-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FxcPGj+S35pMYqW7yhFIvP+K0JUjC6x63xpK3kSBE956OthZfh/5js3wqDG771dR TKOk1seJJRoMpyAlosDXFQ== 0000007789-02-000015.txt : 20021010 0000007789-02-000015.hdr.sgml : 20021010 20021010143209 ACCESSION NUMBER: 0000007789-02-000015 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021010 EFFECTIVENESS DATE: 20021010 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00967 FILM NUMBER: 02786223 BUSINESS ADDRESS: STREET 1: 1200 HANSEN ROAD CITY: GREEN BAY STATE: WI ZIP: 54304 BUSINESS PHONE: 9204917015 MAIL ADDRESS: STREET 1: 1200 HANSEN ROAD CITY: GREEN BAY STATE: WI ZIP: 54304 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 13F-HR 1 r13f0902.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended September 30, 2002 If Amended report check here: |_| ASSOCIATED BANC-CORP - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 1200 Hansen Road Green Bay WI 54304 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) Chief Administrative Officer, Brian R. Bodager (920) 491-7001 General Counsel and Corporate Secretary - -------------------------------------------------------------------------------- Name, Phone No. and Title of Person Duly Authorized to Submit This Report ATTENTION - -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C.78ff(a) - -------------------------------------------------------------------------------- The institutional investment manager submitting this form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Green Bay and State of Wisconsin on the 10th day of October, 2002. Associated Banc-Corp -------------------------------------------- Name of Institutional Investment Manager /s/ Brian R. Bodager -------------------------------------------- Manual Signature of Person Duly Authorized to Submit This Report Name and 13F file numbers of ALL institutional investment managers with respect to which this schedule is filed (other than the one filing this report). (List in alphabetical order.) 13F file numbers will be assigned to Institutional Investment Managers after they file their first report. Name 13F File No. Name 13F File No. ---- ------------ ---- ------------ Associated Trust Company, National Association - ------------------------- ------------ ---- ------------
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/02 PAGE 1 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) NOBLE CORP COM G65422100 96 3,100 X 2 3,100 NOBLE CORP COM G65422100 112 3,600 X X 2 3,600 RENAISSANCERE HLDGS LTD ORG G7496G103 934 24,710 X 2 24,710 XL CAPITAL LTD CL A COM G98255105 7,642 103,978 X 2 103,453 275 250 XL CAPITAL LTD CL A COM G98255105 116 1,575 X X 2 1,325 250 LIMITED PARTNERSHIP INTEREST MS0023544 313 6 X 2 6 IN THE STAFFORD INVESTMENTS LIMITED PARTNERSHIP INTEREST MS0023593 2,783 87 X 2 87 IN THE STAFFORD INVESTMENTS CHECK POINT SOFTWARE TECH LT ORD M22465104 709 51,610 X 2 51,005 100 505 CHECK POINT SOFTWARE TECH LT ORD M22465104 12 875 X X 2 410 465 FLEXTRONICS INTL LTD ORD Y2573F102 2,809 402,930 X 2 400,480 790 1,660 FLEXTRONICS INTL LTD ORD Y2573F102 36 5,185 X X 2 3,485 1,700 AIM INVT SECS FDS LTD MATURITY 00142C201 538 50,838 X 2 50,838 TREAS PORTFOLIO SHS AOL TIME WARNER INC COM 00184A105 660 56,418 X 2 55,918 100 400 AOL TIME WARNER INC COM 00184A105 54 4,638 X X 2 1,850 2,788 AT&T CORP COM 001957109 244 20,318 X 2 20,318 AT&T CORP COM 001957109 19 1,615 X X 2 1,040 575 ABBOTT LABS COM 002824100 3,747 92,739 X 2 89,239 3,500 ABBOTT LABS COM 002824100 330 8,157 X X 2 6,997 1,160 AIR PRODS & CHEMS INC COM 009158106 7,275 173,175 X 2 172,750 275 150 AIR PRODS & CHEMS INC COM 009158106 142 3,375 X X 2 3,100 275 ALBANY INTL CORP COM 012348108 320 16,854 X 2 16,854 ALBANY INTL CORP COM 012348108 7 351 X X 2 351 ALLETE INC COM 018522102 270 12,500 X 2 12,500 ALLETE INC COM 018522102 17 800 X X 2 800 ALLIANCE CAPITAL MGMT HLDG LP COM 01855A101 1,561 56,275 X 2 54,275 2,000 ------ COLUMN TOTALS 30,746
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/02 PAGE 2 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ALLIANCE CAPITAL MGMT HLDG LP COM 01855A101 65 2,350 X X 2 250 2,100 ALLIANT ENERGY CORP COM 018802108 228 11,852 X 2 10,352 1,500 ALLIANT ENERGY CORP COM 018802108 30 1,556 X X 2 1,456 100 ALLSTATE CORP COM 020002101 529 14,893 X 2 9,421 1,348 4,124 ALLSTATE CORP COM 020002101 94 2,640 X X 2 1,204 1,436 AMERICAN EXPRESS CO COM 025816109 672 21,564 X 2 21,464 100 AMERICAN INTL GROUP INC COM 026874107 18,966 346,722 X 2 339,996 480 6,246 AMERICAN INTL GROUP INC COM 026874107 595 10,879 X X 2 9,569 1,310 ANADARKO PETROLEUM CORP COM 032511107 370 8,316 X 2 8,008 308 ANCHOR BANCORP WI INC COM 032839102 2,670 132,170 X 2 132,170 ANCHOR BANCORP WI INC COM 032839102 3 134 X X 2 134 AON CORP COM 037389103 1,122 54,745 X 2 54,745 AON CORP COM 037389103 59 2,875 X X 2 1,862 1,013 APPLIED MATERIALS COM 038222105 2,342 202,808 X 2 201,598 750 460 APPLIED MATERIALS COM 038222105 8 720 X X 2 80 640 AQUAGEN INTL INC COM 03838D103 1 20,000 X 2 20,000 ASCENTIAL SOFTWARE CORP COM 04362P108 19 10,000 X 2 10,000 ASSOCIATED BANC CORP COM 045487105 150,960 4,757,655 X 2 3,962,061 220 795,374 ASSOCIATED BANC CORP COM 045487105 10,483 330,384 X X 2 105,060 31,725 193,599 ASTORIA FINANCIAL CORP COM 046265104 1,290 52,865 X 2 52,865 AUTO DATA PROCESS COM 053015103 8,247 237,202 X 2 234,892 440 1,870 AUTO DATA PROCESS COM 053015103 210 6,040 X X 2 2,955 3,085 BJ SVCS CO COM 055482103 2,716 104,450 X 2 103,680 520 250 BJ SVCS CO COM 055482103 21 805 X X 2 725 80 BP PLC ADR 055622104 9,616 241,007 X 2 204,011 36,996 ------- COLUMN TOTALS 211,316
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/02 PAGE 3 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) BP PLC ADR 055622104 710 17,792 X X 2 16,917 875 BAKER HUGHES INC COM 057224107 1,461 50,340 X 2 50,340 BANK OF AMERICA CORP COM 060505104 1,677 26,279 X 2 22,059 4,220 BANK OF AMERICA CORP COM 060505104 231 3,620 X X 2 3,620 MEYER INVESTMENTS LTD PARTNERSHIP 060778008 426 1,637 X 2 1,637 (COPY OF DOCUMENT ONLY) MEYER INVESTMENTS LTD PARTNERSHIP 060778008 121 464 X X 2 464 (COPY OF DOCUMENT ONLY) 91% INTEREST IN 70 WEST SHOPPING 060987005 756 1 X X 2 1 CENTER PARTNERSHIP MINOCQUA WI BANK ONE CORP COM 06423A103 2,015 53,879 X 2 42,579 11,300 BANK ONE CORP COM 06423A103 279 7,448 X X 2 7,248 200 BANTA CORP COM 066821109 2,452 69,082 X 2 69,082 BANTA CORP COM 066821109 163 4,581 X X 2 4,468 113 BAXTER INTL COM 071813109 140 4,596 X 2 3,372 1,224 BAXTER INTL COM 071813109 217 7,100 X X 2 6,300 800 BELLSOUTH CORP COM 079860102 1,236 67,295 X 2 67,295 BELLSOUTH CORP COM 079860102 132 7,200 X X 2 3,600 3,600 BEMIS INC COM 081437105 10,500 212,553 X 2 212,553 BEMIS INC COM 081437105 889 18,000 X X 2 18,000 BERKSHIRE HATHAWAY DEL CL A COM 084670108 443 6 X 2 6 BIOMET INC COM 090613100 230 8,635 X 2 8,460 175 BIOMET INC COM 090613100 120 4,500 X X 2 4,500 BLOCK H & R INC COM 093671105 3,302 78,590 X 2 78,490 100 BLOCK H & R INC COM 093671105 72 1,720 X X 2 220 1,500 BOEING CO COM 097023105 3,309 96,967 X 2 96,967 BOEING CO COM 097023105 23 675 X X 2 675 BRISTOL MYERS-SQUIBB CO COM 110122108 5,232 219,837 X 2 203,797 16,040 ------ COLUMN TOTALS 36,136
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/02 PAGE 4 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) BRISTOL MYERS-SQUIBB CO COM 110122108 752 31,597 X X 2 9,015 21,382 1,200 BROCADE COMMUNICATIONS SYSTEMS I COM 111621108 1,196 158,847 X 2 157,917 430 500 BROCADE COMMUNICATIONS SYSTEMS I COM 111621108 23 3,050 X X 2 2,050 1,000 BURLINGTON RESOURCES COM 122014103 67 1,742 X 2 1,742 BURLINGTON RESOURCES COM 122014103 181 4,706 X X 2 4,706 CALPINE CORP COM 131347106 340 137,673 X 2 137,248 150 275 CALPINE CORP COM 131347106 9 3,650 X X 2 2,650 1,000 CAPITAL ONE FINL CORP COM 14040H105 187 5,356 X 2 5,356 CAPITAL ONE FINL CORP COM 14040H105 443 12,700 X X 2 10,300 2,400 CARDINAL HEALTH INC COM 14149Y108 11,374 182,866 X 2 181,650 495 721 CARDINAL HEALTH INC COM 14149Y108 204 3,275 X X 2 2,675 600 CAREMARK RX INC COM 141705103 4,702 276,605 X 2 275,255 1,350 CAREMARK RX INC COM 141705103 26 1,500 X X 2 900 600 CATALINA MARKETING CORP COM 148867104 344 12,265 X 2 12,065 200 CATALINA MARKETING CORP COM 148867104 118 4,200 X X 2 4,200 CENDANT CORP COM 151313103 12,826 1,192,040 X 2 1,187,065 1,280 3,695 CENDANT CORP COM 151313103 242 22,455 X X 2 13,705 8,750 CHARTER ONE FINANCIAL CORP COM 160903100 6,427 216,255 X 2 216,255 CHARTER ONE FINANCIAL CORP COM 160903100 12 420 X X 2 420 CHESAPEAKE CORP COM 165159104 708 47,404 X 2 47,404 CHEVRONTEXACO CORP COM 166764100 10,763 155,428 X 2 150,765 160 4,503 CHEVRONTEXACO CORP COM 166764100 427 6,159 X X 2 3,042 2,942 175 CISCO SYSTEMS INC COM 17275R102 3,377 322,282 X 2 313,482 100 8,700 CISCO SYSTEMS INC COM 17275R102 193 18,457 X X 2 10,375 7,882 200 CITIGROUP INC COM 172967101 11,770 396,972 X 2 395,114 950 908 ------ COLUMN TOTALS 66,711
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/02 PAGE 5 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) CITIGROUP INC COM 172967101 253 8,540 X X 2 2,915 5,625 CITIZENS BANKING CORP COM 174420109 1,344 55,611 X 2 55,611 CLOROX CO COM 189054109 2,965 73,802 X 2 73,802 CLOROX CO COM 189054109 838 20,857 X X 2 20,857 COCA COLA CO COM 191216100 4,359 90,894 X 2 88,894 100 1,900 COCA COLA CO COM 191216100 162 3,369 X X 2 958 2,411 COLGATE PALMOLIVE CO COM 194162103 4,541 84,176 X 2 81,426 2,750 COLGATE PALMOLIVE CO COM 194162103 1,013 18,778 X X 2 13,100 4,478 1,200 * COLUMBIA FIXED INCOME SECS FD 197643109 214 15,688 X 2 15,688 CONOCOPHILLIPS COM 20825C104 397 8,577 X 2 7,047 1,530 CONSOLIDATED EDISON INC COM 209115104 243 6,050 X 2 3,850 2,200 CONSOLIDATED EDISON INC COM 209115104 58 1,430 X X 2 830 600 COUNTRY MAID FINANCIAL INC. 222356206 5 66,000 X 2 66,000 COM NEW DANAHER CORP COM 235851102 507 8,910 X 2 8,910 DANAHER CORP COM 235851102 91 1,600 X X 2 1,200 400 DEAN FOODS CO NEW COM 242370104 2,696 67,782 X 2 67,782 DEAN FOODS CO NEW COM 242370104 223 5,614 X X 2 214 5,400 DELL COMPUTER COM 247025109 1,437 61,115 X 2 59,715 1,400 DELL COMPUTER COM 247025109 118 5,000 X X 2 5,000 DELUXE CORP COM 248019101 424 9,400 X 2 9,400 DISNEY WALT CO COM 254687106 2,296 151,628 X 2 148,427 3,201 DISNEY WALT CO COM 254687106 132 8,700 X X 2 5,900 2,800 DOLLAR GENERAL CORP COM 256669102 87 6,494 X 2 6,494 DOLLAR GENERAL CORP COM 256669102 100 7,445 X X 2 7,445 DOMINION RESOURCES INC NEW COM 25746U109 538 10,608 X 2 9,640 968 ------ COLUMN TOTALS 25,041
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/02 PAGE 6 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) DOMINION RESOURCES INC NEW COM 25746U109 25 500 X X 2 500 DONNELLEY R R & SONS CO COM 257867101 272 11,590 X 2 11,590 DONNELLEY R R & SONS CO COM 257867101 28 1,200 X X 2 800 400 DOW CHEMICAL CO COM 260543103 2,395 87,701 X 2 87,701 DOW CHEMICAL CO COM 260543103 114 4,169 X X 2 1,284 2,400 485 DU PONT E I DE NEMOURS & CO COM 263534109 228 6,324 X 2 3,469 2,855 DU PONT E I DE NEMOURS & CO COM 263534109 22 600 X X 2 600 DUKE ENERGY CORP COM 264399106 3,171 162,213 X 2 161,563 650 DUKE ENERGY CORP COM 264399106 62 3,175 X X 2 2,875 300 DUN & BRADSTREET CORP DEL COM 26483E100 318 9,476 X 2 1,726 7,750 DUN & BRADSTREET CORP DEL COM 26483E100 89 2,650 X X 2 550 2,100 EMC CORP MASS COM 268648102 91 19,918 X 2 19,918 EMC CORP MASS COM 268648102 11 2,350 X X 2 1,600 750 ENSCO INTL INC COM 26874Q100 5,482 218,930 X 2 217,960 670 300 ENSCO INTL INC COM 26874Q100 71 2,830 X X 2 1,600 1,230 EL PASO CORP COM 28336L109 2,254 272,526 X 2 271,916 540 70 EL PASO CORP COM 28336L109 17 2,055 X X 2 1,505 550 ENCOMPASS SERVICES CORP COM 29255U104 4 31,646 X 2 31,646 EXXON MOBIL CORP COM 30231G102 21,579 676,469 X 2 643,266 5,692 27,511 EXXON MOBIL CORP COM 30231G102 2,470 77,424 X X 2 55,009 9,189 13,226 FNB BANCSHARES INC IRON MTN MI COM 30252A901 427 11,536 X 2 11,536 FEDERAL HOME LOAN MTG CORP COM 313400301 215 3,840 X 2 2,040 1,800 FEDERAL NATL MTG ASSN COM 313586109 10,036 168,554 X 2 164,204 370 3,980 FEDERAL NATL MTG ASSN COM 313586109 688 11,560 X X 2 4,710 6,850 * FEDERATED INCOME TRUST COM 314199100 155 14,571 X 2 14,571 ------ COLUMN TOTALS 50,224
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/02 PAGE 7 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) FIDELITY SHORT TERM INVESTMENT FD 3158999B2 121,332 21,332,090 X 2 21,332,090 * FIDELITY SPARTAN MUNI INCOME FD 316089507 17 1,266 X 2 1,266 * FIDELITY SPARTAN MUNI INCOME FD 316089507 236 17,427 X X 2 17,427 * FIDELITY HIGH INCOME FD 316146406 119 16,339 X 2 16,339 FIFTH THIRD BANCORP COM 316773100 657 10,737 X 2 10,737 FIFTH THIRD BANCORP COM 316773100 375 6,131 X X 2 2,322 3,809 FIRST DATA CORP COM 319963104 6,951 248,693 X 2 246,933 1,760 FIRST DATA CORP COM 319963104 97 3,480 X X 2 3,340 140 FORD MOTOR CO DEL COM NEW 345370860 113 11,515 X 2 11,326 189 FORTUNE BRANDS INC COM 349631101 2,874 60,780 X 2 60,080 100 600 FORTUNE BRANDS INC COM 349631101 156 3,300 X X 2 2,000 1,300 FRANKLIN RESOURCES INC COM 354613101 777 24,972 X 2 24,622 350 FRANKLIN RESOURCES INC COM 354613101 205 6,600 X X 2 4,500 2,100 FRESH BRANDS INC COM 35803U108 247 16,563 X 2 16,563 GENERAL CREDIT CORP WARRANTS 369451117 20,000 X 2 20,000 EXP 04/25/2002 GENERAL ELEC CO COM 369604103 29,450 1,194,745 X 2 1,070,806 1,370 122,569 GENERAL ELEC CO COM 369604103 1,782 72,303 X X 2 40,883 26,420 5,000 GENERAL MOTORS CORP COM 370442105 296 7,608 X 2 6,037 1,571 GENERAL MOTORS CORP COM 370442105 4 100 X X 2 100 GILLETTE CO COM 375766102 208 7,025 X 2 7,025 GILLETTE CO COM 375766102 68 2,300 X X 2 1,900 400 GLATFELTER COM 377316104 499 43,237 X 2 40,372 2,865 GLATFELTER COM 377316104 21 1,776 X X 2 1,776 GLAXO SMITHKLINE NEW ADR 37733W105 3,685 95,897 X 2 93,087 2,810 GLAXO SMITHKLINE NEW ADR 37733W105 221 5,755 X X 2 3,800 1,955 ------- COLUMN TOTALS 170,390
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/02 PAGE 8 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) GOLDMAN SACHS GRP INC COM 38141G104 665 10,070 X 2 9,970 100 GOLDMAN SACHS GRP INC COM 38141G104 18 280 X X 2 270 10 GRAINGER W W INC COM 384802104 385 9,050 X 2 9,050 GREY GLOBAL GROUP INC COM 39787M108 236 400 X 2 400 HARLEY DAVIDSON INC COM 412822108 4,634 99,764 X 2 98,664 1,100 HARLEY DAVIDSON INC COM 412822108 109 2,350 X X 2 2,050 300 HARRIS CORP DEL COM 413875105 1,560 46,580 X 2 46,280 300 HARRIS CORP DEL COM 413875105 10 300 X X 2 250 50 HEALTHTRAC INC COM 42226R100 2 34,000 X 2 34,000 HEINZ H J CO COM 423074103 317 9,495 X 2 7,520 1,975 HEINZ H J CO COM 423074103 18 550 X X 2 100 450 HEWLETT PACKARD CO COM 428236103 120 10,303 X 2 10,303 HEWLETT PACKARD CO COM 428236103 16 1,400 X X 2 1,400 HOME DEPOT INC COM 437076102 2,884 110,514 X 2 109,019 670 825 HOME DEPOT INC COM 437076102 153 5,850 X X 2 4,975 875 HUBBELL INC CL A COM 443510102 268 9,694 X 2 8,894 800 HUBBELL INC CL A COM 443510102 66 2,400 X X 2 2,400 HUBBELL INC CL B 443510201 233 8,027 X 2 7,807 220 HUBBELL INC CL B 443510201 19 664 X X 2 664 IDT CORP COM 448947101 1,489 91,380 X 2 90,980 400 IDT CORP COM 448947101 68 4,150 X X 2 2,250 1,900 IDEC PHARMACEUTICALS CORP COM 449370105 5,918 142,534 X 2 141,859 675 IDEC PHARMACEUTICALS CORP COM 449370105 60 1,455 X X 2 250 1,205 IMS HEALTH INC COM 449934108 662 44,250 X 2 12,850 31,400 IMS HEALTH INC COM 449934108 159 10,600 X X 2 2,200 8,400 ------ COLUMN TOTALS 20,069
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/02 PAGE 9 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) INTEL CORP COM 458140100 8,785 632,508 X 2 630,618 800 1,090 INTEL CORP COM 458140100 454 32,696 X X 2 21,000 11,196 500 INTERNATIONAL BUSINESS MACHS COM 459200101 6,280 107,703 X 2 104,602 210 2,891 INTERNATIONAL BUSINESS MACHS COM 459200101 268 4,597 X X 2 3,042 1,555 INTERNATIONAL PAPER CO COM 460146103 2,288 68,525 X 2 68,425 100 INTERPUBLIC GROUP COM 460690100 599 37,770 X 2 36,770 1,000 INTERPUBLIC GROUP COM 460690100 123 7,750 X X 2 2,200 5,550 JOHNSON & JOHNSON COM 478160104 13,643 252,278 X 2 244,903 530 6,845 JOHNSON & JOHNSON COM 478160104 669 12,370 X X 2 9,575 2,695 100 JOHNSON CONTROLS INC COM 478366107 225 2,926 X 2 2,926 JOHNSON CONTROLS INC COM 478366107 75 975 X X 2 975 K MART CORP COM 482584109 5 11,000 X 2 11,000 KIMBERLY CLARK CORP COM 494368103 163,088 2,879,384 X 2 1,980,955 39,820 858,609 KIMBERLY CLARK CORP COM 494368103 9,852 173,943 X X 2 125,763 12,892 35,288 KING PHARMACEUTICALS INC COM 495582108 8,577 472,040 X 2 470,372 1,053 615 KING PHARMACEUTICALS INC COM 495582108 135 7,447 X X 2 5,046 2,401 KOHLS CORP COM 500255104 6,876 113,078 X 2 112,513 340 225 KOHLS CORP COM 500255104 273 4,490 X X 2 2,550 1,940 LIBERTY MEDIA CORP NEW COM SER A 530718105 4,192 583,875 X 2 581,325 2,550 LIBERTY MEDIA CORP NEW COM SER A 530718105 102 14,225 X X 2 8,500 5,725 LILLY ELI & CO COM 532457108 2,902 52,442 X 2 51,642 800 LILLY ELI & CO COM 532457108 286 5,160 X X 2 3,260 300 1,600 LITTLEFIELD ADAMS & CO COM 537581100 15,518 X 2 15,518 LOCKHEED MARTIN CORP COM 539830109 257 3,977 X 2 3,877 100 LOWES COS INC COM 548661107 6,045 146,019 X 2 145,719 300 ------- COLUMN TOTALS 235,999
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/02 PAGE 10 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) LOWES COS INC COM 548661107 56 1,350 X X 2 900 450 LUCENT TECHNOLOGIES INC COM 549463107 12 16,352 X 2 15,932 420 LUCENT TECHNOLOGIES INC COM 549463107 1 792 X X 2 760 32 MAF BANCORP INC COM 55261R108 1,498 48,475 X 2 48,475 MGE ENERGY INC COM 55277P104 196 7,631 X 2 7,631 MGE ENERGY INC COM 55277P104 47 1,838 X X 2 1,725 113 MANITOWOC CO INC COM 563571108 1,740 63,616 X 2 60,929 2,687 MANITOWOC CO INC COM 563571108 1,243 45,452 X X 2 42,459 2,993 MANPOWER INC COM 56418H100 205 7,000 X 2 7,000 MARSH & MC LENNAN COS INC COM 571748102 18,306 439,640 X 2 432,360 700 6,580 MARSH & MC LENNAN COS INC COM 571748102 816 19,604 X X 2 10,904 5,100 3,600 MARSHALL & ILSLEY CORP COM 571834100 8,813 315,976 X 2 315,776 200 MARSHALL & ILSLEY CORP COM 571834100 2,529 90,662 X X 2 31,784 58,878 MASCO CORP COM 574599106 1,042 53,300 X 2 53,300 MATTEL INC COM 577081102 3,985 221,295 X 2 220,245 1,050 MATTEL INC COM 577081102 76 4,200 X X 2 1,700 2,500 MCDONALDS CORP COM 580135101 393 22,249 X 2 22,249 MCDONALDS CORP COM 580135101 30 1,708 X X 2 1,508 200 MCGRAW-HILL CO INC COM 580645109 580 9,480 X 2 8,080 1,400 MCGRAW-HILL CO INC COM 580645109 98 1,600 X X 2 1,200 400 MCMULLEN & PITZ CONSTRUCTION CO 581990900 604 68 X 2 68 MEDIMMUNE INC COM 584699102 5,247 250,795 X 2 249,240 630 925 MEDIMMUNE INC COM 584699102 60 2,865 X X 2 2,195 670 MEDTRONIC INC COM 585055106 18,197 432,040 X 2 430,830 475 735 MEDTRONIC INC COM 585055106 1,311 31,135 X X 2 8,685 21,000 1,450 ------ COLUMN TOTALS 67,085
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/02 PAGE 11 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MELLON FINANCIAL CORP COM 58551A108 2,107 81,265 X 2 81,265 MELLON FINANCIAL CORP COM 58551A108 10 400 X X 2 400 MERCK & CO INC COM 589331107 9,639 210,869 X 2 205,569 100 5,200 MERCK & CO INC COM 589331107 1,031 22,551 X X 2 15,241 7,210 100 MERRILL LYNCH & CO INC COM 590188108 789 23,935 X 2 23,935 MERRILL LYNCH & CO INC COM 590188108 33 1,000 X X 2 1,000 MESA OFFSHORE TRUST UBI COM 590650107 15,300 X 2 15,300 MICROSOFT CORP COM 594918104 21,976 502,418 X 2 500,603 840 975 MICROSOFT CORP COM 594918104 621 14,190 X X 2 10,070 4,120 MICRON TECHNOLOGY INC COM 595112103 178 14,400 X 2 14,400 MIDWEST RESOURCES 02-1 OIL AND GAS 598349900 200 40 X 2 40 INCOME LIMITED PARTNERSHIP MOLEX INC COM 608554101 661 28,089 X 2 28,089 MOLEX INC COM 608554101 71 3,000 X X 2 3,000 MOLEX INC CL A 608554200 1,952 92,972 X 2 91,452 1,520 MOLEX INC CL A 608554200 39 1,844 X X 2 1,594 250 MONTOUR INC COM 614115194 478 358 X 2 358 MOODYS CORP COM 615369105 997 20,565 X 2 4,865 15,700 MOODYS CORP COM 615369105 257 5,300 X X 2 1,100 4,200 MORGAN STANLEY COM 617446448 856 25,265 X 2 21,257 536 3,472 MORGAN STANLEY COM 617446448 3 78 X X 2 78 MOTOROLA INC COM 620076109 183 17,974 X 2 17,974 MOTOROLA INC COM 620076109 18 1,800 X X 2 1,800 NASDAQ 100 TR UNIT SER 1 COM 631100104 263 12,711 X 2 12,711 NASDAQ 100 TR UNIT SER 1 COM 631100104 10 475 X X 2 475 NATIONAL CITY CORP COM 635405103 941 32,995 X 2 31,541 1,454 ------ COLUMN TOTALS 43,313
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/02 PAGE 12 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) NATIONAL CITY CORP COM 635405103 183 6,400 X X 2 3,700 2,700 NATIONAL COMM FINL CORP COM 63545P104 412 16,467 X 2 16,467 NATIONAL COMM FINL CORP COM 63545P104 25 1,000 X X 2 1,000 NESTLE S A SPONSORED ADR 641069406 1,191 21,800 X 2 21,200 600 NESTLE S A SPONSORED ADR 641069406 44 800 X X 2 800 NEWELL RUBBERMAID INC COM 651229106 309 10,000 X 2 10,000 NEWELL RUBBERMAID INC COM 651229106 229 7,419 X X 2 7,419 NOKIA CORP ADR 654902204 8,087 610,358 X 2 607,313 1,130 1,915 NOKIA CORP ADR 654902204 153 11,575 X X 2 8,775 2,800 NORTH FORK BANCORP COM 659424105 8,750 231,241 X 2 228,241 3,000 NORTH FORK BANCORP COM 659424105 705 18,644 X X 2 13,594 1,150 3,900 NORTHERN TRUST CORP COM 665859104 4,707 124,792 X 2 123,787 400 605 NORTHERN TRUST CORP COM 665859104 79 2,085 X X 2 1,285 800 * NUVEEN MUNI BD FD CL R 67065Q400 2,567 269,962 X 2 204,751 65,211 OLD SECOND BANCORP INC ILL COM 680277100 264 6,917 X 2 6,917 OLD SECOND BANCORP INC ILL COM 680277100 102 2,666 X X 2 2,666 OMNICOM GROUP INC COM 681919106 10,215 183,465 X 2 182,340 495 630 OMNICOM GROUP INC COM 681919106 265 4,760 X X 2 3,625 1,135 ORACLE CORP COM 68389X105 2,597 330,414 X 2 322,764 1,950 5,700 ORACLE CORP COM 68389X105 51 6,450 X X 2 540 5,910 OSHKOSH B GOSH INC CL A 688222207 1,561 45,419 X 2 45,419 OSHKOSH B GOSH INC CL A 688222207 280 8,160 X X 2 8,160 OSHKOSH B GOSH INC CL B 688222306 318 10,606 X 2 10,606 OSHKOSH TRUCK CORP CL B 688239201 1,039 18,417 X 2 18,417 PENTAIR INDS INC COM 709631105 275 7,386 X 2 7,386 ------ COLUMN TOTALS 44,408
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/02 PAGE 13 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) PENTAIR INDS INC COM 709631105 234 6,300 X X 2 6,300 PEPSICO INC COM 713448108 16,885 456,967 X 2 442,352 850 13,765 PEPSICO INC COM 713448108 838 22,690 X X 2 16,265 6,425 PETSMART INC COM 716768106 196 11,000 X 2 11,000 PFIZER INC COM 717081103 27,603 951,186 X 2 919,546 1,320 30,320 PFIZER INC COM 717081103 2,758 95,024 X X 2 55,035 25,089 14,900 PHARMACIA CORP COM 71713U102 852 21,902 X 2 20,867 1,035 PHARMACIA CORP COM 71713U102 118 3,040 X X 2 3,040 PHILIP MORRIS COS INC COM 718154107 8,136 209,699 X 2 204,899 4,800 PHILIP MORRIS COS INC COM 718154107 1,796 46,282 X X 2 20,962 20,020 5,300 PITNEY BOWES INC COM 724479100 90 2,950 X 2 2,950 PITNEY BOWES INC COM 724479100 213 7,000 X X 2 7,000 PLEXUS CORP COM 729132100 2,635 284,912 X 2 277,760 7,152 PLUM CREEK TIMBER CO INC COM 729251108 3,844 169,999 X 2 169,849 150 PLUM CREEK TIMBER CO INC COM 729251108 115 5,100 X X 2 700 2,700 1,700 PRECISION CASTPARTS CORP COM 740189105 107 4,950 X 2 4,950 PRECISION CASTPARTS CORP COM 740189105 119 5,482 X X 2 5,482 PROCTER & GAMBLE CO COM 742718109 15,330 171,511 X 2 156,751 100 14,660 PROCTER & GAMBLE CO COM 742718109 1,440 16,110 X X 2 8,710 7,400 RBID COM INC COM 749283107 16,000 X 2 16,000 RELIANT ENERGY INC COM 75952J108 1,016 101,490 X 2 101,490 RELIANT ENERGY INC COM 75952J108 23 2,300 X X 2 1,700 600 ROYAL DUTCH PETROLEUM CO COM 780257804 2,815 70,084 X 2 68,084 2,000 ROYAL DUTCH PETROLEUM CO COM 780257804 245 6,100 X X 2 6,100 SBC COMMUNICATIONS INC COM 78387G103 10,752 534,946 X 2 526,513 610 7,823 ------ COLUMN TOTALS 98,160
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/02 PAGE 14 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SBC COMMUNICATIONS INC COM 78387G103 401 19,956 X X 2 13,680 5,941 335 SLM CORP COM 78442P106 1,711 18,365 X 2 18,365 SPDR TR UNIT SER 1 78462F103 17,672 216,070 X 2 216,000 70 SPDR TR UNIT SER 1 78462F103 29 360 X X 2 360 SALOMON BROS FD INC 795477108 99 11,647 X 2 11,647 SALOMON BROS FD INC 795477108 30 3,564 X X 2 3,564 SARA LEE CORP NEW COM 803111103 780 42,669 X 2 39,469 3,200 SARA LEE CORP NEW COM 803111103 44 2,400 X X 2 2,400 SCHERING PLOUGH CORP COM 806605101 4,272 200,382 X 2 196,357 4,025 SCHERING PLOUGH CORP COM 806605101 288 13,515 X X 2 8,565 3,950 1,000 SCHLUMBERGER LTD COM 806857108 659 17,148 X 2 17,148 SCHLUMBERGER LTD COM 806857108 106 2,760 X X 2 2,660 100 SCHWAB CHARLES CORP COM 808513105 135 15,463 X 2 14,813 650 SCHWEITZER-MAUDUIT INTL INC COM 808541106 1,873 87,744 X 2 50,724 364 36,656 SCHWEITZER-MAUDUIT INTL INC COM 808541106 96 4,489 X X 2 3,484 5 1,000 SEARS ROEBUCK & CO COM 812387108 247 6,324 X 2 3,372 728 2,224 SEARS ROEBUCK & CO COM 812387108 2 50 X X 2 50 SONIC FOUNDRY CO COM 83545R108 8 10,400 X 2 10,400 SOUTHERN CO COM 842587107 2,616 90,888 X 2 90,088 800 SOUTHERN CO COM 842587107 398 13,826 X X 2 11,226 2,000 600 SPRINT CORP (FON GROUP) COM 852061100 128 14,062 X 2 14,062 STAKE TECHNOLOGY LTD COM 852559103 28 12,000 X 2 12,000 STATE STREET CORP COM 857477103 12,441 321,972 X 2 317,942 500 3,530 STATE STREET CORP COM 857477103 453 11,725 X X 2 8,060 3,665 SUN MICROSYSTEMS INC COM 866810104 110 42,367 X 2 40,667 100 1,600 ------ COLUMN TOTALS 44,626
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/02 PAGE 15 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SUNGARD DATA SYS INC COM 867363103 18,387 945,337 X 2 938,637 1,620 5,080 SUNGARD DATA SYS INC COM 867363103 600 30,823 X X 2 24,973 5,850 SUPERVALU INC COM 868536103 659 40,796 X 2 35,146 5,650 SYSCO CORP COM 871829107 8,430 296,947 X 2 296,947 SYSCO CORP COM 871829107 648 22,840 X X 2 15,200 7,640 TJX COMPANIES INC COM NEW 872540109 1,490 87,670 X 2 86,920 750 TJX COMPANIES INC COM NEW 872540109 44 2,600 X X 2 2,400 200 TEXAS INSTR INC COM 882508104 1,879 127,212 X 2 123,387 3,825 TEXAS INSTR INC COM 882508104 62 4,225 X X 2 2,550 1,675 3M COMPANY COM 88579Y101 2,167 19,703 X 2 11,697 8,006 3M COMPANY COM 88579Y101 418 3,800 X X 2 200 3,600 TORONTO DOMINION BK ONTARIO CAN COM 891160509 198 11,256 X 2 7,006 4,250 US BANCORP DEL NEW COM 902973304 4,377 235,601 X 2 227,396 615 7,590 US BANCORP DEL NEW COM 902973304 767 41,268 X X 2 28,845 2,574 9,849 UNION PAC CORP COM 907818108 185 3,200 X 2 2,400 800 UNION PAC CORP COM 907818108 120 2,066 X X 2 2,066 UNITED TECHNOLOGIES CORP COM 913017109 360 6,372 X 2 6,372 * VANGUARD TOTAL BD MARKET INDEX FD 921937108 26,485 2,556,232 X 2 2,547,240 8,992 * VANGUARD TOTAL BD MARKET INDEX FD 921937108 733 70,697 X X 2 64,491 6,206 * VANGUARD BD INDEX FD INC 921937207 200 19,471 X 2 19,471 SHORT TERM BD INDEX * VANGUARD TOTAL BOND INDEX FUND 921937603 280 27,022 X 2 27,022 ADMIRAL SHARES * VANGUARD SHORT TERM BOND FUND 921937702 1,415 137,690 X 2 137,690 ADMIRAL CL * VANGUARD SHORT TERM CORP BOND FD 922031406 29,250 2,713,032 X 2 2,696,702 16,330 * VANGUARD SHORT TERM CORP BOND FD 922031406 1,084 100,514 X X 2 86,663 13,851 * VANGUARD FIXED INCOME SEC FD 922031836 3,397 315,116 X 2 315,116 SHORT TERM CORP ADMIRAL SHARES ------- COLUMN TOTALS 103,635
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/02 PAGE 16 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) * VANGUARD MUNI BOND FD INC SHORT 922907100 646 40,939 X 2 40,939 TERM PORTFOLIO * VANGUARD MUNI BOND FD INC 922907209 313 22,629 X 2 22,629 INTERMEDIATE TERM PORTFOLIO * VANGUARD MUNI BOND FD INC 922907209 246 17,790 X X 2 17,790 INTERMEDIATE TERM PORTFOLIO * VANGUARD MUNI BD FD INC LTD TERM 922907704 490 43,984 X 2 43,984 PORTFOLIO * VANGUARD MUNI BOND FUND INC SHORT 922907803 921 58,341 X 2 58,341 TERM TAX EXEMPT ADMIRAL SHARES * VANGUARD MUNI BOND FUND INC 922907886 429 38,532 X 2 38,532 LMTD TERM TAX EXEMPT ADMIRAL SHARES VERIZON COMMUNICATIONS COM 92343V104 4,745 172,942 X 2 171,233 200 1,509 VERIZON COMMUNICATIONS COM 92343V104 124 4,526 X X 2 1,228 3,298 VIACOM INC CL B COM 925524308 5,497 135,552 X 2 135,502 50 VIACOM INC CL B COM 925524308 11 260 X X 2 225 35 VODAFONE GROUP PLC NEW SPONS ADR 92857W100 141 10,990 X 2 10,990 VODAFONE GROUP PLC NEW SPONS ADR 92857W100 27 2,125 X X 2 1,025 1,100 WPS RESOURCES CORP COM 92931B106 18,787 530,096 X 2 90,494 439,602 WPS RESOURCES CORP COM 92931B106 467 13,168 X X 2 7,808 5,360 WACHOVIA CORP NEW COM 929903102 660 20,200 X 2 18,500 1,700 WACHOVIA CORP NEW COM 929903102 320 9,792 X X 2 4,510 1,000 4,282 WAL MART STORES INC COM 931142103 12,741 258,749 X 2 257,559 660 530 WAL MART STORES INC COM 931142103 328 6,660 X X 2 4,660 2,000 WALGREEN CO COM 931422109 13,612 442,537 X 2 441,422 600 515 WALGREEN CO COM 931422109 903 29,360 X X 2 18,740 4,220 6,400 WASHINGTON MUTUAL INC COM 939322103 2,516 79,935 X 2 79,935 WASHINGTON MUTUAL INC COM 939322103 152 4,835 X X 2 900 3,650 285 WASTE MANAGEMENT INC NEW COM 94106L109 336 14,410 X 2 11,257 3,153 WASTE MANAGEMENT INC NEW COM 94106L109 98 4,205 X X 2 4,205 WAUSAU-MOSINEE PAPER CORP COM 943315101 668 72,561 X 2 3,722 68,839 ------ COLUMN TOTALS 65,178
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/02 PAGE 17 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) WAUSAU-MOSINEE PAPER CORP COM 943315101 248 26,930 X X 2 23,041 3,889 WEINGARTEN REALTY INVESTORS SBI 948741103 226 6,175 X 2 5,725 450 WELLS FARGO & CO NEW COM 949746101 20,488 425,423 X 2 382,553 880 41,990 WELLS FARGO & CO NEW COM 949746101 568 11,789 X X 2 7,216 4,573 WEYERHAEUSER CO COM 962166104 94 2,150 X 2 21 2,129 WEYERHAEUSER CO COM 962166104 385 8,788 X X 2 1,913 6,375 500 WISCONSIN ENERGY CORP COM 976657106 581 23,890 X 2 19,790 100 4,000 WISCONSIN ENERGY CORP COM 976657106 170 6,977 X X 2 6,062 915 WYETH COM 983024100 688 21,650 X 2 17,750 3,900 WYETH COM 983024100 15 467 X X 2 467 XANSER CORP COM 98389J103 71 44,650 X 2 44,650 ZIMMER HLDGS INC COM 98956P102 672 17,521 X 2 16,321 1,200 ZIMMER HLDGS INC COM 98956P102 109 2,841 X X 2 984 1,857 --------- COLUMN TOTALS 24,315 FINAL TOTALS 1,337,352
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