13F-HR/A 1 r13f601.txt AMENDED AND RESTATED FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended June 30, 2001 If Amended report check here: |X| ASSOCIATED BANC-CORP -------------------------------------------------------------------------------- Name of Institutional Investment Manager 1200 Hansen Road Green Bay WI 54304 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) Chief Administrative Officer, Brian R. Bodager (920) 491-7001 General Counsel and Corporate Secretary -------------------------------------------------------------------------------- Name, Phone No. and Title of Person Duly Authorized to Submit This Report ATTENTION -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C.78ff(a) -------------------------------------------------------------------------------- The institutional investment manager submitting this form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct, and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct, and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Green Bay and State of Wisconsin on the 15th day of August, 2001. Associated Banc-Corp -------------------------------------------- Name of Institutional Investment Manager /s/ Brian R. Bodager -------------------------------------------- Manual Signature of Person Duly Authorized to Submit This Report Name and 13F file numbers of ALL institutional investment managers with respect to which this schedule is filed (other than the one filing this report). (List in alphabetical order.) 13F file numbers will be assigned to Institutional Investment Managers after they file their first report. Name 13F File No. Name 13F File No. ---- ------------ ---- ------------ Associated Trust Company, National Association ------------------------- ------------ ---- ------------
SAVSTMTS REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/01 PAGE 1 ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ANDOCS LTD ORD G02602103 1,268 23,550 X 2 23,550 EVEREST RE GROUP LTD COM G3223R108 1,705 22,800 X 2 22,800 TRANSOCEAN SEDCO FOREX INC ORD G90078109 839 20,341 X 2 20,341 TRANSOCEAN SEDCO FOREX INC ORD G90078109 7 174 X X 2 174 XL CAPITAL LTD CL A COM G98255105 1,125 13,700 X X 13,700 20% INTEREST IN JUNEAU VILLAGE II MS0012786 740 1 X 2 1 LIMITED PARTNERSHIP DECKNER MANOR APARTMENTS LIMITED MS0012935 205 4 X 2 4 PARTNERSHIP CHECK POINT SOFTWARE TECH LT ORD M22465104 1,398 27,650 X 2 27,650 FLEXTRONICS INTL LTD ORD Y2573F102 11,616 444,895 X 2 441,635 670 2,590 FLEXTRONICS INTL LTD ORD Y2573F102 48 1,845 X X 2 1,015 830 ADC TELECOMMUNICATIONS COM 000886101 1,975 299,173 X 2 299,173 ADC TELECOMMUNICATIONS COM 000886101 30 4,600 X X 2 4,600 AIM INVT SECS FDS LTD MATURITY 00142C201 861 84,398 X 2 84,398 TREAS PORTFOLIO SHS AOL TIME WARNER INC COM 00184A105 21,306 402,004 X 2 398,329 890 2,785 AOL TIME WARNER INC COM 00184A105 164 3,103 X X 2 1,315 1,788 AT&T CORP COM 001957109 2,514 114,278 X 2 114,278 AT&T CORP COM 001957109 100 4,540 X X 2 3,313 1,100 127 ABBOTT LABS COM 002824100 7,288 151,797 X 2 145,397 6,400 ABBOTT LABS COM 002824100 298 6,197 X X 2 5,147 1,050 ADVANCED MICRO-DEVICES COM 007903107 1,386 48,000 X 2 48,000 ALBANY INTL CORP COM 012348108 347 18,354 X 2 18,354 ALBANY INTL CORP COM 012348108 13 702 X X 2 702 ALLETE INC COM 108522102 284 12,600 X 2 12,600 ALLETE INC COM 108522102 18 800 X X 2 800 ALLIANCE CAPITAL MGMT HLDG LP COM 01855A101 4,446 83,800 X 2 81,800 2,000 ------ COLUMN TOTALS 59,981
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/01 PAGE 2 ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ALLIANCE CAPITAL MGMT HLDG LP COM 01855A101 141 2,650 X X 2 250 2,400 ALLIANT ENERGY CORP COM 018802108 579 19,852 X 2 18,352 1,500 ALLIANT ENERGY CORP COM 018802108 57 1,956 X X 2 1,956 ALLSTATE CORP COM 020002101 422 9,587 X 2 9,587 ALLSTATE CORP COM 020002101 120 2,738 X X 2 2,738 ALLTEL CORP COM 020039103 255 4,169 X 2 4,169 AMEREN CORP COM 023608102 364 8,524 X 2 8,524 AMERICAN ELEC PWR INC COM 025537101 216 4,680 X 2 4,200 480 AMERICAN ELEC PWR INC COM 025537101 79 1,713 X X 2 281 1,432 AMERICAN EXPRESS CO COM 025816109 624 16,075 X 2 16,975 100 AMERICAN GENERAL CORP COM 026351106 405 10,700 X 2 1,100 9,600 AMERICAN HOME PRODS CORP COM 026609107 1,279 21,886 X 2 17,186 4,700 AMERICAN HOME PRODS CORP COM 026609107 49 834 X X 2 834 AMERICAN INTL GROUP INC COM 026874107 38,771 450,830 X 2 442,554 480 7,796 AMERICAN INTL GROUP INC COM 026874107 932 10,834 X X 2 9,980 854 AMERICAN MEDICAL SEC GRP INC COM 02744P101 106 19,000 X 2 19,000 ANCHOR BANCORP WI INC COM 032839102 2,576 162,043 X 2 162,043 ANCHOR BANCORP WI INC COM 032839102 32 2,000 X X 2 2,000 AON CORP COM 037389103 1,193 34,094 X 2 34,094 AON CORP COM 037389103 106 3,037 X X 2 2,024 1,013 ARACRUZ CELULOSE S A ADR SP REP 038496204 204 10,900 X 2 10,900 CL B ASSOCIATED BANC CORP COM 045487105 171,622 4,768,596 X 2 914,520 200 3,853,876 ASSOCIATED BANC CORP COM 045487105 8,774 243,798 X X 2 64,979 29,814 149,005 ASTORIA FINANCIAL CORP COM 046265104 1,411 25,650 X 2 25,650 AUTO DATA PROCESS COM 053015103 18,672 375,696 X 2 370,946 440 4,310 ------- COLUMN TOTALS 249,081
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/01 PAGE 3 ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) AUTO DATA PROCESS COM 053015103 411 8,260 X X 2 5,320 2,940 AVMET INC COM 053807103 318 14,200 X 2 14,200 BP P L C ADR 055622104 9,186 184,280 X 2 177,232 7,048 BP P L C ADR 055622104 898 18,017 X X 2 17,317 700 BANK OF AMERICA CORP COM 060505104 1,509 25,133 X 2 22,727 2,406 BANK OF AMERICA CORP COM 060505104 217 3,620 X X 2 3,620 MEYER INVESTMENTS LTD PARTNERSHIP 060778008 426 1,637 X 2 1,637 (COPY OF DOCUMENT ONLY) MEYER INVESTMENTS LTD PARTNERSHIP 060778008 121 464 X X 2 464 (COPY OF DOCUMENT ONLY) 91% INTEREST IN 70 WEST SHOPPING 060987005 756 1 X X 2 1 CENTER PARTNERSHIP MINOCQUA WI BANK ONE CORP COM 06423A103 1,725 48,185 X 2 39,943 8,242 BANK ONE CORP COM 06423A103 103 2,887 X X 2 2,687 200 BANTA CORP COM 066821109 6,640 226,609 X 2 94,609 132,000 BANTA CORP COM 066821109 131 4,468 X X 2 2,795 1,673 BARR LABS INC COM 068306109 1,232 17,500 X 2 17,500 BAXTER INTL COM 071813109 142 2,902 X 2 1,678 1,224 BAXTER INTL COM 071813109 353 7,200 X X 2 7,200 BEA SYSTEMS INC COM 073325102 415 13,500 X 2 13,500 BED BATH & BEYOND COM 075896100 1,891 60,600 X 2 60,600 BELLSOUTH CORP COM 079860102 3,291 81,729 X 2 81,529 200 BELLSOUTH CORP COM 079860102 382 9,488 X X 2 5,328 4,160 BEMIS INC COM 081437105 9,930 247,200 X 2 247,200 BEMIS INC COM 081437105 803 20,000 X X 2 20,000 BERKSHIRE HATHAWAY DEL CL A COM 084670108 278 4 X 2 4 BEST BUY CO INC COM 086516101 877 13,810 X 2 13,810 BIOMET INC COM 090613100 257 5,340 X 2 5,340 ------ COLUMN TOTALS 42,292
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/01 PAGE 4 ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) BIOMET INC COM 090613100 144 3,000 X X 2 3,000 BLOCK H & R INC COM 093671105 1,530 23,700 X 2 23,700 BLUE EMERALD RESOURCE INC COM 09547H103 1 24,000 X 2 24,000 BRISTOL MYERS-SQUIBB CO COM 110122108 16,250 310,715 X 2 296,425 14,290 BRISTOL MYERS-SQUIBB CO COM 110122108 1,472 28,148 X X 2 3,255 23,693 1,200 BROCADE COMMUNICATIONS SYSTEMS I COM 111621108 14,484 329,260 X 2 326,880 560 1,820 BROCADE COMMUNICATIONS SYSTEMS I COM 111621108 74 1,685 X X 2 560 1,125 BURLINGTON NORTHERN SANTA FE CORP 12189T104 335 11,114 X 2 11,114 COM BURLINGTON RESOURCES COM 122014103 93 2,334 X 2 2,334 BURLINGTON RESOURCES COM 122014103 188 4,706 X X 2 4,706 CALPINE CORP COM 131347106 22,022 582,585 X 2 578,770 940 2,875 CALPINE CORP COM 131347106 187 4,955 X X 2 3,160 1,795 CANADIAN NATL RAILWAY CO COM 136375102 240 5,925 X 2 5,925 CAPITAL ONE FINL CORP COM 14040H105 1,359 22,656 X 2 22,656 CAPITAL ONE FINL CORP COM 14040H105 144 2,400 X X 2 2,400 CARDINAL HEALTH INC COM 14149Y108 27,766 402,407 X 2 399,036 670 2,701 CARDINAL HEALTH INC COM 14149Y108 179 2,595 X X 2 1,815 780 CATALINA MARKETING CORP COM 148867104 1,085 35,565 X 2 35,565 CATALINA MARKETING CORP COM 148867104 18 600 X X 2 600 CENDANT CORP COM 151313103 21,352 1,094,995 X 2 1,089,965 1,280 3,750 CENDANT CORP COM 151313103 147 7,540 X X 2 2,425 5,115 CHARTER ONE FINANCIAL CORP COM 160903100 1,429 44,800 X 2 44,800 CHESAPEAKE CORP COM 165159104 1,197 48,374 X 2 48,374 CHEVRON CORP COM 166751107 532 5,883 X 2 5,883 CHEVRON CORP COM 166751107 157 1,740 X X 2 1,740 ------- COLUMN TOTALS 112,385
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/01 PAGE 5 ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) CHOICEPOINT INC COM 170388102 2,882 68,540 X 2 68,540 CHRIS CRAFT INDS COM 170520100 310 4,346 X 2 4,346 CIMA LABS INC COM 171796105 408 5,200 X 2 5,200 CISCO SYSTEMS INC COM 17275R102 7,606 417,902 X 2 409,127 8,775 CISCO SYSTEMS INC COM 17275R102 363 19,942 X X 2 12,550 7,092 300 CIMTAS CORP COM 172908105 223 4,825 X 2 4,825 CITIGROUP INC COM 172967101 29,766 563,319 X 2 559,436 850 3,033 CITIGROUP INC COM 172967101 337 6,383 X X 2 1,436 4,947 CITIZENS BANKING CORP COM 174420109 1,643 56,180 X 2 56,180 CITIZENS BANKING CORP COM 174420109 167 5,700 X X 2 1,700 4,000 CITRIX SYS INC COM 177376100 2,769 79,350 X 2 79,350 CLOROX CO COM 189054109 2,671 78,917 X 2 78,917 CLOROX CO COM 189054109 670 20,857 X X 2 20,857 COCA COLA CO COM 191216100 5,792 128,707 X 2 127,807 900 COCA COLA CO COM 191216100 305 6,784 X X 2 4,248 2,536 COLGATE PALMOLIVE CO COM 194162103 7,097 120,309 X 2 119,159 1,150 COLGATE PALMOLIVE CO COM 194162103 1,127 19,111 X X 2 11,980 5,831 1,300 * COLUMBIA FIXED INCOME SECS FD 197643109 262 20,114 X 2 20,114 COMMERCE BANCORP INC N J COM 200519106 210 3,000 X 2 3,000 COMPAQ COMPUTER COM 204493100 478 30,850 X 2 30,850 COMPUTER ASSOCIATES COM 204912109 2,037 56,588 X 2 56,388 200 CONCORD EFS INC COM 206197105 255 4,900 X 2 4,900 CONSOLIDATED EDISON INC COM 209115104 238 5,975 X 2 3,775 2,200 CONSOLIDATED EDISON INC COM 209115104 75 1,880 X X 2 1,280 600 CORNING INC COM 219350105 486 29,091 X 2 28,281 810 ------ COLUMN TOTALS 68,213
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/01 PAGE 6 ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) COUNTRY MAID FINANCIAL INC. 222356206 33 66,000 X 2 66,000 COM NEW CYMAT CORP COM 23256N102 30 10,000 X 2 10,000 DANAHER CORP COM 235851102 17,190 306,970 X 2 304,650 460 1,860 DANAHER CORP COM 235851102 167 2,975 X X 2 2,180 795 DEAN FOODS CO COM 242361103 5,484 136,421 X 2 136,421 DEAN FOODS CO COM 242361103 559 13,900 X X 2 2,360 11,550 DELL COMPUTER COM 247025109 2,346 89,715 X 2 88,315 1,400 DELL COMPUTER COM 247025109 123 4,700 X X 2 4,700 DELUXE CORP COM 248019101 957 33,122 X 2 33,122 DEVRY INC DEL COM 251893103 392 10,850 X 2 10,850 DIAGEO PLC SPONS ADR NEW 25243Q205 347 7,900 X 2 7,900 DISNEY WALT CO COM 254687106 2,284 79,056 X 2 75,455 3,601 DISNEY WALT CO COM 254687106 113 3,900 X X 2 3,900 DOLLAR GENERAL CORP COM 256669102 112 5,737 X 2 5,737 DOLLAR GENERAL CORP COM 256669102 145 7,445 X X 2 7,445 DOMINION RESOURCES INC NEW COM 25746U109 667 11,091 X 2 10,123 968 DOMINION RESOURCES INC NEW COM 25746U109 37 622 X X 2 500 122 DONNELLEY R R & SONS CO COM 257867101 356 11,990 X 2 11,990 DONNELLEY R R & SONS CO COM 257867101 36 1,200 X X 2 800 400 DOW CHEMICAL CO COM 260543103 1,358 40,850 X 2 40,850 DOW CHEMICAL CO COM 260543103 132 3,984 X X 2 900 2,400 684 DU PONT E I DE NEMOURS & CO COM 263534109 214 4,429 X 2 2,929 1,500 DU PONT E I DE NEMOURS & CO COM 263534109 29 600 X X 2 600 DUKE ENERGY CORP COM 264399106 2,788 71,471 X 2 70,971 500 DUKE ENERGY CORP COM 264399106 130 3,325 X X 2 2,925 400 ------ COLUMN TOTALS 36,029
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/01 PAGE 7 ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) DYNEGY INC NEW CL A COM 26816Q101 1,063 22,865 X 2 22,865 EMC CORP MASS COM 268648102 20,488 705,266 X 2 699,811 1,070 4,385 EMC CORP MASS COM 268648102 303 10,435 X X 2 6,460 3,975 EASTMAN CHEMICAL CO COM 277432100 371 7,785 X 2 7,785 EASTMAN CHEMICAL CO COM 277432100 4 75 X X 2 75 EASTMAN KODAK CO COM 277461109 501 10,738 X 2 10,738 EASTMAN KODAK CO COM 277461109 14 300 X X 2 300 ECOLAB INC COM 278865100 221 5,400 X 2 5,400 EFUNDS CORP COM 28224R101 312 16,775 X 2 16,775 EL PASO CORP COM 28336L109 9,086 172,932 X 2 171,927 230 775 EL PASO CORP COM 28336L109 35 675 X X 2 300 375 ELECTRONIC ARTS INC COM 285512109 204 3,525 X 2 3,525 ELECTRONIC DATA SYSTEMS CORP COM 285661104 207 3,309 X 2 3,309 ELECTRONIC DATA SYSTEMS CORP COM 285661104 38 600 X X 2 600 EMERSON ELEC CO COM 291011104 211 3,490 X 2 3,240 250 EMERSON ELEC CO COM 291011104 124 2,051 X X 2 651 1,400 ENCOMPASS SERVICES CORP COM 29255U104 283 31,646 X 2 31,646 ENRON CORP COM 293561106 14,376 293,386 X 2 291,376 370 1,640 ENRON CORP COM 293561106 126 2,575 X X 2 1,395 1,180 EQUIFAX INC COM 294429105 289 7,880 X 2 7,880 EQUIFAX INC COM 294429105 37 1,000 X X 2 1,000 EXELON CORP COM 30161N101 164 2,550 X 2 2,550 EXELON CORP COM 30161N101 106 1,653 X X 2 601 1,000 52 EXPEDITORS INTL WASH INC COM 302130109 253 4,220 X 2 4,220 EXTREME NETWORKS INC COM 30226D106 822 27,880 X 2 27,830 50 ------ COLUMN TOTALS 49,638
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/01 PAGE 8 ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) EXXON MOBIL CORP COM 30231G102 40,133 459,452 X 2 451,216 550 7,686 EXXON MOBIL CORP COM 30231G102 3,069 35,140 X X 2 22,775 5,752 6,613 FNB BANCSHARES INC IRON MTN MI COM 30252A901 366 11,536 X 2 11,536 FASTENAL COM 311900104 213 3,435 X 2 3,435 FASTENAL COM 311900104 12 200 X X 2 200 FEDERAL HOME LOAN MTG CORP COM 313400301 2,213 31,615 X 2 31,615 FEDERAL NATL MTG ASSN COM 313586109 37,750 443,339 X 2 437,119 690 5,530 FEDERAL NATL MTG ASSN COM 313586109 1,121 13,160 X X 2 6,230 6,930 * FEDERATED INCOME TRUST COM 314199100 604 59,012 X 2 59,012 * FIDELITY HIGH INCOME FD 316146406 344 39,114 X 2 39,114 FIFTH THIRD BANCORP COM 316773100 1,521 25,322 X 2 25,322 FIFTH THIRD BANCORP COM 316773100 229 3,809 X X 2 3,809 FIRST UNION CORP COM 337358105 297 8,504 X 2 8,504 FIRST UNION CORP COM 337358105 31 880 X X 2 880 FISERV INC COM 337738108 1,618 25,290 X 2 25,290 FORD MOTOR CO DEL COM NEW 345370860 223 9,066 X 2 9,066 FOREST LABS INC COM 345838106 2,329 32,800 X 2 32,800 FORTUNE BRANDS INC COM 349631101 1,519 39,600 X 2 39,600 FRANKLIN RESOURCES INC COM 354613101 1,411 30,822 X 2 30,572 250 FRANKLIN RESOURCES INC COM 354613101 192 4,200 X X 2 2,100 2,100 * FRANKLIN HIGH YLD TAX FREE INCOME 354723702 225 21,366 X 2 21,366 FD FRESH BRANDS INC COM 35803U108 244 17,563 X 2 17,563 GENERAL CREDIT CORP WARRANTS 369451117 20,000 X 2 20,000 EXP 04/25/2002 GENERAL ELEC CO COM 369604103 71,452 1,465,684 X 2 1,399,698 1,270 64,716 GENERAL ELEC CO COM 369604103 2,766 56,738 X X 2 25,108 25,030 6,600 -------- COLUMN TOTALS 169,882
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/01 PAGE 9 ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) GENERAL MOTORS CORP COM 370442105 436 6,776 X 2 6,059 717 GENERAL MOTORS CORP COM 370442105 22 344 X X 2 344 GENZYME CORP COM 372917104 3,401 55,750 X 2 55,750 GILEAD SCIENCES INC COM 375558103 442 7,600 X 2 7,600 GILLETTE CO COM 375766102 250 8,625 X 2 8,625 GILLETTE CO COM 375766102 35 1,200 X X 2 1,200 GLATFELTER PH CO COM 377316104 1,179 82,690 X 2 69,190 13,500 GLATFELTER PH CO COM 377316104 25 1,776 X X 2 1,488 288 GLAXO SMITHKLINE NEW ADR 37733W105 5,587 99,417 X 2 97,007 2,410 GLAXO SMITHKLINE NEW ADR 37733W105 335 5,955 X X 2 3,800 2,155 GLOBAL MARINE INC NEW COM 379352404 620 33,300 X 2 33,300 GRAINGER W W INC COM 384802104 554 13,464 X 2 13,464 GREY GLOBAL GROUP INC COM 39787M108 266 400 X 2 400 HARLEY DAVIDSON INC COM 412822108 3,395 72,109 X 2 70,959 1,150 HARLEY DAVIDSON INC COM 412822108 183 3,885 X X 2 3,260 625 HEINZ H J CO COM 423074103 717 17,525 X 2 16,375 1,150 HEINZ H J CO COM 423074103 67 1,650 X X 2 450 1,200 HEWLETT PACKARD CO COM 428236103 1,380 48,258 X 2 48,258 HEWLETT PACKARD CO COM 428236103 51 1,800 X X 2 1,800 HOME DEPOT INC COM 437076102 20,391 438,041 X 2 433,406 670 3,965 HOME DEPOT INC COM 437076102 297 6,385 X X 2 5,230 1,155 HUBBELL INC CL A COM 443510102 291 10,358 X 2 9,558 800 HUBBELL INC CL A COM 443510102 67 2,400 X X 2 2,400 HUBBELL INC CL B 443510201 331 11,424 X 2 11,204 220 HUBBELL INC CL B 443510201 19 664 X X 2 664 ------ COLUMN TOTALS 40,341
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/01 PAGE 10 ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) IDEC PHARMACEUTICALS CORP COM 449370105 1,212 17,900 X 2 17,900 IMS HEALTH INC COM 449934108 1,268 44,498 X 2 43,698 800 IMS HEALTH INC COM 449934108 274 9,600 X X 2 1,200 8,400 INFORMIX CORP COM 456779107 58 10,000 X 2 10,000 INTEL CORP COM 458140100 25,871 884,476 X 2 880,686 700 3,090 INTEL CORP COM 458140100 982 33,577 X X 2 17,050 16,127 400 INTERNATIONAL BUSINESS MACHS COM 459200101 4,907 43,423 X 2 41,367 2,056 INTERNATIONAL BUSINESS MACHS COM 459200101 337 2,984 X X 2 2,424 560 INTERNATIONAL PAPER CO COM 460146103 1,178 33,010 X 2 32,910 100 INTERPUBLIC GROUP COM 460690100 2,463 83,930 X 2 82,930 1,000 INTERPUBLIC GROUP COM 460690100 380 12,955 X X 2 8,880 4,075 INVITROGEN CORP COM 46185R100 395 5,500 X 2 5,500 JOHNSON & JOHNSON COM 478160104 15,835 316,696 X 2 311,486 670 4,540 JOHNSON & JOHNSON COM 478160104 967 19,334 X X 2 19,124 210 JUNIPER NETWORKS INC COM 48203R104 4,967 159,725 X 2 158,520 260 945 JUNIPER NETWORKS INC COM 48203R104 29 945 X X 2 365 580 KLA-TENCOR CORP COM 482480100 1,105 18,900 X 2 18,900 KIMBERLY CLARK CORP COM 494368103 164,544 2,943,544 X 2 2,424,397 39,820 479,327 KIMBERLY CLARK CORP COM 494368103 7,640 136,673 X X 2 83,249 11,462 41,962 KING PHARMACEUTICALS INC COM 495582108 27,846 518,064 X 2 514,475 790 2,800 KING PHARMACEUTICALS INC COM 495582108 114 2,130 X X 2 1,425 705 KOHLS CORP COM 500255104 11,604 184,990 X 2 183,410 340 1,240 KOHLS CORP COM 500255104 188 3,000 X X 2 1,520 1,480 LAM RESEARCH CORP COM 512807108 466 15,700 X 2 15,700 LEHMAN BROTHERS HLDGS INC COM 524908100 1,874 24,100 X 2 24,100 --------- COLUMN TOTALS 276,504
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/01 PAGE 11 ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) LILLY ELI & CO COM 532457108 4,703 63,558 X 2 62,758 800 LILLY ELI & CO COM 532457108 249 3,360 X X 2 1,060 700 1,600 LINEAR TECHNOLOGY CORP COM 535781060 585 13,225 X 2 13,175 50 LITTLEFIELD ADAMS & CO COM 537581100 15,518 X 2 15,518 LOCKHEED MARTIN CORP COM 539830109 266 7,167 X 2 7,167 LONE STAR TECHNOLOGIES INC COM 542312103 666 18,400 X 2 18,400 LUCENT TECHNOLOGIES INC COM 549463107 438 70,659 X 2 70,239 420 LUCENT TECHNOLOGIES INC COM 549463107 19 3,005 X X 2 1,580 1,425 MAF BANCORP INC COM 55261R108 1,382 45,000 X 2 45,000 MBNA CORP COM 55262L100 1,376 41,750 X 2 41,750 MADISON GAS & ELEC CO COM 557497104 255 9,181 X 2 9,181 MADISON GAS & ELEC CO COM 557497104 48 1,725 X X 2 1,725 MANITOWOC CO INC COM 563571108 3,353 113,676 X 2 110,077 3,599 MANITOWOC CO INC COM 563571108 1,759 59,639 X X 2 56,646 2,993 MANPOWER INC COM 56418H100 209 7,000 X 2 7,000 MANULIFE FINL CORP COM 56501R106 335 11,994 X 2 11,994 MARSH & MC LENNAN COS INC COM 571748102 33,443 331,121 X 2 3327,231 350 3,540 MARSH & MC LENNAN COS INC COM 571748102 935 9,262 X X 2 4,687 2,775 1,800 MARSHALL & ILSLEY CORP COM 571834100 10,594 196,544 X 2 196,444 100 MARSHALL & ILSLEY CORP COM 571834100 2,533 46,997 X X 2 17,321 29,676 MATTEL INC COM 577081102 1,659 87,700 X 2 87,400 300 MATTEL INC COM 577081102 22 1,150 X X 2 1,150 MAVERICK TUBE CORP COM 577914104 619 36,500 X 2 36,500 MCDONALDS CORP COM 580135101 771 28,500 X 2 28,500 MCDONALDS CORP COM 580135101 44 1,608 X X 2 1,608 ------- COLUMN TOTALS 66,263
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/01 PAGE 12 ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MCGRAW-HILL CO INC COM 580645109 708 10,700 X 2 9,700 1,000 MCGRAW-HILL CO INC COM 580645109 106 1,600 X X 2 1,200 400 MCMULLEN & PITZ CONSTRUCTION CO 581990900 802 234 X 2 234 MEDIMMUNE INC COM 584699102 24,424 517,465 X 2 513,885 780 2,800 MEDIMMUNE INC COM 584699102 99 2,100 X X 2 1,475 625 MEDTRONIC INC COM 585055106 28,882 627,728 X 2 624,548 600 2,580 MEDTRONIC INC COM 585055106 1,396 30,335 X X 2 7,590 21,295 1,450 MELLON FINANCIAL CORP COM 58551A108 2,259 49,100 X 2 49,100 MERCK & CO INC COM 589331107 17,427 272,678 X 2 267,378 5,300 MERCK & CO INC COM 589331107 1,481 23,170 X X 2 16,340 6,830 MERRILL LYNCH & CO INC COM 590188108 3,056 51,585 X 2 51,585 MERRILL LYNCH & CO INC COM 590188108 30 500 X X 2 300 200 METROMEDIA INTL GROUP INC COM 591695101 51 15,416 X 2 15,416 MICROSOFT CORP COM 594918104 51,457 704,895 X 2 700,805 840 3,250 MICROSOFT CORP COM 594918104 729 9,990 X X 2 5,690 4,300 MICROCHIP TECHNOLOGY INC COM 595017104 916 27,405 X 2 27,405 MINNESOTA MINING & MANUF CO COM 604059105 1,892 16,584 X 2 13,778 2,806 MINNESOTA MINING & MANUF CO COM 604059105 434 3,800 X X 2 200 3,600 MIRANT CORP COM 604675108 884 25,700 X 2 25,700 MIRANT CORP COM 604675108 191 5,538 X X 2 4,425 1,113 MOLEX INC COM 608554101 1,498 41,015 X 2 41,015 MOLEX INC COM 608554101 164 4,500 X X 2 4,500 MOLEX INC CL A 608554200 2,295 76,968 X 2 75,448 1,520 MOLEX INC CL A 608554200 39 1,324 X X 2 1,074 250 MONTOUR INC COM 614115194 478 358 X 2 358 ------ COLUMN TOTALS 141,698
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/01 PAGE 13 ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MOODYS CORP COM 615369105 215 6,415 X 2 6,015 400 MOODYS CORP COM 615369105 144 4,300 X X 2 100 4,200 MORGAN STANLEY DEAN WITTER & CO COM 617446448 1,353 21,067 X 2 21,067 MORGAN STANLEY DEAN WITTER & CO COM 617446448 73 1,136 X X 2 1,136 MOTOROLA INC COM 620076109 440 26,573 X 2 26,573 MOTOROLA INC COM 620076109 30 1,800 X X 2 1,800 NABORS INDS INC COM 629568106 588 15,800 X 2 15,800 NASDAQ 100 TR UNIT SER 1 COM 631100104 593 12,980 X 2 12,980 NATIONAL CITY CORP COM 635405103 1,259 40,919 X 2 39,465 1,454 NATIONAL CITY CORP COM 635405103 117 3,800 X X 2 2,640 1,160 NATIONAL COMM FINL CORP COM 63545P104 1,327 54,452 X 2 54,452 NATIONAL COMM FINL CORP COM 63545P104 29 1,200 X X 2 1,200 NATIONAL-OILWELL INC COM 637071101 525 19,600 X 2 19,600 NESTLE S A SPONSORED ADR 641069406 1,246 23,500 X 2 23,200 300 NESTLE S A SPONSORED ADR 641069406 42 800 X X 2 800 NET2PHONE INC COM 64108N106 404 67,300 X 2 67,300 NEW PLAN EXCEL RLTY TR INC COM 648053106 343 22,400 X 2 22,400 NEWELL RUBBERMAID INC COM 651229106 255 10,150 X 2 10,150 NEWELL RUBBERMAID INC COM 651229106 237 9,430 X X 2 9,430 NISOURCE INC COM 65473P105 205 7,519 X 2 7,519 NOKIA CORP ADR 654902204 17,085 775,197 X 2 769,737 1,130 4,330 NOKIA CORP ADR 654902204 208 9,455 X X 2 5,320 4,135 NOBLE DRILLING CORP COM 655042109 586 17,900 X 2 17,900 NOBLE DRILLING CORP COM 655042109 118 3,600 X X 2 3,600 NORTHFORK BANCORP COM 659424105 12,156 392,145 X 2 388,745 3,400 --------- COLUMN TOTALS 39,578
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/01 PAGE 19 ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) NORTHFORK BANCORP COM 659424105 364 11,745 X X 2 3,945 3,900 3,900 NORTHERN TRUST CORP COM 665859104 17,379 278,060 X 2 275,100 500 2,460 NORTHERN TRUST CORP COM 665859104 86 1,380 X X 2 960 420 * NUVEEN MUNI BD FD CL R 67065Q400 2,371 254,632 X 2 193,437 61,195 OLD SECOND BANCORP INC ILL COM 680277100 238 7,188 X 2 7,188 OLD SECOND BANCORP INC ILL COM 680277100 66 2,000 X X 2 2,000 OMNICOM GROUP INC COM 681919106 26,207 304,735 X 2 302,715 420 1,600 OMNICOM GROUP INC COM 681919106 230 2,675 X X 2 1,625 1,050 ONI SYS CORP COM 68273F103 748 26,800 X 2 26,800 OPENWAVE SYS INC COM 683718100 423 12,200 X 2 12,200 ORACLE CORP COM 68389X105 23,891 1,257,444 X 2 1,240,294 1,950 15,200 ORACLE CORP COM 68389X105 189 9,935 X X 2 6,120 3,815 OSHKOSH B GOSH INC CL A 688222207 1,617 48,629 X 2 48,629 OSHKOSH B GOSH INC CL B 688222306 215 10,756 X 2 10,756 OSHKOSH TRUCK CORP CL B 688239201 1,098 24,817 X 2 24,817 PARAMETRIC TECHNOLOGY CORP COM 699173100 201 14,400 X 2 14,400 PATTERSON DENTAL CO COM 703412106 210 6,365 X 2 6,365 PAYCHEX INC COM 704326107 228 5,701 X 2 5,701 PENTAIR INDS INC COM 709631105 250 7,386 X 2 7,386 PENTAIR INDS INC COM 709631105 213 6,300 X X 2 6,300 PEPSICO INC COM 713448108 32,395 732,926 X 2 719,906 900 12,120 PEPSICO INC COM 713448108 823 18,625 X X 2 13,425 5,200 PETSMART INC COM 716768106 78 11,000 X 2 11,000 PFIZER INC COM 717081103 54,156 1,352,210 X 2 1,330,895 1,320 19,995 PFIZER INC COM 717081103 3,099 77,389 X X 2 38,190 24,199 15,000 ------- COLUMN TOTALS 166,775
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/01 PAGE 15 ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) PHARMACIA CORP COM 71713U102 1,149 25,006 X 2 25,006 PHILIP MORRIS COS INC COM 718154107 11,110 218,919 X 2 214,119 4,800 PHILIP MORRIS COS INC COM 718154107 1,475 29,062 X X 2 2,762 21,500 4,800 PHILLIPS PETE CO COM 718507106 414 7,263 X 2 7,263 PITNEY BOWES INC COM 724479100 238 5,657 X 2 5,657 PITNEY BOWES INC COM 724479100 337 8,000 X X 2 8,000 PLEXUS CORP COM 729132100 10,504 318,288 X 2 311,136 7,152 POORE BROS INC COM 732813100 35 11,000 X 2 11,000 PRECISION CASTPARTS CORP COM 740189105 185 4,950 X 2 4,950 PRECISION CASTPARTS CORP COM 740189105 205 5,482 X X 2 5,482 PRECISION DRILLING CORP CL A COM 74022D100 762 24,400 X 2 24,400 PRIDE INTL INC COM 741932107 479 25,200 X 2 25,200 PROCTER & GAMBLE CO COM 742718109 10,956 171,723 X 2 168,739 100 2,884 PROCTER & GAMBLE CO COM 742718109 1,041 16,310 X X 2 8,910 7,400 QUAKER OATS CO COM 747402105 385 4,223 X 2 4,223 QUALCOMM INC COM 747525103 260 4,452 X 2 4,252 200 QWEST COMMUNICATIONS INTL INC COM 749121109 13,517 424,125 X 2 419,866 800 3,459 QWEST COMMUNICATIONS INTL INC COM 749121109 90 2,838 X X 2 2,132 706 RBID COM INC COM 749283107 5 17,000 X 2 17,000 RMED INTL INC COM 74961F108 16 60,645 X 2 60,645 RSA SECURITY INC COM 749719100 913 29,500 X 2 29,500 RELIANT ENERGY INC COM 75952J108 2,121 65,856 X 2 65,856 RELIANT ENERGY INC COM 75952J108 74 2,300 X X 2 1,700 600 REUTERS GROUP PLC SPONS ADR 76132M102 368 4,731 X 2 4,731 REUTERS GROUP PLC SPONS ADR 76132M102 7 87 X X 2 87 ------ COLUMN TOTALS 56,646
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/01 PAGE 16 ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ROWAN COS INC COM 779382100 667 30,200 X 2 30,200 ROYAL DUTCH PETROLEUM CO COM 780257804 1,681 28,854 X 2 26,854 2,000 ROYAL DUTCH PETROLEUM CO COM 780257804 492 8,450 X X 2 8,450 SBC COMMUNICATIONS INC COM 78387G103 26,541 662,523 X 2 652,765 610 9,148 SBC COMMUNICATIONS INC COM 78387G103 895 22,349 X X 2 15,546 6,803 SEI TWVT CO COM 784117103 225 4,750 X 2 4,750 SPDR TR UNIT SER 1 78462F103 24,631 200,907 X 2 200,907 SPDR TR UNIT SER 1 78462F103 25 200 X X 2 200 SARA LEE CORP NEW COM 803111103 850 44,868 X 2 44,668 200 SARA LEE CORP NEW COM 803111103 45 2,400 X X 2 2,400 SCHERING PLOUGH CORP COM 806605101 19,879 548,536 X 2 545,696 730 2,110 SCHERING PLOUGH CORP COM 806605101 576 15,905 X X 2 10,815 4,090 1,000 SCHLUMBERGER LTD COM 806857108 13,584 258,007 X 2 256,097 400 1,510 SCHLUMBERGER LTD COM 806857108 294 5,575 X X 2 5,115 360 100 SCHOLASTIC CORP COM 807066105 200 4,760 X 2 4,760 SCHWAB CHARLES CORP COM 808513105 375 24,525 X 2 24,525 SCHWAB CHARLES CORP COM 808513105 8 500 X X 2 500 SCHWEITZER-MAUDUIT INTL INC COM 808541106 1,653 70,037 X 2 53,406 424 16,207 SCHWEITZER-MAUDUIT INTL INC COM 808541106 106 4,484 X X 2 3,484 1,000 SCIENTIFIC ATLANTA INC COM 808655104 1,250 30,800 X 2 30,800 * SCUDDER MANAGED MUNI BOND FD CL A 811170802 227 25,271 X 2 20,439 4,832 SEALED AIR CORP NEW COM 81211K100 149 4,000 X 2 4,000 SEALED AIR CORP NEW COM 81211K100 131 3,530 X X 2 3,530 SEARS ROEBUCK & CO COM 812387108 211 4,995 X 2 4,995 SEARS ROEBUCK & CO COM 812387108 31 728 X X 2 728 ---------- COLUMN TOTALS 94,726
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/01 PAGE 17 ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SICOR INC COM 825846108 2,509 108,600 X 2 108,600 SIEBEL SYS INC COM 826170102 1,262 26,900 X 2 26,700 200 SONIC FOUNDRY CO COM 83545R108 17 10,600 X 2 10,400 200 SOUTHERN CO COM 842587107 2,194 94,358 X 2 94,358 SOUTHERN CO COM 842587107 324 13,926 X X 2 11,126 2,800 SOUTHTRUST CORP COM 844730101 231 9,012 X 2 9,012 SOUTHWEST AIRLINES CO COM 844741108 195 10,527 X 2 10,527 SPRINT CORP (FON GROUP) COM 852061100 521 24,381 X 2 24,381 SPRINT CORP (FON GROUP) COM 852061100 12 550 X X 2 550 SPRINT CORP PCS GROUP SER 1 COM 852061506 236 9,772 X 2 9,772 STAKE TECHNOLOGY LTD COM 852559103 30 15,000 X 2 15,000 STAPLES INC COM 855030102 218 13,656 X 2 13,656 STAPLES INC COM 855030102 21 1,300 X X 2 1,300 STATE STREET CORP COM 857477103 27,406 553,767 X 2 545,117 700 7,950 STATE STREET CORP COM 857477103 641 12,945 X X 2 7,830 5,115 SUN MICROSYSTEMS INC COM 866810104 1,854 117,912 X 2 115,412 100 2,400 SUN MICROSYSTEMS INC COM 866810104 129 8,236 X X 2 4,400 3,836 SUNGARD DATA SYS INC COM 867363103 47,306 1,576,335 X 2 1,563,535 1,720 11,080 SUNGARD DATA SYS INC COM 867363103 761 25,366 X X 2 18,606 6,760 SUPERVALU INC COM 868536103 798 45,446 X 2 37,846 7,600 SYNGENTA AG SPONS ADR 87160A100 196 18,168 X 2 18,168 SYSCO CORP COM 871829107 6,966 256,592 X 2 256,592 SYSCO CORP COM 871829107 607 22,340 X X 2 15,200 7,140 TMP WORLDWIDE INC COM 872941109 654 10,900 X 2 10,900 TECHNE CORP COM 878377100 1,089 33,500 X 2 33,500 ------ COLUMN TOTALS 96,180
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/01 PAGE 18 ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) TEXACO INC COM 881694103 4,823 72,417 X 2 70,517 1,900 TEXACO INC COM 881694103 127 1,900 X X 2 900 1,000 TEXAS INSTR INC COM 882508104 6,748 214,209 X 2 208,809 5,400 TEXAS INSTR INC COM 882508104 192 6,100 X X 2 2,250 3,850 THERMO ELECTRON CORP COM 883556102 229 10,387 X 2 10,387 TIDEWATER INC COM 886423102 803 21,300 X 2 21,300 TORONTO DOMINION BK ONTARIO CAN COM 891160509 288 11,256 X 2 7,006 4,250 U S 21ST CENTURY HLDG CO COM 90136Q100 31 11,700 X 2 11,700 TYCO INTL LTD NEW COM 902124106 31,693 581,520 X 2 577,580 860 3 080 TYCO INTL LTD NEW COM 902124106 434 7,962 X X 2 6,192 1,770 US BANCORP DEL NEW COM 902973304 6,650 291,794 X 2 289,668 2,126 US BANCORP DEL NEW COM 902973304 999 43,825 X X 2 31,537 2,439 9,849 USA EDUCATION INC COM 90390U102 1,634 22,385 X 2 22,385 UNILEVER PLC NEW SPONS ADR 904767704 474 13,739 X 2 13,739 UNITED TECHNOLOGIES CORP COM 913017109 416 5,682 X 2 5,682 UNITEDHEALTH GROUP INC COM 91324P102 204 3,300 X 2 3,300 * VANGUARD TOTAL BD MARKET INDEX FD 921937108 19,709 1,962,795 X 2 1,960,057 2,738 * VANGUARD TOTAL BD MARKET INDEX FD 921937108 293 29,135 X X 2 24,973 4,162 VANGUARD INTERMEDIATE TERM BD 921937306 105 10,346 X 2 10,346 INDEX FD * VANGUARD SHORT TERM CORP BOND FD 922031406 12,526 1,162,833 X 2 1,160,608 2,225 * VANGUARD SHORT TERM CORP BOND FD 922031406 273 25,313 X X 2 25,313 * VANGUARD MUNI BOND FD INC 922907209 332 24,789 X 2 24,789 INTERMEDIATE TERM PORTFOLIO * VANGUARD MUNI BOND FD INC INSD 922907605 242 19,311 X 2 19,311 LONG TERM PORTFOLIO VERITAS DGC INC COM 92343P107 727 26,200 X 2 26,200 VERIZON COMMUNICATIONS COM 92343V104 4,625 86,447 X 2 86,447 ------ COLUMN TOTALS 94,577
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/01 PAGE 19 ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) VERIZON COMMUNICATIONS COM 92343V104 202 3,771 X X 2 793 2,978 VERITAS SOFTWARE CO COM 923436109 971 14,600 X 2 14,600 VODAFONE GROUP PLC NEW SPONS ADR 92857W100 624 27,931 X 2 27,931 VODAFONE GROUP PLC NEW SPONS ADR 92857W100 24 1,090 X X 2 625 465 WPS RESOURCES CORP COM 92931B106 18,710 530,776 X 2 91,374 439,402 WPS RESOURCES CORP COM 92931B106 397 11,273 X X 2 5,862 5,411 WACHOVIA CORP COM 929771103 969 13,620 X 2 11,825 1,795 WACHOVIA CORP COM 929771103 157 2,201 X X 2 500 1,701 WAL MART STORES INC COM 931142103 22,470 460,448 X 2 457,088 660 2,700 WAL MART STORES INC COM 931142103 196 4,020 X X 2 2,515 1,505 WALGREEN CO COM 931422109 23,012 673,863 X 2 670,523 600 2,740 WALGREEN CO COM 931422109 992 29,055 X X 2 16,205 6,450 6,400 WASHINGTON MUTUAL INC COM 939322103 2,015 53,650 X 2 53,650 WASHINGTON MUTUAL INC COM 939322103 34 900 X X 2 900 WASTE MANAGEMENT INC NEW COM 94106L109 541 17,549 X 2 16,136 WASTE MANAGEMENT INC NEW COM 94106L109 130 4,205 X X 2 4,205 WATERS CORP COM 941848103 809 29,300 X 2 29,300 WATSON PHARMACEUTICALS INC COM 942683103 1,939 31,450 X 2 31,450 WAUSAU-MOSINEE PAPER CORP COM 943315101 108 8,414 X 2 8,414 WAUSAU-MOSINEE PAPER CORP COM 943315101 347 26,930 X X 2 23,041 3,889 WEBVAN GROUP INC COM 94845V103 4 33,430 X 2 33,430 WEINGARTEN REALTY INVESTORS SBI 948741103 263 6,000 X 2 6,000 WELLS FARGO & CO NEW COM 949746101 30,838 664,177 X 2 657,787 880 5,510 WELLS FARGO & CO NEW COM 949746101 498 10,729 X X 2 6,456 4,273 WEYERHAEUSER CO COM 962166104 222 4,036 X 2 1,322 2,714 ------- COLUMN TOTALS 106,471
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/01 PAGE 20 ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) WEYERHAEUSER CO COM 962166104 404 7,358 X X 2 1,913 4,945 500 WISCONSIN ENERGY CORP COM 976657106 738 31,063 X 2 27,063 4,000 WISCONSIN ENERGY CORP COM 976657106 127 5,350 X X 2 4,750 600 WOMENS GROWTH CAPITAL FUND I 979990991 167 100,000 X X 2 100,000 LIMITED PARTNERSHIP WORLDCOM INC WORLDCOM GROUP COM 98157D106 6,285 442,631 X 2 441,181 1,450 WORLDCOM INC WORLDCOM GROUP COM 98157D106 87 6,143 X X 2 3,318 2,825 XCEL ENERGY INC COM 98389B100 419 14,724 X 2 14,724 XCEL ENERGY INC COM 98389B100 78 2,744 X X 2 2,302 442 XEROX CORP COM 984121103 198 20,660 X 2 20,660 WITHEE BANK SHARES INC COM 993000462 252 2,466 X 2 800 1,666 --------- COLUMN TOTALS 8,755 FINAL TOTALS 1,976,015