13F-HR 1 r13f0302.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended March 31, 2002 If Amended report check here: |_| ASSOCIATED BANC-CORP -------------------------------------------------------------------------------- Name of Institutional Investment Manager 1200 Hansen Road Green Bay WI 54304 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) Chief Administrative Officer, Brian R. Bodager (920) 491-7001 General Counsel and Corporate Secretary -------------------------------------------------------------------------------- Name, Phone No. and Title of Person Duly Authorized to Submit This Report ATTENTION -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C.78ff(a) -------------------------------------------------------------------------------- The institutional investment manager submitting this form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Green Bay and State of Wisconsin on the 8th day of April, 2002. Associated Banc-Corp -------------------------------------------- Name of Institutional Investment Manager /s/ Brian R. Bodager -------------------------------------------- Manual Signature of Person Duly Authorized to Submit This Report Name and 13F file numbers of ALL institutional investment managers with respect to which this schedule is filed (other than the one filing this report). (List in alphabetical order.) 13F file numbers will be assigned to Institutional Investment Managers after they file their first report. Name 13F File No. Name 13F File No. ---- ------------ ---- ------------ Associated Trust Company, National Association ------------------------- ------------ ---- ------------
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/02 PAGE 1 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) AMDOCS LTD ORD G02602103 1,359 50,990 X 2 49,940 1,050 AMDOCS LTD ORD G02602103 12 450 X X 2 450 GLOBALSANTAFE CORP ORD G3930E101 549 16,800 X 2 16,800 RENAISSANCERE HLDGS LTD ORG G7496G103 978 9,495 X 2 9,495 TRANSOCEAN SEDCO FOREX INC ORD G90078109 317 9,543 X 2 9,543 TRANSOCEAN SEDCO FOREX INC ORD G90078109 6 174 X X 2 174 XL CAPITAL LTD CL A COM G98255105 13,179 141,175 X 2 139,975 275 925 XL CAPITAL LTD CL A COM G98255105 139 1,485 X X 2 1,410 75 LIMITED PARTNERSHIP INTEREST MS0023544 313 6 X 2 6 IN THE STAFFORD INVESTMENTS LIMITED PARTNERSHIP INTEREST MS0023593 2,783 87 X 2 87 IN THE STAFFORD INVESTMENTS CHECK POINT SOFTWARE TECH LT ORD M22465104 6,761 222,395 X 2 220,485 330 1,580 CHECK POINT SOFTWARE TECH LT ORD M22465104 42 1,380 X X 2 1,065 315 FLEXTRONICS INTL LTD ORD Y2573F102 6,957 381,185 X 2 377,610 790 2,785 FLEXTRONICS INTL LTD ORD Y2573F102 57 3,135 X X 2 1,835 1,300 ADC TELECOMMUNICATIONS COM 000886101 632 155,350 X 2 153,350 2,000 ADC TELECOMMUNICATIONS COM 000886101 29 7,100 X X 2 7,100 AIM INVT SECS FDS LTD MATURITY 00142C201 524 50,838 X 2 50,838 TREAS PORTFOLIO SHS AOL TIME WARNER INC COM 00184A105 2,880 121,782 X 2 118,407 100 3,275 AOL TIME WARNER INC COM 00184A105 117 4,958 X X 2 2,020 2,938 ATI TECHNOLOGIES INC COM 001941103 650 48,500 X 2 48,500 AT&T CORP COM 001957109 1,457 92,779 X 2 91,612 1,167 AT&T CORP COM 001957109 37 2,365 X X 2 1,663 575 127 ABBOTT LABS COM 002824100 5,199 98,849 X 2 95,349 3,500 ABBOTT LABS COM 002824100 415 7,897 X X 2 7,397 500 ABERCROMBIE & FITCH CO CL A COM 002896207 336 10,900 X 2 10,900 ---------- COLUMN TOTALS 45,728
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/02 PAGE 2 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ABGENIX INC COM 00339B107 280 14,800 X 2 14,800 ADELPHIA COMMUNICATIONS CORP CL A 006848105 1,075 72,125 X 2 72,125 COM ADVENT SOFTWARE INC COM 007974108 1,562 26,405 X 2 26,405 AIR PRODS & CHEMS INC COM 009158106 5,678 109,925 X 2 109,650 275 AIR PRODS & CHEMS INC COM 009158106 47 905 X X 2 905 AIRGAS INC COM 009363102 567 28,200 X 2 28,200 ALBANY INTL CORP COM 012348108 550 18,154 X 2 18,154 ALBANY INTL CORP COM 012348108 21 702 X X 2 702 ALLETE INC COM 018522102 364 12,500 X 2 12,500 ALLETE INC COM 018522102 23 800 X X 2 800 ALLIANCE CAPITAL MGMT HLDG LP COM 01855A101 2,770 59,700 X 2 57,700 2,000 ALLIANCE CAPITAL MGMT HLDG LP COM 01855A101 109 2,350 X X 2 250 2,100 ALLIANT ENERGY CORP COM 018802108 485 16,033 X 2 14,533 1,500 ALLIANT ENERGY CORP COM 018802108 62 2,056 X X 2 1,956 100 ALLIANT TECHSYSTEMS INC COM 018804104 520 5,100 X 2 5,100 ALLSTATE CORP COM 020002101 569 15,077 X 2 9,605 1,348 4,124 ALLSTATE CORP COM 020002101 54 1,436 X X 2 1,436 ALLTEL CORP COM 020039103 212 3,822 X 2 3,822 ALTERA CORP COM 021441100 296 13,550 X 2 13,400 150 ALTERA CORP COM 021441100 4 200 X X 2 200 AMEREN CORP COM 023608102 257 6,015 X 2 6,015 AMERICAN ELEC PWR INC COM 025537101 192 4,170 X 2 3,690 480 AMERICAN ELEC PWR INC COM 025537101 95 2,063 X X 2 581 1,482 AMERICAN EXPRESS CO COM 025816109 527 12,875 X 2 12,775 100 AMERICAN INTL GROUP INC COM 026874107 29,025 402,344 X 2 394,768 480 7,096 ---------- COLUMN TOTALS 45,344
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/02 PAGE 3 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) AMERICAN INTL GROUP INC COM 026874107 811 11,241 X X 2 9,872 1,369 AMGEN INC COM 031162100 246 4,129 X 2 3,729 400 ANCHOR BANCORP WI INC COM 032839102 2,677 133,670 X 2 133,670 ANCHOR BANCORP WI INC COM 032839102 23 1,134 X X 2 1,000 134 AON CORP COM 037389103 1,950 55,722 X 2 55,722 AON CORP COM 037389103 101 2,875 X X 2 1,862 1,013 APPLERA CORP-APPLIED BIO GROUP COM 038020103 539 24,100 X 2 24,100 APPLIED MATERIALS COM 038222105 6,327 116,595 X 2 116,290 275 30 APPLIED MATERIALS COM 038222105 3 60 X X 2 40 20 AQUAGEN INTL INC COM 03838D103 1 20,000 X 2 20,000 ARACRUZ CELULOSE S A ADR SP REP 038496204 225 10,900 X 2 10,900 CL B ASCENTIAL SOFTWARE CORP COM 04362P108 39 10,000 X 2 10,000 ASSOCIATED BANC CORP COM 045487105 164,633 4,329,022 X 2 843,656 200 3,485,166 ASSOCIATED BANC CORP COM 045487105 9,199 241,891 X X 2 66,471 28,614 146,806 ASTORIA FINANCIAL CORP COM 046265104 1,864 64,165 X 2 64,165 AUTO DATA PROCESS COM 053015103 20,463 351,182 X 2 346,767 440 3,975 AUTO DATA PROCESS COM 053015103 459 7,880 X X 2 4,795 3,085 BJ SVCS CO COM 055482103 8,269 239,900 X 2 237,780 520 1,600 BJ SVCS CO COM 055482103 40 1,150 X X 2 1,025 125 BP PLC ADR 055622104 13,410 252,541 X 2 215,545 36,996 BP PLC ADR 055622104 1,089 20,512 X X 2 19,637 875 BAKER HUGHES INC COM 057224107 1,618 42,290 X 2 42,290 BANK OF AMERICA CORP COM 060505104 1,787 26,269 X 2 22,049 4,220 BANK OF AMERICA CORP COM 060505104 246 3,620 X X 2 3,620 MEYER INVESTMENTS LTD PARTNERSHIP 060778008 426 1,637 X 2 1,637 (COPY OF DOCUMENT ONLY) ---------- COLUMN TOTALS 236,445
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/02 PAGE 4 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MEYER INVESTMENTS LTD PARTNERSHIP 060778008 121 464 X X 2 464 (COPY OF DOCUMENT ONLY) 91% INTEREST IN 70 WEST SHOPPING 060987005 756 1 X X 2 1 CENTER PARTNERSHIP MINOCQUA WI BANK OF NEW YORK INC COM 064057102 317 7,543 X 2 7,543 BANK ONE CORP COM 06423A103 2,241 53,650 X 2 42,050 11,600 BANK ONE CORP COM 06423A103 311 7,448 X X 2 7,248 200 BANTA CORP COM 066821109 2,039 57,086 X 2 57,086 BANTA CORP COM 066821109 164 4,581 X X 2 2,795 113 1,673 BARR LABS INC COM 068306109 434 6,600 X 2 6,600 BAXTER INTL COM 071813109 259 4,358 X 2 3,134 1,224 BAXTER INTL COM 071813109 429 7,200 X X 2 7,200 BED BATH & BEYOND COM 075896100 897 26,585 X 2 26,585 BELLSOUTH CORP COM 079860102 2,802 76,030 X 2 75,830 200 BELLSOUTH CORP COM 079860102 316 8,564 X X 2 4,064 4,500 BEMIS INC COM 081437105 12,020 221,158 X 2 221,158 BEMIS INC COM 081437105 978 18,000 X X 2 18,000 BERKSHIRE HATHAWAY DEL CL A COM 084670108 284 4 X 2 4 BEST BUY CO INC COM 086516101 1,058 13,360 X 2 13,360 BIOMET INC COM 090613100 598 22,110 X 2 21,485 625 BIOMET INC COM 090613100 122 4,500 X X 2 4,500 BLOCK H & R INC COM 093671105 2,625 59,065 X 2 59,065 BLUE EMERALD RESOURCE INC COM 09547H103 1 24,000 X 2 24,000 BOEING CO COM 097023105 210 4,350 X 2 4,350 BRISTOL MYERS-SQUIBB CO COM 110122108 10,526 259,966 X 2 243,626 16,340 BRISTOL MYERS-SQUIBB CO COM 110122108 1,141 28,187 X X 2 3,255 23,732 1,200 BROADCOM CORP COM 111320107 251 7,000 X 2 7,000 ---------- COLUMN TOTALS 40,900
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/02 PAGE 5 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) BROCADE COMMUNICATIONS SYSTEMS I COM 111621108 5,446 201,710 X 2 200,880 430 400 BROCADE COMMUNICATIONS SYSTEMS I COM 111621108 34 1,265 X X 2 140 1,125 BURLINGTON RESOURCES COM 122014103 94 2,334 X 2 2,334 BURLINGTON RESOURCES COM 122014103 189 4,706 X X 2 4,706 CSX CORP COM 126408103 185 4,846 X 2 4,000 846 CSX CORP COM 126408103 124 3,246 X X 2 3,246 CABOT MICROELECTRONICS CORP COM 12709P103 568 8,400 X 2 8,400 CALPINE CORP COM 131347106 2,395 188,608 X 2 188,183 150 275 CALPINE CORP COM 131347106 87 6,825 X X 2 5,025 1,800 CAPITAL ONE FINL CORP COM 14040H105 1,204 18,856 X 2 18,856 CAPITAL ONE FINL CORP COM 14040H105 153 2,400 X X 2 2,400 CARDINAL HEALTH INC COM 14149Y108 18,505 261,038 X 2 258,682 495 1,861 CARDINAL HEALTH INC COM 14149Y108 244 3,435 X X 2 2,785 650 CATALINA MARKETING CORP COM 148867104 932 25,540 X 2 25,340 200 CATALINA MARKETING CORP COM 148867104 22 600 X X 2 600 CELGENE CORP COM 151020104 285 11,500 X 2 11,500 CENDANT CORP COM 151313103 26,927 1,402,450 X 2 1,394,225 1,280 6,945 CENDANT CORP COM 151313103 318 16,580 X X 2 9,630 6,950 CHARTER ONE FINANCIAL CORP COM 160903100 1,857 59,480 X 2 59,480 CHESAPEAKE CORP COM 165159104 1,226 45,170 X 2 45,170 CHEVRONTEXACO CORP COM 166764100 15,400 170,597 X 2 165,634 160 4,803 CHEVRONTEXACO CORP COM 166764100 505 5,599 X X 2 3,624 1,975 CHOICEPOINT INC COM 170388102 1,250 21,700 X 2 21,700 CIMA LABS INC COM 171796105 424 15,900 X 2 15,900 CISCO SYSTEMS INC COM 17275R102 4,419 261,015 X 2 252,650 100 8,265 ---------- COLUMN TOTALS 82,793
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/02 PAGE 6 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) CISCO SYSTEMS INC COM 17275R102 228 13,467 X X 2 6,675 6,592 200 CINTAS CORP COM 172908105 203 4,075 X 2 4,075 CITIGROUP INC COM 172967101 24,905 502,932 X 2 499,074 950 2,908 CITIGROUP INC COM 172967101 759 15,332 X X 2 10,774 4,558 CITIZENS BANKING CORP COM 174420109 1,808 55,680 X 2 55,680 CITRIX SYS INC COM 177376100 1,467 84,890 X 2 84,340 550 CITRIX SYS INC COM 177376100 59 3,400 X X 2 2,850 550 CLOROX CO COM 189054109 3,255 74,602 X 2 74,602 CLOROX CO COM 189054109 910 20,857 X X 2 20,857 COCA COLA CO COM 191216100 4,878 93,338 X 2 91,188 100 2,050 COCA COLA CO COM 191216100 191 3,659 X X 2 1,248 2,411 COLGATE PALMOLIVE CO COM 194162103 5,724 100,154 X 2 97,404 2,750 COLGATE PALMOLIVE CO COM 194162103 1,057 18,491 X X 2 11,780 5,511 1,200 * COLUMBIA FIXED INCOME SECS FD 197643109 205 15,688 X 2 15,688 CONCORD EFS INC COM 206197105 242 7,275 X 2 7,275 CONEXANT SYS INC COM 207142100 1,188 98,600 X 2 98,600 CONEXANT SYS INC COM 207142100 8 664 X X 2 664 CONSOLIDATED EDISON INC COM 209115104 245 5,850 X 2 3,650 2,200 CONSOLIDATED EDISON INC COM 209115104 79 1,880 X X 2 1,280 600 COOPER CAMERON CORP COM 216640102 533 10,425 X 2 10,425 COUNTRY MAID FINANCIAL INC. 222356206 12 66,000 X 2 66,000 COM NEW CYMAT CORP COM 23256N102 39 10,000 X 2 10,000 DPL INC COM 233293109 206 8,070 X 2 7,395 675 DPL INC COM 233293109 7 280 X X 2 280 DANAHER CORP COM 235851102 921 12,965 X 2 12,965 ---------- COLUMN TOTALS 49,129
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/02 PAGE 7 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) DANAHER CORP COM 235851102 85 1,200 X X 2 1,200 DARDEN RESTAURANTS INC COM 237194105 551 13,578 X 2 13,578 DEAN FOODS CO NEW COM 242370104 3,065 40,481 X 2 40,481 DEAN FOODS CO NEW COM 242370104 349 4,608 X X 2 1,008 3,600 DELL COMPUTER COM 247025109 2,129 81,530 X 2 80,130 1,400 DELL COMPUTER COM 247025109 123 4,700 X X 2 4,700 DELUXE CORP COM 248019101 795 17,186 X 2 17,186 DEVRY INC DEL COM 251893103 296 9,825 X 2 9,825 DIANON SYS INC COM 252826102 376 5,800 X 2 5,800 DIGITAL RIVER INC COM 25388B104 688 46,450 X 2 46,450 DISNEY WALT CO COM 254687106 3,295 142,751 X 2 138,950 3,801 DISNEY WALT CO COM 254687106 132 5,700 X X 2 3,900 1,800 DOLLAR GENERAL CORP COM 256669102 93 5,737 X 2 5,737 DOLLAR GENERAL CORP COM 256669102 121 7,445 X X 2 7,445 DOMINION RESOURCES INC NEW COM 25746U109 654 10,032 X 2 9,064 968 DOMINION RESOURCES INC NEW COM 25746U109 41 622 X X 2 500 122 DONNELLEY R R & SONS CO COM 257867101 373 11,990 X 2 11,990 DONNELLEY R R & SONS CO COM 257867101 37 1,200 X X 2 800 400 DOW CHEMICAL CO COM 260543103 2,865 87,568 X 2 87,568 DOW CHEMICAL CO COM 260543103 121 3,684 X X 2 600 2,400 684 DU PONT E I DE NEMOURS & CO COM 263534109 334 7,075 X 2 4,220 2,855 DU PONT E I DE NEMOURS & CO COM 263534109 28 600 X X 2 600 DUKE ENERGY CORP COM 264399106 4,080 107,926 X 2 107,276 650 DUKE ENERGY CORP COM 264399106 126 3,325 X X 2 2,925 400 DUN & BRADSTREET CORP DEL COM 26483E100 403 10,076 X 2 2,226 7,850 ---------- COLUMN TOTALS 21,160
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/02 PAGE 8 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) DUN & BRADSTREET CORP DEL COM 26483E100 86 2,150 X X 2 50 2,100 EMC CORP MASS COM 268648102 546 45,766 X 2 45,716 50 EMC CORP MASS COM 268648102 38 3,150 X X 2 2,200 950 ENSCO INTL INC COM 26874Q100 10,360 343,720 X 2 340,920 670 2,130 ENSCO INTL INC COM 26874Q100 110 3,645 X X 2 2,080 1,565 EASTMAN KODAK CO COM 277461109 296 9,500 X 2 9,500 EASTMAN KODAK CO COM 277461109 22 700 X X 2 400 300 ECOLAB INC COM 278865100 247 5,400 X 2 5,400 EL PASO CORP COM 28336L109 17,613 400,038 X 2 397,648 540 1,850 EL PASO CORP COM 28336L109 278 6,305 X X 2 5,255 1,050 ELECTRONIC ARTS INC COM 285512109 234 3,850 X 2 3,850 ELECTRONIC DATA SYSTEMS CORP COM 285661104 195 3,364 X 2 3,364 ELECTRONIC DATA SYSTEMS CORP COM 285661104 35 600 X X 2 600 EMERSON ELEC CO COM 291011104 179 3,115 X 2 2,865 250 EMERSON ELEC CO COM 291011104 118 2,051 X X 2 651 1,400 ENCOMPASS SERVICES CORP COM 29255U104 56 31,646 X 2 31,646 EQUIFAX INC COM 294429105 212 7,080 X 2 7,080 EQUIFAX INC COM 294429105 60 2,000 X X 2 1,000 1,000 EXPEDITORS INTL WASH INC COM 302130109 218 3,570 X 2 3,570 EXXON MOBIL CORP COM 30231G102 37,658 859,177 X 2 824,374 5,692 29,111 EXXON MOBIL CORP COM 30231G102 2,794 63,737 X X 2 44,922 5,589 13,226 FEI CO COM 30241L109 931 26,200 X 2 26,200 FNB BANCSHARES INC IRON MTN MI COM 30252A901 388 11,536 X 2 11,536 FASTENAL COM 311900104 238 3,160 X 2 3,160 FASTENAL COM 311900104 15 200 X X 2 200 ---------- COLUMN TOTALS 72,927
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/02 PAGE 9 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) FEDERAL HOME LOAN MTG CORP COM 313400301 348 5,490 X 2 1,890 3,600 FEDERAL NATL MTG ASSN COM 313586109 29,437 368,513 X 2 359,763 690 8,060 FEDERAL NATL MTG ASSN COM 313586109 1,194 14,950 X X 2 8,050 6,900 * FEDERATED INCOME TRUST COM 314199100 252 24,348 X 2 24,348 FIDELITY SHORT TERM INVESTMENT FD 3158999B2 101,952 1,951,789 X 2 1,951,789 * FIDELITY SPARTAN MUNI INCOME FD 316089507 220 17,427 X X 2 17,427 * FIDELITY HIGH INCOME FD 316146406 134 16,686 X 2 16,686 FIFTH THIRD BANCORP COM 316773100 1,453 21,529 X 2 21,529 FIFTH THIRD BANCORP COM 316773100 257 3,809 X X 2 3,809 FIRST FEDERAL CAPITAL CORP COM 319960100 212 11,249 X 2 11,249 FIRST DATA CORP COM 319963104 3,948 45,250 X 2 45,050 200 FIRST DATA CORP COM 319963104 44 500 X X 2 500 FISERV INC COM 337738108 1,040 22,620 X 2 22,620 FOREST LABS INC COM 345838106 1,084 13,270 X 2 13,270 FORTUNE BRANDS INC COM 349631101 3,632 73,570 X 2 72,870 100 600 FORTUNE BRANDS INC COM 349631101 128 2,600 X X 2 2,000 600 FRANKLIN RESOURCES INC COM 354613101 1,191 28,422 X 2 28,072 350 FRANKLIN RESOURCES INC COM 354613101 176 4,200 X X 2 2,100 2,100 * FRANKLIN HIGH YLD TAX FREE INCOME 354723702 183 17,541 X 2 17,541 FD FRESH BRANDS INC COM 35803U108 282 16,563 X 2 16,563 GALLAGHER ARTHUR J & CO COM 363576109 524 16,000 X 2 16,000 GENERAL CREDIT CORP WARRANTS 369451117 20,000 X 2 20,000 EXP 04/25/2002 GENERAL ELEC CO COM 369604103 53,584 1,430,824 X 2 1,305,000 1,370 124,454 GENERAL ELEC CO COM 369604103 2,145 57,268 X X 2 29,988 22,280 5,000 GENERAL MOTORS CORP COM 370442105 448 7,410 X 2 5,839 1,571 ---------- COLUMN TOTALS 203,868
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/02 PAGE 10 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) GENERAL MOTORS CORP COM 370442105 6 100 X X 2 100 GENESIS MICROCHIP INC COM 37184C103 390 15,000 X 2 15,000 GENZYME CORP COM 372917104 1,201 27,500 X 2 27,500 GILEAD SCIENCES INC COM 375558103 1,155 32,100 X 2 32,100 GILLETTE CO COM 375766102 239 7,025 X 2 7,025 GILLETTE CO COM 375766102 41 1,200 X X 2 1,200 GLATFELTER COM 377316104 807 44,980 X 2 42,115 2,865 GLATFELTER COM 377316104 32 1,776 X X 2 1,488 288 GLAXO SMITHKLINE NEW ADR 37733W105 4,739 100,837 X 2 98,427 2,410 GLAXO SMITHKLINE NEW ADR 37733W105 280 5,955 X X 2 3,800 2,155 GLOBESPAN VIRATA INC COM 37957V106 503 33,700 X 2 33,700 GOLDMAN SACHS GRP INC COM 38141G104 3,716 41,175 X 2 41,175 GOLDMAN SACHS GRP INC COM 38141G104 27 300 X X 2 300 GRAINGER W W INC COM 384802104 512 9,100 X 2 9,100 GREY GLOBAL GROUP INC COM 39787M108 272 400 X 2 400 HARLEY DAVIDSON INC COM 412822108 1,908 34,609 X 2 33,509 1,100 HARLEY DAVIDSON INC COM 412822108 249 4,510 X X 2 4,310 200 HARRIS CORP DEL COM 413875105 524 14,600 X 2 14,600 HEALTH MGMT ASSOC INC NEW CL A COM 421933102 208 10,050 X 2 10,050 HEALTHTRAC INC COM 42226R100 3 30,000 X 2 30,000 HEINZ H J CO COM 423074103 2,066 49,795 X 2 47,670 2,125 HEINZ H J CO COM 423074103 73 1,750 X X 2 100 450 1,200 HEWLETT PACKARD CO COM 428236103 321 17,901 X 2 17,901 HEWLETT PACKARD CO COM 428236103 25 1,400 X X 2 1,400 HOME DEPOT INC COM 437076102 20,085 413,181 X 2 409,371 670 3,140 ---------- COLUMN TOTALS 39,382
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/02 PAGE 11 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) HOME DEPOT INC COM 437076102 389 8,005 X X 2 7,255 750 HONEYWELL INTL INC COM 438516106 193 5,040 X 2 870 4,170 HONEYWELL INTL INC COM 438516106 38 1,000 X X 2 1,000 HUBBELL INC CL A COM 443510102 321 10,158 X 2 9,358 800 HUBBELL INC CL A COM 443510102 76 2,400 X X 2 2,400 HUBBELL INC CL B 443510201 264 8,027 X 2 7,807 220 HUBBELL INC CL B 443510201 22 664 X X 2 664 HUMAN GENOME SCIENCES INC COM 444903108 329 15,100 X 2 15,100 IDEC PHARMACEUTICALS CORP COM 449370105 5,756 89,515 X 2 89,495 20 IDEC PHARMACEUTICALS CORP COM 449370105 1 20 X X 2 20 IMS HEALTH INC COM 449934108 1,274 56,750 X 2 24,950 31,800 IMS HEALTH INC COM 449934108 193 8,600 X X 2 200 8,400 INTEL CORP COM 458140100 25,912 852,081 X 2 848,361 800 2,920 INTEL CORP COM 458140100 961 31,596 X X 2 19,880 11,316 400 INTERNATIONAL BUSINESS MACHS COM 459200101 18,548 178,347 X 2 174,546 210 3,591 INTERNATIONAL BUSINESS MACHS COM 459200101 433 4,167 X X 2 3,137 1,030 INTERNATIONAL PAPER CO COM 460146103 2,413 56,100 X 2 56,000 100 INTERPUBLIC GROUP COM 460690100 2,544 74,220 X 2 73,220 1,000 INTERPUBLIC GROUP COM 460690100 148 4,325 X X 2 700 3,625 INVITROGEN CORP COM 46185R100 415 12,100 X 2 12,100 JOHNSON & JOHNSON COM 478160104 18,998 292,507 X 2 283,632 530 8,345 JOHNSON & JOHNSON COM 478160104 771 11,869 X X 2 11,149 620 100 JOHNSON CONTROLS INC COM 478366107 272 3,075 X 2 3,075 KLA-TENCOR CORP COM 482480100 1,144 17,200 X 2 17,200 KIMBERLY CLARK CORP COM 494368103 205,982 3,186,116 X 2 2,288,837 39,820 857,459 ---------- COLUMN TOTALS 287,397
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/02 PAGE 12 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) KIMBERLY CLARK CORP COM 494368103 8,165 126,303 X X 2 73,304 11,037 41,962 KING PHARMACEUTICALS INC COM 495582108 17,236 492,330 X 2 487,879 1,053 3,398 KING PHARMACEUTICALS INC COM 495582108 249 7,114 X X 2 4,863 2,251 KOHLS CORP COM 500255104 13,464 189,235 X 2 187,855 340 1,040 KOHLS CORP COM 500255104 311 4,370 X X 2 2,830 1,540 LABORATORY CORP AMER HLDGS COM 50540R409 834 8,700 X 2 8,700 LEGG MASON INC COM 524901105 1,356 25,555 X 2 25,555 LEHMAN BROTHERS HLDGS INC COM 524908100 1,145 17,720 X 2 17,720 LIBERTY MEDIA CORP NEW COM SER A 530718105 2,931 231,885 X 2 231,885 LIBERTY MEDIA CORP NEW COM SER A 530718105 40 3,180 X X 2 3,180 LILLY ELI & CO COM 532457108 4,485 58,862 X 2 58,062 800 LILLY ELI & CO COM 532457108 218 2,860 X X 2 960 300 1,600 LINCARE HLDGS INC COM 532791100 689 25,415 X 2 25,415 LINEAR TECHNOLOGY CORP COM 535678106 235 5,325 X 2 5,225 100 LITTLEFIELD ADAMS & CO COM 537581100 15,518 X 2 15,518 LOWES COS INC COM 548661107 952 21,900 X 2 21,900 LUCENT TECHNOLOGIES INC COM 549463107 628 132,845 X 2 132,037 808 LUCENT TECHNOLOGIES INC COM 549463107 5 1,132 X X 2 1,100 32 MAF BANCORP INC COM 55261R108 1,844 52,300 X 2 52,300 MBNA CORP COM 55262L100 1,092 28,307 X 2 28,307 MADISON GAS & ELEC CO COM 557497104 235 8,266 X 2 8,266 MADISON GAS & ELEC CO COM 557497104 52 1,838 X X 2 1,725 113 MANITOWOC CO INC COM 563571108 2,735 69,241 X 2 66,454 2,787 MANITOWOC CO INC COM 563571108 1,795 45,452 X X 2 42,459 2,993 MANPOWER INC COM 56418H100 272 7,000 X 2 7,000 ---------- COLUMN TOTALS 60,968
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/02 PAGE 13 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MANULIFE FINL CORP COM 56501R106 277 10,094 X 2 10,094 MARSH & MC LENNAN COS INC COM 571748102 30,770 272,930 X 2 268,490 350 4,090 MARSH & MC LENNAN COS INC COM 571748102 1,074 9,527 X X 2 5,027 2,700 1,800 MARSHALL & ILSLEY CORP COM 571834100 10,231 164,373 X 2 164,273 100 MARSHALL & ILSLEY CORP COM 571834100 2,819 45,293 X X 2 15,892 29,401 MATTEL INC COM 577081102 2,616 125,531 X 2 125,231 300 MATTEL INC COM 577081102 36 1,750 X X 2 1,750 MCDONALDS CORP COM 580135101 638 23,000 X 2 23,000 MCDONALDS CORP COM 580135101 53 1,908 X X 2 1,708 200 MCGRAW-HILL CO INC COM 580645109 648 9,500 X 2 8,500 1,000 MCGRAW-HILL CO INC COM 580645109 109 1,600 X X 2 1,200 400 MCMULLEN & PITZ CONSTRUCTION CO 581990900 2,093 235 X 2 235 MEDAREX INC COM 583916101 337 20,900 X 2 20,900 MEDIMMUNE INC COM 584699102 15,666 398,315 X 2 395,010 630 2,675 MEDIMMUNE INC COM 584699102 125 3,190 X X 2 2,470 720 MEDTRONIC INC COM 585055106 23,054 509,945 X 2 506,835 475 2,635 MEDTRONIC INC COM 585055106 1,417 31,335 X X 2 9,385 20,500 1,450 MELLON FINANCIAL CORP COM 58551A108 3,295 85,380 X 2 85,380 MELLON FINANCIAL CORP COM 58551A108 15 400 X X 2 400 MERCK & CO INC COM 589331107 13,664 237,301 X 2 232,001 100 5,200 MERCK & CO INC COM 589331107 1,255 21,800 X X 2 16,015 5,685 100 MERRILL LYNCH & CO INC COM 590188108 1,330 24,015 X 2 24,015 MERRILL LYNCH & CO INC COM 590188108 17 300 X X 2 300 MICROSOFT CORP COM 594918104 38,749 642,508 X 2 638,723 840 2,945 MICROSOFT CORP COM 594918104 737 12,220 X X 2 8,570 3,650 ---------- COLUMN TOTALS 151,025
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/02 PAGE 14 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MICROCHIP TECHNOLOGY INC COM 595017104 999 23,885 X 2 23,885 MICRON TECHNOLOGY INC COM 595112103 1,353 41,129 X 2 41,129 MIDWAY GAMES INC COM 598148104 262 19,500 X 2 19,500 MILLENNIUM PHARMACEUTICALS COM 599902103 455 20,400 X 2 20,400 MINNESOTA MINING & MANUF CO COM 604059105 2,321 20,184 X 2 11,778 8,406 MINNESOTA MINING & MANUF CO COM 604059105 443 3,850 X X 2 250 3,600 MOLEX INC COM 608554101 1,222 35,239 X 2 35,239 MOLEX INC COM 608554101 139 4,000 X X 2 4,000 MOLEX INC CL A 608554200 2,493 81,491 X 2 79,971 1,520 MOLEX INC CL A 608554200 52 1,694 X X 2 1,444 250 MONTOUR INC COM 614115194 478 358 X 2 358 MOODYS CORP COM 615369105 886 21,565 X 2 5,865 15,700 MOODYS CORP COM 615369105 177 4,300 X X 2 100 4,200 MORGAN STANLEY DEAN WITTER & CO COM 617446448 1,454 25,365 X 2 21,357 536 3,472 MORGAN STANLEY DEAN WITTER & CO COM 617446448 4 78 X X 2 78 MOTOROLA INC COM 620076109 291 20,462 X 2 20,462 MOTOROLA INC COM 620076109 26 1,800 X X 2 1,800 NATIONAL CITY CORP COM 635405103 1,130 36,747 X 2 35,293 1,454 NATIONAL CITY CORP COM 635405103 108 3,520 X X 2 2,360 1,160 NATIONAL COMM FINL CORP COM 63545P104 864 31,082 X 2 31,082 NATIONAL COMM FINL CORP COM 63545P104 33 1,200 X X 2 1,200 NESTLE S A SPONSORED ADR 641069406 1,240 22,300 X 2 21,700 600 NESTLE S A SPONSORED ADR 641069406 44 800 X X 2 800 NEW PLAN EXCEL RLTY TR INC COM 648053106 211 10,500 X 2 10,500 NEWELL RUBBERMAID INC COM 651229106 320 10,000 X 2 10,000 ---------- COLUMN TOTALS 17,005
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/02 PAGE 15 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) NEWELL RUBBERMAID INC COM 651229106 237 7,419 X X 2 7,419 NOKIA CORP ADR 654902204 13,968 673,484 X 2 668,439 1,130 3,915 NOKIA CORP ADR 654902204 207 10,000 X X 2 6,875 3,125 NOBLE DRILLING CORP COM 655042109 683 16,500 X 2 16,500 NOBLE DRILLING CORP COM 655042109 149 3,600 X X 2 3,600 NORTEL NETWORKS CORP NEW COM 656568102 292 65,025 X 2 65,025 NORTH FORK BANCORP COM 659424105 12,294 345,725 X 2 342,725 3,000 NORTH FORK BANCORP COM 659424105 420 11,805 X X 2 5,645 2,260 3,900 NORTHERN TRUST CORP COM 665859104 9,897 164,652 X 2 163,472 400 780 NORTHERN TRUST CORP COM 665859104 122 2,035 X X 2 1,885 150 NOVARTIS AG SPONS ADR 66987V109 223 5,625 X 2 5,625 * NUVEEN MUNI BD FD CL R 67065Q400 2,424 263,466 X 2 199,842 63,624 NVIDIA CORP COM 67066G104 375 8,450 X 2 8,450 OLD SECOND BANCORP INC ILL COM 680277100 289 7,188 X 2 7,188 OLD SECOND BANCORP INC ILL COM 680277100 80 2,000 X X 2 2,000 OMNICOM GROUP INC COM 681919106 27,506 291,380 X 2 289,305 495 1,580 OMNICOM GROUP INC COM 681919106 460 4,875 X X 2 3,790 1,085 ORACLE CORP COM 68389X105 8,030 627,377 X 2 613,802 1,950 11,625 ORACLE CORP COM 68389X105 155 12,090 X X 2 6,190 5,900 OSHKOSH B GOSH INC CL A 688222207 2,059 48,029 X 2 48,029 OSHKOSH B GOSH INC CL A 688222207 350 8,160 X X 2 8,160 OSHKOSH B GOSH INC CL B 688222306 280 10,756 X 2 10,756 OSHKOSH TRUCK CORP CL B 688239201 1,412 24,817 X 2 24,817 PARAMETRIC TECHNOLOGY CORP COM 699173100 286 47,275 X 2 47,275 PATTERSON DENTAL CO COM 703412106 297 6,785 X 2 6,785 ---------- COLUMN TOTALS 82,495
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/02 PAGE 16 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) PAYCHEX INC COM 704326107 213 5,376 X 2 5,376 PAYCHEX INC COM 704326107 18 450 X X 2 450 PENTAIR INDS INC COM 709631105 332 7,386 X 2 7,386 PENTAIR INDS INC COM 709631105 283 6,300 X X 2 6,300 PEPSICO INC COM 713448108 31,889 619,203 X 2 601,953 850 16,400 PEPSICO INC COM 713448108 1,152 22,374 X X 2 18,099 4,275 PETROLEO BRASILEIRO SA SPONS ADR 71654V101 413 16,575 X 2 16,575 PETSMART INC COM 716768106 149 11,000 X 2 11,000 PFIZER INC COM 717081103 49,161 1,237,062 X 2 1,201,247 1,320 34,495 PFIZER INC COM 717081103 3,026 76,139 X X 2 38,435 22,804 14,900 PHARMACIA CORP COM 71713U102 1,330 29,493 X 2 28,458 1,035 PHILIP MORRIS COS INC COM 718154107 11,977 227,392 X 2 222,592 4,800 PHILIP MORRIS COS INC COM 718154107 1,581 30,012 X X 2 2,962 21,750 5,300 PHILLIPS PETE CO COM 718507106 421 6,700 X 2 6,700 PITNEY BOWES INC COM 724479100 131 3,050 X 2 3,050 PITNEY BOWES INC COM 724479100 342 8,000 X X 2 8,000 PLEXUS CORP COM 729132100 6,771 286,912 X 2 279,760 7,152 PLUM CREEK TIMBER CO INC COM 729251108 4,638 156,124 X 2 156,124 PLUM CREEK TIMBER CO INC COM 729251108 175 5,894 X X 2 1,494 2,700 1,700 POORE BROS INC COM 732813100 27 11,000 X 2 11,000 PRECISION CASTPARTS CORP COM 740189105 175 4,950 X 2 4,950 PRECISION CASTPARTS CORP COM 740189105 194 5,482 X X 2 5,482 PROCTER & GAMBLE CO COM 742718109 16,086 178,555 X 2 163,795 100 14,660 PROCTER & GAMBLE CO COM 742718109 1,478 16,410 X X 2 8,910 7,500 QUALCOMM INC COM 747525103 348 9,255 X 2 8,935 320 ---------- COLUMN TOTALS 132,310
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/02 PAGE 17 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) QWEST COMMUNICATIONS INTL INC COM 749121109 158 19,175 X 2 17,044 2,131 QWEST COMMUNICATIONS INTL INC COM 749121109 4 473 X X 2 173 300 RBID COM INC COM 749283107 17,000 X 2 17,000 RELIANT ENERGY INC COM 75952J108 2,768 107,340 X 2 107,340 RELIANT ENERGY INC COM 75952J108 59 2,300 X X 2 1,700 600 REUTERS GROUP PLC SPONS ADR 76132M102 209 4,435 X 2 4,435 REUTERS GROUP PLC SPONS ADR 76132M102 4 87 X X 2 87 ROADWAY CORP COM 769742107 348 9,400 X 2 9,400 ROWAN COS INC COM 779382100 726 31,500 X 2 31,500 ROYAL DUTCH PETROLEUM CO COM 780257804 1,576 29,022 X 2 27,022 2,000 ROYAL DUTCH PETROLEUM CO COM 780257804 443 8,150 X X 2 8,150 SBC COMMUNICATIONS INC COM 78387G103 23,993 640,843 X 2 631,010 610 9,223 SBC COMMUNICATIONS INC COM 78387G103 866 23,127 X X 2 16,413 6,714 SEI INVT CO COM 784117103 227 5,300 X 2 5,300 SPDR TR UNIT SER 1 78462F103 17,292 150,997 X 2 150,997 SPDR TR UNIT SER 1 78462F103 23 200 X X 2 200 SPX CORP COM 784635104 561 3,964 X 2 3,964 SALOMON BROS FD INC 795477108 145 11,647 X 2 11,647 SALOMON BROS FD INC 795477108 45 3,564 X X 2 3,564 SARA LEE CORP NEW COM 803111103 891 42,925 X 2 39,525 3,400 SARA LEE CORP NEW COM 803111103 50 2,400 X X 2 2,400 SCHERING PLOUGH CORP COM 806605101 13,466 430,230 X 2 423,665 730 5,835 SCHERING PLOUGH CORP COM 806605101 457 14,615 X X 2 9,240 4,375 1,000 SCHLUMBERGER LTD COM 806857108 3,261 55,442 X 2 55,442 SCHLUMBERGER LTD COM 806857108 177 3,010 X X 2 2,710 200 100 ---------- COLUMN TOTALS 67,749
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/02 PAGE 18 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SCHOLASTIC CORP COM 807066105 278 5,125 X 2 5,125 SCHWAB CHARLES CORP COM 808513105 207 15,788 X 2 15,138 650 SCHWEITZER-MAUDUIT INTL INC COM 808541106 2,402 96,667 X 2 52,548 364 43,755 SCHWEITZER-MAUDUIT INTL INC COM 808541106 112 4,489 X X 2 3,484 5 1,000 * SCUDDER MANAGED MUNI BOND FD CL A 811170802 185 20,801 X 2 20,801 SEALED AIR CORP NEW COM 81211K100 188 4,000 X 2 4,000 SEALED AIR CORP NEW COM 81211K100 166 3,530 X X 2 3,530 SEARS ROEBUCK & CO COM 812387108 324 6,324 X 2 3,372 728 2,224 SEARS ROEBUCK & CO COM 812387108 3 50 X X 2 50 SICOR INC COM 825846108 513 30,050 X 2 30,050 SIEBEL SYS INC COM 826170102 608 18,650 X 2 18,450 200 SIGMA ALDRICH CORP COM 826552101 222 4,734 X 2 4,734 SMITH INTL INC COM 832110100 461 6,800 X 2 6,800 SONIC FOUNDRY CO COM 83545R108 25 10,400 X 2 10,400 SOUTHERN CO COM 842587107 3,967 149,767 X 2 148,967 800 SOUTHERN CO COM 842587107 350 13,226 X X 2 11,226 2,000 SOUTHWEST AIRLINES CO COM 844741108 209 10,811 X 2 10,811 SPRINT CORP (FON GROUP) COM 852061100 217 14,162 X 2 14,162 STAKE TECHNOLOGY LTD COM 852559103 40 15,000 X 2 15,000 STAPLES INC COM 855030102 1,420 71,112 X 2 71,112 STARBUCKS CORP COM 855244109 201 8,680 X 2 8,680 STATE STREET CORP COM 857477103 20,763 374,922 X 2 369,792 500 4,630 STATE STREET CORP COM 857477103 660 11,915 X X 2 7,400 4,515 STRYKER CORP COM 863667101 237 3,925 X 2 3,925 SUN MICROSYSTEMS INC COM 866810104 616 69,867 X 2 68,167 100 1,600 ---------- COLUMN TOTALS 34,374
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/02 PAGE 19 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SUN MICROSYSTEMS INC COM 866810104 33 3,686 X X 2 3,686 SUNGARD DATA SYS INC COM 867363103 39,581 1,200,533 X 2 1,190,478 1,520 8,535 SUNGARD DATA SYS INC COM 867363103 896 27,176 X X 2 20,926 6,250 SUPERVALU INC COM 868536103 1,102 42,696 X 2 35,546 7,150 SYMANTEC CORP COM 871503108 270 6,540 X 2 2,540 4,000 SYNGENTA AG SPONS ADR 87160A100 313 25,450 X 2 25,450 SYSCO CORP COM 871829107 10,124 339,497 X 2 338,897 600 SYSCO CORP COM 871829107 741 24,840 X X 2 17,700 7,140 TJX COMPANIES INC COM NEW 872540109 1,120 28,000 X 2 28,000 TMP WORLDWIDE INC COM 872941109 602 17,450 X 2 17,450 TARGET CORP COM 87612E106 201 4,670 X 2 4,470 200 TARGET CORP COM 87612E106 99 2,300 X X 2 1,800 500 TECHNE CORP COM 878377100 451 16,350 X 2 16,350 TELECOM BRASILEIRAS-TELEBRAS SPONS 879287308 337 10,200 X 2 10,200 ADR REP PF TEXAS INSTR INC COM 882508104 4,654 140,609 X 2 136,634 3,975 TEXAS INSTR INC COM 882508104 139 4,200 X X 2 2,450 1,750 THERMO ELECTRON CORP COM 883556102 215 10,387 X 2 10,387 TIDEWATER INC COM 886423102 385 9,100 X 2 9,100 TORONTO DOMINION BK ONTARIO CAN COM 891160509 309 11,256 X 2 7,006 4,250 TRICON GLOBAL RESTAURANTS INC COM 895953107 114 1,932 X 2 1,392 540 TRICON GLOBAL RESTAURANTS INC COM 895953107 87 1,476 X X 2 1,476 TYCO INTL LTD NEW COM 902124106 442 13,676 X 2 13,676 TYCO INTL LTD NEW COM 902124106 54 1,667 X X 2 1,477 190 US BANCORP DEL NEW COM 902973304 5,954 263,797 X 2 255,592 615 7,590 US BANCORP DEL NEW COM 902973304 937 41,519 X X 2 29,096 2,574 9,849 ---------- COLUMN TOTALS 69,160
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/02 PAGE 20 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) USA EDUCATION INC COM 90390U102 1,869 19,112 X 2 19,112 UNILEVER PLC NEW SPONS ADR 904767704 276 8,714 X 2 8,714 UNION PAC CORP COM 907818108 298 4,800 X 2 4,000 800 UNION PAC CORP COM 907818108 153 2,466 X X 2 2,066 400 UNITED TECHNOLOGIES CORP COM 913017109 470 6,332 X 2 6,332 UNITEDHEALTH GROUP INC COM 91324P102 243 3,175 X 2 3,175 UTSTARCOM INC COM 918076100 703 26,800 X 2 26,800 * VANGUARD TOTAL BD MARKET INDEX FD 921937108 21,435 2,143,252 X 2 2,140,923 2,329 * VANGUARD TOTAL BD MARKET INDEX FD 921937108 507 50,699 X X 2 41,098 9,601 * VANGUARD BD INDEX FD INC 921937207 365 36,351 X 2 36,351 SHORT TERM BD INDEX * VANGUARD TOTAL BOND INDEX FUND 921937603 262 26,237 X 2 26,237 ADMIRAL SHARES * VANGUARD SHORT TERM CORP BOND FD 922031406 21,079 1,969,721 X 2 1,962,138 7,583 * VANGUARD SHORT TERM CORP BOND FD 922031406 598 55,898 X X 2 49,628 6,270 * VANGUARD FIXED INCOME SEC FD 922031836 636 59,479 X 2 59,479 SHORT TERM CORP ADMIRAL SHARES VARIAN MED SYS INC COM 92220P105 360 8,800 X 2 8,800 * VANGUARD MUNI BOND FD INC SHORT 922907100 1,044 66,868 X 2 66,868 TERM PORTFOLIO * VANGUARD MUNI BOND FD INC 922907209 270 20,419 X 2 20,419 INTERMEDIATE TERM PORTFOLIO * VANGUARD MUNI BOND FD INC 922907209 223 16,837 X X 2 16,837 INTERMEDIATE TERM PORTFOLIO * VANGUARD MUNI BD FD INC LTD TERM 922907704 394 36,548 X 2 36,548 PORTFOLIO * VANGUARD MUNI BOND FUND INC SHORT 922907803 653 41,820 X 2 41,820 TERM TAX EXEMPT ADMIRAL SHARES VERIZON COMMUNICATIONS COM 92343V104 9,178 199,081 X 2 196,747 200 2,134 VERIZON COMMUNICATIONS COM 92343V104 247 5,367 X X 2 2,319 3,048 VODAFONE GROUP PLC NEW SPONS ADR 92857W100 3,925 212,990 X 2 212,990 VODAFONE GROUP PLC NEW SPONS ADR 92857W100 30 1,625 X X 2 625 1,000 WPS RESOURCES CORP COM 92931B106 20,789 527,105 X 2 87,703 439,402 ---------- COLUMN TOTALS 86,007
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/02 PAGE 21 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) WPS RESOURCES CORP COM 92931B106 515 13,069 X X 2 7,408 5,661 WACHOVIA CORP NEW COM 929903102 1,024 27,606 X 2 25,906 1,700 WACHOVIA CORP NEW COM 929903102 196 5,282 X X 2 1,000 4,282 WAL MART STORES INC COM 931142103 23,423 382,107 X 2 379,067 660 2,380 WAL MART STORES INC COM 931142103 344 5,610 X X 2 4,360 1,250 WALGREEN CO COM 931422109 22,193 566,295 X 2 563,380 600 2,315 WALGREEN CO COM 931422109 1,039 26,520 X X 2 14,800 5,320 6,400 WASHINGTON MUTUAL INC COM 939322103 3,836 115,790 X 2 115,790 WASHINGTON MUTUAL INC COM 939322103 151 4,550 X X 2 900 3,650 WASTE MANAGEMENT INC NEW COM 94106L109 432 15,860 X 2 12,127 3,733 WASTE MANAGEMENT INC NEW COM 94106L109 115 4,205 X X 2 4,205 WAUSAU-MOSINEE PAPER CORP COM 943315101 926 72,561 X 2 3,722 68,839 WAUSAU-MOSINEE PAPER CORP COM 943315101 344 26,930 X X 2 23,041 3,889 WEINGARTEN REALTY INVESTORS SBI 948741103 218 4,250 X 2 3,950 300 WELLS FARGO & CO NEW COM 949746101 32,952 667,036 X 2 621,916 880 44,240 WELLS FARGO & CO NEW COM 949746101 729 14,751 X X 2 10,178 4,573 WEYERHAEUSER CO COM 962166104 217 3,451 X 2 1,322 2,129 WEYERHAEUSER CO COM 962166104 452 7,188 X X 2 1,913 4,775 500 WISCONSIN ENERGY CORP COM 976657106 717 28,813 X 2 24,713 100 4,000 WISCONSIN ENERGY CORP COM 976657106 149 5,975 X X 2 5,150 825 WOMENS GROWTH CAPITAL FUND I 979990991 167 100,000 X X 2 100,000 LIMITED PARTNERSHIP WORLDCOM INC WORLDCOM GROUP COM 98157D106 1,102 163,568 X 2 163,118 450 WORLDCOM INC WORLDCOM GROUP COM 98157D106 8 1,218 X X 2 1,218 WYETH COM 983024100 1,474 22,450 X 2 18,550 3,900 WYETH COM 983024100 181 2,754 X X 2 2,754 ---------- COLUMN TOTALS 92,904
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/02 PAGE 22 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) XCEL ENERGY INC COM 98389B100 280 11,056 X 2 11,056 XCEL ENERGY INC COM 98389B100 93 3,654 X X 2 3,038 616 ZIMMER HLDGS INC COM 98956P102 1,032 30,305 X 2 29,185 1,120 ZIMMER HLDGS INC COM 98956P102 90 2,657 X X 2 440 2,097 120 ZORAN CORP COM 98975F101 1,136 26,000 X 2 26,000 ---------- COLUMN TOTALS 2,631 FINAL TOTALS 1,921,701
REPORT PTR300 4A ASSOCIATED TRUST CO ACM/NON DOLLAR FUND ADJUSTMENT RATE COMPUTATION 04/03/02 PAGE 1 PARTICIPANT FUND TYPE OF ONE DAY PRIOR TWO DAYS PRIOR SECURITY ACCOUNT FUND AMOUNT RATE AMOUNT RATE TAXABILITY 999997-00-0 99-5033-00-8 EXTERNAL ABL MONEY MARKET FUND 0.0800000 0.000017155 0.0000000 0.000000000 FED/STATE 999999-30-3 99-6854-00-6 EXTERNAL ASSOCIATED CASH INVESTMENT FUND 0.0500000 0.000016790 0.0000000 0.000000000 FED/STATE
REPORT PTR320 4A ASSOCIATED TRUST CO JOURNAL RECONCILIATION TO BLOTTER 04/03/02 PAGE 1 COUNT/CATEGORY INCOME CASH PRINCIPAL CASH UNITS CARRYING VALUE RECEIPTS DISBURSEMENTS RECEIPTS DISBURSEMENTS RECEIPTS DISBURSEMENTS RECEIPTS DISBURSEMENTS ( 386) BATCH LOAD TRANSACTIONS 1,600.00 1189,485.42 623,915.65 296,700.772 286,013.763 ( 3242) CASH/ASSET PROCESSING TRANSACTIONS 447,915.85 210,594.17 33797,761.19 35104,257.24 16228,309.038 9587,770.534 27859,293.13 14292,632.94 ( 3628) USER ENTERED TRANSACTION TOTAL 447,915.85 212,194.17 34987,246.61 35728,172.89 16525,009.810 9873,784.297 27859,293.13 14292,632.94 AUTOMATED OFFSETS FOR USER ENTERED TRANSACTIONS ( 372) + CTF CONTROL ACCOUNTS 623,915.65 718,119.68 SYSTEM GENERATED BLOTTER TRANSACTIONS FROM PENDING ( 29) + PENSION PAYMENT - CHECK TRANSACTIONS POSTED 45,612.29 363,416.64 ( 3) + PENSION PAYMENT - ACH TRANSACTIONS POSTED 4,560.58 ( 4032) BLOTTER SUBTOTAL 447,915.85 212,194.17 35656,774.55 36814,269.79 16525,009.810 9873,784.297 27859,293.13 14292,632.94 SYSTEM GENERATED PERCENTAGE FLEXIBLE PAYMENTS ( 1) + CHECKS POSTED 573.3 ( 1) + TRANSFERS FROM ANOTHER ACCOUNT POSTED 216.01 ( 1) + TRANSFERS TO ANOTHER ACCOUNT POSTED 216.01 ( 4035) TOTAL BLOTTER TRANSACTIONS 448,131.86 212,983.48 35656,774.55 36814,269.79 16525,009.810 9873,784.297 27859,293.13 14292,632.94 * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * SYSTEM GENERATED NON-BLOTTERED TRANSACTIONS ACM CONTROL ACCOUNT TRANSACTIONS ( 2) + GOLDMAN SACHS FINANCIAL SQUARE 80,197.49 1,973.57 ( 2) + GOLDMAN SACHS FINANCIAL SQUARE PRIME 3270,640.87 2340,784.03 ( 2) + GOLDMAN SACHS FINANCIAL SQUARE 27,997.24 6,617.07