485BXT 1 d314851d485bxt.htm 485BXT 485BXT

As filed with the Securities and Exchange Commission on March 20, 2012

 

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM N-1A

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

Registration No. 033-00507

Pre-Effective Amendment No.

Post-Effective Amendment No. 103

and/or

REGISTRATION STATEMENT

UNDER

THE INVESTMENT COMPANY ACT OF 1940

1940 Act File No. 811-04419

Amendment No. 104

(Check appropriate box or boxes.)

 

 

Transamerica Series Trust

(Exact Name of Registrant as Specified in Charter)

 

 

570 Carillon Parkway, St. Petersburg, Florida 33716

(Address of Principal Executive Offices) (Zip Code)

Registrant’s Telephone Number, including Area Code: (727) 299-1800

Dennis P. Gallagher, Esq. 570 Carillon Parkway St. Petersburg, Florida 33716

(Name and Address of Agent for Service)

 

 

Approximate date of proposed public offering:

It is proposed that this filing will become effective:

  ¨ 60 days after filing pursuant to paragraph (a) (1) of Rule 485.
  ¨ 75 days after filing pursuant to paragraph (a) (2) of Rule 485.
  ¨ On (Date) pursuant to paragraph (a) (1) of Rule 485.
  ¨ On (Date) pursuant to paragraph (a) (2) of Rule 485.
  ¨ Immediately upon filing pursuant to paragraph (b) of Rule 485.
  ¨ On (Date) pursuant to paragraph (b) of Rule 485.

If appropriate, check the following box:

  x This post-effective amendment designates a new effective date for a previously filed post-effective amendment.

Part A (the Prospectus) and Part B (the Statement of Additional Information) filed in Post-Effective Amendment No. 101 to the Registration Statement of Transamerica Series Trust on behalf of Transamerica Clarion Global Real Estate Securities VP (the “Amendment”) as filed with the Securities and Exchange Commission pursuant to Rule 485(a) under the Securities Act of 1933 on January 27, 2012 (Accession Number: 0001193125-12-027430), are herein incorporated by reference. This filing is being made pursuant to Rule 485(b)(1)(iii) under the Securities Act of 1933 to extend the effectiveness of the Amendment until April 19, 2012.

The prospectuses and statement of additional information for the other series and classes of Transamerica Series Trust, as previously filed with the Securities and Exchange Commission, are incorporated herein by reference.

 

 

 


PART C

OTHER INFORMATION

Item 28. Exhibits

List all exhibits filed as part of the Registration Statement.

 

(a)

Amended and Restated Declaration of Trust(19)

 

(b)

Bylaws(19)

 

(c) Not applicable

 

(d) Investment Advisory Agreements

 

  (1)

Investment Advisory Agreement(3)

 

  a.

Investment Advisory Agreement (Schedule A only dated May 1, 2010)(29)

 

  b.

Investment Advisory Agreement (Schedule A only dated August 16, 2010)(31)

 

  c.

Investment Advisory Agreement (Schedule A only dated May 1, 2011(33)

 

  d.

Investment Advisory Agreement (Schedule A only dated December 9, 2011)(34)

 

  e. Investment Advisory Agreement (Schedule A only dated May 1, 2012 (to be filed by amendment)

 

  (2)

Sub-Advisory Agreement on behalf of Transamerica PIMCO Real Return TIPS VP(33)

 

  (3)

Sub-Advisory Agreement on behalf of Transamerica BlackRock Large Cap Value VP(15)

 

  a.

Amendment dated November 20, 2009 to Sub-Advisory Agreement on behalf of Transamerica BlackRock Large Cap Value VP(26)

 

  (4)

Sub-Advisory Agreement on behalf of Transamerica Third Avenue Value VP(2)

 

  (5)

Sub-Advisory Agreement on behalf of Transamerica JPMorgan Core Bond VP(3)

 

  a.

Amendment to Sub-Advisory Agreement on behalf of Transamerica JPMorgan Core Bond VP(16)

 

  b.

Amendment dated December 31, 2009 to Sub-Advisory Agreement on behalf of Transamerica JPMorgan Core Bond VP(27)

 

  (6)

Sub-Advisory Agreement on behalf of Transamerica T. Rowe Price Small Cap VP(2)

 

  (7)

Sub-Advisory Agreement on behalf of Transamerica Morgan Stanley Capital Growth VP (formerly Transamerica Focus VP) (33)

 

  (8)

Sub-Advisory Agreement on behalf of Transamerica JPMorgan Mid Cap Value VP(7)

 

  (9)

Sub-Advisory Agreement on behalf of Transamerica WMC Diversified Equity VP (formerly Transamerica Diversified Equity VP) (33)

 

  (10)

Sub-Advisory Agreement on behalf of Transamerica MFS International Equity VP(16)

 

  a.

Amendment dated August 1, 2009 to Sub-Advisory Agreement on behalf of Transamerica MFS International Equity VP(25)

 

  (11)

Sub-Advisory Agreement on behalf of Transamerica Clarion Global Real Estate Securities VP(6)

 

  a.

Amendment to Sub-Advisory Agreement on behalf of Transamerica Clarion Global Real Estate Securities VP(12)

 

  (12)

Sub-Advisory Agreement on behalf of Transamerica Clarion Global Real Estate Securities VP(34).

 

  (13)

Sub-Advisory Agreement on behalf of Transamerica PIMCO Total Return VP(3)

 

  a.

Amendment dated July 1, 2009 to Sub-Advisory Agreement on behalf of Transamerica PIMCO Total Return VP(25)

 

  (14)

Sub-Advisory Agreement on behalf of Transamerica AEGON Money Market VP (formerly Transamerica Money Market VP) (33)

 

  (15)

Sub-Advisory Agreement on behalf of Transamerica Multi Managed Large Cap Core VP (formerly Transamerica Van Kampen Large Cap Core VP), Transamerica Morgan Stanley Active International Allocation VP (formerly Transamerica Van Kampen Active International Allocation VP) and Transamerica Morgan Stanley Mid-Cap Growth VP (formerly Transamerica Van Kampen Mid-Cap Growth VP) (3)

 

  a.

Amendment to Sub-Advisory Agreement on behalf of Transamerica Morgan Stanley Active International Allocation VP(15)

 

  b.

Amendment dated May 1, 2009 to Sub-Advisory Agreement on behalf of Transamerica Multi Managed Large Cap Core VP and Transamerica Morgan Stanley Mid-Cap Growth VP(25)

 

  c.

Amendment dated May 1, 2010 to Sub-Advisory Agreement on behalf of Transamerica Multi Managed Large Cap Core VP and Transamerica Morgan Stanley Active International Allocation VP(29)

 

  d.

Amendment dated May 1, 2010 to Sub-Advisory Agreement on behalf of Transamerica Morgan Stanley Mid-Cap Growth VP(29)

 

  e.

Amendment dated June 1, 2010 to Sub-Advisory Agreement on behalf of Transamerica Morgan Stanley Active International Allocation VP, Transamerica Multi Managed Large Cap Core VP and Transamerica Morgan Stanley Mid-Cap Growth VP(30)


  (16)

Sub-Advisory Agreement on behalf of Transamerica Multi Managed Large Cap Core VP (formerly Transamerica Van Kampen Large Cap Core VP) – Invesco(30)

 

  (17)

Sub-Advisory Agreement on behalf of Transamerica Jennison Growth VP(3)

 

  a.

Amendment to Sub-Advisory Agreement on behalf of Transamerica Jennison Growth VP(15)

 

  b.

Amendment dated April 30, 2010 to Sub-Advisory Agreement on behalf of Transamerica Jennison Growth VP(29)

 

  (18)

Sub-Advisory Agreement on behalf of Transamerica Systematic Small/Mid Cap Value VP (formerly Transamerica Small/Mid Cap Value VP(33)

 

  (19)

Sub-Advisory Agreement on behalf of Transamerica AEGON U.S. Government Securities VP (formerly Transamerica U.S. Government Securities VP) (33)

 

  (20)

Sub-Advisory Agreement on behalf of Transamerica JPMorgan Enhanced Index VP(3)

 

  a.

Amendment to Sub-Advisory Agreement on behalf of Transamerica JPMorgan Enhanced Index VP(12)

 

  (21)

Sub-Advisory Agreement on behalf of Transamerica AEGON High Yield Bond VP (26)

 

  (22)

Sub-Advisory Agreement on behalf of Transamerica Morgan Stanley Growth Opportunities VP (formerly Transamerica Growth Opportunities VP)(33)

 

  (23)

Sub-Advisory Agreement on behalf of Transamerica Multi-Managed Balanced VP (formerly Transamerica Balanced VP) (33)

 

  (24)

Morningstar Asset Allocation Management Agreement(10)

 

  a.

Amendment to Asset Allocation Management Agreement(12)

 

  (25)

Form of Sub-Advisory Agreement on behalf of Transamerica Strategic Selection Fund(17)

 

  (26)

Sub-Advisory Agreement on behalf of Transamerica Index 50 VP and Transamerica Index 75 VP(19)

 

  a. Amendment to Sub-Advisory Agreement on behalf of Transamerica Index 35 VP and Transamerica

Index 100 VP(26)

 

  (27)

Sub-Advisory Agreement on behalf of Transamerica Efficient Markets VP(21)

 

  (28)

Investing Agreements on behalf of Transamerica Index 50 VP, Transamerica Index 75 VP and Transamerica Efficient Markets VP(19)

 

  a.

Amendment to Investing Agreement (Vanguard) on behalf of Transamerica Index 35 VP and Transamerica Index 100 VP(26)

 

  (29)

Sub-Advisory Agreement on behalf of Transamerica Foxhall Global Conservative VP, Transamerica Foxhall Emerging Markets/Pacific Rim VP, Transamerica Foxhall Global Growth VP and Transamerica Foxhall Global Hard Asset VP(25)

 

  (30)

Sub-Advisory Agreement on behalf of Transamerica Hanlon Balanced VP, Transamerica Hanlon Growth VP, Transamerica Hanlon Growth and Income VP and Transamerica Hanlon Managed Income VP(25)

 

  (31)

Sub-Advisory Agreement on behalf of Transamerica ProFund UltraBear VP(24)

 

  (32)

Sub-Advisory Agreement on behalf of Transamerica BlackRock Tactical Allocation VP and Transamerica BlackRock Global Allocation(24)

 

  (33)

Investing Agreements on behalf of Transamerica Foxhall Global Conservative VP, Transamerica Foxhall Emerging Markets/Pacific Rim VP, Transamerica Foxhall Global Growth VP, Transamerica Foxhall Global Hard Asset VP, Transamerica Hanlon Balanced VP, Transamerica Hanlon Growth VP, Transamerica Hanlon Growth and Income VP and Transamerica Hanlon Managed Income VP(24)

 

  a. Amendment to Schedule A of the Investment Agreements (to be filed by amendment)

 

  (34)

Sub-Advisory Agreement on behalf of Transamerica WMC Diversified Growth VP and Transamerica WMC Diversified Growth II VP(29)

 

  (35)

Sub-Advisory Agreement on behalf of Transamerica AllianceBernstein Dynamic Allocation VP (formerly Transamerica Convertible Securities VP(31)

 

  (36)

Sub-Advisory Agreement on behalf of Transamerica AEGON Active Asset Allocation – Conservative VP, Transamerica AEGON Active Asset Allocation – Moderate Growth VP and Transamerica AEGON Active Asset Allocation – Moderate VP(33)

 

  (37)

Sub-Advisory Agreement on behalf of Transamerica Madison Balanced Allocation VP, Transamerica Madison Conservative Allocation VP, Transamerica Madison Diversified Income VP, Transamerica Madison Large Cap Growth VP and Transamerica Madison Moderate Growth Allocation VP(33)

 

  (38)

Sub-Advisory Agreement on behalf of Transamerica JPMorgan Tactical Allocation VP (formerly Transamerica Federated Market Opportunity VP) (33)

 

  (39)

Amendment to Asset Management Agreement on behalf of Transamerica Asset Allocation – Conservative, Transamerica Asset Allocation – Moderate Portfolio, Transamerica Asset Allocation – Moderate Growth Portfolio, Transamerica Asset Allocation – Growth Portfolio(33)

 

  (40)

Sub-Advisory Agreement on behalf of Transamerica Janus Balanced VP(34)

 

2


  (41) Sub-Advisory Agreement on behalf of Transamerica Legg Mason Dynamic Allocation – Balanced VP (to be filed by amendment)

 

  (42) Sub-Advisory Agreement on behalf of Transamerica Legg Mason Dynamic Allocation – Growth VP (to be filed by amendment)

 

(e)

Distribution Agreement(2)

 

  (1)

Amendment to Distribution Agreement(16)

 

  (2)

Amended and Restated Distribution Agreement dated November 1, 2007(19)

 

  (3)

Amendment to Distribution Agreement dated May 1, 2008(20)

 

  (4)

Updated Schedule I only dated May 1, 2010(29)

 

  (5)

Updated Schedule I only dated August 16, 2010(31)

 

  (6)

Updated Schedule I only dated May 1, 2011(33)

 

  (7)

Updated Schedule I only dated December 9, 2011(34)

 

  (8) Updated Schedule I only dated May 1, 2012 (to be filed by amendment)

 

(f)

Amended and Restated Trustees’ Deferred Compensation Plan dated January 1, 2010(28)

 

(g)

Custodian Agreement dated January 1, 2011(32)

 

(h)

(1) Administrative Services Agreement dated July 15, 2010(31)

 

  a.

Updated Schedule A only dated May 1, 2011(32)

 

  b.

Updated Schedule A only dated December 9, 2011(34)

 

  c. Updated Schedule A only dated May 1, 2012 (to be filed by amendment)

 

  (2)

Transfer Agency Agreement, as amended through May 1, 2008(24)

 

  (3)

Expense Limitation Agreement(15)

 

  a.

Amendment to Expense Limitation Agreement dated May 1, 2008(20)

 

  b.

Amendment to Expense Limitation Agreement dated July 1, 2009(25)

 

  c.

Updated Schedule A and B only dated May 1, 2010(29)

 

  d.

Updated Schedule A and B only dated August 16, 2010(31)

 

  e.

Amendment and Restated Expense Limitation Agreement dated May 1, 2011(33)

 

  f.

Updated Schedule A and B only dated December 9, 2011(34)

 

  g. Updated Schedule A and B only dated May 1, 2012 (to be filed by amendment)

 

  (4)

Participation Agreement between TST and Western Reserve Life Assurance Co. of Ohio dated February 27, 1991, as amended(17)

 

  a.

Amendment dated May 1, 2010(29)

 

  b.

Amendment dated May 1, 2011(33)

 

  c. Amendment dated May 1, 2012 (to be filed by amendment)

 

  (5)

Participation Agreement with Transamerica Life Insurance Company, Transamerica Financial Life Insurance Company, and Monumental Life Insurance Company dated July 1, 1992, as amended May 1, 2009(24)

 

  a.

Amendment dated May 1, 2010(29)

 

  b.

Amendment dated May 1, 2011(33)

 

  c. Amendment dated May 1, 2012 (to be filed by amendment)

 

  (6) Participation Agreement with Transamerica Life Insurance Company, Transamerica Financial Life Insurance Company and BlackRock Variable Series Funds, Inc. on behalf of Transamerica BlackRock Global Allocation VP dated

May 1, 2009(24)

 

  (7)

Participation Agreement with Transamerica Advisors Life Insurance Company dated October 20, 2008, as amended(29)

 

  a.

Amendment dated May 1, 2010(29)

 

  b.

Amendment dated May 1, 2011(33)

 

  c. Amendment dated May 1, 2012 (to be filed by amendment)

 

  (8)

Participation Agreement with Transamerica Advisors Life Insurance Company of New York dated September 1, 2008, as amended(29)

 

  a.

Amendment dated May 1, 2010(29)

 

  b.

Amendment dated May 1, 2011(33)

 

  c. Amendment dated May 1, 2012 (to be filed by amendment)

 

3


(i) Opinion and Consent of Counsel (to be filed by amendment)

 

(j) Consent of Independent Registered Certified Public Accounting Firm (Ernst & Young LLP) (to be filed by amendment)

 

(k) Not applicable

 

(l) Not applicable

 

(m) Plan of Distribution under Rule 12b-1

 

  (1)

Amended and Restated Plan of Distribution Pursuant to Rule 12b-1 dated November 1, 2007(19)

 

  (2)

Amendment to Amended and Restated Plan of Distribution Pursuant to Rule 12b-1 dated May 1, 2008(20)

 

  (3)

Updated Schedule A only dated May 1, 2010(29)

 

  (4)

Updated Schedule A only dated August 16, 2010(31)

 

  (5)

Updated Schedule A only dated May 1, 2011(33)

 

  (6)

Updated Schedule A only dated December 9, 2011(34)

 

  (7) Updated Schedule A only dated May 1, 2012 (to be filed by amendment)

 

(n)

Multiple Class Plan dated January 22, 2009(24)

 

(o) Reserved

 

(p) Code of Ethics

 

  (1) Joint Transamerica Series Trust and Transamerica Asset Management, Inc. dated January 3, 2012 (to be filed by amendment).

SUB-ADVISERS

 

  (2)

AllianceBernstein L.P. (33)

 

  (3)

Transamerica Investment Management, LLC(11)

 

  (4)

T. Rowe Price Associates, Inc. (To be filed by amendment))

 

  (5)

Third Avenue Management LLC(13)

 

  (6)

ING Clarion Real Estate Securities, LLC(32)

 

  (7)

Jennison Associates LLC(32)

 

  (8)

MFS Investment Management(12)

 

  (9)

Pacific Investment Management Company LLC(28)

 

  (10)

J.P Morgan Investment Management, Inc.(32)

 

  (11)

Morgan Stanley Investment Management, Inc.(11)

 

  (12)

Morningstar Associates, LLC(11)

 

  (13)

BlackRock Investment Management, LLC(13)

 

  (14)

AEGON USA Investment Management, LLC(33)

 

  (15)

Foxhall Capital Management, Inc.(22)

 

  (16)

Hanlon Investment Management, Inc.(22)

 

  (17)

ProFund Advisors LLC(24)

 

  (18)

Wellington Management Company, LLP(32)

 

  (19)

Invesco Advisers, Inc.(30)

 

  (20)

Madison Asset Management, LLC(33)

 

  (21)

BlackRock Financial Management, Inc. (32)

 

  (22)

Systematic Financial Management, LP (32)

 

  (23)

Janus Capital Management LLC(34)

 

  (24) Legg Mason Global Asset Allocation (to be filed by amendment)

 

  (25) Western Asset Management Company (to be filed by amendment)

 

(q)(1)

Power of Attorney(36)

 

 

(1) Previously filed with Post-Effective Amendment No. 26 to the Registration Statement filed on December 26, 1996 and incorporated herein by reference.
(2) Previously filed with Post-Effective Amendment No. 36 to the Registration Statement filed on April 27, 1999 and incorporated herein by reference.
(3) Previously filed with Post-Effective Amendment No. 50 to the Registration Statement filed on April 30, 2002 and incorporated herein by reference.
(4) Previously filed with Post-Effective Amendment No. 43 to the Registration Statement filed on February 15, 2001 and incorporated herein by reference.

 

4


(5) Previously filed with Post-Effective Amendment No. 56 to the Registration Statement filed on February 28, 2003 and incorporated herein by reference.
(6) Previously filed with Post-Effective Amendment No. 58 to the Registration Statement filed on October 15, 2003 and incorporated herein by reference.
(7) Previously filed with Post-Effective Amendment No. 60 to the Registration Statement filed on April 30, 2004 and incorporated herein by reference.
(8) Previously filed with Post-Effective Amendment No. 62 to the Registration Statement filed on February 25, 2005 and incorporated herein by reference.
(9) Previously filed with Post-Effective Amendment No. 63 to the Registration Statement filed on April 22, 2005 and incorporated herein by reference.
(10) Previously filed with Post-Effective Amendment No. 64 to the Registration Statement filed on June 6, 2005 and incorporated herein by reference.
(11) Previously filed with Transamerica Funds’ Post-Effective Amendment No. 89 to the Registration Statement filed on February 28, 2008 and incorporated herein by reference (File No. 33-02659).
(12) Previously filed with Post-Effective Amendment No. 66 to the Registration Statement filed on April 28, 2006 and incorporated herein by reference.
(13) Previously filed with Transamerica Funds’ Post-Effective Amendment No. 81 to the Registration Statement filed on October 13, 2006 (File No. 33-02659)
(14) Previously filed with Post-Effective Amendment No. 1 to the Registration Statement on Form N-14 filed on January 31, 2007 and incorporated herein by reference (File No. 333-136346).
(15) Previously filed with Post-Effective Amendment No. 67 to the Registration Statement filed on February 28, 2007 and incorporated herein by reference.
(16) Previously filed with Post-Effective Amendment No. 68 to the Registration Statement filed on April 30, 2007 and incorporated herein by reference.
(17) Previously filed with Post-Effective Amendment No. 70 to the Registration Statement filed on July 31, 2007 and incorporated herein by reference.
(18) Previously filed with Post-Effective Amendment No. 71 to the Registration Statement filed on January 31, 2008 and incorporated herein by reference.
(19) Previously filed with Post-Effective Amendment No. 72 to the Registration Statement filed on April 29, 2008 and incorporated herein by reference.
(20) Previously filed with Post-Effective Amendment No. 73 to the Registration Statement filed on August 25, 2008 and incorporated herein by reference.
(21) Previously filed with Post-Effective Amendment No. 74 to the Registration Statement filed on November 10, 2008 and incorporated herein by reference.
(22) Previously filed with Post-Effective Amendment No. 75 to the Registration Statement filed on December 5, 2008 and incorporated herein by reference.
(23) Previously filed with Transamerica Funds’ Post-Effective Amendment No. 95 to the Registration Statement filed on February 27, 2009 (File No. 33-02659).
(24) Previously filed with Post-Effective Amendment No. 80 to the Registration Statement filed on April 30, 2009 and incorporated herein by reference.
(25) Previously filed with Post-Effective Amendment No. 83 to the Registration Statement filed on August 14, 2009 and incorporated herein by reference.
(26) Previously filed with Post-Effective Amendment No. 88 to the Registration Statement filed on November 19, 2009 and incorporated herein by reference.
(27) Previously filed with Post-Effective Amendment No. 90 to the Registration Statement filed on February 18, 2010 and incorporated herein by reference.
(28) Previously filed with Transamerica Funds’ Post-Effective Amendment No. 108 to the Registration Statement filed on February 26, 2010 (File No. 33-02659).
(29) Previously filed with Post-Effective Amendment No. 91 to the Registration Statement filed on April 28, 2010 and incorporated herein by reference.
(30) Previously filed with Post-Effective Amendment No. 92 to the Registration Statement filed on June 14, 2010 and incorporated herein by reference.
(31) Previously filed with Post-Effective Amendment No. 93 to the Registration Statement filed on August 13, 2010 and incorporated herein by reference.
(32) Previously filed with Post-Effective Amendment No. 126 to the Transamerica Funds Registration Statement filed on April 29, 2011 and incorporated herein by reference.
(33) Previously filed with Post-Effective Amendment No. 95 to the Registration Statement filed on April 29, 2011 and incorporated herein by reference.

 

5


(34) Previously filed with Post Effective Amendment No. 100 to the Registration Statement filed on December 9, 2011 and incorporated herein by reference.
(35) Previously filed with Post Effective Amendment No. 101 to the Registration Statement filed on January 27, 2012 and incorporated herein by reference.
(36) Previously filed with Post Effective Amendment No. 102 to the Registration Statement filed on February 2, 2012 and incorporated herein by reference.

Item 29. Persons Controlled by or under Common Control with Registrant.

To the knowledge of the Registrant, neither the Registrant nor any series thereof is controlled by or under common control with any other person. The Registrant has no subsidiaries.

Item 30. Indemnification.

Provisions relating to indemnification of the Registrant’s Trustees and employees are included in Registrant’s Declaration of Trust and Bylaws, which are incorporated herein by reference.

Pursuant to Rule 484, insofar as indemnification for liability arising under the Securities Act of 1933 (the “Act”) may be permitted to directors, officers and controlling persons of the Registrant pursuant to the foregoing provisions, or otherwise, the registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue.

Item 31. Business and Other Connections of Investment Adviser.

 

Name and Business

Address of the Adviser

 

Connection of the

Adviser to the Registrant

 

Name of each Director, Officer or

Partner of the Adviser

 

Any other Business,

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and each

director, officer or

partner of the adviser

thereof) within the Last

Two Fiscal Years

AEGON USA Investment Management, LLC

4333 Edgewood Road NE

Cedar Rapids, IA 52499

  Sub-Adviser to Transamerica AEGON Active Asset Allocation – Conservative VP, Transamerica AEGON Active Asset Allocation – Moderate Growth VP, Transamerica AEGON Active Asset Allocation – Moderate VP, Transamerica AEGON High Yield Bond VP, Transamerica AEGON Money Market VP, Transamerica AEGON U.S. Government Securities VP, Transamerica Efficient Markets VP,   Eric B. Goodman, President & Chief Investment Officer   N/A

 

6


Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of each Director, Officer

or Partner of the Adviser

 

Any other Business,

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and each

director, officer or

partner of the adviser

thereof) within the Last

Two Fiscal Years

 

Transamerica Index 35 VP,

Transamerica Index 50 VP,

Transamerica Index 75 VP and

Transamerica Index 100 VP

   
    Bradley J. Beman, Executive Vice President – Head of Fixed Income   N/A
    David L. Blankenship, Executive Vice President and Head of Fixed Income and Distribution   N/A
    Kirk W. Buese, Executive Vice President – Private and Structured Finance   N/A
    David M. Carney, Executive Vice President and Chief Operating Officer   N/A
    Joel L. Coleman, Executive Vice President – Portfolio Management   N/A
    Daniel P. Fox, Executive Vice President – Risk Management   N/A
    Garry E. Creed, Senior Vice President   N/A
    Mark E. Dunn, Senior Vice President   N/A
    Robert Fitzsimmons, Senior Vice President   N/A
    Michael C. Fogliano, Senior Vice President   N/A
    Kevin A. Giles, Senior Vice President – New Initiatives   N/A
    Seth R. Gilkes, Senior Vice President   N/A
    David R. Halfpap, Senior Vice President   N/A
    Karen E. Hufnagel, Senior Vice President   N/A
    William L. Hurwitz, Senior Vice President   N/A
    Neil Madsen, Senior Vice President   N/A
    Calvin W. Norris, Senior Vice President   N/A
    Eric C. Perry, Senior Vice President   N/A
    Stephanie M. Phelps, Senior Vice President, Treasurer and Chief Financial Officer   N/A
    James K. Schaeffer, Jr., Senior Vice President   N/A

 

7


Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of each Director, Officer

or Partner of the Adviser

 

Any other Business,

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and each

director, officer or

partner of the adviser

thereof) within the Last

Two Fiscal Years

    Sarvjeev S. Sidhu, Senior Vice President   N/A
    Michael B. Simpson, Senior Vice President   N/A
    Jon L. Skaggs, Senior Vice President   N/A
    Robert A. Smedley, Senior Vice President   N/A
    Douglas A. Weih, Senior Vice President   N/A
    Jeffrey A. Whitehead, Senior Vice President   N/A
    John F. Bailey, Vice President   N/A
    James K. Baskin, Vice President   N/A
    Gregg A. Botkin, Vice President   N/A
    James K. Cameron, Vice President   N/A
    Martin Coppens, Vice President   N/A
    Douglas A. Dean, Vice President   N/A
    Bradley D. Doyle, Vice President   N/A
    Mark D. Evans, Vice President   N/A
    Jason Felderman, Vice President   N/A
    Charles V. Ford, Vice President   N/A
    Rishi Goel, Vice President   N/A
    Scott P. Hassenstab, Vice President   N/A
    Eric Henderson, Vice President   N/A
    William J. Henricksen, Vice President   N/A
    Frederick B. Howard, Vice President   N/A
    Jon D. Kettering, Vice President   N/A
    Stephen M. Lempa, Vice President   N/A
    Angela S. Matson, Vice President   N/A
    Clayton R. McBride, Vice President   N/A
    Christopher D. Pahlke, Vice President   N/A
    Michael J. Parrish, Vice President   N/A
    Greg A. Podhajsky, Vice President   N/A
    Josua D. Prieskorn, Vice President   N/A
    James Rich, Vice President   N/A
    Stacey S. Rutledge, Vice President   N/A
    Michael S. Smith, Vice President   N/A
    J. Staley Stewart, Vice President   N/A
    Debra R. Thompson, Vice President   N/A
    Michael A. Urban, Vice President   N/A
    Clint L. Woods, Assistant Secretary   N/A

 

8


Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of each Director, Officer

or Partner of the Adviser

 

Any other Business,

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and each

director, officer or

partner of the adviser

thereof) within the Last

Two Fiscal Years

    Monty Jackson, Assistant Secretary   N/A
    Renee D. Montz, General Counsel and Secretary   N/A
    Daniel L. Seward, Assistant Treasurer   N/A
    Stephanie L. Steele, Assistant Treasurer   N/A

* * *

 

Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of Each Director, Officer

or Partner of the Adviser

 

Any Other Business or

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and Each

Director, Officer or

Partner of the Adviser

thereof) within the Last

Two Fiscal Years

AllianceBernstein L.P. (“AllianceBernstein”)

1345 Avenue of the Americas

New York, NY 10105

  Sub-Adviser to Transamerica AllianceBernstein Dynamic Allocation VP   Peter S. Kraus, Chairman of the Board and Chief Executive Officer   Executive Vice President, Merrill Lynch & Co., 2008; Co-Head of Investment Management Division, Goldman Sachs Corp.
2001-2008
    Laurance E. Cranch, General Counsel   N/A
    James A. Gingrich, Chairman and CEO of Sanford C. Bernstein & Co., LLC   N/A
    Edward J. Farrell, Corporate Controller and Interim Chief Financial Officer   N/A
    Lori A. Massad, Head of Human Capital and Chief Talent Officer   N/A
    Directors: Peter Kraus; Christopher M. Condron; Lorie A. Slutsky; Dominique Carrel-Billiard; Henri De Castries; Denis Duverne; Richard S. Dziadzio; Deborah S. Hechinger; Weston M. Hicks; A.W. (Pete) Smith, Jr.; Peter J. Tobin; Kevin Molloy; Steven G. Elliott; Mark Pearson   N/A

 

9


Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of each Director, Officer

or Partner of the Adviser

 

Any other Business,

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and each

director, officer or

partner of the adviser

thereof) within the Last

Two Fiscal Years

BlackRock Investment Management, LLC (“BlackRock”)

1 University Square Drive, Princeton, NJ 08540-6455

 

BlackRock Financial Management, Inc. (“BlackRock Financial”)

55 East 52nd Street

New York, NY 10055

 

Sub-adviser to Transamerica BlackRock Global Allocation VP, Transamerica BlackRock Large Cap Value VP and Transamerica BlackRock Tactical Allocation VP

 

Co-Sub-adviser to Transamerica Multi-Managed Balanced VP

  Ann Marie Petach, Chief Financial Officer and Managing Director   BAA Holdings, LLC, Wilmington, DE, BlackRock, Inc., New York, NY, BlackRock Advisors, LLC, Wilmington, DE, BlackRock Advisors Holdings, Inc., New York, NY, BlackRock Capital Holdings, Inc., Wilmington, DE, BlackRock Capital Management, Inc., Wilmington, DE, BlackRock Financial Management, Inc., New York, NY, BlackRock Funding, Inc., Wilmington, DE, BlackRock Funding International, Ltd., Cayman Islands, BlackRock Holdco 2, Inc., Wilmington, DE, BlackRock Holdco 4, LLC, Wilmington, DE, BlackRock Holdco 6, LLC, Wilmington, DE, BlackRock Institutional Management Corporation, Wilmington, DE, BlackRock Institutional Trust Company, National Association, San Francisco, CA, BlackRock International Holdings, Inc., New York, NY, BlackRock Lux Finco S.a.r.l., Luxembourg, Luxembourg, BlackRock Operations (Luxembourg) S.a.r.l., Luxembourg, Luxembourg, BlackRock Portfolio Holdings, Inc., Wilmington, DE, BlackRock Portfolio Investment, LLC, Wilmington, DE,

 

10


Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of each Director, Officer

or Partner of the Adviser

 

Any other Business,

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and each

director, officer or

partner of the adviser

thereof) within the Last

Two Fiscal Years

      BlackRock UK 1 LP, London, England, State Street Research & Management Company, Boston, MA, SSRM Holdings, Inc., Boston, MA
    Robert P. Connolly, General Counsel, Managing Director and Secretary   BAA Holdings, LLC, Wilmington, DE, BlackRock, Inc., New York, NY, BlackRock Advisors, LLC, Wilmington, DE, BlackRock Advisors Holdings, Inc., New York, NY, BlackRock Capital Holdings, Inc., Wilmington, DE, BlackRock Capital Management, Inc., Wilmington, DE, BlackRock Execution Services, San Francisco, CA, BlackRock Financial Management, Inc., New York, NY, BlackRock Fund Distribution Company, San Francisco, CA, BlackRock Funding, Inc., Wilmington, DE, BlackRock Funding International, Ltd., Cayman Islands, BlackRock Holdco 2, Inc., Wilmington, DE, BlackRock Institutional Management Corporation, Wilmington, DE, BlackRock International Holdings, Inc., New York, NY, BlackRock Investments, LLC, Wilmington, DE, BlackRock Lux Finco S.a.r.l, Luxembourg, Luxembourg, BlackRock Operations (Luxembourg) S.a.r.l., Luxembourg, Luxembourg, BlackRock Portfolio Holdings, Inc., Wilmington, DE,

 

11


Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of each Director, Officer

or Partner of the Adviser

 

Any other Business,

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and each

director, officer or

partner of the adviser

thereof) within the Last

Two Fiscal Years

      BlackRock Portfolio Investments, LLC, Wilmington, DE, BlackRock UK 1 LP, London, England, State Street Research & Management Company, Boston, MA, SSRM Holdings, Inc., Boston, MA
    Laurence D. Fink, Chief Executive Officer   Director, BAA Holdings, LLC, Wilmington, DE, Director, BlackRock, Inc., New York, NY, BlackRock Advisors, LLC, Wilmington, DE, BlackRock Advisors Holdings, Inc., New York, NY, BlackRock Advisors Singapore Pte, Ltd., Singapore, Director, BlackRock Asset Management International, Inc., London, England, BlackRock Capital Holdings, Inc., Wilmington, DE, BlackRock Capital Management, Inc., Wilmington, DE, Director, BlackRock Capital Markets, LLC, Wilmington, DE, Director, BlackRock Corporation US, Inc., San Francisco, CA, Director, BlackRock Delaware Holdings, Inc., San Francisco, CA, Director, BlackRock Execution Services, San Francisco, CA, Director, BlackRock Financial Management, Inc., New York, NY, Director, BlackRock Fund Advisors San Francisco, CA, Director, BlackRock Fund Distribution Company, San Francisco, CA,

 

12


Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of each Director, Officer

or Partner of the Adviser

 

Any other Business,

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and each

director, officer or

partner of the adviser

thereof) within the Last

Two Fiscal Years

      BlackRock Funding, Inc., Wilmington, DE, Director, BlackRock Funding International, Ltd., Cayman Islands, Director, BlackRock Growth Partners, Inc., San Francisco, CA, Director, BlackRock Holdo 2, Inc., Wilmington, DE, Director, BlackRock HPB Management, LLC, New York, NY, BlackRock Institutional Management Corporation, Wilmington, DE, Director, BlackRock International Holdings, Inc., New York, NY, Director, BlackRock Investments, LLC, Wilmington, DE, BlackRock Portfolio Holdings, Inc., Wilmington, DE, BlackRock Portfolio Investments, LLC, Wilmington, DE, Director, IShares Delaware Trust Sponsor, LLC, Wilmington, DE, Director, State Street Research & Management Company, Boston, MA, Director, State Street Research Investment Services, Inc., Boston, MA, Director, SSRM Holdings, Inc., Boston, MA
    Robert S. Kapito, President and Director   Director, BAA Holdings, LLC, Wilmington, DE, Director, BlackRock, Inc., New York, NY, Director, BlackRock Advisors, LLC, Wilmington, DE, Director, BlackRock Advisors Holdings, Inc., New York, NY,

 

13


Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of each Director, Officer

or Partner of the Adviser

 

Any other Business,

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and each

director, officer or

partner of the adviser

thereof) within the Last

Two Fiscal Years

      President, BlackRock Advisors Singapore Pte. Ltd., Singapore, Director, BlackRock Asset Management International, Inc., London, England, Director, BlackRock Capital Holdings, Inc., Wilmington, DE, Director, BlackRock Capital Management, Inc., Wilmington, DE, Director, BlackRock Capital Markets, LLC, Wilmington, DE, Director, BlackRock Corporation US, Inc., San Francisco, CA, Director, BlackRock Delaware Holdings, Inc., San Francisco, CA, Director, BlackRock Financial Management, Inc., New York, NY, Director, BlackRock Fund Advisors, San Francisco, CA, Director, BlackRock Fund Distribution Company, San Francisco, CA, Director, BlackRock Funding, Inc., Wilmington, DE, Director, BlackRock Funding International, Ltd., Cayman Islands, Director, BlackRock Growth Partners, Inc., San Francisco, CA, Director, BlackRock Holdco 2, Inc., Wilmington, DE, Director, BlackRock (Institutional) Canada Ltd., Toronto, Ontario, Director, BlackRock Institutional Management Corporation, Wilmington, DE,

 

14


Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of each Director, Officer

or Partner of the Adviser

 

Any other Business,

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and each

director, officer or

partner of the adviser

thereof) within the Last

Two Fiscal Years

      Director, BlackRock International Holdings, Inc., New York, NY, Director, BlackRock Investments, LLC, Wilmington, DE, Director, BlackRock Portfolio Holdings, Inc., Wilmington, DE, Director, BlackRock Portfolio Investments, LLC, Wilmington, DE, Director, Carbon Capital III, Inc., New York, NY, Director, iShares Delaware Trust Sponsor, LLC, Wilmington, DE, Director, State Street Research & Management Company, Boston, MA, Director, State Street Research Investment Services, Inc., Boston, MA, Director, SSRM Holdings, Inc., Boston, MA
    Paul Audet, Vice Chairman   Director, BAA Holdings, LLC, Wilmington, DE, BlackRock, Inc., New York, NY, Director, BlackRock Advisors, LLC, Wilmington, DE, BlackRock Advisors Holdings, Inc., New York, NE, Director, BlackRock Capital Holdings, Inc., Wilmington, DE, Director, BlackRock Capital Management, Inc., Wilmington, DE, Director, BlackRock Cayco Limited, Cayman Islands, Director, BlackRock Cayman Company, Cayman Islands, BlackRock Corporation US, Inc., San Francisco, CA, BlackRock Delaware Holdings, Inc., San

 

15


Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of each Director, Officer

or Partner of the Adviser

 

Any other Business,

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and each

director, officer or

partner of the adviser

thereof) within the Last

Two Fiscal Years

      Francisco, CA, BlackRock Financial Management, Inc., New York, NY, Director, BlackRock Finco, LLC, Wilmington, DE, BlackRock Fund Advisors, San Francisco, CA, BlackRock Funding, Inc., Wilmington, DE, Director, BlackRock Funding International, Ltd., Cayman Islands, BlackRock Growth Partners, Inc., San Francisco, CA, BlackRock Holdco 2, Inc., Wilmington, DE, Director, BlackRock Institutional Management Corporation, Wilmington, DE, BlackRock International Holdings, Inc., New York, NY, BlackRock Lux Finco S.a.r.l., Luxembourg, Luxembourg, BlackRock Operations (Luxembourg) S.a.r.l, Luxembourg, Luxembourg, Director, BlackRock Portfolio Holdings, Inc., Wilmington, DE, Director, BlackRock Portfolio Investments, LLC, Wilmington, DE, Director, BlackRock Realty Advisors, Inc., Florham Park, NJ, BlackRock UK 1 LP, London, England, State Street Research & Management Company, Boston, MA, SSRM Holdings, Inc., Boston, MA

 

16


Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of each Director, Officer

or Partner of the Adviser

 

Any other Business,

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and each

director, officer or

partner of the adviser

thereof) within the Last

Two Fiscal Years

    Charles Hallac, Vice Chairman and Co-Chief Operating Officer   BlackRock, Inc., New York, NY, BlackRock Advisors Holdings, Inc., New York, NY, BlackRock Capital Holdings, Inc., Wilmington, DE, BlackRock Capital Management, Inc., Wilmington, DE, BlackRock Corporation US, Inc., San Francisco, CA, BlackRock Delaware Holdings, Inc., San Francisco, CA, BlackRock Financial Management, Inc., New York, NY, Black Rock Fund Advisors, San Francisco, CA, BlackRock Fund, Inc., Wilmington, DE, BlackRock Funding International, Ltd., Cayman Islands, BlackRock Growth Partners, Inc., San Francisco, CA, BlackRock Holdco 2, Inc., Wilmington, DE, Director, BlackRock India Private Ltd., Mumbai, India, BlackRock Institutional Management Corporation, Wilmington, DE, Director, BlackRock Institutional Trust Company, National Association, San Francisco, CA, BlackRock International Holdings, Inc., New York, NY, BlackRock Portfolio Holdings, Inc., Wilmington, DE, BlackRock Portfolio Investments, LLC, Wilmington, DE, State Street Research & Management Company, Boston, MA, SSRM Holdings, Inc., Boston, MA

 

17


Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of each Director, Officer

or Partner of the Adviser

 

Any other Business,

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and each

director, officer or

partner of the adviser

thereof) within the Last

Two Fiscal Years

    Barbara Novick, Vice Chairman   BlackRock Inc., New York, NY, BlackRock Advisors, LLC, Wilmington, DE, BlackRock Advisors Holdings, Inc., New York, NY, BlackRock Capital Holdings, Inc., Wilmington, DE, BlackRock Capital Management, Inc., Wilmington, DE, BlackRock Corporation US, Inc., San Francisco, CA, BlackRock Delaware Holdings, Inc., San Francisco, CA, BlackRock Financial Management, Inc., New York, NY, BlackRock Fund Advisors, San Francisco, CA, BlackRock Funding, Inc., Wilmington, DE, BlackRock Funding International, Ltd., Cayman Islands, BlackRock Growth Partners, Inc., San Francisco, CA, BlackRock Holdco 2, Inc., Wilmington, DE, BlackRock Institutional Management Corporation, Wilmington, DE, BlackRock International Holdings, Inc., New York, NY, BlackRock Portfolio Holdings, Inc., Wilmington, DE, BlackRock Portfolio Investments, LLC, Wilmington, DE, SSRM Holdings, Inc., Boston, MA

 

18


Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of each Director, Officer

or Partner of the Adviser

 

Any other Business,

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and each

director, officer or

partner of the adviser

thereof) within the Last

Two Fiscal Years

    Scott Amero, Vice Chairman   BlackRock, Inc., New York, NY, BlackRock Advisors, LLC, Wilmington, DE, BlackRock Advisors Holdings, Inc., New York, NY, BlackRock Capital Holdings, Inc., Wilmington, DE, BlackRock Capital Management, Inc., Wilmington, DE, BlackRock Corporation US, Inc., San Francisco, CA, BlackRock Delaware Holdings, Inc., San Francisco, CA, BlackRock Financial Management, Inc., New York, NY, BlackRock Fund Advisors, San Francisco, CA, BlackRock Funding, Inc., Wilmington, DE, BlackRock Funding International, Ltd., Cayman Islands, BlackRock Growth Partners, Inc., San Francisco, CA, BlackRock Holdco 2, Inc., Wilmington, DE, BlackRock Institutional Management Corporation, Wilmington, DE, BlackRock International Holdings, Inc., New York, NY, BlackRock Portfolio Holdings, Inc., Wilmington, DE, BlackRock Portfolio Investments, LLC, Wilmington, DE, Director, Anthracite Capital Inc., New York, NY, State Street Research & Management Company, Boston, MA, SSRM Holdings, Inc., Boston, MA

 

19


Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of each Director, Officer

or Partner of the Adviser

 

Any other Business,

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and each

director, officer or

partner of the adviser

thereof) within the Last

Two Fiscal Years

    Susan Wagner, Vice Chairman and Chief Operating Officer   BAA Holdings, LLC, Wilmington, DE, BlackRock, Inc., New York, NY, BlackRock Advisors, LLC, Wilmington, DE, BlackRock Advisors Holdings, Inc., New York, NY, BlackRock Capital Holdings, Inc., Wilmington, DE, BlackRock Capital Management, Inc., Wilmington, DE, BlackRock Corporation US, Inc., San Francisco, CA, BlackRock Delaware Holdings, Inc., San Francisco, CA, BlackRock Financial Management, Inc., New York, NY, BlackRock Fund Advisors, San Francisco, CA, BlackRock Funding, Inc., Wilmington, DE, BlackRock Funding International, Ltd., Cayman Islands, BlackRock Growth Partners, Inc., San Francisco, CA, BlackRock Holdco 2, Inc., Wilmington, DE, BlackRock Institutional Management Corporation, Wilmington, DE, BlackRock International Holdings, Inc., New York, NY, BlackRock Mortgage Ventures, LLC, Wilmington, DE, BlackRock Portfolio Holdings, Inc., Wilmington, DE, BlackRock Portfolio Investments, LLC, Wilmington, DE, State Street Research & Management Company, Boston, MA

 

20


Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of each Director, Officer

or Partner of the Adviser

 

Any other Business,

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and each

director, officer or

partner of the adviser

thereof) within the Last

Two Fiscal Years

    Robert Doll, Vice Chairman   BlackRock, Inc., New York, NY, BlackRock Advisors, LLC, Wilmington, DE, BlackRock Advisors Holdings, Inc., New York, NY, BlackRock Capital Holdings, Inc., Wilmington, DE, BlackRock Capital Management, Inc., Wilmington, DE, BlackRock Corporation US, Inc., San Francisco, CA, BlackRock Delaware Holdings, Inc., San Francisco, CA, BlackRock Financial Management, Inc., New York, NY, BlackRock Fund Advisors, San Francisco, CA, BlackRock Funding, Inc., Wilmington, DE, BlackRock Funding International, Ltd., Cayman Islands, BlackRock Growth Partners, Inc., San Francisco, CA, BlackRock Holdco 2, Inc., Wilmington, DE, BlackRock Institutional Management Corporation, Wilmington, DE, BlackRock International Holdings, Inc., New York, NY, BlackRock Portfolio Holdings, Inc., Wilmington, DE, BlackRock Portfolio Investments, LLC, Wilmington, DE, Portfolio Administration & Management Ltd., Cayman Islands, Rock, Inc., New York, NY, BlackRock Advisors, LLC, Wilmington, DE, BlackRock Advisors Holdings, Inc., New York, NY, BlackRock Capital Holdings, Inc.,

 

21


Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of each Director, Officer

or Partner of the Adviser

 

Any other Business,

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and each

director, officer or

partner of the adviser

thereof) within the Last

Two Fiscal Years

      Wilmington, DE, BlackRock Capital Management, Inc., Wilmington, DE, BlackRock Corporation US, Inc., San Francisco, CA, BlackRock Delaware Holdings, Inc., San Francisco, CA, BlackRock Financial Management, Inc., New York, NY, BlackRock Fund Advisors, San Francisco, CA, BlackRock Funding, Inc., Wilmington, DE, BlackRock Funding International, Ltd., Cayman Islands, BlackRock Growth Partners, Inc., San Francisco, CA, BlackRock Holdco 2, Inc., Wilmington, DE, BlackRock Institutional Management Corporation, Wilmington, DE, BlackRock International Holdings, Inc., New York, NY
    Robert Fairbairn, Vice Chairman   BlackRock, Inc., New York, NY, BlackRock Advisors, LLC, Wilmington, DE, BlackRock Advisors Holdings, Inc., New York, NY, BlackRock Capital Holdings, Inc., Wilmington, DE, BlackRock Capital Management, Inc., Wilmington, DE, BlackRock Corporation US, Inc., San Francisco, CA, BlackRock Delaware Holdings, Inc., San Francisco, CA, BlackRock Financial Management, Inc.,

 

22


Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of each Director, Officer

or Partner of the Adviser

 

Any other Business,

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and each

director, officer or

partner of the adviser

thereof) within the Last

Two Fiscal Years

      New York, NY, BlackRock Fund Advisors, San Francisco, CA, BlackRock Funding, Inc., Wilmington, DE, BlackRock Funding International, Ltd., Cayman Islands, BlackRock Growth Partners, Inc., San Francisco, CA, BlackRock Holdco 2, Inc., Wilmington, DE, BlackRock Institutional Management Corporation, Wilmington, DE, BlackRock International Holdings, Inc., New York, NY, BlackRock Lux Finco S.a.r.l, Luxembourg, Luxembourg, BlackRock Operations (Luxembourg) S.a.r.l, Luxembourg, Luxembourg, BlackRock Portfolio Holdings, Inc., Wilmington, DE, BlackRock Portfolio Investments, LLC, Wilmington, DE, BlackRock UK 1 LP, London, England, Rock, Inc., New York, NY, BlackRock Advisors, LLC, Wilmington, DE, BlackRock Advisors Holdings, Inc., New York, NY, BlackRock Capital Holdings, Inc., Wilmington, DE, BlackRock Capital Management, Inc., Wilmington, DE, BlackRock Corporation US, Inc., San Francisco, CA, BlackRock Delaware Holdings, Inc., San Francisco, CA, BlackRock Financial

 

23


Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of each Director, Officer

or Partner of the Adviser

 

Any other Business,

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and each

director, officer or

partner of the adviser

thereof) within the Last

Two Fiscal Years

      Management, Inc., New York, NY, BlackRock Fund Advisors, San Francisco, CA, BlackRock Funding, Inc., Wilmington, DE, BlackRock Funding International, Ltd., Cayman Islands, BlackRock Growth Partners, Inc., San Francisco, CA, BlackRock Holdco 2, Inc., Wilmington, DE, BlackRock Institutional Management Corporation, Wilmington, DE, BlackRock International Holdings, Inc., New York, NY
    Bennett Golub, Vice Chairman and Chief Risk Officer   BlackRock, Inc., New York, NY, BlackRock Advisors, LLC, Wilmington, DE, BlackRock Advisors Holdings, Inc., New York, NY, BlackRock Capital Holdings, Inc., Wilmington, DE, BlackRock Capital Management, Inc., Wilmington, DE, BlackRock Corporation US, Inc., San Francisco, CA, BlackRock Delaware Holdings, Inc., San Francisco, CA, BlackRock Financial Management, Inc., New York, NY, BlackRock Fund Advisors, San Francisco, CA, BlackRock Funding, Inc., Wilmington, DE, BlackRock Funding International, Ltd., Cayman Islands, BlackRock Growth Partners, Inc., San Francisco, CA,

 

24


Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of each Director, Officer

or Partner of the Adviser

 

Any other Business,

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and each

director, officer or

partner of the adviser

thereof) within the Last

Two Fiscal Years

      BlackRock Institutional Management Corporation, Wilmington, DE, BlackRock Portfolio Holdings, Inc., Wilmington, DE, BlackRock Portfolio Investments, LLC, Wilmington, DE, SSRM Holdings, Inc., Boston, MA, State Street Research & Management Company, Boston, MA
    Richard Kishel, Vice Chairman   BlackRock, Inc., New York, NY, BlackRock Advisors, LLC, Wilmington, DE, BlackRock Advisors Holdings, Inc., New York, NY, Director, BlackRock Asset Management Deutschland AG, Munich, Germany, BlackRock Capital Holdings, Inc., Wilmington, DE, BlackRock Capital Management, Inc., Wilmington, DE, BlackRock Corporation US, Inc., San Francisco, CA, BlackRock Delaware Holdings, Inc., San Francisco, CA, BlackRock Financial Management, Inc., New York, NY, BlackRock Fund Advisors, San Francisco, CA, BlackRock Funding, Inc., Wilmington, DE, BlackRock Growth Partners, Inc., San Francisco, CA, Director, BlackRock Holdco 5, LLC, Wilmington, DE, BlackRock Institutional Management Corporation, Wilmington, DE,

 

25


Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of each Director, Officer

or Partner of the Adviser

 

Any other Business,

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and each

director, officer or

partner of the adviser

thereof) within the Last

Two Fiscal Years

      BlackRock International Holdings, Inc., New York, NY, Director, BlackRock Japan Co., Ltd., Tokyo, Japan, BlackRock Portfolio Holdings, Inc., Wilmington, DE, BlackRock Portfolio Investments, LLC, Wilmington, DE, Director, BlackRock Securities Co., Ltd., Tokyo, Japan, SSRM Holdings, Inc., Boston, MA, State Street Research & Management Company, Boston, MA, Director, BlackRock Advisors Singaport Pte. Ltd., Singapore, BlackRock Asset Management UK Limited London, England, BlackRock Group Limited, London, England, Director, BlackRock (Hong Kong) Limited, Hong Kong, SAR, China, Director, BlackRock International Limited, Edinburgh, Scotland, Director, BlackRock Investment Management (Australia) Limited, Melbourne, Australia, Director, BlackRock Investment Management International Limited, London, England, Director, BlackRock Investment Management (Korea) Limited, Seoul, Korea, Director, BlackRock Investment Management (Singaport) Limited, Singapore. Director, BlackRock Investment Management (UK) Limited, London,

 

26


Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of each Director, Officer

or Partner of the Adviser

 

Any other Business,

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and each

director, officer or

partner of the adviser

thereof) within the Last

Two Fiscal Years

      England, Director, BlackRock (Taiwan) Limited, Taipei, Taiwan, Director, Impact Investing Pty Ltd., Melbourne, Australia, Director, PSN Pty Ltd, Melbourne, Australia
    Amy Engel, Treasurer and Managing Director   BlackRock, Inc., New York, NY, BlackRock Advisors, LLC, Wilmington, DE, BlackRock Advisors Holdings, Inc., New York, NY, BlackRock Capital Holdings, Inc., Wilmington, DE, BlackRock Capital Management, Inc., Wilmington, DE, BlackRock Financial Management, Inc., New York, NY, BlackRock Funding International, Ltd., Cayman Islands, BlackRock Funding, Inc., Wilmington, DE, BlackRock Holdco 2, Inc., Wilmington, DE, BlackRock Institutional Management Corporation, Wilmington, DE, BlackRock International Holdings, Inc., New York, NY, BlackRock Portfolio Holdings, Inc., Wilmington, DE, BlackRock Portfolio Investments, LLC, Wilmington, DE, SSRM Holdings, Inc., Boston, MA, SSRM Holdings, Inc., Boston, MA, State Street Research & Management Company, Boston, MA

* * *

 

27


Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of Each Director, Officer

or Partner of the Adviser

 

Any Other Business or

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and Each

Director, Officer or

Partner of the Adviser

thereof) within the Last

Two Fiscal Years

CBRE Clarion Securities LLC (“Clarion”)

201 King of Prussia Road

Suite 600

Radnor, PA 19087

  Sub-adviser to Transamerica Clarion Global Real Estate Securities VP   T. Ritson Ferguson, Managing Director   N/A
   

 

Jarrett B. Kling, Managing Director

  N/A
    Steven D. Burton, Managing Director   N/A
    Joseph P. Smith, Managing Director   N/A
    David J. Makowicz, Senior Director   N/A
    Steven P. Sorenson, Senior Director   N/A

* * *

 

Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of Each Director, Officer

or Partner of the Adviser

 

Any Other Business or

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and Each

Director, Officer or

Partner of the Adviser

thereof) within the Last

Two Fiscal Years

Hanlon Investment Management, Inc., 3393 Bargaintown Road, Suite 200, Egg Harbor Twp., NJ 08234   N/A   Sean Hanlon, Dierdre Downham, Thomas Ericson, Nathan Berk, David Powell   N/A

* * *

 

Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of Each Director, Officer

or Partner of the Adviser

 

Any Other Business or

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and Each

Director, Officer or

Partner of the Adviser

thereof) within the Last

Two Fiscal Years

Invesco Advisers, Inc. (“Invesco”)

1555 Peachtree Street, N.E. Atlanta, GA 30309

  Co-Sub-adviser to Transamerica Multi Managed Large Cap Core VP   The only employment of a substantial nature of the Advisor’s directors and officers is with Invesco Advisers and its affiliated companies. For information as to the business, profession, vocation or employment of a substantial nature of each of the officers and directors of Invesco Asset Management Deutschland GmbH, Invesco Asset Management Ltd., Invesco Asset Management (Japan) Limited, Invesco Australia Limited, Invesco Hong Kong Limited, Invesco Senior Secured Management, Inc. and Invesco Trimark Ltd. (each a “Sub-Adviser”,   N/A

 

28


Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of Each Director, Officer

or Partner of the Adviser

 

Any Other Business or

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and Each

Director, Officer or

Partner of the Adviser

thereof) within the Last

Two Fiscal Years

    collectively the “Sub-Advisers”) reference is made to Form ADV filed under the Investment Advisers Act of 1940 by each Sub-Adviser herein incorporated by reference. Reference is also made to the caption “Fund Management - The Adviser” in the Prospectus which comprises Part A of the Registration Statement, and to the caption “Investment Advisory and Other Services” of the Statement of Additional Information which comprises Part B of the Registration Statement, and to Item 32(b) of the Part C.  

* * *

 

Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name and Position of Each

Director, Officer

or Partner of the Adviser

 

Any Other Business or

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and Each

Director, Officer or

Partner of the Adviser

thereof) and Position

within the Last

Two Fiscal Years1

Janus Capital Management LLC

151 Detroit Street

Denver, CO 80206

  Sub-adviser to Transamerica Janus Balanced VP  

Richard M. Weil2

Chief Executive Officer

 

INTECH Investment Management LLC, Working Director

 

Janus Capital Group Inc., Chief Executive Officer, Director

 

Janus Distributors LLC, Executive Vice President

 

Janus Management Holdings Corporation , President, Director

 

Janus Services LLC, Executive Vice President

 

Perkins Investment Management LLC, Director

 

1 

With the exception of INTECH Investment Management LLC (“INTECH”) and Perkins Investment Management LLC (“Perkins”), all of the other entities have the same principal office and place of business as Janus Capital Management LLC. The principal business addresses for INTECH is 525 Okeechobee Blvd, Suite 1800, West Palm Beach, FL 33401. The principal business address for Perkins is 311 S. Wacker Drive Suite 6000, Chicago, IL 60606.

2 

Position effective February 1, 2010. Prior to joining Janus, Mr. Weil spent 14 years with PIMCO where most recently he served as their global head of PIMCO Advisory, Chief Operations Officer of PIMCO, and as a member of the board of trustees of the PIMCO Funds. The principal business address of PIMCO is 840 Newport Center Drive, Suite 100, Newport Beach, CA 92660.

 

29


Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name and Position of Each

Director, Officer

or Partner of the Adviser

 

Any Other Business or

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and Each

Director, Officer or

Partner of the Adviser

thereof) and Position

within the Last

Two Fiscal Years1

Janus Capital Management LLC

151 Detroit Street

Denver, CO 80206

  Sub-adviser to Transamerica Janus Balanced VP  

George Batejan3

Senior Vice President and Global Head of Technology & Operations

 

INTECH Investment Management LLC , Working Director

 

Janus Capital Group Inc., Senior Vice President and Global Head of Technology and Operations

 

Janus Distributors LLC, Senior Vice President

 

Janus Capital Institutional Advisers LLC, Vice President

 

Janus Services LLC, Senior Vice President

Janus Capital Management LLC

151 Detroit Street

Denver, CO 80206

  Sub-adviser to Transamerica Janus Balanced VP  

Robin C. Beery

Executive Vice President, Head of U.S. Distribution

 

INTECH Investment Management LLC, Working Director

 

Janus Capital Group Inc., Executive Vice President, Head of U.S. Distribution

 

Janus Distributors LLC, Executive Vice President, Head of Intermediary Distribution, Global Marketing and Product

 

The Janus Foundation, Director

 

Janus Services LLC, Executive Vice President, Head of U.S. Distribution

 

Perkins Investment Management LLC, Director

Janus Capital Management LLC

151 Detroit Street

Denver, CO 80206

  Sub-adviser to Transamerica Janus Balanced VP  

Augustus Cheh4

Executive Vice President

  N/A

 

3 

Position effective October 18, 2010. Prior to joining Janus, Mr. Batejan was senior vice president and chief information officer at Evergreen Investments, Inc. (“Evergreen”). The principal business address of Evergreen is 200 Berkeley Street, Boston, MA 02116.

4 

Position effective March 29, 2011. Prior to joining Janus, Mr. Cheh was the CEO of Asia ex-Japan for AllianceBernstein. The principal business address of AllianceBernstein is 1345 Avenue of the Americas, New York, NY 10105.

 

30


Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name and Position of Each

Director, Officer

or Partner of the Adviser

 

Any Other Business or

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and Each

Director, Officer or

Partner of the Adviser

thereof) and Position

within the Last

Two Fiscal Years1

Janus Capital Management LLC

151 Detroit Street

Denver, CO 80206

  Sub-adviser to Transamerica Janus Balanced VP  

Jonathan D. Coleman
Executive Vice President

Co-Chief Investment Officer

  N/A

Janus Capital Management LLC

151 Detroit Street

Denver, CO 80206

  Sub-adviser to Transamerica Janus Balanced VP  

David W. Grawemeyer5

Senior Vice President

 

Janus Capital Group Inc., Senior Vice President, General Counsel, Secretary

 

Janus Distributors LLC, Senior Vice President

 

Janus Management Holdings Corporation, Senior Vice President, General Counsel and Secretary, Director

Janus Capital Management LLC

151 Detroit Street

Denver, CO 80206

  Sub-adviser to Transamerica Janus Balanced VP  

Heidi W. Hardin

Senior Vice President

General Counsel

Secretary

 

Janus Distributors LLC, Senior Vice President, General Counsel, Secretary

 

Janus Capital Institutional Advisers LLC, Vice President and Secretary

 

Janus Services LLC, Senior Vice President, General Counsel, Secretary

 

Perkins Investment Management LLC, Vice President, Secretary

Janus Capital Management LLC

151 Detroit Street

Denver, CO 80206

  Sub-adviser to Transamerica Janus Balanced VP  

Bruce L. Koepfgen6

Executive Vice President,

Chief Financial Officer

 

INTECH Investment Management LLC, Vice President, Working Director

 

Janus Capital Group Inc., Executive Vice President, Chief Financial Officer

 

Janus Distributors LLC, Executive Vice President, Chief Financial Officer

 

Janus Management Holdings Corporation, Executive Vice President, Chief Financial Officer, Director

 

5 

Position effective May 16, 2011. Prior to joining Janus, Mr. Grawemeyer served as a managing director and deputy general counsel at ProLogis. The principal business address of 14100 East 35th Pl., Aurora, CO 80011.

6 

Position of Executive Vice President effective May 23, 2011, and Chief Financial Officer effective July 30, 2011. Prior to joining Janus, Mr. Koepfgen served as Co-CEO at Allianz Global Investors Management Partners (“Allianz Global”) and CEO of Oppenheimer Capital. The principal business address of Allianz Global is 225 W. Washington Street, Chicago, IL 60606. The principal office address of Oppenheimer Capital is 1345 Avenue of the America, New York, NY 10105.

 

31


Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name and Position of Each

Director, Officer

or Partner of the Adviser

 

Any Other Business or

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and Each

Director, Officer or

Partner of the Adviser

thereof) and Position

within the Last

Two Fiscal Years1

     

Janus Services LLC, Executive Vice President, Chief Financial Officer

 

Janus International Holding LLC, Executive Vice President, Director

Janus Capital Management LLC

151 Detroit Street

Denver, CO 80206

  Sub-adviser to Transamerica Janus Balanced VP  

David R. Kowalski

Senior Vice President of Compliance, Chief Compliance Officer

 

INTECH Investment Management LLC, Vice President

 

Janus Distributors LLC, Senior Vice President, Chief Compliance Officer

 

Janus Services LLC, Senior Vice President, Chief Compliance Officer

 

Perkins Investment Management LLC, Vice President

Janus Capital Management LLC

151 Detroit Street

Denver, CO 80206

  Sub-adviser to Transamerica Janus Balanced VP  

R. Gibson Smith

Executive Vice President, Co-Chief Investment Officer

 

Janus Distributors LLC, Executive Vice President

 

Janus Services LLC, Executive Vice President

 

Perkins Investment Management LLC, Director

* * *

 

Jennison Associates LLC (“Jennison”)*

466 Lexington Avenue

New York, NY 10017

  Sub-adviser to Transamerica Jennison Growth VP   Dennis M. Kass, Director, Chairman and Chief Executive Officer   Chairman and Manager, Quantitative Management Associates LLC (“QM”). Director, Senior Managing Director and Vice President, Prudential Investment Management, Inc. (“PIM”).
    Spiros Segalas, Director, President and Chief Investment Officer, Jennison.   N/A
    Mehdi A. Mahmud, Director, Vice Chairman, Managing Director and Chief Operating Officer   N/A

 

32


    Kathleen A. McCarragher, Director and Managing Director   Vice President, Prudential Trust Company (“PTC”).
    Debra Hope Wedgeword, Director**   Manager, QM.
    Charles F. Lowrey, Director**   President, Chairman, Director and Chief Executive Officer, PIM. Chairman, Chief Executive Officer, President and Manager, Prudential Asset Management Holding Company LLC. President, PIM Foreign Investments, Inc. (“PIMFI”). Director and President, PIM Investments, Inc. (“PIMI”). Chairman and Director, PIM Warehouse, Inc. (“PIMW”). Manager, QM. Director, Pramerica (GP) Limited. Director, Pramerica (GP2) Limited. President and Chief Executive Officer, Prudential Investment Management Services LLC (“PIMS”).
    Ronald K. Andrews, Director**   Senior Vice President, Prudential Investments LLC (“PI”). Manager, QM.
    Mirry Hwang, Secretary, Senior Vice President and Chief Legal Officer   Assistant Secretary, PTC.
    Joseph M. Carrabes, Executive Vice President   Vice President, PTC.
    Kenneth Moore, Treasurer, Executive Vice President and Chief Administrative Officer   Vice President, PIMW. Director and Executive Vice President, PTC. Manager, Vice President and Chief Financial Officer, QM. Vice President, PIM.
    Stuart S. Parker, Executive Vice President   Senior Vice President, PI. Vice President, QM.
    Leslie S. Rolison, Executive Vice President   Vice President, QM.
    Jonathan R. Longley, Director and Managing Director   Vice President, PTC.
    Judy Rice, Director**   President, Manager, Chief Executive Officer and Chief Operating Officer, PIFM Holdco, LLC. Manager, Prudco Securities LLC. Executive Vice President, PIMS. President, Officer-in-Charge, Chief Executive Officer and Chief Operating Officer, PI. President, Officer-in-Charge and Chief Executive Officer, Prudential Mutual Fund Services LLC.
     
* Except as otherwise indicated, the address of each person is 466 Lexington Avenue, New York, NY 10017.
** The address of the Director, Officer or Partner of the Sub-Adviser is Gateway Center Three, 100 Mulberry Street, New York, NY 07102.

* * *

 

33


Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of Each Director, Officer or
Partner of the Adviser

 

Any Other Business or Profession,
Vocation or Employment of a

Substantial Nature of

the Adviser (and Each

Director, Officer or

Partner of the Adviser

thereof) within the Last

Two Fiscal Years

J.P. Morgan Investment Management Inc. (“JPMorgan”)

245 Park Avenue

New York, NY 10167

  Sub-adviser to Transamerica JPMorgan Core Bond VP, Transamerica JPMorgan Enhanced Index VP, and JPMorgan Mid Cap Value VP, JPMorgan Tactical Allocation VP and Co-Sub-adviser to Transamerica Multi-Managed Balanced VP   Joseph Azelby, Director/Managing Director/CIO-Global Head of Real Estate   N/A
    Joseph Bertini, Managing Director/Chief Compliance Officer   N/A
    Seth P. Bernstein, Director//Managing Director/CIO-Global Head of Fixed Income   N/A
    George Gatch, CEO/Director/Managing Director   N/A
    Martin, Porter, Managing Director/CIO-Global Head of Equities & Balanced Group   N/A
    Clive S. Brown, Director, Managing Director   N/A
    Scott E. Richter, Managing Director/Secretary   N/A
    Paul A. Quinsee, Director, Managing Director   N/A
    Richard T. Madsen, CFO, Director, Managing Director, John H. Hunt, Director, Managing Director   N/A
    Craig Sullivan, Director/Managing Director/Chief Financial Officer   N/A
    Lawrence Unrein, Director/Managing Director/CIO-Global Head of Private Equity   N/A
    Robert Young, Director/Managing Director/COO   N/A

* * *

 

Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of Each Director, Officer or
Partner of the Adviser

 

Any Other Business or Profession,
Vocation or Employment of a

Substantial Nature of

the Adviser (and Each

Director, Officer or

Partner of the Adviser

thereof) within the Last

Two Fiscal Years

Madison Asset Management, LLC (“Madison”)

550 Science Drive

Madison, WI 53711

  Sub-adviser to Transamerica Madison Balanced Allocation VP, Transamerica Madison Conservative Allocation VP, Transamerica Madison  

Frank E. Burgess, Executive Director and President

Katherine L. Frank, Executive Director and COO

Jay R. Sekelsky, Executive Director

 

N/A

 

N/A

 

N/A

 

34


  Diversified Income VP, Transamerica Madison Large Cap Growth VP and Transamerica Madison Moderate Growth Allocation VP  

and Chief Investment Officer

Michael J. Schlageter, Executive Director and Chief Marketing Officer

Elizabeth A. Dettman, Managing Director and Chief Financial Officer

W. Richard Mason, Chief Compliance Officer and Corporate Counsel

Pamela M. Krill, General Counsel and Chief Legal Officer

 

N/A

 

N/A

 

N/A

 

N/A

* * *

 

Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of Each Director, Officer

or Partner of the Adviser

 

Any Other Business or

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and Each

Director, Officer or

Partner of the Adviser

thereof) within the Last

Two Fiscal Years

Morgan Stanley Investment Management Inc.

522 Fifth Avenue, Floor 19

New York, NY 10036

  Sub-adviser to Transamerica Morgan Stanley Active International Allocation VP, Transamerica Morgan Stanley Mid-Cap Growth VP, Transamerica Multi-Managed Large Cap Core VP, and Transamerica Morgan Stanley Capital Growth VP   Randy Takian, Managing Director, Director and President   President and Principal Executive Officer, Morgan Stanley Retail and Institutional Funds; President and Chief Executive Officer, Morgan Stanley Services Company Inc.; Managing Director and Director, Morgan Stanley Investment Advisors Inc.; Director, Morgan Stanley Distributors Inc. and Morgan Stanley Distribution, Inc.
    Stuart Bohart, Managing Director and Director   President; Managing Director and Director, Morgan Stanley Investment Advisors Inc.; Managing Director, Van Kampen Advisors Inc. and Van Kampen Asset Management; President, Morgan Stanley Distribution, Inc.
    Stefanie V. Chang Yu, Managing Director and Secretary   Managing Director and Secretary of various entities affiliated with the Sub-Adviser.
    Kevin Klingert, Managing Director and Acting Chief Investment Officer of the Global Fixed Income Group   Managing Director, Head, Chief Operating Officer and acting Chief Investment Officer, Global Fixed Income Group of Morgan Stanley Investment Advisors Inc.; Vice President of various Retail Funds and Institutional Funds; Managing Director and acting Chief Investment Officer, Global Fixed Income Group of various Van Kampen entities; Vice President of various Van Kampen Retail Funds and Institutional Funds.

 

35


    Carsten Otto, Managing Director   Managing Director and Global Head, Compliance for Morgan Stanley Investment Management and Chief Compliance Officer, Morgan Stanley Retail and Institutional Funds.
    Mary Ann Picciotto, Executive Director and Chief Compliance Officer   Executive Director and Chief Compliance Officer, Morgan Stanley Investment Advisors Inc., Van Kampen Asset Management, Van Kampen Investments Inc., and Van Kampen Advisors Inc.
    Mark Patten, Managing Director, Chief Financial Officer and Treasurer   Managing Director, Chief Financial Officer and Treasurer, Morgan Stanley Investment Management and Morgan Stanley Distribution Inc.; Chief Financial Officer and Treasurer, Morgan Stanley Asset Management Holdings II; Chief Financial Officer and Treasurer of various Van Kampen entities.
    Mary Alice Dunne, Managing Director and Chief Administrative Officer   Managing Director and Chief Administrative Officer, Morgan Stanley Investment Advisors Inc.
    Joanne Pace, Chief Operating Officer and Managing Director   Chief Operating Officer and Managing Director of Morgan Stanley Investment Advisors Inc.; Managing Director of various Van Kampen entities.

* * *

 

Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of Each Director, Officer

or Partner of the Adviser

 

Any Other Business or

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and Each

Director, Officer or

Partner of the Adviser

thereof) within the Last

Two Fiscal Years

MFS Investment Management (“MFS”)

500 Boylston Street

Boston, MA 02116,

  Sub-adviser to Transamerica MFS International Equity VP   Thomas A. Bogart, Director   Business Development and General Counsel of Sun Life Financial
    Dean A. Connor, Director   Chief Operating Officer of Sun Life Financial
    Robert J. Manning, Chief Executive Officer and Chairman of the Board of Directors   Trustee of various funds within the MFS Funds complex
    Martin E. Beaulieu, Director, Vice Chairman and Head of Global Distribution   N/A
    Robert C. Pozen, Chairman Emeritus of the Board of Directors   Chairman of MFS (until July 2010); Trustee of various funds within the MFS Funds complex; Medtronic, Inc. (medical devices), Director (since 2004);Harvard Business School (education), Senior Lecturer (since 2008); Bell Canada Enterprises (telecommunications), Director (until February 2009)
     
    David A. Antonelli, Vice Chairman   N/A
     

 

36


    Maria F. Diorio Dwyer, Executive Vice President, Chief Compliance Officer, and Chief Regulatory Officer   President of the MFS Fund
    Amrit Kanwal, Executive Vice President and Chief Financial Officer   N/A
    Mark N. Polebaum, Executive Vice President, Secretary and General Counsel   Secretary of the MFS Funds
    Michael W. Roberge, President, Chief Investment Officer and Director of Global Research   N/A
    Robin A. Stelmach, Executive Vice President and Chief Operating Officer   N/A

* * *

 

Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of Each Director, Officer

or Partner of the Adviser

 

Any Other Business or

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and Each

Director, Officer or

Partner of the Adviser

thereof) within the Last

Two Fiscal Years

Pacific Investment Management Company LLC (“PIMCO”)

840 Newport Center Drive, Suite 300

Newport Beach, CA 92660

  Sub-adviser to Transamerica PIMCO Total Return VP and Transamerica PIMCO Real Return TIPS VP   Mohamed A. El Erian, Managing Director, Chief Executive Officer and Co-Chief Investment Officer   Board Member of Petersen Institute for International Economics, Member of the Advisory Board of International Center for Research on Women and Roubini Global Economics, Chairman of the Microsoft Investment Advisory Board.
    William H. Gross, Managing Director, Founder and Co-Chief Investment Officer   N/A
    Douglas M. Hodge, Managing Director, Chief Operating Officer   Board Member of the Executive Committee for Allianz Global Investors AG
    David C. Lown, Managing Director, Chief Administrative Officer   N/A
    Chris P. Dialynas, Managing Director, Portfolio Manager   N/A
    David C. Flattum, Managing Director, General Counsel   N/A
    Jennifer E. Durham, Executive Vice-President, Chief Compliance Officer   N/A

* * *

 

37


Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of Each Director, Officer

or Partner of the Adviser

 

Any Other Business or

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and Each

Director, Officer or

Partner of the Adviser

thereof) within the Last

Two Fiscal Years

ProFund Advisors (“ProFund Advisors”)

7501 Wisconsin Avenue, Suite 1000

Bethesda, MD 20814

  Sub-adviser to Transamerica ProFund UltraBear VP   Michael L. Sapir, Chief Executive Officer   N/A
    Louis M. Mayberg, President   N/A
    Amy R. Doberman, General Counsel   N/A
    Victor M. Frye, Chief Compliance Officer   N/A
    Todd B. Johnson, Chief Investment Officer   N/A

* * *

 

Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of Each Director, Officer

or Partner of the Adviser

 

Any Other Business or

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and Each

Director, Officer or

Partner of the Adviser

thereof) within the Last

Two Fiscal Years

Systematic Financial Management L.P.

300 Frank W. Burr Blvd.

Glenpointe East

7th Floor

Teaneck, NJ 07666

  Sub-adviser to Transamerica Systematic Small/Mid Cap Value VP   Ronald M. Mushock, Portfolio Manager and Managing Partner   N/A
    Karen E. Kohler, Chief Operating Officer, Chief Compliance Officer and Managing Partner   N/A
    D. Kevin McCreesh, Chief Investment Officer, Portfolio Manager and Managing Partner   N/A
    Kenneth Burgess, Portfolio Manager and Managing Partner   N/A
    Gregory B. Wood, Head Trader and Managing Partner   N/A
    Eoin E. Middaugh, Portfolio Manager and Managing Partner   N/A
    Joseph M. Sharma, Portfolio Manager and Partner   N/A
    Aman R. Patel, Assistant Portfolio Manager & Senior Equity Analyst and Partner   N/A
    Roger Chang, Vice President & Senior Equity Trader and Partner   N/A
    James V. Wallerius, Senior Vice President Marketing & Client Service   N/A

 

38


Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of Each Director, Officer

or Partner of the Adviser

 

Any Other Business or

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and Each

Director, Officer or

Partner of the Adviser

thereof) within the Last

Two Fiscal Years

Transamerica Asset Management, Inc. (“TAM”)

570 Carillon Parkway

St. Petersburg, FL 33716

  Investment Adviser to Registrant   John K. Carter, Director, Chairman of the Board, President and Chief Executive Officer   N/A
   

 

Christopher A. Staples, Director, Senior Vice President – Investment Management and Chief Investment Officer

  N/A
    Dennis P. Gallagher, Director, Senior Vice President, General Counsel, Secretary and Operations   N/A
    Karen D. Heburn, Senior Vice President, Chief Financial Officer and Treasurer   N/A
    T. Gregory Reymann, II, Vice President, Chief Compliance Officer and Chief Risk Officer   N/A
    Margaret A. Cullem-Fiore, Vice President and Senior Counsel   Assistant Secretary
    Robert S. Lamont, Jr., Vice President and Senior Counsel   N/A
    Ranjit Bhatia, Vice President   N/A
    Williams Nobles, Vice President   N/A
    Angelo Ojeda, Vice President   N/A
    Jonathan Oldroyd, Vice President   N/A
    Pratik Patel, Vice President   N/A
    Amy Powell, Vice President   N/A
    Anthony D. Pedata, Senior Compliance Officer   N/A
    Kristina L. Bartscht, Assistant Vice President and Advertising Manager   N/A
    Sarah L. Bertrand, Assistant Vice President   N/A

* * *

 

Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of Each Director, Officer

or Partner of the Adviser

 

Any Other Business or

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and Each

Director, Officer or

Partner of the Adviser

thereof) within the Last

Two Fiscal Years

T. Rowe Price Associates, Inc. (“T. Rowe”)

100 East Pratt Street

Baltimore, MD 21202

  Sub-adviser to Transamerica T. Rowe Price Small Cap VP   Edward C. Bernard, Director and Vice President   N/A
   

 

John R. Gilner, Chief Compliance Officer and Vice President

  N/A
    James A.C. Kennedy, Director and President   N/A
    Kenneth V. Moreland, Chief Financial Officer   N/A

 

39


    Brian C. Rogers, Chief Investment Officer, Director and Vice President   N/A
    William J. Stromberg, Director and Vice President   N/A

* * *

 

Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of Each Director, Officer

or Partner of the Adviser

 

Any Other Business or

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and Each

Director, Officer or

Partner of the Adviser

thereof) within the Last

Two Fiscal Years

Third Avenue Management

LLC (“Third Avenue”)

622 Third Avenue

New York, NY 10017

  Sub-adviser to Transamerica Third Avenue Value VP   Martin J. Whitman, Co-Chief Investment Officer of Third Avenue; Chairman of Third Avenue Trust; Chairman of Third Avenue Variable Series Trust   Director, Nabors Industries, Inc.
    David M. Barse, President and CEO of Third Avenue; President, CEO and Trustee of Third Avenue Trust; Chief Executive Officer of M.J. Whitman LLC   Director of Covanta Corporation
    Vincent J. Dugan, Chief Financial Officer of Third Avenue, M.J. Whitman LLC, Third Avenue Trust and Third Avenue Variable Series Trust   N/A
    W. James Hall, General Counsel and Secretary of Third Avenue, Third Avenue Trust, Third Avenue Variable Series Trust and M.J. Whitman LLC   N/A

 

Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of Each Director, Officer

or Partner of the Adviser

 

Any Other Business or

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and Each

Director, Officer or

Partner of the Adviser

thereof) within the Last

Two Fiscal Years

Wellington Management Company, LLP (“Wellington Management”)

280 Congress Street

Boston, MA 02110

  Sub-Adviser to Transamerica WMC Diversified Growth VP and Transamerica WMC Diversified Growth II VP   Saul J. Pannell, Partner and Executive Committee Member   N/A
    Perry M. Traquina, Partner, President, CEO And Executive Committee Member   N/A
    Cynthia M. Clarke, Partner And Chief Legal Officer   N/A
    Phillip H. Perelmuter, Partner And Executive Committee Member   N/A
    Selwyn J. Notelovitz, Partner And Chief Compliance Officer   N/A

 

40


Name and Business

Address of the Adviser

 

Connection of the

Adviser to the

Registrant

 

Name of Each Director, Officer

or Partner of the Adviser

 

Any Other Business or

Profession, Vocation or

Employment of a

Substantial Nature of

the Adviser (and Each

Director, Officer or

Partner of the Adviser

thereof) within the Last

Two Fiscal Years

    Edward J. Steinborn, Partner And Chief Financial Officer   N/A
    Partner And Executive Committee Member   N/A
    Brendan J. Swords, Partner And Executive Committee Member   N/A
    Edward P. Bousa, Partner And Executive Committee Member   N/A
    James W. Valone, Partner And Executive Committee Member   N/A
    Charles S. Argyle, Partner And Executive Committee Member   N/A
    Vera M. Trojan, Partner And Executive Committee Member   N/A

Item 32. Principal Underwriter

 

(a) Transamerica Capital, Inc. (“TCI”) is the principal underwriter for TST. TCI, whose address is 4600 South Syracuse Street, Denver, CO 80237-2719, currently serves as principal underwriter for the separate accounts of other affiliated Insurance Companies.

 

(b) Directors and Officers of TCI:

 

Name

   Location  

Positions and Offices with Underwriter

  

Positions and Offices with

Registrant

David W. Hopewell    (1)   Director    N/A
Lon J. Olejniczak    (1)   Director and Chief Executive Officer    N/A
Thomas A. Swank    (1)   Director    N/A
Michael Brandsma    (2)   Director, President and Chief Financial Officer    N/A
Blake S. Bostwick    (2)   Chief Operations Officer and Vice President    N/A
David R. Paulsen    (2)   Executive Vice President    N/A
Anne M. Spaes    (3)   Executive Vice President    N/A
Michael G. Petko    (2)   Executive Vice President    N/A
Frank A. Camp    (1)   Secretary    N/A
Courtney John    (2)   Vice President and Chief Compliance Officer    N/A
Karen D. Heburn    (4)   Vice President    N/A
Wesley J. Hodgson    (2)   Vice President    N/A
Amy Angle    (1)   Assistant Vice President    N/A
Dennis P. Gallagher    (4)   Assistant Vice President    Vice President, General Counsel and Secretary
Elizabeth Belanger    (6)   Assistant Vice President    N/A
John Fischer    (4)   Assistant Vice President    N/A
Clifton W. Flenniken, III    (5)   Assistant Vice President    N/A
Margaret A. Cullem-Fiore    (4)   Assistant Vice President    Assistant Secretary
Christy Post-Rissin    (4)   Assistant Vice President    N/A
Brenda L. Smith    (4)   Assistant Vice President    N/A
Darin D. Smith    (1)   Assistant Vice President    N/A
Arthur D. Woods    (4)   Assistant Vice President    N/A
Erin K. Burke    (1)   Assistant Secretary    N/A

 

41


(1) 4333 Edgewood Road, N.E., Cedar Rapids, IA 52499-0001
(2) 4600 S. Syracuse Street, Suite 1100, Denver, CO 80237-2719
(3) 400 W. Market Street, Louisville, KY 40202
(4) 570 Carillon Parkway, St. Petersburg, FL 33716
(5) 1111 N. Charles Street, Baltimore, MD 21202
(6) 4 Manhattanville Road, Purchase, NY 10577

Item 33. Location of Accounts and Records.

The accounts, books and other documents required to be maintained by Registrant pursuant to Section 31(a) of the Investment Company Act of 1940, as amended, and rules promulgated thereunder are in the possession of Transamerica Asset Management, Inc. and Transamerica Fund Services, Inc. at their offices at 570 Carillon Parkway, St. Petersburg, FL 33716, or at the offices of the Funds’ custodian, State Street Bank and Trust Company, 225 Franklin Street, Boston, MA 02110.

Item 34. Management Services.

Not applicable

Item 35. Undertakings.

Not applicable

 

42


WASHINGTON, DC 20549

SECURITIES AND EXCHANGE COMMISSION

Exhibits Filed With

Post-Effective Amendment No. 103 to

Registration Statement on

Form N-1A

Transamerica Series Trust

Registration No. 033-00507

EXHIBIT INDEX

 

Exhibit Number

  

Description of Exhibit

Item 28   

To be filed by Amendment


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933; and Transamerica Series Trust has duly caused this Post-Effective Amendment No. 103 to its Registration Statement to be signed on its behalf by the undersigned, thereunder duly authorized, in the City of St. Petersburg, State of Florida, on the 20th day of March, 2012.

 

TRANSAMERICA SERIES TRUST
By:  

/s/ John K. Carter

  John K. Carter
  President and Chief Executive Officer

Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 103 to its Registration Statement has been signed below by the following persons in the capacities and on the dates indicated:

 

/s/ John K. Carter

   Chairperson, Trustee, President and   March 20, 2012
John K. Carter    Chief Executive Officer  

/s/ Sandra N. Bane

   Trustee   March 20, 2012
Sandra N. Bane*     

/s/ Leo J. Hill

   Trustee   March 20, 2012
Leo J. Hill*     

/s/ David W. Jennings

   Trustee   March 20, 2012
David W. Jennings*     

/s/ Russell A. Kimball, Jr.

   Trustee   March 20, 2012
Russell A. Kimball, Jr.*     

/s/ Eugene M. Mannella

   Trustee   March 20, 2012
Eugene M. Mannella*     

/s/ Norman R. Nielsen

   Trustee   March 20, 2012
Norman R. Nielsen*     

/s/ Joyce G. Norden

   Trustee   March 20, 2012
Joyce G. Norden*     

/s/ Patricia L. Sawyer

   Trustee   March 20, 2012
Patricia L. Sawyer*     

/s/ John W. Waechter

   Trustee   March 20, 2012
John W. Waechter*     

/s/ Alan F. Warrick

   Trustee   March 20, 2012
Alan F. Warrick*     

/s/ Elizabeth Strouse

   Vice President, Treasurer and   March 20, 2012
Elizabeth Strouse    Principal Financial Officer  

/s/ Dennis P. Gallagher

     March 20, 2012

* By:   Dennis P. Gallagher

            Dennis P. Gallagher**

 

 

** Attorney-in-fact pursuant to powers of attorney previously filed.