 GILLETTE CO COM 375766102 74 2,300 X X 2 1,900 400 GLAXO SMITHKLINE NEW ADR 37733W105 1,136 26,792 X 2 24,632 2,160 GLAXO SMITHKLINE NEW ADR 37733W105 210 4,955 X X 2 3,300 1,655 GOLDMAN SACHS GRP INC COM 38141G104 4,831 57,575 X 2 57,325 250 GOLDMAN SACHS GRP INC COM 38141G104 29 350 X X 2 100 250 GRAINGER W W INC COM 384802104 390 8,200 X 2 8,200 GREY GLOBAL GROUP INC COM 39787M108 304 400 X 2 400 GREYSTONE DIGITAL TECHN COM 39806G108 3 30,000 X 2 30,000 HARLEY DAVIDSON INC COM 412822108 1,215 25,210 X 2 23,860 1,350 HARLEY DAVIDSON INC COM 412822108 104 2,150 X X 2 2,050 100 HARRIS CORP DEL COM 413875105 3,273 91,441 X 2 90,741 400 300 HARRIS CORP DEL COM 413875105 60 1,675 X X 2 250 1,425 HEALTHTRAC INC COM 42226R100 1 30,000 X 2 30,000 HEALTHTRAC INC COM 42226R100 800 X X 2 800 HEINZ H J CO COM 423074103 282 8,225 X 2 6,250 1,975 HEINZ H J CO COM 423074103 19 550 X X 2 100 450 HEWLETT PACKARD CO COM 428236103 200 10,329 X 2 10,329 HEWLETT PACKARD CO COM 428236103 27 1,400 X X 2 1,400 HOME DEPOT INC COM 437076102 1,345 42,225 X 2 40,755 770 700 HOME DEPOT INC COM 437076102 164 5,150 X X 2 4,650 500 HUBBELL INC CL A COM 443510102 345 9,694 X 2 8,894 800 HUBBELL INC CL A COM 443510102 85 2,400 X X 2 2,400 HUBBELL INC CL B 443510201 285 7,817 X 2 7,597 220 ------ COLUMN TOTALS 14,673
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REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/03 PAGE 9 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) HUBBELL INC CL B 443510201 24 664 X X 2 664 IDT CORP COM 448947101 3,576 202,248 X 2 200,498 850 900 IDT CORP COM 448947101 137 7,770 X X 2 3,445 4,325 IDEC PHARMACEUTICALS CORP COM 449370105 1,198 35,995 X 2 35,995 IDEC PHARMACEUTICALS CORP COM 449370105 15 440 X X 2 440 IMS HEALTH INC COM 449934108 814 38,600 X 2 7,600 31,000 IMS HEALTH INC COM 449934108 184 8,716 X X 2 316 8,400 ILLINOIS TOOL WORKS INC COM 452308109 5,051 76,225 X 2 73,990 2,235 ILLINOIS TOOL WORKS INC COM 452308109 55 825 X X 2 600 225 IMPALA PLATINUM HLDGS SPONS ADR 452553308 292 7,000 X 2 7,000 INTEL CORP COM 458140100 15,367 558,394 X 2 554,869 720 2,805 INTEL CORP COM 458140100 963 34,981 X X 2 23,510 10,971 500 INTERNATIONAL BUSINESS MACHS COM 459200101 6,634 75,112 X 2 71,221 210 3,681 INTERNATIONAL BUSINESS MACHS COM 459200101 361 4,087 X X 2 2,997 1,090 INTERNATIONAL PAPER CO COM 460146103 2,767 70,925 X 2 70,925 INTERNATIONAL PAPER CO COM 460146103 8 200 X X 2 200 INTERSIL CORP CL A COM 46069S109 2,000 84,030 X 2 83,950 80 INTERSIL CORP CL A COM 46069S109 24 1,000 X X 2 360 640 ISHARES TR DJ US TELECOMM COM 464287713 1,106 57,980 X 2 57,775 205 ISHARES TR DJ US TELECOMM COM 464287713 19 1,000 X X 2 890 110 JOHNSON & JOHNSON COM 478160104 10,357 209,149 X 2 198,484 1,730 8,935 JOHNSON & JOHNSON COM 478160104 578 11,680 X X 2 7,780 3,800 100 JOHNSON CONTROLS INC COM 478366107 374 3,952 X 2 3,952 KIMBERLY CLARK CORP COM 494368103 140,740 2,742,395 X 2 1,845,208 41,195 855,992 KIMBERLY CLARK CORP COM 494368103 6,805 132,604 X X 2 86,016 11,150 35,438 ------- COLUMN TOTALS 199,449
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REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/03 PAGE 10 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) KING PHARMACEUTICALS INC COM 495582108 669 44,169 X 2 44,169 KING PHARMACEUTICALS INC COM 495582108 5 300 X X 2 200 100 KOHLS CORP COM 500255104 5,891 110,111 X 2 108,751 1,360 KOHLS CORP COM 500255104 320 5,990 X X 2 3,175 2,815 LIBERTY MEDIA CORP NEW COM SER A 530718105 5,598 561,523 X 2 557,214 1,650 2,659 LIBERTY MEDIA CORP NEW COM SER A 530718105 167 16,720 X X 2 11,415 5,305 LILLY ELI & CO COM 532457108 7,418 124,885 X 2 122,335 2,550 LILLY ELI & CO COM 532457108 393 6,610 X X 2 4,560 350 1,700 LINEAR TECHNOLOGY CORP COM 535678106 2,662 74,080 X 2 73,850 230 LINEAR TECHNOLOGY CORP COM 535678106 21 595 X X 2 230 365 LITTLEFIELD ADAMS & CO COM 537581100 15,518 X 2 15,518 LOCATEPLUS HOLDINGS CORP CL B 539570200 65 310,000 X 2 310,000 LOWES COS INC COM 548661107 8,912 171,715 X 2 171,315 400 LOWES COS INC COM 548661107 255 4,920 X X 2 2,820 2,100 LUCENT TECHNOLOGIES INC COM 549463107 51 23,784 X 2 23,656 128 LUCENT TECHNOLOGIES INC COM 549463107 2 844 X X 2 760 84 MGE ENERGY INC COM 55277P104 228 7,531 X 2 7,531 MGE ENERGY INC COM 55277P104 56 1,838 X X 2 1,725 113 MANITOWOC CO INC COM 563571108 1,417 65,322 X 2 59,642 2,993 2,687 MANITOWOC CO INC COM 563571108 921 42,459 X X 2 42,459 MANPOWER INC COM 56418H100 2,472 66,625 X 2 66,125 500 MANPOWER INC COM 56418H100 19 500 X X 2 500 MARSH & MC LENNAN COS INC COM 571748102 17,688 371,513 X 2 362,108 800 8,605 MARSH & MC LENNAN COS INC COM 571748102 757 15,905 X X 2 7,205 5,100 3,600 MARSHALL & ILSLEY CORP COM 571834100 9,741 309,048 X 2 304,332 4,716 ------ COLUMN TOTALS 65,728
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REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/03 PAGE 11 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MARSHALL & ILSLEY CORP COM 571834100 2,237 70,955 X X 2 32,984 37,971 * MARSHALL INTERMEDIATE BOND FD 572353506 143 14,856 X 2 14,856 MASCO CORP COM 574599106 6,916 282,499 X 2 281,699 800 MASCO CORP COM 574599106 233 9,515 X X 2 3,940 5,075 500 MATTEL INC COM 577081102 5,497 289,910 X 2 283,960 850 5,100 MATTEL INC COM 577081102 132 6,950 X X 2 1,425 5,525 MCDONALDS CORP COM 580135101 478 20,300 X 2 20,300 MCDONALDS CORP COM 580135101 34 1,458 X X 2 1,258 200 MCGRAW-HILL CO INC COM 580645109 449 7,225 X 2 5,825 1,400 MCGRAW-HILL CO INC COM 580645109 99 1,600 X X 2 1,200 400 MCMULLEN & PITZ CONSTRUCTION CO 581990900 604 68 X 2 68 MEDCO HEALTH SOLUTIONS INC COM 58405U102 253 9,740 X 2 9,596 144 MEDCO HEALTH SOLUTIONS INC COM 58405U102 15 595 X X 2 427 144 24 MEDIMMUNE INC COM 584699102 3,923 118,780 X 2 118,585 195 MEDIMMUNE INC COM 584699102 64 1,950 X X 2 1,215 735 MEDTRONIC INC COM 585055106 19,878 423,654 X 2 412,059 10,875 720 MEDTRONIC INC COM 585055106 798 17,008 X X 2 9,008 6,550 1,450 MELLON FINANCIAL CORP COM 58551A108 1,917 63,615 X 2 62,415 1,200 MELLON FINANCIAL CORP COM 58551A108 12 400 X X 2 400 MERCK & CO INC COM 589331107 8,821 174,263 X 2 166,713 1,410 6,140 MERCK & CO INC COM 589331107 496 9,796 X X 2 7,241 2,355 200 MERRILL LYNCH & CO INC COM 590188108 3,596 67,187 X 2 67,187 MERRILL LYNCH & CO INC COM 590188108 24 450 X X 2 300 150 MICROSOFT CORP COM 594918104 19,770 711,134 X 2 700,844 2,680 7,610 MICROSOFT CORP COM 594918104 993 35,707 X X 2 25,675 9,832 200 ------ COLUMN TOTALS 77,382
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REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/03 PAGE 12 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MICRON TECHNOLOGY INC COM 595112103 358 26,675 X 2 26,675 MICRON TECHNOLOGY INC COM 595112103 4 300 X X 2 300 MIDCAP SP DR TR UNIT SER 1 COM 595635103 178 1,905 X 2 1,905 MIDCAP SP DR TR UNIT SER 1 COM 595635103 25 265 X X 2 265 MIDWEST RESOURCES 02-1 OIL AND GAS 598349900 200 40 X 2 40 INCOME LIMITED PARTNERSHIP MIDWEST RESOURCES 02-1 OIL AND GAS 598349900 50 10 X X 2 10 INCOME LIMITED PARTNERSHIP MILLIPORE CORP COM 601073109 779 16,910 X 2 16,900 10 MILLIPORE CORP COM 601073109 13 275 X X 2 225 50 MOLEX INC COM 608554101 626 21,898 X 2 21,898 MOLEX INC CL A 608554200 6,802 277,999 X 2 276,394 1,605 MOLEX INC CL A 608554200 115 4,684 X X 2 4,194 490 MONTOUR INC COM 614115194 478 358 X 2 358 MOODYS CORP COM 615369105 1,100 20,004 X 2 4,304 15,700 MOODYS CORP COM 615369105 291 5,300 X X 2 1,100 4,200 MORGAN STANLEY COM 617446448 1,260 24,962 X 2 20,954 536 3,472 MORGAN STANLEY COM 617446448 68 1,346 X X 2 1,346 MOTOROLA INC COM 620076109 122 10,203 X 2 10,003 200 MOTOROLA INC COM 620076109 22 1,800 X X 2 1,800 NASDAQ 100 TR UNIT SER 1 COM 631100104 1,984 61,200 X 2 60,489 551 160 NASDAQ 100 TR UNIT SER 1 COM 631100104 25 780 X X 2 695 85 NATIONAL CITY CORP COM 635405103 872 29,613 X 2 28,159 1,454 NATIONAL CITY CORP COM 635405103 158 5,360 X X 2 3,200 2,160 NESTLE S A SPONSORED ADR 641069406 1,216 21,100 X 2 20,500 600 NESTLE S A SPONSORED ADR 641069406 35 600 X X 2 600 NEW PLAN EXCEL RLTY TR INC COM 648053106 266 11,400 X 2 11,400 ------- COLUMN TOTALS 17,047
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REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/03 PAGE 13 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) NEW PLAN EXCEL RLTY TR INC COM 648053106 35 1,500 X X 2 1,500 NEWELL RUBBERMAID INC COM 651229106 5,985 276,207 X 2 270,247 5,960 NEWELL RUBBERMAID INC COM 651229106 150 6,939 X X 2 3,439 3,500 NICOLET BANKSHARES INC COM 65406E102 169 13,500 X 2 12,500 1,000 NICOLET BANKSHARES INC COM 65406E102 38 3,000 X X 2 3,000 NOKIA CORP ADR 654902204 8,990 576,268 X 2 569,223 3,530 3,515 NOKIA CORP ADR 654902204 248 15,870 X X 2 7,970 7,900 NORTEL NETWORKS CORP NEW COM 656568102 43 10,500 X 2 10,500 NORTH FORK BANCORP COM 659424105 6,240 179,563 X 2 175,608 500 3,455 NORTH FORK BANCORP COM 659424105 641 18,450 X X 2 13,700 850 3,900 NORTHERN TRUST CORP COM 665859104 4,306 101,677 X 2 99,362 400 1,915 NORTHERN TRUST CORP COM 665859104 129 3,045 X X 2 1,170 1,875 NORTHROP GRUMMAN CORP COM 666807102 3,353 38,895 X 2 38,680 200 15 NORTHROP GRUMMAN CORP COM 666807102 113 1,305 X X 2 550 755 * NUVEEN FLAGSHIP MUNI BOND FUND A 67065Q202 118 12,777 X 2 12,777 * NUVEEN MUNI BD FD CL R 67065Q400 2,810 304,736 X 2 235,983 68,753 OLD SECOND BANCORP INC ILL COM 680277100 294 6,826 X 2 6,826 OLD SECOND BANCORP INC ILL COM 680277100 115 2,667 X X 2 2,667 OMNICOM GROUP INC COM 681919106 6,711 93,400 X 2 92,785 615 OMNICOM GROUP INC COM 681919106 307 4,275 X X 2 3,350 925 ORACLE CORP COM 68389X105 749 66,586 X 2 60,141 1,950 4,495 ORACLE CORP COM 68389X105 3 310 X X 2 150 160 OSHKOSH B GOSH INC CL A 688222207 1,183 45,976 X 2 45,976 OSHKOSH B GOSH INC CL A 688222207 184 7,160 X X 2 7,160 OSHKOSH B GOSH INC CL B 688222306 250 11,256 X 2 11,256 ------ COLUMN TOTALS 43,164
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REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/03 PAGE 14 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) OSHKOSH TRUCK CORP CL B 688239201 1,423 35,934 X 2 35,934 * PIMCO FDS PAC INVT MGMT SER 693390841 8,250 875,709 X 2 873,517 2,192 HIGH YIELD FD * PIMCO FDS PAC INVT MGMT SER 693390841 534 56,667 X X 2 7,290 49,377 HIGH YIELD FD PAYCHEX INC COM 704326107 2,468 72,375 X 2 72,360 15 PAYCHEX INC COM 704326107 22 650 X X 2 450 200 PENTAIR INDS INC COM 709631105 248 6,213 X 2 6,213 PENTAIR INDS INC COM 709631105 251 6,300 X X 2 6,300 PEPSICO INC COM 713448108 18,892 412,215 X 2 396,455 870 14,890 PEPSICO INC COM 713448108 1,218 26,573 X X 2 20,873 5,700 PFIZER INC COM 717081103 28,851 949,685 X 2 908,326 2,920 38,439 PFIZER INC COM 717081103 2,954 97,250 X X 2 66,260 16,390 14,600 PITNEY BOWES INC COM 724479100 401 10,461 X 2 10,461 PLEXUS CORP COM 729132100 4,192 269,772 X 2 170,772 99,000 PLUM CREEK TIMBER CO INC COM 729251108 5,660 222,499 X 2 221,049 600 850 PLUM CREEK TIMBER CO INC COM 729251108 207 8,125 X X 2 2,890 3,535 1,700 PRECISION CASTPARTS CORP COM 740189105 174 4,950 X 2 4,950 PRECISION CASTPARTS CORP COM 740189105 192 5,482 X X 2 5,482 PROCTER & GAMBLE CO COM 742718109 24,843 267,649 X 2 251,649 350 15,650 PROCTER & GAMBLE CO COM 742718109 1,434 15,445 X X 2 7,005 8,440 RBID COM INC COM 749283107 15,000 X 2 15,000 ROCKWELL AUTOMATION INC COM 773903109 2,938 111,941 X 2 111,941 ROCKWELL AUTOMATION INC COM 773903109 60 2,300 X X 2 2,300 ROWAN COS INC COM 779382100 2,391 97,285 X 2 97,285 ROYAL DUTCH PETROLEUM CO COM 780257804 1,449 32,782 X 2 30,582 2,200 ROYAL DUTCH PETROLEUM CO COM 780257804 62 1,400 X X 2 1,300 100 ------- COLUMN TOTALS 109,114
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REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/03 PAGE 15 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SBC COMMUNICATIONS INC COM 78387G103 6,563 294,966 X 2 286,653 610 7,703 SBC COMMUNICATIONS INC COM 78387G103 379 17,036 X X 2 12,046 4,655 335 SLM CORP COM 78442P106 1,646 42,261 X 2 42,261 SPDR TR UNIT SER 1 78462F103 7,973 79,775 X 2 79,655 120 SPDR TR UNIT SER 1 78462F103 65 650 X X 2 650 SARA LEE CORP NEW COM 803111103 2,437 132,754 X 2 127,154 2,400 3,200 SARA LEE CORP NEW COM 803111103 31 1,700 X X 2 1,700 SCHERING PLOUGH CORP COM 806605101 3,325 218,210 X 2 214,410 3,800 SCHERING PLOUGH CORP COM 806605101 185 12,115 X X 2 8,565 2,550 1,000 SCHLUMBERGER LTD COM 806857108 5,683 117,417 X 2 117,417 SCHLUMBERGER LTD COM 806857108 163 3,375 X X 2 2,675 500 200 SCHWEITZER-MAUDUIT INTL INC COM 808541106 1,888 74,780 X 2 37,860 264 36,656 SCHWEITZER-MAUDUIT INTL INC COM 808541106 26 1,044 X X 2 44 1,000 SEALED AIR CORP NEW COM 81211K100 189 4,000 X 2 4,000 SEALED AIR CORP NEW COM 81211K100 167 3,530 X X 2 3,530 SEARS ROEBUCK & CO COM 812387108 237 5,424 X 2 2,472 728 2,224 SEARS ROEBUCK & CO COM 812387108 13 300 X X 2 300 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1,471 67,370 X 2 66,220 1,150 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 24 1,090 X X 2 1,010 80 SELECT SECTOR SPDR TR HEALTHCARE 81369Y209 1,006 36,185 X 2 36,060 125 SELECT SECTOR SPDR TR HEALTHCARE 81369Y209 6 220 X X 2 160 60 SELECT SECTOR SPDR TR 81369Y407 2,329 84,465 X 2 84,165 300 CONSUMER DISCRETIONARY SECTOR SELECT SECTOR SPDR TR 81369Y407 52 1,880 X X 2 1,725 155 CONSUMER DISCRETIONARY SECTOR SELECT SECTOR SPDR TRUST ENERGY 81369Y506 1,617 67,225 X 2 67,000 225 SELECT SECTOR SPDR TRUST ENERGY 81369Y506 34 1,420 X X 2 1,295 125 ------ COLUMN TOTALS 37,509
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REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/03 PAGE 16 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SELECT SECTOR SPDR TRUST FINANCE 81369Y605 2,110 83,025 X 2 82,705 320 SELECT SECTOR SPDR TRUST FINANCE 81369Y605 28 1,100 X X 2 935 165 SELECT SECTOR SPDR TR 81369Y704 1,415 60,745 X 2 60,545 200 INDUSTRIAL SECTOR SELECT SECTOR SPDR TR 81369Y704 10 415 X X 2 310 105 INDUSTRIAL SECTOR SNAP-ON INC COM 833034101 226 8,162 X 2 8,162 SOUTHERN CO COM 842587107 3,693 125,840 X 2 124,240 1,600 SOUTHERN CO COM 842587107 142 4,850 X X 2 2,500 1,750 600 SPRINT CORP (FON GROUP) COM 852061100 203 13,444 X 2 13,444 STAPLES INC COM 855030102 396 16,597 X 2 16,597 STATE STREET CORP COM 857477103 11,936 265,245 X 2 260,220 800 4,225 STATE STREET CORP COM 857477103 637 14,166 X X 2 10,091 4,075 * STRONG GOVERNMENT SECURITIES FD 863344107 153 13,643 X 2 13,643 SUN MICROSYSTEMS INC COM 866810104 83 24,975 X 2 23,375 1,600 SUNGARD DATA SYS INC COM 867363103 16,436 624,719 X 2 618,769 1,175 4,775 SUNGARD DATA SYS INC COM 867363103 740 28,144 X X 2 22,269 5,875 SUPERVALU INC COM 868536103 976 40,896 X 2 35,546 5,350 SYMANTEC CORP COM 871503108 220 3,480 X 2 2,480 1,000 SYSCO CORP COM 871829107 8,230 251,609 X 2 245,399 3,840 2,370 SYSCO CORP COM 871829107 247 7,550 X X 2 4,700 2,850 TJX COMPANIES INC COM NEW 872540109 4,077 209,955 X 2 208,255 900 800 TJX COMPANIES INC COM NEW 872540109 115 5,900 X X 2 2,600 3,300 TARGET CORP COM 87612E106 160 4,256 X 2 4,056 200 TARGET CORP COM 87612E106 87 2,300 X X 2 1,800 500 TEXAS INSTR INC COM 882508104 1,744 76,484 X 2 75,259 1,225 TEXAS INSTR INC COM 882508104 33 1,450 X X 2 750 700 ------ COLUMN TOTALS 54,097
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REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/03 PAGE 17 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) 3M COMPANY COM 88579Y101 2,803 40,582 X 2 21,906 18,676 3M COMPANY COM 88579Y101 497 7,200 X X 2 7,200 TORONTO DOMINION BK ONTARIO CAN COM 891160509 301 10,630 X 2 6,380 4,250 TUPPERWARE CORP COM 899896104 470 35,125 X 2 34,375 750 US BANCORP DEL NEW COM 902973304 4,024 167,740 X 2 159,535 615 7,590 US BANCORP DEL NEW COM 902973304 961 40,038 X X 2 28,689 1,500 9,849 U S I HLDGS COM 90333H101 130 10,000 X 2 10,000 UNITED TECHNOLOGIES CORP COM 913017109 491 6,354 X 2 6,354 UNITEDHEALTH GROUP INC COM 91324P102 5,255 104,440 X 2 104,090 300 50 UNITEDHEALTH GROUP INC COM 91324P102 65 1,300 X X 2 400 900 * VANGUARD TOTAL BD MARKET INDEX FD 921937108 24,905 2,392,135 X 2 2,382,805 9,330 * VANGUARD TOTAL BD MARKET INDEX FD 921937108 666 63,987 X X 2 56,591 7,396 * VANGUARD BD INDEX FD INC 921937207 191 18,335 X 2 18,335 SHORT TERM BD INDEX * VANGUARD TOTAL BOND INDEX FUND 921937603 2,569 246,819 X 2 246,819 ADMIRAL SHARES * VANGUARD SHORT TERM BOND FUND 921937702 3,113 299,286 X 2 299,286 ADMIRAL CL * VANGUARD FIXED INCOME SEC FD 922031109 256 27,269 X X 2 27,269 INVT GRADE CORP VANGUARD HIGH YIELD CORP PORTFOLIO 922031208 250 40,260 X 2 30,694 9,566 * VANGUARD GNMA FD 922031307 123 11,600 X 2 11,600 * VANGUARD SHORT TERM CORP BOND FD 922031406 43,243 3,985,187 X 2 3,953,071 7,966 24,150 * VANGUARD SHORT TERM CORP BOND FD 922031406 1,136 104,685 X X 2 87,021 17,664 VANGUARD FIXED INCOME SECS F 922031760 1,299 209,183 X 2 209,183 HIYLD CORP ADM VANGUARD FIXED INCOME SECS F 922031760 449 72,337 X X 2 72,337 HIYLD CORP ADM * VANGUARD FIXED INCOME SEC FD 922031836 12,532 1,155,023 X 2 1,155,023 SHORT TERM CORP ADMIRAL SHARES * VANGUARD FIXED INCOME SEC FD 922031836 206 19,000 X X 2 19,000 SHORT TERM CORP ADMIRAL SHARES * VANGUARD MUNI BOND FD INC SHORT 922907100 1,016 64,298 X 2 64,298 TERM PORTFOLIO ------- COLUMN TOTALS 106,951
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REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/03 PAGE 18 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) * VANGUARD MUNI BOND FD INC 922907209 456 33,267 X 2 33,267 INTERMEDIATE TERM PORTFOLIO * VANGUARD MUNI BOND FD INC 922907209 165 12,008 X X 2 12,008 INTERMEDIATE TERM PORTFOLIO * VANGUARD MUNI BD FD INC LTD TERM 922907704 886 79,646 X 2 79,646 PORTFOLIO * VANGUARD MUNI BOND FUND INC SHORT 922907803 999 63,255 X 2 63,255 TERM TAX EXEMPT ADMIRAL SHARES * VANGUARD MUNI BOND FUND INC 922907886 390 35,071 X 2 35,071 LMTD TERM TAX EXEMPT ADMIRAL SHARES VERIZON COMMUNICATIONS COM 92343V104 3,849 118,660 X 2 110,904 200 7,556 VERIZON COMMUNICATIONS COM 92343V104 104 3,199 X X 2 2,299 900 VIACOM INC CL B COM 925524308 7,776 203,032 X 2 202,457 575 VIACOM INC CL B COM 925524308 85 2,230 X X 2 1,400 830 VODAFONE GROUP PLC NEW SPONS ADR 92857W100 4,360 215,315 X 2 215,200 115 VODAFONE GROUP PLC NEW SPONS ADR 92857W100 44 2,185 X X 2 1,125 1,060 WPS RESOURCES CORP COM 92931B106 21,819 529,594 X 2 87,045 442,549 WPS RESOURCES CORP COM 92931B106 522 12,673 X X 2 6,513 6,160 WACHOVIA CORP NEW COM 929903102 689 16,729 X 2 15,029 1,700 WACHOVIA CORP NEW COM 929903102 403 9,792 X X 2 4,510 1,000 4,282 WAL MART STORES INC COM 931142103 10,302 184,463 X 2 182,463 300 1,700 WAL MART STORES INC COM 931142103 336 6,025 X X 2 3,800 2,225 WALGREEN CO COM 931422109 11,528 376,251 X 2 375,161 600 490 WALGREEN CO COM 931422109 940 30,675 X X 2 22,505 1,770 6,400 WASHINGTON MUTUAL INC COM 939322103 1,899 48,227 X 2 47,727 500 WASHINGTON MUTUAL INC COM 939322103 232 5,901 X X 2 2,391 3,225 285 WASTE MANAGEMENT INC NEW COM 94106L109 371 14,177 X 2 11,024 3,153 WASTE MANAGEMENT INC NEW COM 94106L109 110 4,205 X X 2 4,205 WAUSAU-MOSINEE PAPER CORP COM 943315101 905 74,099 X 2 2,225 71,874 WAUSAU-MOSINEE PAPER CORP COM 943315101 329 26,930 X X 2 23,041 3,889 ------- COLUMN TOTALS 69,499
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REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/03 PAGE 19 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) WELLPOINT HEALTH NETWORKS NEW COM 94973H108 1,962 25,450 X 2 25,450 WELLPOINT HEALTH NETWORKS NEW COM 94973H108 35 450 X X 2 375 75 WELLS FARGO & CO NEW COM 949746101 18,225 353,878 X 2 310,988 900 41,990 WELLS FARGO & CO NEW COM 949746101 561 10,893 X X 2 6,818 4,075 WEYERHAEUSER CO COM 962166104 83 1,424 X 2 1,424 WEYERHAEUSER CO COM 962166104 512 8,758 X X 2 1,913 6,345 500 WISCONSIN ENERGY CORP COM 976657106 703 22,997 X 2 18,897 100 4,000 WISCONSIN ENERGY CORP COM 976657106 170 5,565 X X 2 4,500 1,065 WYETH COM 983024100 1,132 24,550 X 2 16,250 8,300 WYETH COM 983024100 12 267 X X 2 267 XANSER CORP COM 98389J103 117 44,650 X 2 44,650 ZIMMER HLDGS INC COM 98956P102 7,772 141,060 X 2 136,575 4,485 ZIMMER HLDGS INC COM 98956P102 387 7,032 X X 2 2,408 4,624 ZORAN CORP COM 98975F101 1,074 54,890 X 2 54,890 --------- COLUMN TOTALS 32,745 FINAL TOTALS 1,389,144
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