-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VD7fKs5hoJA6svcEcEN/B912ATo4B59NSJJsF4LA5B1eE4Freq6fbY+IaXrGN+Jx hSLwUzahFgMWIuI+rEdyzQ== 0000007789-02-000013.txt : 20020709 0000007789-02-000013.hdr.sgml : 20020709 20020709143601 ACCESSION NUMBER: 0000007789-02-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020630 FILED AS OF DATE: 20020709 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00967 FILM NUMBER: 02698674 BUSINESS ADDRESS: STREET 1: 1200 HANSEN ROAD CITY: GREEN BAY STATE: WI ZIP: 54304 BUSINESS PHONE: 9204917015 MAIL ADDRESS: STREET 1: 1200 HANSEN ROAD CITY: GREEN BAY STATE: WI ZIP: 54304 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 13F-HR 1 r13f0602.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended June 30, 2002 If Amended report check here: |_| ASSOCIATED BANC-CORP - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 1200 Hansen Road Green Bay WI 54304 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) Chief Administrative Officer, Brian R. Bodager (920) 491-7001 General Counsel and Corporate Secretary - -------------------------------------------------------------------------------- Name, Phone No. and Title of Person Duly Authorized to Submit This Report ATTENTION - -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C.78ff(a) - -------------------------------------------------------------------------------- The institutional investment manager submitting this form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Green Bay and State of Wisconsin on the 9th day of July, 2002. Associated Banc-Corp -------------------------------------------- Name of Institutional Investment Manager /s/ Brian R. Bodager -------------------------------------------- Manual Signature of Person Duly Authorized to Submit This Report Name and 13F file numbers of ALL institutional investment managers with respect to which this schedule is filed (other than the one filing this report). (List in alphabetical order.) 13F file numbers will be assigned to Institutional Investment Managers after they file their first report. Name 13F File No. Name 13F File No. ---- ------------ ---- ------------ Associated Trust Company, National Association - ------------------------- ------------ ---- ------------
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/02 PAGE 1 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6 - - - -ITEM 7 - - - - - - - - -ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) GLOBALSANTAFE CORP ORD G3930E101 369 13,500 X 2 13,500 NOBLE CORP COM G65422100 533 13,800 X 2 13,800 NOBLE CORP COM G65422100 139 3,600 X X 2 3,600 RENAISSANCERE HLDGS LTD ORG G7496G103 1,051 28,705 X 2 28,705 XL CAPITAL LTD CL A COM G98255105 11,288 133,265 X 2 132,040 275 950 XL CAPITAL LTD CL A COM G98255105 121 1,425 X X 2 1,325 100 LIMITED PARTNERSHIP INTEREST MS0023544 313 6 X 2 6 IN THE STAFFORD INVESTMENTS LIMITED PARTNERSHIP INTEREST MS0023593 2,783 87 X 2 87 IN THE STAFFORD INVESTMENTS CHECK POINT SOFTWARE TECH LT ORD M22465104 2,957 218,075 X 2 215,790 430 1,855 CHECK POINT SOFTWARE TECH LT ORD M22465104 21 1,575 X X 2 1,110 465 FLEXTRONICS INTL LTD ORD Y2573F102 2,476 347,250 X 2 343,050 790 3,410 FLEXTRONICS INTL LTD ORD Y2573F102 21 2,935 X X 2 1,785 1,150 AIM INVT SECS FDS LTD MATURITY 00142C201 531 50,838 X 2 50,838 TREAS PORTFOLIO SHS AOL TIME WARNER INC COM 00184A105 2,829 192,322 X 2 187,747 100 4,475 AOL TIME WARNER INC COM 00184A105 109 7,383 X X 2 3,795 3,588 ATI TECHNOLOGIES INC COM 001941103 266 38,500 X 2 38,500 AT&T CORP COM 001957109 244 22,825 X 2 21,658 1,167 AT&T CORP COM 001957109 25 2,365 X X 2 1,790 575 ABBOTT LABS COM 002824100 3,603 95,689 X 2 92,189 3,500 ABBOTT LABS COM 002824100 275 7,297 X X 2 6,997 300 ABGENIX INC COM 00339B107 283 28,900 X 2 28,900 ACTIVISION INC COM 004930202 392 13,500 X 2 13,500 AGERE SYS INC CL B COM 00845V209 28 18,833 X 2 18,619 214 AGERE SYS INC CL B COM 00845V209 288 X X 2 280 8 AIR PRODS & CHEMS INC COM 009158106 9,929 196,725 X 2 196,345 275 105 ------ COLUMN TOTALS 40,586
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/02 PAGE 2 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6 - - - -ITEM 7 - - - - - - - - -ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) AIR PRODS & CHEMS INC COM 009158106 159 3,160 X X 2 3,140 20 ALBANY INTL CORP COM 012348108 472 17,554 X 2 17,554 ALBANY INTL CORP COM 012348108 19 702 X X 2 702 ALLETE INC COM 018522102 339 12,500 X 2 12,500 ALLETE INC COM 018522102 22 800 X X 2 800 ALLIANCE CAPITAL MGMT HLDG LP COM 01855A101 2,017 58,900 X 2 56,900 2,000 ALLIANCE CAPITAL MGMT HLDG LP COM 01855A101 80 2,350 X X 2 250 2,100 ALLIANT ENERGY CORP COM 018802108 379 14,741 X 2 13,241 1,500 ALLIANT ENERGY CORP COM 018802108 53 2,056 X X 2 1,956 100 ALLIANT TECHSYSTEMS INC COM 018804104 321 5,025 X 2 5,025 ALLSTATE CORP COM 020002101 551 14,893 X 2 9,421 1,348 4,124 ALLSTATE CORP COM 020002101 53 1,436 X X 2 1,436 ALTERA CORP COM 021441100 182 13,350 X 2 13,050 300 ALTERA CORP COM 021441100 3 200 X X 2 200 AMEREN CORP COM 023608102 259 6,015 X 2 6,015 AMERICAN ELEC PWR INC COM 025537101 157 3,923 X 2 3,443 480 AMERICAN ELEC PWR INC COM 025537101 71 1,763 X X 2 281 1,482 AMERICAN EXPRESS CO COM 025816109 801 22,050 X 2 21,950 100 AMERICAN INTL GROUP INC COM 026874107 26,910 394,402 X 2 386,576 480 7,346 AMERICAN INTL GROUP INC COM 026874107 742 10,879 X X 2 9,569 1,310 ANADARKO PETROLEUM CORP COM 032511107 395 8,016 X 2 7,708 308 ANCHOR BANCORP WI INC COM 032839102 3,211 133,170 X 2 133,170 ANCHOR BANCORP WI INC COM 032839102 27 1,134 X X 2 1,000 134 AON CORP COM 037389103 1,643 55,722 X 2 55,722 AON CORP COM 037389103 85 2,875 X X 2 1,862 1,013 ------ COLUMN TOTALS 38,951
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/02 PAGE 3 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6 - - - -ITEM 7 - - - - - - - - -ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) APPLIED MATERIALS COM 038222105 5,327 280,085 X 2 279,075 750 260 APPLIED MATERIALS COM 038222105 2 120 X X 2 80 40 AQUAGEN INTL INC COM 03838D103 1 20,000 X 2 20,000 ASCENTIAL SOFTWARE CORP COM 04362P108 28 10,000 X 2 10,000 ASSOCIATED BANC CORP COM 045487105 185,633 4,922,653 X 2 4,123,449 220 798,984 ASSOCIATED BANC CORP COM 045487105 12,449 330,134 X X 2 105,060 31,475 193,599 ASTORIA FINANCIAL CORP COM 046265104 2,235 69,730 X 2 69,730 AUTO DATA PROCESS COM 053015103 13,793 316,717 X 2 314,227 440 2,050 AUTO DATA PROCESS COM 053015103 337 7,740 X X 2 4,655 3,085 BJ SVCS CO COM 055482103 6,761 199,555 X 2 198,135 520 900 BJ SVCS CO COM 055482103 27 805 X X 2 725 80 BP PLC ADR 055622104 12,596 249,483 X 2 212,487 36,996 BP PLC ADR 055622104 903 17,888 X X 2 17,013 875 BAKER HUGHES INC COM 057224107 1,896 56,940 X 2 56,940 BANK OF AMERICA CORP COM 060505104 1,813 25,765 X 2 21,545 4,220 BANK OF AMERICA CORP COM 060505104 255 3,620 X X 2 3,620 MEYER INVESTMENTS LTD PARTNERSHIP 060778008 426 1,637 X 2 1,637 (COPY OF DOCUMENT ONLY) MEYER INVESTMENTS LTD PARTNERSHIP 060778008 121 464 X X 2 464 (COPY OF DOCUMENT ONLY) 91% INTEREST IN 70 WEST SHOPPING 060987005 756 1 X X 2 1 CENTER PARTNERSHIP MINOCQUA WI BANK ONE CORP COM 06423A103 2,024 52,609 X 2 41,009 11,600 BANK ONE CORP COM 06423A103 287 7,448 X X 2 7,248 200 BANTA CORP COM 066821109 1,698 47,291 X 2 47,291 BANTA CORP COM 066821109 164 4,581 X X 2 4,468 113 BAXTER INTL COM 071813109 129 2,902 X 2 1,678 1,224 BAXTER INTL COM 071813109 298 6,700 X X 2 6,700 ------- COLUMN TOTALS 249,959
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/02 PAGE 4 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6 - - - -ITEM 7 - - - - - - - - -ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) BED BATH & BEYOND COM 075896100 434 11,500 X 2 11,500 BELLSOUTH CORP COM 079860102 2,238 71,045 X 2 71,045 BELLSOUTH CORP COM 079860102 241 7,664 X X 2 4,064 3,600 BEMIS INC COM 081437105 10,139 213,458 X 2 213,458 BEMIS INC COM 081437105 855 18,000 X X 2 18,000 BERKSHIRE HATHAWAY DEL CL A COM 084670108 267 4 X 2 4 BEST BUY CO INC COM 086516101 409 11,280 X 2 11,280 BIOMET INC COM 090613100 480 17,685 X 2 17,510 175 BIOMET INC COM 090613100 122 4,500 X X 2 4,500 BLOCK H & R INC COM 093671105 3,943 85,440 X 2 85,340 100 BLOCK H & R INC COM 093671105 69 1,500 X X 2 1,500 BRISTOL MYERS-SQUIBB CO COM 110122108 5,876 228,640 X 2 212,500 16,140 BRISTOL MYERS-SQUIBB CO COM 110122108 812 31,597 X X 2 9,015 21,382 1,200 BROCADE COMMUNICATIONS SYSTEMS I COM 111621108 4,088 233,845 X 2 231,265 430 2,150 BROCADE COMMUNICATIONS SYSTEMS I COM 111621108 39 2,250 X X 2 1,250 1,000 BURLINGTON RESOURCES COM 122014103 66 1,742 X 2 1,742 BURLINGTON RESOURCES COM 122014103 179 4,706 X X 2 4,706 CABOT MICROELECTRONICS CORP COM 12709P103 458 10,605 X 2 10,605 CALPINE CORP COM 131347106 1,168 166,093 X 2 165,668 150 275 CALPINE CORP COM 131347106 28 3,950 X X 2 2,650 1,300 CAPITAL ONE FINL CORP COM 14040H105 400 6,556 X 2 6,556 CAPITAL ONE FINL CORP COM 14040H105 775 12,700 X X 2 10,300 2,400 CARDINAL HEALTH INC COM 14149Y108 15,052 245,115 X 2 243,449 495 1,171 CARDINAL HEALTH INC COM 14149Y108 201 3,275 X X 2 2,675 600 CAREMARK RX INC COM 141705103 4,719 286,010 X 2 283,240 2,770 ------ COLUMN TOTALS 53,058
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/02 PAGE 5 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6 - - - -ITEM 7 - - - - - - - - -ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) CAREMARK RX INC COM 141705103 25 1,485 X X 2 830 655 CATALINA MARKETING CORP COM 148867104 386 13,665 X 2 13,465 200 CATALINA MARKETING CORP COM 148867104 119 4,200 X X 2 4,200 CELGENE CORP COM 151020104 305 19,950 X 2 19,950 CENDANT CORP COM 151313103 22,317 1,405,370 X 2 1,396,245 1,280 7,845 CENDANT CORP COM 151313103 280 17,655 X X 2 10,705 6,950 CHARTER ONE FINANCIAL CORP COM 160903100 2,728 79,350 X 2 79,350 CHARTER ONE FINANCIAL CORP COM 160903100 14 400 X X 2 400 CHESAPEAKE CORP COM 165159104 1,187 45,070 X 2 45,070 CHEVRONTEXACO CORP COM 166764100 15,742 177,881 X 2 172,518 160 5,203 CHEVRONTEXACO CORP COM 166764100 417 4,709 X X 2 2,734 1,975 CHOICEPOINT INC COM 170388102 1,191 26,199 X 2 26,199 CISCO SYSTEMS INC COM 17275R102 5,176 371,022 X 2 359,047 100 11,875 CISCO SYSTEMS INC COM 17275R102 204 14,617 X X 2 7,175 7,242 200 CITIGROUP INC COM 172967101 18,694 482,425 X 2 478,767 950 2,708 CITIGROUP INC COM 172967101 287 7,394 X X 2 2,811 4,583 CITIZENS BANKING CORP COM 174420109 1,595 55,680 X 2 55,680 CITRIX SYS INC COM 177376100 134 22,160 X 2 22,010 150 CITRIX SYS INC COM 177376100 5 850 X X 2 250 600 CLOROX CO COM 189054109 3,052 73,802 X 2 73,802 CLOROX CO COM 189054109 862 20,857 X X 2 20,857 COCA COLA CO COM 191216100 4,713 84,153 X 2 82,153 100 1,900 COCA COLA CO COM 191216100 203 3,619 X X 2 1,208 2,411 COLGATE PALMOLIVE CO COM 194162103 4,370 87,304 X 2 84,554 2,750 COLGATE PALMOLIVE CO COM 194162103 924 18,470 X X 2 12,800 4,470 1,200 ------ COLUMN TOTALS 84,930
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/02 PAGE 6 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6 - - - -ITEM 7 - - - - - - - - -ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) * COLUMBIA FIXED INCOME SECS FD 197643109 208 15,688 X 2 15,688 CONEXANT SYS INC COM 207142100 159 98,200 X 2 98,200 CONEXANT SYS INC COM 207142100 1 664 X X 2 664 CONSOLIDATED EDISON INC COM 209115104 244 5,850 X 2 3,650 2,200 CONSOLIDATED EDISON INC COM 209115104 60 1,430 X X 2 830 600 COOPER CAMERON CORP COM 216640102 341 7,050 X 2 7,050 COUNTRY MAID FINANCIAL INC. 222356206 5 66,000 X 2 66,000 COM NEW CYMAT CORP COM 23256N102 34 10,000 X 2 10,000 DPL INC COM 233293109 208 7,870 X 2 7,195 675 DPL INC COM 233293109 7 280 X X 2 280 DANAHER CORP COM 235851102 670 10,100 X 2 10,100 DANAHER CORP COM 235851102 106 1,600 X X 2 1,200 400 DEAN FOODS CO NEW COM 242370104 2,688 72,070 X 2 72,070 DEAN FOODS CO NEW COM 242370104 277 7,416 X X 2 2,016 5,400 DELL COMPUTER COM 247025109 2,152 82,325 X 2 80,925 1,400 DELL COMPUTER COM 247025109 131 5,000 X X 2 5,000 DELUXE CORP COM 248019101 668 17,186 X 2 17,186 DIANON SYS INC COM 252826102 203 3,800 X 2 3,800 DISNEY WALT CO COM 254687106 2,545 134,648 X 2 130,847 3,801 DISNEY WALT CO COM 254687106 164 8,700 X X 2 5,900 2,800 DOLLAR GENERAL CORP COM 256669102 109 5,737 X 2 5,737 DOLLAR GENERAL CORP COM 256669102 142 7,445 X X 2 7,445 DOMINION RESOURCES INC NEW COM 25746U109 663 10,008 X 2 9,040 968 DOMINION RESOURCES INC NEW COM 25746U109 33 500 X X 2 500 DONNELLEY R R & SONS CO COM 257867101 330 11,990 X 2 11,990 ------ COLUMN TOTALS 12,148
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/02 PAGE 7 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6 - - - -ITEM 7 - - - - - - - - -ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) DONNELLEY R R & SONS CO COM 257867101 33 1,200 X X 2 800 400 DOW CHEMICAL CO COM 260543103 3,121 90,790 X 2 90,790 DOW CHEMICAL CO COM 260543103 127 3,684 X X 2 1,284 2,400 DU PONT E I DE NEMOURS & CO COM 263534109 306 6,898 X 2 4,043 2,855 DU PONT E I DE NEMOURS & CO COM 263534109 27 600 X X 2 600 DUKE ENERGY CORP COM 264399106 3,988 128,248 X 2 127,598 650 DUKE ENERGY CORP COM 264399106 89 2,875 X X 2 2,875 DUN & BRADSTREET CORP DEL COM 26483E100 313 9,476 X 2 1,726 7,750 DUN & BRADSTREET CORP DEL COM 26483E100 88 2,650 X X 2 550 2,100 EMC CORP MASS COM 268648102 250 33,061 X 2 33,011 50 EMC CORP MASS COM 268648102 22 2,850 X X 2 2,100 750 ENSCO INTL INC COM 26874Q100 8,847 324,545 X 2 322,825 670 1,050 ENSCO INTL INC COM 26874Q100 64 2,355 X X 2 1,600 755 ESS TECHNOLOGY INC COM 269151106 446 25,400 X 2 25,400 EL PASO CORP COM 28336L109 7,056 342,376 X 2 341,716 540 120 EL PASO CORP COM 28336L109 84 4,055 X X 2 3,505 550 EMERSON ELEC CO COM 291011104 132 2,465 X 2 2,015 450 EMERSON ELEC CO COM 291011104 110 2,051 X X 2 651 1,400 ENCOMPASS SERVICES CORP COM 29255U104 18 31,646 X 2 31,646 EQUIFAX INC COM 294429105 191 7,080 X 2 7,080 EQUIFAX INC COM 294429105 54 2,000 X X 2 1,000 1,000 EXXON MOBIL CORP COM 30231G102 34,155 834,672 X 2 798,669 5,692 30,311 EXXON MOBIL CORP COM 30231G102 3,062 74,825 X X 2 55,360 6,239 13,226 FEI CO COM 30241L109 547 22,300 X 2 22,300 FNB BANCSHARES INC IRON MTN MI COM 30252A901 415 11,536 X 2 11,536 ------ COLUMN TOTALS 63,545
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/02 PAGE 8 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6 - - - -ITEM 7 - - - - - - - - -ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) FEDERAL HOME LOAN MTG CORP COM 313400301 354 5,790 X 2 2,190 3,600 FEDERAL NATL MTG ASSN COM 313586109 24,254 328,864 X 2 320,914 690 7,260 FEDERAL NATL MTG ASSN COM 313586109 1,018 13,810 X X 2 6,960 6,850 * FEDERATED INCOME TRUST COM 314199100 127 12,055 X 2 12,055 FIDELITY SHORT TERM INVESTMENT FD 3158999B2 113,063 13,062,722 X 2 13,062,722 * FIDELITY SPARTAN MUNI INCOME FD 316089507 227 17,427 X X 2 17,427 * FIDELITY HIGH INCOME FD 316146406 127 17,102 X 2 17,102 FIFTH THIRD BANCORP COM 316773100 780 11,700 X 2 11,700 FIFTH THIRD BANCORP COM 316773100 409 6,131 X X 2 2,322 3,809 FIRST DATA CORP COM 319963104 9,300 250,005 X 2 247,145 2,860 FIRST DATA CORP COM 319963104 74 1,980 X X 2 1,840 140 FISERV INC COM 337738108 400 10,883 X 2 10,883 FORD MOTOR CO DEL COM NEW 345370860 229 14,312 X 2 14,123 189 FOREST LABS INC COM 345838106 304 4,295 X 2 4,295 FORTUNE BRANDS INC COM 349631101 3,507 62,620 X 2 61,920 100 600 FORTUNE BRANDS INC COM 349631101 174 3,100 X X 2 2,000 1,100 FRANKLIN RESOURCES INC COM 354613101 1,110 26,022 X 2 25,672 350 FRANKLIN RESOURCES INC COM 354613101 281 6,600 X X 2 4,500 2,100 FRESH BRANDS INC COM 35803U108 280 16,563 X 2 16,563 GALLAGHER ARTHUR J & CO COM 363576109 535 15,450 X 2 15,450 GENERAL CREDIT CORP WARRANTS 369451117 20,000 X 2 20,000 EXP 04/25/2002 GENERAL ELEC CO COM 369604103 39,397 1,356,175 X 2 1,229,161 1,370 125,644 GENERAL ELEC CO COM 369604103 1,955 67,314 X X 2 40,334 21,980 5,000 GENERAL MOTORS CORP COM 370442105 396 7,410 X 2 5,839 1,571 GENERAL MOTORS CORP COM 370442105 5 100 X X 2 100 ------- COLUMN TOTALS 198,306
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/02 PAGE 9 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6 - - - -ITEM 7 - - - - - - - - -ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) GENZYME CORP COM 372917104 323 16,790 X 2 16,790 GILEAD SCIENCES INC COM 375558103 755 22,950 X 2 22,950 GILLETTE CO COM 375766102 238 7,025 X 2 7,025 GILLETTE CO COM 375766102 78 2,300 X X 2 1,900 400 GLATFELTER COM 377316104 825 43,862 X 2 40,997 2,865 GLATFELTER COM 377316104 33 1,776 X X 2 1,776 GLAXO SMITHKLINE NEW ADR 37733W105 4,476 103,767 X 2 100,957 2,810 GLAXO SMITHKLINE NEW ADR 37733W105 257 5,955 X X 2 3,800 2,155 GLOBESPANVIRATA INC COM 37957V106 123 31,750 X 2 31,750 GOLDMAN SACHS GRP INC COM 38141G104 774 10,550 X 2 10,100 450 GOLDMAN SACHS GRP INC COM 38141G104 21 280 X X 2 270 10 GRAINGER W W INC COM 384802104 453 9,050 X 2 9,050 GREY GLOBAL GROUP INC COM 39787M108 276 400 X 2 400 HARLEY DAVIDSON INC COM 412822108 1,512 29,494 X 2 28,394 1,100 HARLEY DAVIDSON INC COM 412822108 144 2,810 X X 2 2,510 300 HARRIS CORP DEL COM 413875105 2,071 57,155 X 2 56,005 1,150 HARRIS CORP DEL COM 413875105 11 300 X X 2 250 50 HEALTHSOUTH CORP COM 421924101 1,807 141,245 X 2 138,295 2,950 HEALTHSOUTH CORP COM 421924101 6 500 X X 2 500 HEALTHTRAC INC COM 42226R100 1 30,000 X 2 30,000 HEINZ H J CO COM 423074103 403 9,795 X 2 7,820 1,975 HEINZ H J CO COM 423074103 23 550 X X 2 100 450 HEWLETT PACKARD CO COM 428236103 189 12,358 X 2 12,358 HEWLETT PACKARD CO COM 428236103 21 1,400 X X 2 1,400 HOME DEPOT INC COM 437076102 11,416 310,825 X 2 309,255 670 900 ------ COLUMN TOTALS 26,236
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/02 PAGE 10 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6 - - - -ITEM 7 - - - - - - - - -ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) HOME DEPOT INC COM 437076102 252 6,855 X X 2 6,105 750 HUBBELL INC CL A COM 443510102 313 9,794 X 2 8,994 800 HUBBELL INC CL A COM 443510102 77 2,400 X X 2 2,400 HUBBELL INC CL B 443510201 274 8,027 X 2 7,807 220 HUBBELL INC CL B 443510201 23 664 X X 2 664 HUMAN GENOME SCIENCES INC COM 444903108 355 26,500 X 2 26,500 IDT CORP COM 448947101 1,214 71,720 X 2 69,920 1,800 IDT CORP COM 448947101 32 1,900 X X 2 1,900 IDEC PHARMACEUTICALS CORP COM 449370105 6,906 194,810 X 2 193,065 1,745 IDEC PHARMACEUTICALS CORP COM 449370105 52 1,475 X X 2 270 1,205 IMS HEALTH INC COM 449934108 801 44,650 X 2 13,250 31,400 IMS HEALTH INC COM 449934108 190 10,600 X X 2 2,200 8,400 INTEL CORP COM 458140100 14,354 785,688 X 2 782,768 800 2,120 INTEL CORP COM 458140100 619 33,866 X X 2 22,500 10,866 500 INTERNATIONAL BUSINESS MACHS COM 459200101 9,659 134,153 X 2 131,052 210 2,891 INTERNATIONAL BUSINESS MACHS COM 459200101 297 4,122 X X 2 2,967 1,155 INTERNATIONAL PAPER CO COM 460146103 3,032 69,575 X 2 69,475 100 INTERPUBLIC GROUP COM 460690100 1,473 59,510 X 2 58,510 1,000 INTERPUBLIC GROUP COM 460690100 192 7,750 X X 2 2,200 5,550 INVITROGEN CORP COM 46185R100 440 13,750 X 2 13,750 INVESTORS FINL SERV CORP COM 461915100 376 11,200 X 2 11,200 JOHNSON & JOHNSON COM 478160104 15,318 293,109 X 2 284,534 530 8,045 JOHNSON & JOHNSON COM 478160104 554 10,595 X X 2 9,575 920 100 JOHNSON CONTROLS INC COM 478366107 239 2,926 X 2 2,926 KLA-TENCOR CORP COM 482480100 737 16,750 X 2 16,750 ------ COLUMN TOTALS 57,779
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/02 PAGE 11 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6 - - - -ITEM 7 - - - - - - - - -ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) K MART CORP COM 482584109 11 11,000 X 2 11,000 KIMBERLY CLARK CORP COM 494368103 184,552 2,976,646 X 2 2,076,917 39,820 859,909 KIMBERLY CLARK CORP COM 494368103 11,167 180,120 X X 2 133,920 10,912 35,288 KING PHARMACEUTICALS INC COM 495582108 11,957 537,397 X 2 533,946 1,053 2,398 KING PHARMACEUTICALS INC COM 495582108 170 7,647 X X 2 5,246 2,401 KOHLS CORP COM 500255104 11,120 158,675 X 2 157,460 340 875 KOHLS CORP COM 500255104 273 3,890 X X 2 2,550 1,340 LABORATORY CORP AMER HLDGS COM 50540R409 587 12,850 X 2 12,850 LEGG MASON INC COM 524901105 674 13,655 X 2 13,655 LEHMAN BROTHERS HLDGS INC COM 524908100 1,017 16,270 X 2 16,270 LEXMARK INTL INC COM 529771107 384 7,050 X 2 7,050 LIBERTY MEDIA CORP NEW COM SER A 530718105 4,319 431,895 X 2 427,595 4,300 LIBERTY MEDIA CORP NEW COM SER A 530718105 58 5,750 X X 2 600 5,150 LILLY ELI & CO COM 532457108 3,146 55,787 X 2 54,987 800 LILLY ELI & CO COM 532457108 291 5,160 X X 2 3,260 300 1,600 LINCARE HLDGS INC COM 532791100 740 22,925 X 2 22,925 LITTLEFIELD ADAMS & CO COM 537581100 15,518 X 2 15,518 LOCKHEED MARTIN CORP COM 539830109 230 3,314 X 2 3,214 100 LOWES COS INC COM 548661107 5,241 115,450 X 2 114,100 1,350 LOWES COS INC COM 548661107 34 750 X X 2 450 300 LUCENT TECHNOLOGIES INC COM 549463107 117 70,756 X 2 69,948 808 LUCENT TECHNOLOGIES INC COM 549463107 2 1,092 X X 2 1,060 32 MAF BANCORP INC COM 55261R108 1,997 53,100 X 2 53,100 MBNA CORP COM 55262L100 906 27,407 X 2 27,407 MADISON GAS & ELEC CO COM 557497104 231 8,306 X 2 8,306 ------- COLUMN TOTALS 239,224
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/02 PAGE 12 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6 - - - -ITEM 7 - - - - - - - - -ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MADISON GAS & ELEC CO COM 557497104 51 1,838 X X 2 1,725 113 MANITOWOC CO INC COM 563571108 2,327 65,566 X 2 62,879 2,687 MANITOWOC CO INC COM 563571108 1,613 45,452 X X 2 42,459 2,993 MANPOWER INC COM 56418H100 816 22,200 X 2 22,200 MANULIFE FINL CORP COM 56501R106 217 7,594 X 2 7,594 MARSH & MC LENNAN COS INC COM 571748102 24,821 256,943 X 2 252,653 350 3,940 MARSH & MC LENNAN COS INC COM 571748102 993 10,277 X X 2 5,927 2,550 1,800 MARSHALL & ILSLEY CORP COM 571834100 9,869 319,076 X 2 318,876 200 MARSHALL & ILSLEY CORP COM 571834100 2,803 90,609 X X 2 31,784 58,825 MATTEL INC COM 577081102 4,921 233,445 X 2 230,195 3,250 MATTEL INC COM 577081102 76 3,600 X X 2 1,100 2,500 MCDONALDS CORP COM 580135101 633 22,249 X 2 22,249 MCDONALDS CORP COM 580135101 49 1,708 X X 2 1,508 200 MCGRAW-HILL CO INC COM 580645109 567 9,500 X 2 8,100 1,400 MCGRAW-HILL CO INC COM 580645109 96 1,600 X X 2 1,200 400 MCMULLEN & PITZ CONSTRUCTION CO 581990900 604 68 X 2 68 MEDAREX INC COM 583916101 338 45,600 X 2 45,600 MEDIMMUNE INC COM 584699102 8,130 307,960 X 2 304,930 630 2,400 MEDIMMUNE INC COM 584699102 83 3,140 X X 2 2,470 670 MEDTRONIC INC COM 585055106 21,089 492,162 X 2 489,352 475 2,335 MEDTRONIC INC COM 585055106 1,308 30,535 X X 2 9,285 19,800 1,450 MELLON FINANCIAL CORP COM 58551A108 2,735 87,005 X 2 87,005 MELLON FINANCIAL CORP COM 58551A108 13 400 X X 2 400 MERCK & CO INC COM 589331107 11,698 230,996 X 2 225,696 100 5,200 MERCK & CO INC COM 589331107 1,126 22,226 X X 2 16,441 5,685 100 ------ COLUMN TOTALS 96,976
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/02 PAGE 13 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6 - - - -ITEM 7 - - - - - - - - -ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MERRILL LYNCH & CO INC COM 590188108 1,113 27,475 X 2 27,475 MERRILL LYNCH & CO INC COM 590188108 41 1,000 X X 2 1,000 MICROSOFT CORP COM 594918104 33,830 618,473 X 2 614,938 840 2,695 MICROSOFT CORP COM 594918104 745 13,620 X X 2 10,070 3,550 MICROCHIP TECHNOLOGY INC COM 595017104 874 31,850 X 2 31,850 MICRON TECHNOLOGY INC COM 595112103 524 25,929 X 2 25,929 MILLENNIUM PHARMACEUTICALS COM 599902103 424 34,900 X 2 34,900 MOLEX INC COM 608554101 985 29,379 X 2 29,379 MOLEX INC COM 608554101 134 4,000 X X 2 4,000 MOLEX INC CL A 608554200 2,334 85,079 X 2 83,559 1,520 MOLEX INC CL A 608554200 46 1,694 X X 2 1,444 250 MONTOUR INC COM 614115194 478 358 X 2 358 MOODYS CORP COM 615369105 1,023 20,565 X 2 4,865 15,700 MOODYS CORP COM 615369105 264 5,300 X X 2 1,100 4,200 MORGAN STANLEY DEAN WITTER & CO COM 617446448 1,093 25,365 X 2 21,357 536 3,472 MORGAN STANLEY DEAN WITTER & CO COM 617446448 3 78 X X 2 78 MOTOROLA INC COM 620076109 262 17,958 X 2 17,958 MOTOROLA INC COM 620076109 26 1,800 X X 2 1,800 NASDAQ 100 TR UNIT SER 1 COM 631100104 230 8,815 X 2 8,815 NASDAQ 100 TR UNIT SER 1 COM 631100104 12 475 X X 2 475 NATIONAL CITY CORP COM 635405103 1,108 33,335 X 2 31,881 1,454 NATIONAL CITY CORP COM 635405103 165 4,960 X X 2 3,800 1,160 NATIONAL COMM FINL CORP COM 63545P104 507 19,272 X 2 19,272 NATIONAL COMM FINL CORP COM 63545P104 26 1,000 X X 2 1,000 NESTLE S A SPONSORED ADR 641069406 1,288 22,100 X 2 21,500 600 ------ COLUMN TOTALS 47,535
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/02 PAGE 14 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6 - - - -ITEM 7 - - - - - - - - -ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) NESTLE S A SPONSORED ADR 641069406 47 800 X X 2 800 NEW PLAN EXCEL RLTY TR INC COM 648053106 219 10,500 X 2 10,500 NEWELL RUBBERMAID INC COM 651229106 351 10,000 X 2 10,000 NEWELL RUBBERMAID INC COM 651229106 260 7,419 X X 2 7,419 NOKIA CORP ADR 654902204 10,796 745,554 X 2 739,159 1,130 5,265 NOKIA CORP ADR 654902204 163 11,250 X X 2 8,325 2,925 NORTH FORK BANCORP COM 659424105 11,367 285,545 X 2 282,545 3,000 NORTH FORK BANCORP COM 659424105 816 20,505 X X 2 14,645 1,960 3,900 NORTHERN TRUST CORP COM 665859104 6,601 149,827 X 2 148,322 400 1,105 NORTHERN TRUST CORP COM 665859104 90 2,035 X X 2 1,235 800 * NUVEEN MUNI BD FD CL R 67065Q400 2,486 266,727 X 2 202,306 64,421 OLD SECOND BANCORP INC ILL COM 680277100 254 6,914 X 2 6,914 OLD SECOND BANCORP INC ILL COM 680277100 98 2,666 X X 2 2,666 OMNICOM GROUP INC COM 681919106 12,714 277,595 X 2 275,785 495 1,315 OMNICOM GROUP INC COM 681919106 221 4,835 X X 2 3,700 1,135 ORACLE CORP COM 68389X105 5,298 559,454 X 2 547,154 1,950 10,350 ORACLE CORP COM 68389X105 107 11,340 X X 2 5,440 5,900 OSHKOSH B GOSH INC CL A 688222207 1,984 45,629 X 2 45,629 OSHKOSH B GOSH INC CL A 688222207 355 8,160 X X 2 8,160 OSHKOSH B GOSH INC CL B 688222306 334 10,606 X 2 10,606 OSHKOSH TRUCK CORP CL B 688239201 1,461 24,717 X 2 24,717 PENTAIR INDS INC COM 709631105 355 7,386 X 2 7,386 PENTAIR INDS INC COM 709631105 303 6,300 X X 2 6,300 PEPSICO INC COM 713448108 25,800 535,260 X 2 519,045 850 15,365 PEPSICO INC COM 713448108 1,027 21,315 X X 2 16,340 4,975 ------ COLUMN TOTALS 83,507
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/02 PAGE 15 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6 - - - -ITEM 7 - - - - - - - - -ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) PETSMART INC COM 716768106 175 11,000 X 2 11,000 PFIZER INC COM 717081103 39,723 1,134,933 X 2 1,101,093 1,320 32,520 PFIZER INC COM 717081103 3,150 89,989 X X 2 52,485 22,604 14,900 PHARMACIA CORP COM 71713U102 640 17,089 X 2 16,054 1,035 PHILIP MORRIS COS INC COM 718154107 9,039 206,929 X 2 202,129 4,800 PHILIP MORRIS COS INC COM 718154107 2,010 46,012 X X 2 20,962 19,750 5,300 PHILLIPS PETE CO COM 718507106 359 6,100 X 2 6,100 PITNEY BOWES INC COM 724479100 117 2,950 X 2 2,950 PITNEY BOWES INC COM 724479100 278 7,000 X X 2 7,000 PLEXUS CORP COM 729132100 5,153 284,712 X 2 277,560 7,152 PLUM CREEK TIMBER CO INC COM 729251108 5,374 175,034 X 2 174,884 150 PLUM CREEK TIMBER CO INC COM 729251108 157 5,100 X X 2 700 2,700 1,700 POORE BROS INC COM 732813100 32 11,000 X 2 11,000 PRECISION CASTPARTS CORP COM 740189105 163 4,950 X 2 4,950 PRECISION CASTPARTS CORP COM 740189105 181 5,482 X X 2 5,482 PROCTER & GAMBLE CO COM 742718109 15,431 172,803 X 2 158,043 100 14,660 PROCTER & GAMBLE CO COM 742718109 1,465 16,410 X X 2 8,910 7,500 QWEST COMMUNICATIONS INTL INC COM 749121109 31 11,232 X 2 9,101 2,131 QWEST COMMUNICATIONS INTL INC COM 749121109 173 X X 2 173 RBID COM INC COM 749283107 16,000 X 2 16,000 RELIANT ENERGY INC COM 75952J108 1,853 109,650 X 2 109,650 RELIANT ENERGY INC COM 75952J108 39 2,300 X X 2 1,700 600 ROADWAY CORP COM 769742107 302 8,400 X 2 8,400 ROWAN COS INC COM 779382100 350 16,300 X 2 16,300 ROYAL DUTCH PETROLEUM CO COM 780257804 1,800 32,572 X 2 30,572 2,000 ------ COLUMN TOTALS 87,822
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/02 PAGE 16 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6 - - - -ITEM 7 - - - - - - - - -ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ROYAL DUTCH PETROLEUM CO COM 780257804 337 6,100 X X 2 6,100 SBC COMMUNICATIONS INC COM 78387G103 18,681 612,503 X 2 602,570 610 9,323 SBC COMMUNICATIONS INC COM 78387G103 595 19,505 X X 2 13,844 5,661 SLM CORP COM 78442P106 1,833 18,912 X 2 18,912 SPDR TR UNIT SER 1 78462F103 10,577 106,885 X 2 106,885 SPDR TR UNIT SER 1 78462F103 20 200 X X 2 200 SPX CORP COM 784635104 425 3,614 X 2 3,614 SALOMON BROS FD INC 795477108 124 11,647 X 2 11,647 SALOMON BROS FD INC 795477108 38 3,564 X X 2 3,564 SARA LEE CORP NEW COM 803111103 881 42,669 X 2 39,469 3,200 SARA LEE CORP NEW COM 803111103 50 2,400 X X 2 2,400 SCHERING PLOUGH CORP COM 806605101 5,386 218,937 X 2 214,912 4,025 SCHERING PLOUGH CORP COM 806605101 350 14,215 X X 2 9,265 3,950 1,000 SCHLUMBERGER LTD COM 806857108 1,330 28,593 X 2 28,593 SCHLUMBERGER LTD COM 806857108 138 2,960 X X 2 2,660 200 100 SCHWAB CHARLES CORP COM 808513105 193 17,188 X 2 16,538 650 SCHWEITZER-MAUDUIT INTL INC COM 808541106 2,319 94,276 X 2 50,308 364 43,604 SCHWEITZER-MAUDUIT INTL INC COM 808541106 110 4,489 X X 2 3,484 5 1,000 SCIENTIFIC ATLANTA INC COM 808655104 670 40,700 X 2 40,700 * SCUDDER MANAGED MUNI BOND FD CL A 811170802 99 10,792 X 2 10,792 SEALED AIR CORP NEW COM 81211K100 161 4,000 X 2 4,000 SEALED AIR CORP NEW COM 81211K100 142 3,530 X X 2 3,530 SEARS ROEBUCK & CO COM 812387108 343 6,324 X 2 3,372 728 2,224 SEARS ROEBUCK & CO COM 812387108 3 50 X X 2 50 SICOR INC COM 825846108 392 21,150 X 2 21,150 ------ COLUMN TOTALS 45,197
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/02 PAGE 17 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6 - - - -ITEM 7 - - - - - - - - -ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SIEBEL SYS INC COM 826170102 252 17,700 X 2 17,500 200 SKYWORKS SOLUTIONS INC COM 83088M102 191 34,467 X 2 34,467 SKYWORKS SOLUTIONS INC COM 83088M102 1 233 X X 2 233 SMITH INTL INC COM 832110100 416 6,100 X 2 6,100 SONIC FOUNDRY CO COM 83545R108 13 10,400 X 2 10,400 SOUTHERN CO COM 842587107 4,302 157,025 X 2 156,225 800 SOUTHERN CO COM 842587107 362 13,226 X X 2 11,226 2,000 SPRINT CORP (FON GROUP) COM 852061100 149 14,062 X 2 14,062 STAKE TECHNOLOGY LTD COM 852559103 34 13,000 X 2 13,000 STAPLES INC COM 855030102 1,188 60,287 X 2 60,287 STATE STREET CORP COM 857477103 15,599 348,972 X 2 343,842 500 4,630 STATE STREET CORP COM 857477103 539 12,050 X X 2 8,060 3,990 SUN MICROSYSTEMS INC COM 866810104 331 66,117 X 2 64,417 100 1,600 SUN MICROSYSTEMS INC COM 866810104 18 3,686 X X 2 3,686 SUNGARD DATA SYS INC COM 867363103 28,681 1,083,124 X 2 1,074,519 1,620 6,985 SUNGARD DATA SYS INC COM 867363103 879 33,191 X X 2 27,191 6,000 SUPERVALU INC COM 868536103 1,013 41,296 X 2 35,146 6,150 SYMANTEC CORP COM 871503108 494 15,040 X 2 13,940 100 1,000 SYSCO CORP COM 871829107 9,057 332,727 X 2 332,727 SYSCO CORP COM 871829107 622 22,840 X X 2 15,200 7,640 THQ INC COM 872443403 252 8,450 X 2 8,450 TJX COMPANIES INC COM NEW 872540109 2,362 120,450 X 2 117,400 3,050 TJX COMPANIES INC COM NEW 872540109 51 2,600 X X 2 2,400 200 TARGET CORP COM 87612E106 120 3,162 X 2 2,962 200 TARGET CORP COM 87612E106 88 2,300 X X 2 1,800 500 ---------- COLUMN TOTALS 67,014
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/02 PAGE 18 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6 - - - -ITEM 7 - - - - - - - - -ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) TECHNE CORP COM 878377100 312 11,050 X 2 11,050 TEXAS INSTR INC COM 882508104 2,984 125,909 X 2 122,084 3,825 TEXAS INSTR INC COM 882508104 90 3,800 X X 2 2,450 1,350 THERMO ELECTRON CORP COM 883556102 171 10,387 X 2 10,387 3M COMPANY COM 88579Y101 2,483 20,184 X 2 12,178 8,006 3M COMPANY COM 88579Y101 474 3,850 X X 2 250 3,600 TORONTO DOMINION BK ONTARIO CAN COM 891160509 265 11,256 X 2 7,006 4,250 US BANCORP DEL NEW COM 902973304 5,637 241,400 X 2 233,195 615 7,590 US BANCORP DEL NEW COM 902973304 959 41,075 X X 2 28,652 2,574 9,849 UNION PAC CORP COM 907818108 202 3,200 X 2 2,400 800 UNION PAC CORP COM 907818108 131 2,066 X X 2 2,066 UNITED TECHNOLOGIES CORP COM 913017109 446 6,572 X 2 6,572 UTSTARCOM INC COM 918076100 413 20,500 X 2 20,500 * VANGUARD TOTAL BD MARKET INDEX FD 921937108 22,863 2,256,627 X 2 2,244,775 11,852 * VANGUARD TOTAL BD MARKET INDEX FD 921937108 618 61,030 X X 2 54,380 6,650 * VANGUARD BD INDEX FD INC 921937207 196 19,368 X 2 19,368 SHORT TERM BD INDEX * VANGUARD TOTAL BOND INDEX FUND 921937603 270 26,632 X 2 26,632 ADMIRAL SHARES * VANGUARD SHORT TERM CORP BOND FD 922031406 24,538 2,297,219 X 2 2,279,819 17,400 * VANGUARD SHORT TERM CORP BOND FD 922031406 842 78,791 X X 2 64,602 14,189 * VANGUARD FIXED INCOME SEC FD 922031836 1,173 109,833 X 2 109,833 SHORT TERM CORP ADMIRAL SHARES VARIAN MED SYS INC COM 92220P105 274 6,750 X 2 6,750 * VANGUARD MUNI BOND FD INC SHORT 922907100 635 40,363 X 2 40,363 TERM PORTFOLIO * VANGUARD MUNI BOND FD INC 922907209 304 22,438 X 2 22,438 INTERMEDIATE TERM PORTFOLIO * VANGUARD MUNI BOND FD INC 922907209 228 16,837 X X 2 16,837 INTERMEDIATE TERM PORTFOLIO * VANGUARD MUNI BD FD INC LTD TERM 922907704 483 43,909 X 2 43,909 PORTFOLIO ------ COLUMN TOTALS 66,991
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/02 PAGE 19 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6 - - - -ITEM 7 - - - - - - - - -ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) * VANGUARD MUNI BOND FUND INC SHORT 922907803 913 58,065 X 2 58,065 TERM TAX EXEMPT ADMIRAL SHARES * VANGUARD MUNI BOND FUND INC 922907886 423 38,532 X 2 38,532 LMTD TERM TAX EXEMPT ADMIRAL SHARES VERIZON COMMUNICATIONS COM 92343V104 7,799 194,252 X 2 192,543 200 1,509 VERIZON COMMUNICATIONS COM 92343V104 170 4,226 X X 2 1,228 2,998 VIACOM INC CL B COM 925524308 4,892 110,247 X 2 110,247 VODAFONE GROUP PLC NEW SPONS ADR 92857W100 378 27,675 X 2 27,675 VODAFONE GROUP PLC NEW SPONS ADR 92857W100 29 2,125 X X 2 1,025 1,100 WPS RESOURCES CORP COM 92931B106 21,659 530,456 X 2 91,054 439,402 WPS RESOURCES CORP COM 92931B106 538 13,168 X X 2 7,808 5,360 WACHOVIA CORP NEW COM 929903102 771 20,200 X 2 18,500 1,700 WACHOVIA CORP NEW COM 929903102 374 9,792 X X 2 4,510 1,000 4,282 WAL MART STORES INC COM 931142103 17,611 320,137 X 2 317,897 660 1,580 WAL MART STORES INC COM 931142103 325 5,910 X X 2 4,660 1,250 WALGREEN CO COM 931422109 19,918 515,620 X 2 513,355 600 1,665 WALGREEN CO COM 931422109 1,225 31,710 X X 2 20,790 4,520 6,400 WASHINGTON MUTUAL INC COM 939322103 4,228 113,925 X 2 113,925 WASHINGTON MUTUAL INC COM 939322103 169 4,550 X X 2 900 3,650 WASTE MANAGEMENT INC NEW COM 94106L109 398 15,280 X 2 12,127 3,153 WASTE MANAGEMENT INC NEW COM 94106L109 110 4,205 X X 2 4,205 WAUSAU-MOSINEE PAPER CORP COM 943315101 874 72,561 X 2 3,722 68,839 WAUSAU-MOSINEE PAPER CORP COM 943315101 325 26,930 X X 2 23,041 3,889 WEINGARTEN REALTY INVESTORS SBI 948741103 226 6,375 X 2 5,925 450 WELLS FARGO & CO NEW COM 949746101 31,451 628,276 X 2 583,991 880 43,405 WELLS FARGO & CO NEW COM 949746101 606 12,109 X X 2 7,686 4,423 WEYERHAEUSER CO COM 962166104 136 2,129 X 2 2,129 ------- COLUMN TOTALS 115,548
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/02 PAGE 20 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6 - - - -ITEM 7 - - - - - - - - -ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) WEYERHAEUSER CO COM 962166104 459 7,188 X X 2 1,913 4,775 500 WISCONSIN ENERGY CORP COM 976657106 738 29,221 X 2 25,121 100 4,000 WISCONSIN ENERGY CORP COM 976657106 135 5,325 X X 2 4,500 825 WOMENS GROWTH CAPITAL FUND I 979990991 167 100,000 X X 2 100,000 LIMITED PARTNERSHIP WORLDCOM INC WORLDCOM GROUP COM 98157D106 10 12,537 X 2 12,087 450 WORLDCOM INC WORLDCOM GROUP COM 98157D106 1 1,218 X X 2 1,218 WYETH COM 983024100 1,129 22,050 X 2 18,150 3,900 WYETH COM 983024100 43 834 X X 2 834 XCEL ENERGY INC COM 98389B100 152 9,056 X 2 9,056 XCEL ENERGY INC COM 98389B100 54 3,212 X X 2 3,038 174 ZIMMER HLDGS INC COM 98956P102 1,074 30,109 X 2 28,909 1,200 ZIMMER HLDGS INC COM 98956P102 108 3,021 X X 2 1,024 1,997 ZORAN CORP COM 98975F101 454 19,825 X 2 19,825 --------- COLUMN TOTALS 4,524 FINAL TOTALS 1,679,836
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