-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WJo+2BuzLUfasOD6507o6ZCfiBTDbmNiAjymwxyoV5wQ3s736yubXuuuk89RAAmd sGdE+kjtWgpp9FlloM2zPg== /in/edgar/work/0000007789-00-000014/0000007789-00-000014.txt : 20001011 0000007789-00-000014.hdr.sgml : 20001011 ACCESSION NUMBER: 0000007789-00-000014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000930 FILED AS OF DATE: 20001010 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: [6022 ] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-00967 FILM NUMBER: 736741 BUSINESS ADDRESS: STREET 1: 112 NORTH ADAMS ST STREET 2: P O BOX 13307 CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 4144333166 MAIL ADDRESS: STREET 1: 112 NORTH ADAMS STREET STREET 2: P O BOX 13307 CITY: GREEN BAY STATE: WI ZIP: 54307-3307 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 13F-HR 1 0001.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended September 30, 2000 If Amended report check here: ----- ASSOCIATED BANC-CORP - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 1200 Hansen Road Green Bay WI 54304 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) Chief Administrative Officer, Brian R. Bodager (920) 491-7001 General Counsel and Corporate Secretary - -------------------------------------------------------------------------------- Name, Phone No. and Title of Person Duly Authorized to Submit This Report ATTENTION - -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) - -------------------------------------------------------------------------------- The institutional investment manager submitting this form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Green Bay and State of Wisconsin on the 9th day of October, 2000. Associated Banc-Corp ----------------------------------------- Name of Institutional Investment Manager /s/ Brian R. Bodager ----------------------------------------- Manual Signature of Person Duly Authorized to Submit This Report Name and 13F file numbers of ALL institutional investment managers with respect to which this schedule is filed (other than the one filing this report). (List in alphabetical order.) 13F file numbers will be assigned to Institutional Investment Managers after they file their first report. Name 13F File No. Name 13F File No. ---- ------------ ---- ------------ Associated Trust Company, National Association - ------------------------- ------------ ---------------- ------------ REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/00 PAGE 1 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - --ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ACE LIMITED COM G0070K103 3,772 96,100 X 2 96,100 TRANSOCEAN SEDCO FOREX INC ORD G90078109 239 4,083 X 2 4,083 TRANSOCEAN SEDCO FOREX INC ORD G90078109 11 193 X X 2 174 19 20% INTEREST IN JUNEAU VILLAGE II MS0012786 740 1 X 2 1 LIMITED PARTNERSHIP DECKNER MANOR APARTMENTS LIMITED MS0012935 366 4 X 2 4 PARTNERSHIP RADWARE LTD ORD M81873107 780 26,000 X 2 26,000 PANAMERICAN BEVERAGES INC CL A COM P74823108 1,282 75,400 X 2 75,400 FLEXTRONICS INTL LTD ORD Y2573F102 5,010 61,000 X 2 61,000 ADC TELECOMMUNICATIONS COM 000886101 2,061 76,656 X 2 76,656 ADC TELECOMMUNICATIONS COM 000886101 3 100 X X 2 100 AIM INVT SECS FDS LTD MATURITY TREAS 00142C201 872 87,267 X 2 87,267 PORTFOLIO SHS AT&T CORP COM 001957109 6,184 210,520 X 2 209,163 1,357 AT&T CORP COM 001957109 290 9,863 X X 2 6,063 3,800 ABBOTT LABS COM 002824100 6,825 143,499 X 2 135,849 7,650 ABBOTT LABS COM 002824100 222 4,675 X X 2 4,475 200 ALLIANCE & LEICESTER PLC 0038614 297 34,900 X 2 34,900 BRITISH ACCREDO HEALTH INC COM 00437V104 484 9,900 X 2 9,900 SAFEWAY PLC 0049241 1,770 416,487 X 2 416,487 BRITISH ACTIVE VOICE CORP COM 004938106 306 26,000 X 2 26,000 ADOBE SYSTEMS INC COM 00724F101 295 1,900 X 2 1,900 ADVANCED FIBRE COMM INC COM 00754A105 803 21,200 X 2 21,200 AGILENT TECHNOLOGIES INC COM 00846U101 424 8,662 X 2 8,662 AGILENT TECHNOLOGIES INC COM 00846U101 81 1,648 X X 2 1,648 AKAMAI TECHNOLOGIES INC COM 00971T101 341 6,500 X 2 6,500 ALBANY INTL CORP COM 012348108 226 18,864 X 2 18,864 ---------- COLUMN TOTALS 33,684
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/00 PAGE 2 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - --ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ALBANY INTL CORP COM 012348108 17 1,402 X X 2 1,402 BRITISH AIRWAYS PLC ORD GBP 25 0129057 1,491 352,500 X 2 352,500 CARADON PLC ORD GBP.2777 0176268 1,967 753,791 X 2 753,791 ALLETE COM 018522102 279 12,600 X 2 12,600 ALLETE COM 018522102 18 800 X X 2 800 ALLIANCE CAPITAL MGMT HLDG LP COM 01855A101 4,910 97,950 X 2 95,950 2,000 ALLIANCE CAPITAL MGMT HLDG LP COM 01855A101 120 2,400 X X 2 2,400 ALLIANT ENERGY CORP COM 018802108 675 22,962 X 2 21,462 1,500 ALLIANT ENERGY CORP COM 018802108 45 1,538 X X 2 1,538 PSB HLDGS INC COM 019432004 120 4,015 X 2 4,015 PSB HLDGS INC COM 019432004 139 4,640 X X 2 4,640 ALLSTATE CORP COM 020002101 524 15,066 X 2 15,066 ALLSTATE CORP COM 020002101 95 2,738 X X 2 2,738 ALLTEL CORP COM 020039103 463 8,869 X 2 8,869 ALPHA INDS INC COM 020753109 756 22,200 X 2 22,200 ALTERA CORP COM 021441100 4,511 94,470 X 2 94,470 ALZA CORP COM 022615108 5,843 67,550 X 2 67,550 AMEREN CORP COM 023608102 314 7,499 X 2 7,499 AMERICA ONLINE INC COM 02364J104 4,270 79,441 X 2 79,441 AMERICA ONLINE INC COM 02364J104 45 828 X X 2 800 28 AMCORE FINANCIAL INC COM 023912108 1,325 67,512 X 2 67,512 AMERICAN ELEC PWR INC COM 025537101 168 4,280 X 2 3,800 480 AMERICAN ELEC PWR INC COM 025537101 83 2,113 X X 2 681 1,432 AMERICAN EXPRESS CO COM 025816109 1,060 17,455 X 2 17,455 BRITISH AEROSPACE PLC ORD 2.50P 0263494 1,164 215,588 X 2 215,588 ---------- COLUMN TOTALS 30,402
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/00 PAGE 3 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - --ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) AMERICAN GENERAL CORP COM 026351106 421 5,400 X 2 600 4,800 AMERICAN HOME PRODS CORP COM 026609107 1,241 21,986 X 2 17,636 4,350 AMERICAN HOME PRODS CORP COM 026609107 47 834 X X 2 834 DEVRO PLC ORD GBP 1 0267043 89 118,600 X 2 118,600 AMERICAN INTL GROUP INC COM 026874107 58,702 613,476 X 2 604,175 9,301 AMERICAN INTL GROUP INC COM 026874107 1,196 12,504 X X 2 11,545 959 AMERICAN MED SYS HLDGS INC COM 02744M108 397 25,400 X 2 25,400 AMERICAN MEDICAL SEC GRP INC COM 02744P101 161 25,000 X 2 25,000 THAMES WATER GROUP PLC ORD GBP.23 0293037 3,192 178,120 X 2 178,120 AMERIPATH INC COM 03071D109 867 59,800 X 2 59,800 AMSOUTH BANCORPORATION COM 032165102 1,186 94,875 X 2 94,875 ANCHOR BANCORP WI INC COM 032839102 4,128 263,131 X 2 260,886 2,245 ANCHOR BANCORP WI INC COM 032839102 31 2,000 X X 2 2,000 ANHEUSER BUSCH COS INC COM 035229103 243 5,752 X 2 4,880 872 AON CORP COM 037389103 1,512 38,521 X 2 38,521 AON CORP COM 037389103 119 3,037 X X 2 2,024 1,013 APPLIED DIGITAL SOLUTIONS INC COM 038188108 38 10,000 X 2 10,000 HANSON PLC 0408983 363 65,310 X 2 65,310 BRITISH ASSOCIATED BANC CORP COM 045487105 136,629 5,204,920 X 2 626,967 4,577,953 ASSOCIATED BANC CORP COM 045487105 9,416 358,715 X X 2 44,543 51,811 262,361 ASTORIA FINANCIAL CORP COM 046265104 633 16,400 X 2 16,400 ATLAS AIR INC COM 049164106 2,662 63,000 X 2 63,000 LAIRD GROUP PLC ORD GBP .25 0500522 1,623 457,300 X 2 457,300 AUTO DATA PROCESS COM 053015103 12,627 188,810 X 2 183,035 5,775 AUTO DATA PROCESS COM 053015103 518 7,740 X X 2 4,380 3,360 ---------- COLUMN TOTALS 238,041
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/00 PAGE 4 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - --ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) FSC SECURITIES CORP BROKERAGE ACCT 053934006 352 1 X X 2 1 BP AMOCO P L C SPONS ADR 055622104 9,628 181,653 X 2 166,687 14,966 BP AMOCO P L C SPONS ADR 055622104 1,092 20,610 X X 2 20,435 175 BMC SOFTWARE INC COM 055921100 227 11,850 X 2 11,850 BMC SOFTWARE INC COM 055921100 10 500 X X 2 500 MARKS & SPENCER PLC ORD 0565402 1,186 395,200 X 2 395,200 GBP 25 BAKER HUGHES INC COM 057224107 297 8,000 X 2 8,000 UNILEVER PLC ORD GBP .014 0574873 519 80,200 X 2 80,200 BANK OF AMERICA CORP COM 060505104 2,818 53,808 X 2 51,402 2,406 ANGLIAN GROUP PLC 6.25P 0607661 1,052 482,420 X 2 482,420 BRITISH MEYER INVESTMENTS LTD PARTNERSHIP 060778008 426 1,637 X 2 1,637 (COPY OF DOCUMENT ONLY) MEYER INVESTMENTS LTD PARTNERSHIP 060778008 121 464 X X 2 464 (COPY OF DOCUMENT ONLY) 91% INTEREST IN 70 WEST SHOPPING 060987005 756 1 X X 2 1 CENTER PARTNERSHIP MINOCQUA WI NATIONAL POWER PLC ORD 0632016 1,744 250,600 X 2 250,600 GBP 50 BANK ONE CORP COM 06423A103 1,890 49,663 X 2 41,541 8,122 BANK ONE CORP COM 06423A103 200 5,261 X X 2 5,261 NORTHERN FOODS PLC ORD GBP 25 0646608 1,065 691,500 X 2 691,500 BRITISH BANTA CORP COM 066821109 7,675 314,854 X 2 178,181 136,673 BANTA CORP COM 066821109 84 3,450 X X 2 3,450 PENINSULAR & ORIENTAL STEAM 0680048 1,336 152,700 X 2 152,700 NAVIGATION CO ORD DFD GBP1 BAXTER INTL COM 071813109 102 1,281 X 2 669 612 BAXTER INTL COM 071813109 319 4,000 X X 2 3,600 400 J SAINSBURY PLC ORD GBP.25 0767640 2,552 462,300 X 2 462,300 BELLSOUTH CORP COM 079860102 3,557 87,838 X 2 87,150 688 BELLSOUTH CORP COM 079860102 394 9,738 X X 2 5,578 4,160 ---------- COLUMN TOTALS 39,402
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/00 PAGE 5 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - --ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SHELL TRANSPORT & TRADING CO PLC 0803414 1,668 204,700 X 2 204,700 ORD BRITISH INVENSYS PLC 0807041 940 427,095 X 2 427,095 BRITISH BEMIS INC COM 081437105 21,381 665,563 X 2 665,563 BEMIS INC COM 081437105 643 20,000 X X 2 20,000 BEST BUY CO INC COM 086516101 1,381 21,710 X 2 21,710 BESTFOODS COM 08658U101 304 4,178 X 2 4,178 BIOMET INC COM 090613100 280 7,987 X 2 7,837 150 BIOMET INC COM 090613100 105 3,000 X X 2 3,000 BLACK BOX CORP COM 091826107 979 21,000 X 2 21,000 BLUE EMERALD RESOURCE INC COM 09547H103 2 24,000 X 2 24,000 BOSTON SCIENTIFIC CORP COM 101137107 422 25,700 X 2 25,700 BOTTOMLINE TECHNOLOGIES COM 101388106 444 11,900 X 2 11,900 BRAUN CONSULTING INC COM 105651103 359 18,100 X 2 18,100 BRISTOL MYERS-SQUIBB CO COM 110122108 23,160 402,789 X 2 388,279 14,510 BRISTOL MYERS-SQUIBB CO COM 110122108 2,064 35,888 X X 2 9,495 25,193 1,200 BROCADE COMMUNICATIONS SYSTEMS I COM 111621108 5,263 22,300 X 2 22,300 BURLINGTON NORTHERN SANTA FE CORP 12189T104 356 16,489 X 2 16,489 COM BURLINGTON NORTHERN SANTA FE CORP 12189T104 74 3,450 X X 2 3,450 COM BURLINGTON RESOURCES COM 122014103 86 2,334 X 2 2,334 BURLINGTON RESOURCES COM 122014103 173 4,706 X X 2 4,706 C H ROBINSON WORLDWIDE INC COM 12541W100 309 5,475 X 2 5,475 C P B INC COM 125903104 624 23,100 X 2 23,100 CTS CORP COM 126501105 981 19,385 X 2 19,385 CTS CORP COM 126501105 4 75 X X 2 75 CALPINE CORP COM 131347106 8,017 76,800 X 2 76,800 ---------- COLUMN TOTALS 70,019
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/00 PAGE 6 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - --ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) CAMPBELL SOUP CO COM 134429109 162 6,259 X 2 6,259 CAMPBELL SOUP CO COM 134429109 54 2,080 X X 2 2,080 CANADIAN NATL RAILWAY CO COM 136375102 359 12,250 X 2 12,250 CAPITAL ONE FINL CORP COM 14040H105 1,204 17,186 X 2 17,186 CAPITAL ONE FINL CORP COM 14040H105 1,030 14,700 X X 2 12,300 2,400 CARDINAL HEALTH INC COM 14149Y108 6,930 78,587 X 2 78,587 CARDINAL HEALTH INC COM 14149Y108 110 1,247 X X 2 1,247 CATALINA MARKETING CORP COM 148867104 3,314 88,090 X 2 88,090 CATALINA MARKETING CORP COM 148867104 158 4,200 X X 2 4,200 CELGENE CORP COM 151020104 218 3,660 X 2 3,660 CENDANT CORP COM 151313103 11,690 1,074,979 X 2 1,074,779 200 CENDANT CORP COM 151313103 43 3,950 X X 2 1,000 2,950 CHARLES RIVER ASSOCIATES INC COM 159852102 303 25,000 X 2 25,000 CHARTER ONE FINANCIAL CORP COM 160903100 1,841 75,513 X 2 75,513 CHESAPEAKE CORP COM 165159104 972 50,516 X 2 50,516 CHEVRON CORP COM 166751107 537 6,296 X 2 6,296 CHEVRON CORP COM 166751107 148 1,740 X X 2 1,740 CHOICEPOINT INC COM 170388102 3,393 73,960 X 2 73,960 CISCO SYSTEMS INC COM 17275R102 91,643 1,658,691 X 2 1,643,821 14,870 CISCO SYSTEMS INC COM 17275R102 1,482 26,832 X X 2 16,650 9,782 400 CITIGROUP INC COM 172967101 24,319 449,824 X 2 446,324 3,500 CITIGROUP INC COM 172967101 303 5,605 X X 2 1,163 4,442 CITIZENS BANKING CORP COM 174420109 3,133 136,238 X 2 136,238 CITIZENS BANKING CORP COM 174420109 268 11,662 X X 2 6,841 4,821 CLOROX CO COM 189054109 3,161 79,900 X 2 79,900 ---------- COLUMN TOTALS 156,775
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/00 PAGE 7 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - --ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) CLOROX CO COM 189054109 808 20,424 X X 2 20,424 COCA COLA CO COM 191216100 29,463 534,482 X 2 533,382 1,100 COCA COLA CO COM 191216100 495 8,984 X X 2 5,548 3,436 COGNIZANT TECHNOLOGY SOLUTIONS CORP 192446102 211 5,400 X 2 5,400 CL A COHERENT INC COM 192479103 411 6,050 X 2 6,050 COLGATE PALMOLIVE CO COM 194162103 12,952 274,412 X 2 268,712 5,700 COLGATE PALMOLIVE CO COM 194162103 978 20,730 X X 2 13,720 5,810 1,200 COLUMBIA FIXED INCOME SECS FD 197643109 299 23,697 X 2 23,697 COMMERCE ONE INC DEL COM 200693109 628 8,000 X 2 8,000 BARRICK GOLD CORP ORD NPV 2024644 2,329 152,700 X 2 152,700 CANADIAN COMMUNITY FIRST BANKSHARES COM 203902101 183 10,400 X 2 10,400 ALFA SA DE CV ORD A MXN .05 2043423 820 390,300 X 2 390,300 MEXICAN COMPAQ COMPUTER COM 204493100 918 33,350 X 2 33,350 COMPUTER ASSOCIATES COM 204912109 1,040 41,088 X 2 41,088 COMPUTER NETWORK TECH CORP COM 204925101 430 12,500 X 2 12,500 COMVERSE TECHNOLOGY INC COM 205862402 386 3,574 X 2 3,574 CONAGRA INC COM 205887102 1,728 86,148 X 2 86,148 CONAGRA INC COM 205887102 8 400 X X 2 400 CONCORD EFS INC COM 206197105 710 20,000 X 2 20,000 CONSOLIDATED EDISON INC COM 209115104 238 6,977 X 2 4,777 2,200 CONSOLIDATED EDISON INC COM 209115104 64 1,880 X X 2 1,280 600 CANADIAN NATURAL RESOURCES LTD 2171573 428 12,788 X 2 12,788 COPART INC COM 217204106 334 24,100 X 2 24,100 CORIXA CORP COM 21887F100 980 19,500 X 2 19,500 COUNTRY MAID FINANCIAL INC. 222356206 74 66,000 X 2 66,000 COM NEW ---------- COLUMN TOTALS 56,915
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/00 PAGE 8 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - --ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) CRISTALERIAS DE CHILE ADR 226714103 1,874 122,900 X 2 122,900 DATASTREAM SYS INC COM 238124101 241 18,700 X 2 18,700 DEAN FOODS CO COM 242361103 4,737 142,471 X 2 142,471 DEAN FOODS CO COM 242361103 486 14,628 X X 2 3,078 11,550 HUDSONS BAY CO ORD NPV CANADIAN 2442655 218 21,327 X 2 21,327 INDUSTRIAS PENOLES SA ORD MEXICAN 2448200 684 538,500 X 2 538,500 DELL COMPUTER COM 247025109 24,985 810,860 X 2 804,985 5,875 DELL COMPUTER COM 247025109 340 11,050 X X 2 8,000 3,050 DELUXE CORP COM 248019101 648 31,922 X 2 30,822 1,100 DEVRY INC DEL COM 251893103 415 11,025 X 2 11,025 DIAGEO PLC SPONS ADR NEW 25243Q205 293 8,300 X 2 8,300 DIEBOLD INC COM 253651103 781 29,410 X 2 29,310 100 DIGITAL LIGHTWAVE INC COM 253855100 535 7,363 X 2 7,363 DIONEX CORP COM 254546104 584 21,130 X 2 21,130 DISNEY WALT CO COM 254687106 5,660 147,967 X 2 145,567 2,400 DISNEY WALT CO COM 254687106 210 5,500 X X 2 5,100 400 DITECH COMMUNICATIONS CORP COM 25500M103 845 20,600 X 2 20,600 DOLLAR GENERAL CORP COM 256669102 96 5,737 X 2 5,737 DOLLAR GENERAL CORP COM 256669102 125 7,445 X X 2 7,445 DOMINION RESOURCES INC NEW COM 25746U109 644 11,089 X 2 10,121 968 DOMINION RESOURCES INC NEW COM 25746U109 36 622 X X 2 500 122 DONNELLEY R R & SONS CO COM 257867101 295 11,990 X 2 11,990 DONNELLEY R R & SONS CO COM 257867101 29 1,200 X X 2 800 400 DOW CHEMICAL CO COM 260543103 492 19,734 X 2 19,050 684 DOW CHEMICAL CO COM 260543103 85 3,400 X X 2 900 2,500 ---------- COLUMN TOTALS 45,338
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/00 PAGE 9 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - --ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) DUKE ENERGY CORP COM 264399106 3,682 42,933 X 2 42,433 500 DUKE ENERGY CORP COM 264399106 245 2,860 X X 2 2,500 360 DUN & BRADSTREET CORP COM 26483B106 196 5,690 X 2 5,440 250 DUN & BRADSTREET CORP COM 26483B106 189 5,500 X X 2 1,300 4,200 EMC CORP MASS COM 268648102 54,695 549,701 X 2 545,601 4,100 EMC CORP MASS COM 268648102 719 7,230 X X 2 4,950 2,280 EASTMAN CHEMICAL CO COM 277432100 502 13,601 X 2 13,601 EASTMAN CHEMICAL CO COM 277432100 22 600 X X 2 600 EASTMAN KODAK CO COM 277461109 455 11,138 X 2 11,138 ECOLAB INC COM 278865100 353 9,800 X 2 9,800 EFFICIENT NETWORKS INC COM 282056100 2,284 61,200 X 2 61,200 ELECTRONIC ARTS INC COM 285512109 244 4,950 X 2 4,950 ELECTRONIC DATA SYSTEMS CORP COM 285661104 594 14,319 X 2 14,319 ELECTRONIC DATA SYSTEMS CORP COM 285661104 35 850 X X 2 850 EMBARCADERO TECHNOLOGIES INC COM 290787100 288 5,600 X 2 5,600 EMBRAER-EMPRESA BRASILEIRA D ADR 29081M102 921 29,700 X 2 29,700 EMBRATEL PARTICIPACOES S A SPONS ADR 29081N100 1,487 80,400 X 2 80,400 EMERSON ELEC CO COM 291011104 227 3,390 X 2 3,240 150 EMERSON ELEC CO COM 291011104 137 2,051 X X 2 651 1,400 ENCOMPASS SERVICES CORP COM 29255U104 343 42,217 X 2 42,217 ENRON CORP COM 293561106 1,523 17,380 X 2 17,380 ENRON CORP COM 293561106 395 4,504 X X 2 3,504 1,000 EQUIFAX INC COM 294429105 803 29,814 X 2 29,814 EQUIFAX INC COM 294429105 51 1,900 X X 2 1,900 ERICSSON TEL NEW ADR COM 294821400 307 20,708 X 2 20,708 ---------- COLUMN TOTALS 70,697
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/00 PAGE 10 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - --ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ERICSSON TEL NEW ADR COM 294821400 24 1,600 X X 2 1,600 EXODUS COMMUNICATIONS INC COM 302088109 1,323 26,800 X 2 26,800 EXPEDITORS INTL WASH INC COM 302130109 925 20,520 X 2 20,520 EXPRESS SCRIPTS INC CL A COM 302182100 1,084 15,000 X 2 15,000 EXTREME NETWORKS INC COM 30226D106 3,424 29,900 X 2 29,900 EXXON MOBIL CORP COM 30231G102 35,070 393,579 X 2 387,873 5,706 EXXON MOBIL CORP COM 30231G102 4,764 53,468 X X 2 38,095 8,760 6,613 FNB BANCSHARES INC IRON MTN MI COM 30252A901 325 12,741 X 2 12,741 F Y I INC COM 302712104 680 18,200 X 2 18,200 FACTSET RESEARCH SYS COM 303075105 357 9,500 X 2 9,500 FASTENAL COM 311900104 210 3,650 X 2 3,650 FEDERAL NATL MTG ASSN COM 313586109 6,363 88,998 X 2 85,048 3,950 FEDERAL NATL MTG ASSN COM 313586109 803 11,230 X X 2 3,980 7,250 FEDERATED INCOME TRUST COM 314199100 547 54,614 X 2 54,614 F5 NETWORKS INC COM 315616102 850 25,000 X 2 25,000 FIDELITY HIGH INCOME FD 316146406 423 39,786 X 2 39,786 FIFTH THIRD BANCORP COM 316773100 2,767 51,362 X 2 51,362 FIRST MIDWEST BANCORP COM 320867104 3,043 114,282 X 2 114,282 FIRST MANITOWOC BANCORP INC 322990102 761 30,456 X 2 30,456 FIRST MANITOWOC BANCORP INC 322990102 1,123 44,906 X X 2 44,906 FIRST NORTHERN CAPITAL CORP COM 335832101 882 60,214 X 2 60,214 FIRST NORTHERN CAPITAL CORP COM 335832101 59 4,000 X X 2 4,000 FIRST OAK BROOK BANCSHS INC CL A COM 335847208 1,316 84,588 X 2 84,588 FIRST SOURCE CORP COM 336901103 1,098 52,291 X 2 52,291 FIRST TENN NATL CORP COM 337162101 1,822 89,400 X 2 89,400 ---------- COLUMN TOTALS 70,043
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/00 PAGE 11 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - --ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) FIRST UNION CORP COM 337358105 1,105 34,335 X 2 34,335 FIRST UNION CORP COM 337358105 173 5,390 X X 2 4,510 880 FIRST VA BANKS INC COM 337477103 774 18,150 X 2 18,150 FIRSTAR CORP WI NEW COM 33763V109 12,067 539,289 X 2 534,289 5,000 FIRSTAR CORP WI NEW COM 33763V109 1,016 45,411 X X 2 12,100 23,462 9,849 FISERV INC COM 337738108 4,979 83,165 X 2 83,165 FISERV INC COM 337738108 18 300 X X 2 300 FIRSTMERIT CORP COM 337915102 1,837 80,100 X 2 80,100 FORD MOTOR CO DEL COM NEW 345370860 561 21,983 X 2 21,983 FOREST LABS INC COM 345838106 1,118 9,750 X 2 9,750 FORWARD AIR CORP COM 349853101 323 9,175 X 2 9,175 FRANKLIN RESOURCES INC COM 354613101 1,635 36,797 X 2 36,797 FRANKLIN RESOURCES INC COM 354613101 351 7,900 X X 2 5,400 400 2,100 FRANKLIN HIGH YLD TAX FREE INCOME FD 354723702 259 24,738 X 2 24,738 FULTON FINL CORP PA COM 360271100 819 41,340 X 2 41,340 GENERAL CREDIT CORP WARRANTS 369451117 2 20,000 X 2 20,000 EXP 04/25/2002 GENERAL ELEC CO COM 369604103 94,159 1,628,692 X 2 1,559,071 69,621 GENERAL ELEC CO COM 369604103 3,654 63,200 X X 2 38,195 25,005 GENERAL MOTORS CORP COM 370442105 399 6,134 X 2 5,417 717 GENERAL MOTORS CORP COM 370442105 52 795 X X 2 795 GENZYME CORP COM 372917104 4,749 69,650 X 2 69,650 GILLETTE CO COM 375766102 917 29,690 X 2 29,690 GILLETTE CO COM 375766102 49 1,600 X X 2 1,600 GLATFELTER PH CO COM 377316104 2,514 207,310 X 2 192,322 14,988 GLATFELTER PH CO COM 377316104 18 1,488 X X 2 1,488 ---------- COLUMN TOTALS 133,548
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/00 PAGE 12 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - --ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) GLAXO WELLCOME PLC SPONSORED ADR 37733W105 5,286 87,460 X 2 87,460 GLAXO WELLCOME PLC SPONSORED ADR 37733W105 336 5,555 X X 2 3,400 2,155 GRAINGER W W INC COM 384802104 1,164 44,235 X 2 44,135 100 GRAINGER W W INC COM 384802104 5 200 X X 2 200 GREY GLOBAL GROUP INC COM 39787M108 248 400 X 2 400 GUANGSHEN RAILWAY LTD SPONS ADR 40065W107 449 69,700 X 2 69,700 GULF CANADA RES LTD ORD 40218L305 512 95,200 X 2 95,200 AXA-UAP SA ORD FRF60 FRENCH 4026927 2,118 16,200 X 2 16,200 ASSIDOMAEN AB ORD SEK20 4051576 1,670 106,170 X 2 106,170 SWEDISH HARLEY DAVIDSON INC COM 412822108 23,044 481,335 X 2 479,085 2,250 HARLEY DAVIDSON INC COM 412822108 338 7,070 X X 2 4,500 2,570 HARMONIC INC COM 413160102 312 13,000 X 2 13,000 HEALTH MGMT ASSOC INC NEW CL A COM 421933102 653 31,355 X 2 31,355 HEALTH MGMT ASSOC INC NEW CL A COM 421933102 31 1,500 X X 2 1,200 300 HEINZ H J CO COM 423074103 837 22,575 X 2 21,275 1,300 HEINZ H J CO COM 423074103 61 1,650 X X 2 450 1,200 HEWLETT PACKARD CO COM 428236103 3,937 40,384 X 2 40,384 HEWLETT PACKARD CO COM 428236103 432 4,429 X X 2 3,800 629 HI/FN INC COM 428358105 1,676 24,600 X 2 24,600 HIBBETT SPORTING GOODS INC COM 428565105 314 11,850 X 2 11,850 EVN ENERGIE-VERSORGUNG ORD AUSTRIAN 4295374 861 30,474 X 2 30,474 HOME DEPOT INC COM 437076102 11,470 216,676 X 2 213,976 2,700 HOME DEPOT INC COM 437076102 275 5,200 X X 2 4,150 1,050 HORIZON BANCORP INDS COM 440407104 701 23,566 X 2 23,566 IBERDROLA SA ORD ESP 500 SPANISH 4424640 2,669 209,800 X 2 209,800 ---------- COLUMN TOTALS 59,399
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/00 PAGE 13 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - --ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) HUBBELL INC CL A COM 443510102 234 9,958 X 2 9,958 HUBBELL INC CL A COM 443510102 56 2,400 X X 2 2,400 HUBBELL INC CL B 443510201 343 13,704 X 2 13,704 HUBBELL INC CL B 443510201 17 664 X X 2 664 ENI SPA ORD 4436399 1,696 320,000 X 2 320,000 EUR1000 HUNTINGTON BANKSHARES INC COM 446150104 1,044 71,085 X 2 71,085 ICU MED INC COM 44930G107 849 32,800 X 2 32,800 IMS HEALTH INC COM 449934108 1,797 86,619 X 2 86,219 400 IMS HEALTH INC COM 449934108 224 10,800 X X 2 2,400 8,400 KEMIRA OY ORD FIM10 4513612 1,091 208,600 X 2 208,600 FINNISH INFORMIX CORP COM 456779107 41 10,000 X 2 10,000 INFOSPACE COM INC COM 45678T102 685 22,650 X 2 22,650 INTEL CORP COM 458140100 50,366 1,211,817 X 2 1,207,977 3,840 INTEL CORP COM 458140100 1,567 37,699 X X 2 20,292 17,007 400 INTERCEPT GRP INC COM 45845L107 256 11,000 X 2 11,000 INTERNATIONAL BUSINESS MACHS COM 459200101 4,998 44,381 X 2 42,325 2,056 INTERNATIONAL BUSINESS MACHS COM 459200101 426 3,784 X X 2 3,224 560 INTERNATIONAL FLAVOR & FRAGRANCE COM 459506101 469 25,700 X 2 25,700 INTERPUBLIC GROUP COM 460690100 36,738 1,078,552 X 2 1,068,992 9,560 INTERPUBLIC GROUP COM 460690100 873 25,630 X X 2 19,530 6,100 IRWIN FINANCIAL CORP COM 464119106 1,423 86,900 X 2 86,900 NORSK HYDRO A S ORD NOD20 4645805 1,651 39,400 X 2 39,400 NORWEGIAN JDS UNIPHASE CORP COM 46612J101 3,983 42,060 X 2 41,660 400 JNI CORP COM 46622G105 2,047 23,000 X 2 23,000 AVENTIS SA EUR 3.819 4736817 1,802 24,000 X 2 24,000 FRENCH ---------- COLUMN TOTALS 114,676
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/00 PAGE 14 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - --ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MERCK KGAA ORD EUR NPV 4741844 2,081 60,100 X 2 60,100 JOHNSON & JOHNSON COM 478160104 1,283 13,653 X 2 13,053 600 JOHNSON & JOHNSON COM 478160104 1,136 12,092 X X 2 11,592 500 JUNIPER NETWORKS INC COM 48203R104 980 4,475 X 2 4,475 TOTAL FINA ELF SA-B EUR10 SER B 4905413 3,603 24,597 X 2 24,597 FRENCH VOLVO AB ORD B SEK6 4937739 1,281 79,100 X 2 79,100 SWEDISH E. ON AG. TEILRECHT 4942904 2,423 46,960 X 2 46,960 EURO KIMBERLY CLARK CORP COM 494368103 172,162 3,084,622 X 2 2,895,463 39,200 149,959 KIMBERLY CLARK CORP COM 494368103 14,938 267,650 X X 2 217,625 14,737 35,288 KNIGHT TRANSPORTATION INC COM 499064103 374 24,000 X 2 24,000 BANK AUSTRIA AG 4999621 2,645 48,651 X 2 48,651 KOHLS CORP COM 500255104 489 8,476 X 2 8,476 KOHLS CORP COM 500255104 60 1,040 X X 2 1,040 KCI KONECRANES INTERNATIONAL PLC 5038824 1,921 71,640 X 2 71,640 ORD EUR8 INTL MUELLER ORD NV NLG 5 DUTCH 5051586 3,020 153,294 X 2 153,294 ING GROEP NV HFL 1 5058877 3,616 54,226 X 2 54,226 LAFAYETTE BANCORPORATION INC COM 505893107 302 20,505 X 2 20,505 BASF AG ORD NPV 5086577 1,684 47,600 X 2 47,600 EURO AUTOLIV INC SDR 5247374 1,329 67,300 X 2 67,300 SWEDISH SAPA AB SWEDISH 5255850 1,858 125,150 X 2 125,150 LILLY ELI & CO COM 532457108 7,099 87,508 X 2 86,708 800 LILLY ELI & CO COM 532457108 557 6,860 X X 2 4,460 800 1,600 LINEAR TECHNOLOGY CORP COM 535678106 259 4,000 X 2 4,000 LINENS N THINGS INC COM 535679104 1,211 47,500 X 2 47,500 LITTLEFIELD ADAMS & CO COM 537581100 1 15,518 X 2 15,518 ---------- COLUMN TOTALS 226,312
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/00 PAGE 15 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - --ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) NORDIC BALTIC HOLDING AB SEK7 5380031 2,480 344,876 X 2 344,876 LOCKHEED MARTIN CORP COM 539830109 435 13,222 X 2 13,222 AKZO NOBEL NV ORD EURS 5458314 3,302 78,180 X 2 78,180 EURO SAAB AB ORD B NPV 5469554 793 99,550 X 2 99,550 SWEDISH KRONA ZUERICH ALLIED AG NEW 5486779 2,273 4,910 X 2 4,910 LUCENT TECHNOLOGIES INC COM 549463107 26,302 862,375 X 2 853,123 9,252 LUCENT TECHNOLOGIES INC COM 549463107 635 20,804 X X 2 13,838 6,966 VOLKSWAGEN AG 5497102 1,392 30,300 X 2 30,300 VOLKSWAGEN AG DM50 PFD 5497168 853 31,000 X 2 31,000 MAF BANCORP INC COM 55261R108 3,481 139,929 X 2 139,929 MDU RESOURCES GRP INC COM 552690109 229 7,711 X 2 7,711 BANCA NAZIONALE DEL LAVORO SPA 5528604 1,959 581,300 X 2 581,300 ORD EUR1000 MADISON GAS & ELEC CO COM 557497104 298 13,114 X 2 12,664 450 MADISON GAS & ELEC CO COM 557497104 39 1,725 X X 2 1,725 MANITOWOC CO INC COM 563571108 2,590 131,119 X 2 129,432 1,687 MANITOWOC CO INC COM 563571108 1,145 57,993 X X 2 40,959 3,534 13,500 MANPOWER INC COM 56418H100 224 7,000 X 2 7,000 MANPOWER INC COM 56418H100 6 200 X X 2 200 MANULIFE FINL CORP COM 56501R106 276 13,292 X 2 13,292 REPSOL YPF S.A. EUR1 5669354 2,528 137,260 X 2 137,260 WOLTERS KLUWER NV ORD CVA 5671519 2,117 104,176 X 2 104,176 EUR 12 METSO OYJ FIM10 5713422 2,422 238,433 X 2 238,433 FINNISH MARSH & MC LENNAN COS INC COM 571748102 55,263 416,295 X 2 413,090 3,205 MARSH & MC LENNAN COS INC COM 571748102 1,644 12,387 X X 2 7,437 3,150 1,800 MARSHALL & ILSLEY CORP COM 571834100 28,827 575,103 X 2 573,203 1,900 ---------- COLUMN TOTALS 141,513
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/00 PAGE 16 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - --ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MARSHALL & ILSLEY CORP COM 571834100 1,900 37,900 X X 2 12,175 25,725 MCDONALDS CORP COM 580135101 1,475 48,850 X 2 48,850 MCDONALDS CORP COM 580135101 94 3,108 X X 2 1,608 1,500 MCGRAW-HILL CO INC COM 580645109 725 11,400 X 2 10,400 1,000 MCGRAW-HILL CO INC COM 580645109 102 1,600 X X 2 1,200 400 MCMULLEN & PITZ CONSTRUCTION CO 581990900 802 234 X 2 234 MEDIMMUNE INC COM 584699102 3,494 45,225 X 2 45,225 MEDTRONIC INC COM 585055106 58,194 1,123,152 X 2 1,115,432 7,720 MEDTRONIC INC COM 585055106 1,885 36,375 X X 2 11,100 23,775 1,500 MELLON FINANCIAL CORP COM 58551A108 2,820 60,808 X 2 60,808 MENS WEARHOUSE INC COM 587118100 634 22,400 X 2 22,400 MERCANTILE BANKSHARES CORP COM 587405101 1,648 45,400 X 2 45,400 MERCK & CO INC COM 589331107 54,945 738,130 X 2 733,530 4,600 MERCK & CO INC COM 589331107 1,841 24,736 X X 2 17,506 7,230 MERRILL LYNCH & CO INC COM 590188108 1,633 24,740 X 2 24,740 MERRILL LYNCH & CO INC COM 590188108 26 400 X X 2 400 METRIS COS INC COM 591598107 541 13,700 X 2 13,700 METROMEDIA INTL GROUP INC COM 591695101 58 15,416 X 2 15,416 METROMEDIA INTL GROUP INC COM 591695101 4 1,000 X X 2 1,000 MICREL INC COM 594793101 804 12,000 X 2 12,000 MICROSOFT CORP COM 594918104 63,691 1,056,012 X 2 1,049,192 6,820 MICROSOFT CORP COM 594918104 838 13,900 X X 2 9,650 4,250 MICROCHIP TECHNOLOGY INC COM 595017104 1,065 32,200 X 2 32,200 MINNESOTA MINING & MANUF CO COM 604059105 1,698 18,636 X 2 15,648 2,988 MINNESOTA MINING & MANUF CO COM 604059105 346 3,800 X X 2 200 3,600 ---------- COLUMN TOTALS 201,263
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/00 PAGE 17 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - --ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) AUSTRALIA & NEW ZEALAND BANKING 6065586 2,983 416,645 X 2 416,645 GROUP LTD AUD BEIJING DATANG POWER GENERATION CO 6080716 363 1,730,700 X 2 1,730,700 LTD ORD H NPV MOLEX INC COM 608554101 4,791 88,013 X 2 87,888 125 MOLEX INC COM 608554101 340 6,250 X X 2 6,250 MOLEX INC CL A 608554200 31,152 751,778 X 2 749,778 2,000 MOLEX INC CL A 608554200 198 4,785 X X 2 4,285 500 BEST DENKI CO LTD ORD JPY50 6098184 476 73,100 X 2 73,100 MONTANA POWER CO COM 612085100 4,334 129,800 X 2 129,100 700 MONTANA POWER CO COM 612085100 40 1,200 X X 2 1,200 BROKEN HILL PROPRIETARY CO LTD ORD 6144690 1,587 153,806 X 2 153,806 AUD1 HSBC HOLDINGS PLC $.5 6158163 3,134 224,150 X 2 224,150 HONG KONG MORGAN J P & CO INC COM 616880100 142 870 X 2 870 MORGAN J P & CO INC COM 616880100 196 1,200 X X 2 1,200 MORGAN STANLEY DEAN WITTER & CO COM 617446448 2,043 22,342 X 2 22,342 MORGAN STANLEY DEAN WITTER & CO COM 617446448 189 2,072 X X 2 2,072 CARTER HOLT HARVEY LTD ORD 6178406 337 510,645 X 2 510,645 NEW ZEALAND CHEUNG KONG HLDGS LTD ORD HONG KONG 6190273 3,273 270,700 X 2 270,700 MOTOROLA INC COM 620076109 1,650 55,933 X 2 54,933 1,000 MOTOROLA INC COM 620076109 97 3,300 X X 2 3,300 MYRIAD GENETICS INC COM 62855J104 950 11,000 X 2 11,000 NASDAQ 100 TR UNIT SER 1 COM 631100104 3,667 41,292 X 2 41,292 NASDAQ 100 TR UNIT SER 1 COM 631100104 120 1,350 X X 2 1,300 50 NATIONAL CITY CORP COM 635405103 3,914 177,911 X 2 176,457 1,454 NATIONAL CITY CORP COM 635405103 137 6,240 X X 2 4,080 2,160 NATIONAL COMMERCE BANCORPORATION COM 635449101 5,633 282,532 X 2 282,532 ---------- COLUMN TOTALS 71,746
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/00 PAGE 18 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - --ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) NATIONAL COMMERCE BANCORPORATION COM 635449101 24 1,200 X X 2 1,200 FUJITSU LTD ORD JPY50 6356945 1,394 60,000 X 2 60,000 NATIONAL HEALTH INVESTORS INC COM 63633D104 281 41,700 X 2 41,700 GUANGDONG KELON ELECTRICAL HOLDINGS 6391935 114 437,000 X 2 437,000 LTD ORD HONG KONG HANG LUNG DEVELOPMENT CO LTD ORD 6408352 915 905,800 X 2 905,800 HKD1 HONG KONG NESTLE S A SPONSORED ADR 641069406 1,375 13,200 X 2 12,900 300 NESTLE S A SPONSORED ADR 641069406 73 700 X X 2 700 NET2PHONE INC COM 64108N106 326 14,500 X 2 14,500 NETWORK APPLIANCE INC COM 64120L104 760 5,964 X 2 5,964 HONG KONG ELECTRIC HOLDINGS LTD ORD 6435327 1,855 600,400 X 2 600,400 HKD1 HONG KONG HUTCHISON WHAMPOA LTD ORD 6448068 990 74,590 X 2 74,590 HKD 25 NEW PLAN EXCEL RLTY TR INC COM 648053106 1,336 97,635 X 2 97,635 NEW PLAN EXCEL RLTY TR INC COM 648053106 18 1,300 X X 2 1,050 250 KIKKOMAN CORP ORD 6490809 2,247 313,000 X 2 313,000 JPY50 LAOX CO LTD ORD JAPANESE 6505468 1,097 228,000 X 2 228,000 NEWELL RUBBERMAID INC COM 651229106 1,185 51,941 X 2 51,841 100 NEWELL RUBBERMAID INC COM 651229106 238 10,442 X X 2 10,442 99 CENTS ONLY STORES COM 65440K106 427 8,500 X 2 8,500 NISOURCE INC COM 65473P105 190 7,783 X 2 7,783 NISOURCE INC COM 65473P105 37 1,500 X X 2 1,500 NOKIA CORP ADR 654902204 18,877 471,934 X 2 467,234 4,700 NOKIA CORP ADR 654902204 242 6,050 X X 2 3,250 2,800 NOBLE DRILLING CORP COM 655042109 91 1,800 X 2 1,800 NOBLE DRILLING CORP COM 655042109 182 3,600 X X 2 3,600 MAKITA CORP ORD JPY50 6555805 1,390 175,000 X 2 175,000 ---------- COLUMN TOTALS 35,664
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/00 PAGE 19 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - --ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) NORSK HYDRO AS ADR 656531605 339 8,000 X 2 3,000 5,000 NORTEL NETWORKS CORP NEW COM 656568102 1,336 22,450 X 2 22,450 NORTHFORK BANCORP COM 659424105 21,200 980,351 X 2 975,051 5,300 NORTHFORK BANCORP COM 659424105 586 27,101 X X 2 16,201 7,000 3,900 NEWS CORP LTD PFD AUD0.50 AUSTRALIAN 6620758 1,677 140,899 X 2 140,899 NICHIHA CORP ORD JPY50 6638331 584 84,200 X 2 84,200 NIPPON TELEGRAPH & TELEPHONE CORP 6641373 1,865 190 X 2 190 ORD JPY50000 NOMURA SECURITIES CO LTD 6643108 3,068 141,000 X 2 141,000 ORD JPY50 NORTHERN ST FINL CORP COM 665751103 258 12,000 X 2 12,000 NORTHERN TRUST CORP COM 665859104 722 8,122 X 2 7,222 900 NORTHROP GRUMMAN CORP COM 666807102 245 2,700 X 2 2,700 PEREGRINE INVESTMENTS HLDGS LTD 6682930 119 59,000 X 2 59,000 HKD$0.60 NVIDIA CORP COM 67066G104 868 10,600 X 2 10,600 OSI SYS INC COM 671044105 105 10,000 X 2 10,000 SEINO TRANSPORTATION CO LTD ORD 6793423 1,795 359,000 X 2 359,000 JPY50 OLD KENT FINL CORP COM 679833103 8,173 282,445 X 2 282,445 OLD KENT FINL CORP COM 679833103 251 8,685 X X 2 3,538 5,147 OLD SECOND BANCORP INC ILL COM 680277100 926 38,586 X 2 38,586 OLD SECOND BANCORP INC ILL COM 680277100 48 2,000 X X 2 2,000 SONY CORP COM ORD JAPANESE 6821506 1,678 16,540 X 2 16,540 ON ASSIGNMENT INC COM 682159108 853 27,200 X 2 27,200 ORACLE CORP COM 68389X105 26,778 340,036 X 2 330,986 9,050 ORACLE CORP COM 68389X105 230 2,915 X X 2 1,150 1,765 O REILLY AUTOMOTIVE INC COM 686091109 897 61,300 X 2 61,300 SWIRE PACIFIC LTD ORD 6867748 857 137,600 X 2 137,600 HONG KONG SEDOL ---------- COLUMN TOTALS 75,458
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/00 PAGE 20 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - --ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SWIRE PACIFIC LTD ORD B HKD0.60 6867760 1,093 1,333,000 X 2 1,333,000 HONG KONG ORTHODONTIC CTRS AMERICA INC COM 68750P103 1,326 39,800 X 2 39,800 OSHKOSH B GOSH INC CL A 688222207 766 50,306 X 2 50,306 OSHKOSH B GOSH INC CL B 688222306 108 10,756 X 2 10,756 OSHKOSH TRUCK CORP CL B 688239201 704 18,167 X 2 18,167 PE CORP BISYS GR COM 69332S102 4,964 42,600 X 2 42,600 PLX TECHNOLOGY INC COM 693417107 441 16,400 X 2 16,400 PALM INC COM 696642107 226 4,264 X 2 4,264 YIZHENG CHEMICAL FIBRE CO LTD ORD 6984669 796 3,618,800 X 2 3,618,800 HONG KONG YUE YUEN INDUSTRIAL HKDO 10 6988995 694 354,000 X 2 354,000 HONG KONG PARAMETRIC TECHNOLOGY CORP COM 699173100 203 18,600 X 2 18,600 PAYCHEX INC COM 704326107 312 5,951 X 2 5,951 PEC SOLUTIONS INC COM 705107100 252 39,200 X 2 39,200 PENTAIR INDS INC COM 709631105 198 7,386 X 2 7,386 PENTAIR INDS INC COM 709631105 169 6,300 X X 2 6,300 PEPSICO INC COM 713448108 47,426 1,030,997 X 2 1,021,161 9,836 PEPSICO INC COM 713448108 943 20,500 X X 2 14,175 6,325 PEREGRINE SYS INC COM 71366Q101 206 10,900 X 2 10,900 PERICOM SEMICONDUCTOR CORP COM 713831105 451 12,000 X 2 12,000 PETSMART INC COM 716768106 103 22,000 X 2 22,000 PFIZER INC COM 717081103 75,677 1,684,706 X 2 1,673,601 11,105 PFIZER INC COM 717081103 4,131 91,969 X X 2 52,660 24,309 15,000 PHARMACIA CORP COM 71713U102 941 15,631 X 2 15,631 PHARMACIA CORP COM 71713U102 75 1,240 X X 2 100 1,140 PHILIP MORRIS COS INC COM 718154107 7,071 240,202 X 2 237,802 2,400 ---------- COLUMN TOTALS 149,276
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/00 PAGE 21 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - --ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) PHILIP MORRIS COS INC COM 718154107 2,781 94,462 X X 2 67,762 21,900 4,800 PHILIPPINE LONG DISTANCE TEL ADR 718252604 1,861 108,700 X 2 108,700 PHILLIPS PETE CO COM 718507106 481 7,663 X 2 7,663 PHONE COM INC COM 71920Q100 1,557 13,700 X 2 13,700 PITNEY BOWES INC COM 724479100 2,663 67,526 X 2 65,126 2,400 PITNEY BOWES INC COM 724479100 513 13,000 X X 2 10,800 2,200 PLEXUS CORP COM 729132100 28,484 404,033 X 2 393,881 10,152 POHANG IRON & STL LTD ADR 730450103 1,152 61,850 X 2 61,850 POLYCOM INC COM 73172K104 1,105 16,500 X 2 16,500 POORE BROS INC COM 732813100 30 11,000 X 2 11,000 POWERTEL INC COM 73936C109 1,711 22,500 X 2 22,500 POWERWAVE TECHNOLOGY INC COM 739363109 418 11,000 X 2 11,000 PRECISION CASTPARTS CORP COM 740189105 127 3,300 X 2 3,300 PRECISION CASTPARTS CORP COM 740189105 210 5,482 X X 2 5,482 PRIORITY HEALTHCARE CORP CL B 74264T102 496 6,500 X 2 6,500 PROCTER & GAMBLE CO COM 742718109 11,778 175,785 X 2 172,701 3,084 PROCTER & GAMBLE CO COM 742718109 917 13,690 X X 2 6,190 7,500 PSINET INC COM 74437C101 298 31,000 X 2 31,000 PSI TECHNOLOGIES HLDGS INC SPONS ADR 74438Q109 281 22,000 X 2 22,000 QRS CORP COM 74726X105 363 24,100 X 2 24,100 QUAKER OATS CO COM 747402105 369 4,658 X 2 4,658 QUALCOMM INC COM 747525103 1,218 17,092 X 2 16,992 100 QUALCOMM INC COM 747525103 9 125 X X 2 125 QWEST COMMUNICATIONS INTL INC COM 749121109 5,458 113,422 X 2 112,538 884 QWEST COMMUNICATIONS INTL INC COM 749121109 85 1,763 X X 2 1,297 466 ---------- COLUMN TOTALS 64,365
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/00 PAGE 22 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - --ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) RBID COM INC COM 749283107 17 12,000 X 2 12,000 RMED INTL INC COM 74961F108 75 265,645 X 2 265,645 RF MICRO DEVICES INC COM 749941100 205 6,400 X 2 6,400 RF MICRO DEVICES INC COM 749941100 3 100 X X 2 100 RADIOSHACK CORP COM 750438103 1,680 26,000 X 2 26,000 REED INTL PLC ADR SPONS 758212872 451 13,900 X 2 13,900 RELIANT ENERGY INC COM 75952J108 3,421 73,568 X 2 73,568 RELIANT ENERGY INC COM 75952J108 107 2,300 X X 2 1,700 600 RENT A CTR INC NEW COM 76009N100 243 7,000 X 2 7,000 RENT WAY INC COM 76009U104 674 22,200 X 2 22,200 REPSOL SA SPONSORED ADR 76026T205 687 37,500 X 2 37,500 REUTERS GROUP PLC SPONS ADR 76132M102 683 6,074 X 2 6,074 REUTERS GROUP PLC SPONS ADR 76132M102 10 87 X X 2 87 ROYAL DUTCH PETROLEUM CO COM 780257804 1,746 29,131 X 2 27,131 2,000 ROYAL DUTCH PETROLEUM CO COM 780257804 515 8,600 X X 2 8,600 SBC COMMUNICATIONS INC COM 78387G103 36,924 740,341 X 2 730,513 9,828 SBC COMMUNICATIONS INC COM 78387G103 1,124 22,541 X X 2 16,598 5,943 SPAR GROUP INC COM 784933103 88 45,346 X 2 45,346 ST FRANCIS CAPITAL CORP COM 789374105 539 35,060 X 2 35,060 SANMINA CORP COM 800907107 676 7,225 X 2 7,225 SARA LEE CORP NEW COM 803111103 922 45,370 X 2 45,170 200 SARA LEE CORP NEW COM 803111103 49 2,400 X X 2 2,400 SAWTEK INC COM 805468105 1,090 28,300 X 2 28,300 SCHERING PLOUGH CORP COM 806605101 34,676 744,705 X 2 739,905 4,800 SCHERING PLOUGH CORP COM 806605101 828 17,790 X X 2 13,515 3,275 1,000 ---------- COLUMN TOTALS 87,433
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/00 PAGE 23 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - --ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SCHLUMBERGER LTD COM 806857108 2,470 30,002 X 2 30,002 SCHLUMBERGER LTD COM 806857108 386 4,690 X X 2 4,090 500 100 SCHULTZ SAV-O STORES INC COM 808196109 247 22,563 X 2 22,563 SCHWAB CHARLES CORP COM 808513105 27,523 775,978 X 2 771,703 4,275 SCHWAB CHARLES CORP COM 808513105 190 5,350 X X 2 1,700 3,650 SCHWEITZER-MAUDUIT INTL INC COM 808541106 750 56,078 X 2 54,488 499 1,091 SCHWEITZER-MAUDUIT INTL INC COM 808541106 103 7,701 X X 2 6,701 1,000 SCIENTIFIC ATLANTA INC COM 808655104 4,966 78,050 X 2 78,050 SCOTTISH PWR PLC ADR SPONS FINAL 81013T705 236 7,856 X 2 7,856 SCOTTISH PWR PLC ADR SPONS FINAL 81013T705 7 232 X X 2 232 SEACOAST BANKING CORP FLORIDA CL A 811707108 723 27,813 X 2 27,813 SEALED AIR CORP NEW COM 81211K100 181 4,000 X 2 4,000 SEALED AIR CORP NEW COM 81211K100 160 3,530 X X 2 3,530 SEARS ROEBUCK & CO COM 812387108 211 6,499 X 2 6,499 SEARS ROEBUCK & CO COM 812387108 24 728 X X 2 728 SIGMA ALDRICH CORP COM 826552101 541 16,384 X 2 16,384 SIGMA ALDRICH CORP COM 826552101 53 1,600 X X 2 1,600 SILICON VALLEY BANCSHARES COM 827064106 926 15,900 X 2 15,900 SMITHKLINE BEECHAM PLC ADR NEW ORD A 832378301 747 10,880 X 2 10,080 800 SOLECTRON CORP COM 834182107 440 9,550 X 2 9,550 SONICWALL INC COM 835470105 365 12,800 X 2 12,800 SOUTHERN CO COM 842587107 154 4,758 X 2 4,358 400 SOUTHERN CO COM 842587107 452 13,926 X X 2 10,926 2,800 200 SOUTHTRUST CORP COM 844730101 3,009 95,706 X 2 95,706 SPRINT CORP (FON GROUP) COM 852061100 1,209 41,261 X 2 41,261 ---------- COLUMN TOTALS 46,073
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/00 PAGE 24 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - --ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SPRINT CORP (FON GROUP) COM 852061100 23 780 X X 2 100 680 SPRINT CORP PCS GROUP SER 1 COM 852061506 343 9,772 X 2 9,772 STAKE TECHNOLOGY LTD COM 852559103 23 15,000 X 2 15,000 STAPLES INC COM 855030102 10,233 721,280 X 2 699,943 21,337 STAPLES INC COM 855030102 298 21,037 X X 2 11,275 9,762 STATE FINANCIAL SVCS CORP COM 856855101 292 31,831 X 2 31,831 STATE STREET CORP COM 857477103 50,011 384,405 X 2 377,600 6,805 STATE STREET CORP COM 857477103 861 6,615 X X 2 3,965 2,650 STERLING BANCSHARES INC COM 858907108 221 14,500 X 2 14,500 STILWELL FINANCIAL INC COM 860831106 4,551 104,616 X 2 104,616 SUMMIT BANCORP COM 866005101 1,878 54,627 X 2 54,627 SUN MICROSYSTEMS INC COM 866810104 27,739 237,595 X 2 235,595 2,000 SUN MICROSYSTEMS INC COM 866810104 443 3,793 X X 2 1,050 2,743 SUNGARD DATA SYS INC COM 867363103 47,626 1,112,425 X 2 1,107,075 5,350 SUNGARD DATA SYS INC COM 867363103 703 16,418 X X 2 13,468 2,950 SUPERTEX INC COM 868532102 207 4,100 X 2 4,100 SUPERVALU INC COM 868536103 1,721 114,258 X 2 39,946 74,312 SUSQUEHANNA BANCSHS INC COM 869099101 746 48,950 X 2 48,950 SYMANTEC CORP COM 871503108 705 16,020 X 2 14,020 2,000 SYMANTEC CORP COM 871503108 4 100 X X 2 100 SYNOPSYS INC COM 871607107 795 21,000 X 2 21,000 SYSCO CORP COM 871829107 6,804 146,908 X 2 146,708 200 SYSCO CORP COM 871829107 527 11,370 X X 2 6,800 4,570 TCF FINANCIAL CORP COM 872275102 376 10,000 X 2 10,000 TECHNE CORP COM 878377100 896 8,000 X 2 8,000 ---------- COLUMN TOTALS 158,026
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/00 PAGE 25 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - --ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) TELEFONICA S A SPONSORED ADR 879382208 1,406 23,656 X 2 23,656 TELEFONOS DE MEXICO ADR REP ORD L 879403780 2,268 42,690 X 2 42,690 TELLABS INC COM 879664100 548 11,475 X 2 11,375 100 TERAYON COMMUNICATIONS SYSTEMS COM 880775101 292 8,600 X 2 8,600 TEXACO INC COM 881694103 5,195 98,962 X 2 96,912 2,050 TEXACO INC COM 881694103 114 2,175 X X 2 1,100 1,075 TEXAS INSTR INC COM 882508104 34,322 724,474 X 2 711,124 13,350 TEXAS INSTR INC COM 882508104 444 9,375 X X 2 4,875 4,500 THERMO ELECTRON CORP COM 883556102 462 17,787 X 2 17,787 TIBCO SOFTWARE INC COM 88632Q103 2,837 33,600 X 2 33,600 TIDEWATER INC COM 886423102 865 19,000 X 2 19,000 TIME WARNER INC COM 887315109 417 5,330 X 2 5,330 TORONTO DOMINION BK ONTARIO CAN COM 891160509 207 7,006 X 2 7,006 U S 21ST CENTURY HLDG CO COM 90136Q100 47 11,700 X 2 11,700 TYCO INTL LTD NEW COM 902124106 12,469 240,365 X 2 236,865 3,500 TYCO INTL LTD NEW COM 902124106 257 4,960 X X 2 4,960 US BANCORP DEL COM 902973106 1,532 67,333 X 2 66,373 960 US BANCORP DEL COM 902973106 67 2,955 X X 2 2,469 486 UBIQUITEL INC COM 903474302 116 12,900 X 2 12,900 USA EDUCATION INC COM 90390U102 1,306 27,121 X 2 27,121 UNILEVER PLC NEW SPONS ADR 904767704 550 20,953 X 2 20,953 UNITED SEC BANCORP WA COM 91146A101 168 17,071 X 2 17,071 UNITED STATES CELLULAR CORP COM 911684108 606 8,650 X 2 8,650 UNITED TECHNOLOGIES CORP COM 913017109 42 600 X 2 600 UNITED TECHNOLOGIES CORP COM 913017109 356 5,132 X X 2 5,132 ---------- COLUMN TOTALS 66,893
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/00 PAGE 26 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - --ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) UNITED WISCONSIN SVCS INC NEW COM 913238101 118 23,500 X 2 23,500 VANGUARD BD INDEX FD 921937108 21,786 2,236,531 X 2 2,235,001 1,530 VANGUARD BD INDEX FD 921937108 263 27,029 X X 2 22,867 4,162 VANGUARD SHORT TERM CORP BD FD 922031406 8,773 829,776 X 2 818,983 9,047 1,746 VANGUARD SHORT TERM CORP BD FD 922031406 237 22,384 X X 2 22,384 VANGUARD MUNI BD FD INC INSD 922907605 195 16,214 X 2 16,214 LONG TERM PORTFOLIO VERIZON COMMUNICATIONS COM 92343V104 4,641 95,813 X 2 95,813 VERIZON COMMUNICATIONS COM 92343V104 171 3,523 X X 2 793 2,730 VERITAS SOFTWARE CO COM 923436109 4,176 29,405 X 2 29,405 VERTICALNET INC OC COM 92532L107 897 25,550 X 2 25,550 VIACOM INC CL B COM 925524308 609 10,416 X 2 10,416 VODAFONE GROUP PLC NEW SPONS ADR 92857W100 1,014 27,414 X 2 27,339 75 VODAFONE GROUP PLC NEW SPONS ADR 92857W100 40 1,090 X X 2 625 465 WPS RESOURCES CORP COM 92931B106 2,262 69,072 X 2 58,242 10,830 WPS RESOURCES CORP COM 92931B106 297 9,073 X X 2 3,662 5,411 WACHOVIA CORP COM 929771103 2,492 43,962 X 2 43,962 WACHOVIA CORP COM 929771103 168 2,965 X X 2 189 1,075 1,701 WAL MART STORES INC COM 931142103 13,349 277,393 X 2 274,593 2,800 WAL MART STORES INC COM 931142103 97 2,025 X X 2 1,225 800 WALGREEN CO COM 931422109 30,576 805,952 X 2 799,462 6,490 WALGREEN CO COM 931422109 1,650 43,505 X X 2 27,385 9,720 6,400 WASTE MANAGEMENT INC NEW COM 94106L109 341 19,583 X 2 19,583 WASTE MANAGEMENT INC NEW COM 94106L109 73 4,205 X X 2 4,205 WAUSAU-MOSINEE PAPER CORP COM 943315101 77 9,889 X 2 9,789 100 WAUSAU-MOSINEE PAPER CORP COM 943315101 30 3,889 X X 2 3,889 ---------- COLUMN TOTALS 94,332
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/00 PAGE 27 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - --ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) WEINGARTEN REALTY INVESTORS SBI 948741103 283 6,950 X 2 6,950 WELLS FARGO & CO NEW COM 949746101 44,072 959,394 X 2 952,294 7,100 WELLS FARGO & CO NEW COM 949746101 737 16,035 X X 2 11,512 4,523 WEYERHAEUSER CO COM 962166104 223 5,486 X 2 2,772 2,714 WEYERHAEUSER CO COM 962166104 317 7,808 X X 2 2,363 4,945 500 WHITEHALL JEWELLERS INC COM 965063100 299 37,700 X 2 37,700 WHOLE FOODS MARKET INC COM 966837106 2,523 47,000 X 2 47,000 WILMINGTON TR CORP COM 971807102 2,414 45,010 X 2 45,010 WIND RIVER SYSTEMS INC COM 973149107 2,701 56,350 X 2 56,350 WISCONSIN ENERGY CORP COM 976657106 3,017 151,177 X 2 147,177 4,000 WISCONSIN ENERGY CORP COM 976657106 47 2,350 X X 2 1,750 600 WISCONSIN FUEL & LGT CO COM 976673103 11,530 266,592 X 2 17,900 248,692 WOMENS GROWTH CAPITAL FUND I 979990991 92 55,001 X X 2 55,001 LIMITED PARTNERSHIP WORLDCOM INC GA NEW COM 98157D106 36,609 1,205,237 X 2 1,194,987 10,250 WORLDCOM INC GA NEW COM 98157D106 476 15,661 X X 2 9,062 6,599 XCEL ENERGY INC COM 98389B100 427 15,529 X 2 15,529 XCEL ENERGY INC COM 98389B100 86 3,142 X X 2 2,700 442 YAHOO INC COM 984332106 3,701 40,666 X 2 40,636 30 YAHOO INC COM 984332106 2 20 X X 2 20 ZAXIS INTL INC COM 98919P108 10 17,500 X 2 17,500 ZEBRA TECHNOLOGIES CORP CL A 989207105 565 11,765 X 2 11,765 ZORAN CORP COM 98975F101 1,165 23,900 X 2 23,900 ---------- COLUMN TOTALS 111,296 FINAL TOTALS 2,648,589
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