0001398344-22-001069.txt : 20220126 0001398344-22-001069.hdr.sgml : 20220126 20220126140926 ACCESSION NUMBER: 0001398344-22-001069 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211130 FILED AS OF DATE: 20220126 PERIOD START: 20220831 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHELTON FUNDS CENTRAL INDEX KEY: 0000778206 IRS NUMBER: 000000000 FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-04417 FILM NUMBER: 22557263 BUSINESS ADDRESS: STREET 1: 1875 LAWRENCE STREET STREET 2: SUITE 300 CITY: DENVER STATE: CO ZIP: 80202-1805 BUSINESS PHONE: 4153982727 MAIL ADDRESS: STREET 1: 1875 LAWRENCE STREET STREET 2: SUITE 300 CITY: DENVER STATE: CO ZIP: 80202-1805 FORMER COMPANY: FORMER CONFORMED NAME: CALIFORNIA INVESTMENT TRUST DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CALIFORNIA INVESTMENT TRUST I DATE OF NAME CHANGE: 19870115 0000778206 S000016026 Nasdaq-100 Index Fund C000044037 K Shares NDXKX C000044038 Direct Shares NASDX C000234798 Institutional Shares NPORT-P 1 primary_doc.xml NPORT-P false 0000778206 XXXXXXXX S000016026 C000044037 C000044038 C000234798 SHELTON FUNDS 811-04417 0000778206 254900S73SCF59AAL583 1875 Lawrence Street, Suite 300 Denver 80202-1805 800-955-9888 Nasdaq-100 Index Fund S000016026 2549005MCC0WV388D103 2022-08-31 2021-11-30 N 1287112702.24 31824669.36 1255288032.88 0 0 0 0 0 0 0 0 0 0 0 0 0 21940067.92 Activision Blizzard Inc 549300TPQQDBP9GNOF40 Activision Blizzard Inc COM USD0.000001 00507V109 64233 NS USD 3764053.8 0.2998557862 Long EC CORP US N 1 N N N Adobe Inc FU4LY2G4933NH2E1CP29 Adobe Inc COM USD0.0001 00724F101 39514 NS USD 26468452.9 2.1085561406 Long EC CORP US N 1 N N N Advanced Micro Devices, Inc. R2I72C950HOYXII45366 Advanced Micro Devices, Inc. COM USD0.01 007903107 100441 NS USD 15906841.17 1.2671865543 Long EC CORP US N 1 N N N Align Technology I 549300N5YSE0U3LCP840 Align Technology I COM USD0.0001 016255101 6541 NS USD 4000017.73 0.3186533788 Long EC CORP US N 1 N N N Alphabet Inc. 5493006MHB84DD0ZWV18 Alphabet Inc. CAP USD0.001 CL C 02079K107 17578 NS USD 50080425.12 3.9895564849 Long EC CORP US N 1 N N N Alphabet Inc. 5493006MHB84DD0ZWV18 Alphabet Inc. CAP STK USD0.001 CL A 02079K305 16337 NS USD 46363589.15 3.6934622123 Long EC CORP US N 1 N N N Amazon.com, Inc. ZXTILKJKG63JELOEG630 Amazon.com, Inc. COM USD0.01 023135106 27397 NS USD 96083196.79 7.6542748973 Long EC CORP US N 1 N N N American Electric Power Co, Inc. 1B4S6S7G0TW5EE83BO58 American Electric Power Co, Inc. COM USD6.50 025537101 41312 NS USD 3348337.6 0.2667385901 Long EC CORP US N 1 N N N Amgen Inc. 62QBXGPJ34PQ72Z12S66 Amgen Inc. COM USD0.0001 031162100 47244 NS USD 9395886.72 0.7485044447 Long EC CORP US N 1 N N N Analog Devices Inc. GYVOE5EZ4GDAVTU4CQ61 Analog Devices Inc. COM USD0.16 2/3 032654105 44154 NS USD 7958758.5 0.6340185114 Long EC CORP US N 1 N N N Ansys Inc 549300VJV8H15Z5FJ571 Ansys Inc COM USD0.01 03662Q105 7204 NS USD 2820221.92 0.2246673151 Long EC CORP US N 1 N N N Apple Inc. HWUPKR0MPOU8FGXBT394 Apple Inc. COM USD0.00001 037833100 906547 NS USD 149852219.1 11.9376760691 Long EC CORP US N 1 N N N Applied Materials Inc. 41BNNE1AFPNAZELZ6K07 Applied Materials Inc. COM USD0.01 038222105 75555 NS USD 11120940.45 0.8859273855 Long EC CORP US N 1 N N N ASML Holding N.V. 724500Y6DUVHQD6OXN27 ASML Holding N.V. NY REGISTRY SHS N07059210 6568 NS USD 5198637.68 0.4141390298 Long EC CORP NL N 1 N N N Atlassian Corporation Plc 549300AGBII4MWBVJY22 Atlassian Corporation Plc COM USD0.1 CL A G06242104 11183 NS USD 4208386.56 0.3352526631 Long EC CORP GB N 1 N N N Autodesk Inc FRKKVKAIQEF3FCSTPG55 Autodesk Inc COM USD0.01 052769106 18191 NS USD 4623970.29 0.3683593063 Long EC CORP US N 1 N N N Automatic Data Processing, Inc. HGBOLILQXWER4SAL2I23 Automatic Data Processing, Inc. COM USD0.10 053015103 35176 NS USD 8121786.64 0.6470058208 Long EC CORP US N 1 N N N Baidu, Inc. 254900AL64IANZYI1E02 Baidu, Inc. SPON ADS EACH REP 0.1 ORD S 056752108 21419 NS USD 3209422.96 0.2556722343 Long EC CORP KY N 1 N N N Biogen Inc W8J5WZB5IY3K0NDQT671 Biogen Inc COM USD0.0005 09062X103 12488 NS USD 2943921.12 0.2345215634 Long EC CORP US N 1 N N N Booking Holdings Inc FXM8FAOHMYDIPD38UZ17 Booking Holdings Inc COM USD0.008 09857L108 3393 NS USD 7131577.05 0.5681227625 Long EC CORP US N 1 N N N Broadcom Inc 549300WV6GIDOZJTV909 Broadcom Inc COM USD0.001 11135F101 33753 NS USD 18688361.04 1.4887707483 Long EC CORP US N 1 N N N Cadence Design Systems, Inc. GCT7RXJOGLXPV0NXZY22 Cadence Design Systems, Inc. COM USD0.01 127387108 22636 NS USD 4016984.56 0.3200050072 Long EC CORP US N 1 N N N CDW Corp 9845001B052ABF0B6755 CDW Corp COM USD0.01 12514G108 11603 NS USD 2197144.08 0.1750310704 Long EC CORP US N 1 N N N Cerner Corp 549300L4UJ40IEVVI304 Cerner Corp COM USD0.01 156782104 24880 NS USD 1752796 0.139632973 Long EC CORP US N 1 N N N Charter Communications, Inc. 0J0XRGZE3PBRFEZ7MV65 Charter Communications, Inc. COM USD0.001 CLASS A 16119P108 15596 NS USD 10079382.88 0.8029537936 Long EC CORP US N 1 N N N Check Point Sftwre 2549003ZVBH73EPNS513 Check Point Sftwre ORD ILS0.01 M22465104 11377 NS USD 1266373.87 0.1008831309 Long EC CORP IL N 1 N N N Cintas Corporation N/A Cintas Corporation COM NPV 172908105 8684 NS USD 3666297.96 0.2920682635 Long EC CORP US N 1 N N N Cisco Systems, Inc. 549300LKFJ962MZ46593 Cisco Systems, Inc. COM USD0.001 17275R102 348374 NS USD 19104830.16 1.5219479243 Long EC CORP US N 1 N N N CME GLOBEX N/A E-mini Nasdaq-100 Futures,Dec-2021,ETH N/A 76 NC USD 0 0 Long DE CORP US N 2 N/A N/A Long Nasdaq 100 NDX 2021-12-17 24548760 USD 1148025 N N N Cognizant Technolo 5493006IEVQEFQO40L83 Cognizant Technolo COM CL A USD0.01 192446102 43387 NS USD 3383318.26 0.2695252541 Long EC CORP US N 1 N N N Comcast Corporation 51M0QTTNCGUN7KFCFZ59 Comcast Corporation COM USD0.01 CL A 20030N101 379014 NS USD 18943119.72 1.5090655868 Long EC CORP US N 1 N N N Copart Inc 549300KVYX3JWMYEHU61 Copart Inc COM USD0.0001 217204106 19162 NS USD 2781555.92 0.2215870658 Long EC CORP US N 1 N N N Costco Wholesale Corporation 29DX7H14B9S6O3FD6V18 Costco Wholesale Corporation COM USD0.01 22160K105 36582 NS USD 19731599.16 1.5718782178 Long EC CORP US N 1 N N N CSX Corporation 549300JVQR4N1MMP3Q88 CSX Corporation COM USD1 126408103 186189 NS USD 6453310.74 0.5140900392 Long EC CORP US N 1 N N N DexCom Inc 549300YSK3QDSFR5EU59 DexCom Inc COM USD0.001 252131107 7994 NS USD 4497344.46 0.3582719139 Long EC CORP US N 1 N N N Docusign Inc 549300Q7PVDWRZ39JG09 Docusign Inc COM USD0.0001 256163106 16083 NS USD 3962207.88 0.315641333 Long EC CORP US N 1 N N N Dollar Tree Inc 549300PMSTQITB1WHR43 Dollar Tree Inc COM USD0.01 256746108 19086 NS USD 2554279.38 0.2034815368 Long EC CORP US N 1 N N N eBay Inc. OML71K8X303XQONU6T67 eBay Inc. COM USD0.001 278642103 55942 NS USD 3773847.32 0.3006359673 Long EC CORP US N 1 N N N Electronic Arts Inc. 549300O7A67PUEYKDL45 Electronic Arts Inc. COM USD0.01 285512109 23522 NS USD 2921902.84 0.2327675214 Long EC CORP US N 1 N N N Exelon Corporation 3SOUA6IRML7435B56G12 Exelon Corporation COM NPV 30161N101 80779 NS USD 4259476.67 0.3393226541 Long EC CORP US N 1 N N N Fastenal 529900PP0C7H2HHPSJ32 Fastenal COM USD0.01 311900104 46586 NS USD 2756493.62 0.2195905281 Long EC CORP US N 1 N N N FiServ Inc. GI7UBEJLXYLGR2C7GV83 FiServ Inc. COM USD0.01 337738108 55119 NS USD 5320085.88 0.4238139567 Long EC CORP US N 1 N N N Fox Corporation 549300DDU6FDRBIELS05 Fox Corporation COM USD0.01 CL A 35137L105 26337 NS USD 940494.27 0.0749225871 Long EC CORP US N 1 N N N Fox Corporation 549300DDU6FDRBIELS05 Fox Corporation COM USD0.01 CL B 35137L204 19554 NS USD 657014.4 0.0523397326 Long EC CORP US N 1 N N N Gilead Sciences, Inc. 549300WTZWR07K8MNV44 Gilead Sciences, Inc. COM USD0.001 375558103 103678 NS USD 7146524.54 0.5693135243 Long EC CORP US N 1 N N N Honeywell International Inc. ISRPG12PN4EIEOEMW547 Honeywell International Inc. COM USD1 438516106 57417 NS USD 11612014.08 0.9250477799 Long EC CORP US N 1 N N N Idexx Laboratories OGMTXK0LUU1HKV2P0J84 Idexx Laboratories COM USD0.10 45168D104 7049 NS USD 4286285.43 0.3414583201 Long EC CORP US N 1 N N N Illumina Inc SQ95QG8SR5Q56LSNF682 Illumina Inc COM USD0.01 452327109 12069 NS USD 4409167.77 0.351247495 Long EC CORP US N 1 N N N Incyte Corporation. 549300Z4WN6JVZ3T4680 Incyte Corporation. COM USD0.001 45337C102 17772 NS USD 1203519.84 0.0958759909 Long EC CORP US N 1 N N N Intel Corporation KNX4USFCNGPY45LOCE31 Intel Corporation COM USD0.001 458140100 333808 NS USD 16423353.6 1.3083334796 Long EC CORP US N 1 N N N Intuit Inc VI90HBPH7XSFMB9E4M29 Intuit Inc COM USD0.01 461202103 22589 NS USD 14734804.7 1.1738186228 Long EC CORP US N 1 N N N Intuitive Surgical 54930052SRG011710797 Intuitive Surgical COM USD0.001 46120E602 29364 NS USD 9523919.76 0.7587039397 Long EC CORP US N 1 N N N JD.com Inc 549300HVTWB0GJZ16V92 JD.com Inc SPON ADS EACH REP 2 ORD SHS 47215P106 67741 NS USD 5697695.51 0.4538954695 Long EC CORP KY N 1 N N N Keurig Dr Pepper Inc DYTQ8KRTKO7Y2BVU5K74 Keurig Dr Pepper Inc COM USD0.01 49271V100 117170 NS USD 3982608.3 0.3172664915 Long EC CORP US N 1 N N N KLA Corporation 549300H0BF5JCG96TJ81 KLA Corporation COM USD0.001 482480100 12534 NS USD 5115501.42 0.4075161466 Long EC CORP US N 1 N N N Lam Research Corporation 549300I4GMO6D34U1T02 Lam Research Corporation COM USD0.001 512807108 11789 NS USD 8014751.65 0.6384790932 Long EC CORP US N 1 N N N Lululemon Athletic 549300D9GZ4BMLDW5T40 Lululemon Athletic COM USD0.005 550021109 10343 NS USD 4699962.63 0.3744130834 Long EC CORP US N 1 N N N Marriott International, Inc. 225YDZ14ZO8E1TXUSU86 Marriott International, Inc. COM USD0.01 CLASS A 571903202 26919 NS USD 3972167.64 0.3164347573 Long EC CORP US N 1 N N N Marvell Technology Inc N/A Marvell Technology Inc COM 573874104 67727 NS USD 4820130.59 0.3839860226 Long EC CORP US N 1 N N N Match Group Inc 15OMOPB0A8K0EFUVD031 Match Group Inc COM 57667L107 22342 NS USD 2904236.58 0.2313601742 Long EC CORP US N 1 N N N Mercadolibre Inc 549300DKPDN9M5S8GB14 Mercadolibre Inc COM USD0.001 58733R102 4121 NS USD 4897437.61 0.3901445311 Long EC CORP US N 1 N N N Meta Platforms Inc BQ4BKCS1HXDV9HN80Z93 Meta Platforms Inc COM USD0.000006 CL 'A' 30303M102 130164 NS USD 42233011.44 3.364408035 Long EC CORP US N 1 N N N Microchip Technology Incorporated 5493007PTFULNYZJ1R12 Microchip Technology Incorporated COM USD0.001 595017104 45222 NS USD 3772871.46 0.3005582274 Long EC CORP US N 1 N N N Micron Technology Inc. B3DXGBC8GAIYWI2Z0172 Micron Technology Inc. COM USD0.10 595112103 92703 NS USD 7787052 0.6203398579 Long EC CORP US N 1 N N N Microsoft Corporation INR2EJN1ERAN0W5ZP974 Microsoft Corporation COM USD0.00000625 594918104 409149 NS USD 135260567.91 10.7752614832 Long EC CORP US N 1 N N N Moderna Inc 549300EI6OKH5K5Q2G38 Moderna Inc COM USD0.0001 60770K107 33192 NS USD 11697856.56 0.9318862487 Long EC CORP US N 1 N N N Mondelez International, Inc. 549300DV9GIB88LZ5P30 Mondelez International, Inc. COM NPV 609207105 116062 NS USD 6840694.28 0.5449501709 Long EC CORP US N 1 N N N Monster Beverage Corp 52990090AP0E7HCB6F33 Monster Beverage Corp COM USD0.005 61174X109 43694 NS USD 3660683.32 0.2916209845 Long EC CORP US N 1 N N N Netease Inc 5299004AF4DSJDB0PA32 Netease Inc SPON ADS EACH REP 25 ORD SH 64110W102 24433 NS USD 2632167.09 0.2096863047 Long EC CORP KY N 1 N N N Netflix, Inc. 549300Y7VHGU0I7CE873 Netflix, Inc. COM USD0.001 64110L106 36654 NS USD 23528202.6 1.8743270057 Long EC CORP US N 1 N N N Nvidia Corp 549300S4KLFTLO7GSQ80 Nvidia Corp COM USD0.001 67066G104 206005 NS USD 67314193.8 5.3624500542 Long EC CORP US N 1 N N N NXP Semiconductors NV 724500M9BY5293JDF951 NXP Semiconductors NV EUR0.20 N6596X109 22702 NS USD 5070718.72 0.4039486227 Long EC CORP NL N 1 N N N Okta Incorporation 549300N8J06I8MRHU620 Okta Incorporation COM USD0.0001 CL A 679295105 10337 NS USD 2224832.51 0.1772368135 Long EC CORP US N 1 N N N OReilly Automotive, Inc. 549300K2RLMQL149Q332 OReilly Automotive, Inc. USD0.01 67103H107 5879 NS USD 3751742.64 0.2988750424 Long EC CORP US N 1 N N N Paccar Inc KDTEY8BWE486IKZ3CC07 Paccar Inc COM USD1.00 693718108 28114 NS USD 2345269.88 0.1868312147 Long EC CORP US N 1 N N N Paychex Inc 529900K900DW6SUBM174 Paychex Inc COM USD0.01 704326107 29789 NS USD 3550848.8 0.2828712381 Long EC CORP US N 1 N N N Paypal Holdings Incorporation 5493005X2GO78EFZ3E94 Paypal Holdings Incorporation COM USD0.0001 70450Y103 97110 NS USD 17954667.9 1.4303225578 Long EC CORP US N 1 N N N Peloton Interactive Inc 5493002YS021166W0339 Peloton Interactive Inc COM USD0.000025 CL A 70614W100 22216 NS USD 977504 0.0778708929 Long EC CORP US N 1 N N N Pepsico Inc FJSUNZKFNQ5YPJ5OT455 Pepsico Inc CAP USD0.016666 713448108 114214 NS USD 18249112.92 1.453778929 Long EC CORP US N 1 N N N Pinduoduo Inc 5493000573DS7005T657 Pinduoduo Inc SPON ADS EACH REP 4 ORD SHS 722304102 31276 NS USD 2079854 0.1656873917 Long EC CORP KY N 1 N N N QUALCOMM Incorporated H1J8DDZKZP6H7RWC0H53 QUALCOMM Incorporated COM USD0.0001 747525103 93248 NS USD 16836858.88 1.3412745473 Long EC CORP US N 1 N N N Regeneron Pharmaceuticals, Inc. 549300RCBFWIRX3HYQ56 Regeneron Pharmaceuticals, Inc. COM USD0.001 75886F107 8654 NS USD 5508530.62 0.4388260284 Long EC CORP US N 1 N N N Ross Stores Inc 549300ENZFLPGRDFZQ60 Ross Stores Inc COM USD0.01 778296103 29479 NS USD 3215864.11 0.2561853555 Long EC CORP US N 1 N N N Seagen Inc N/A Seagen Inc COM 81181C104 14632 NS USD 2341120 0.1865006229 Long EC CORP US N 1 N N N Sirius XM Holdings Inc 54930055RWDMVXAGZK98 Sirius XM Holdings Inc COM USD0.001 82968B103 344861 NS USD 2103652.1 0.1675832195 Long EC CORP US N 1 N N Skyworks Solutions, Inc. 549300WZ3ORQ2BVKBD96 Skyworks Solutions, Inc. COM USD0.25 83088M102 13478 NS USD 2044073.48 0.1628370084 Long EC CORP US N 1 N N N Splunk Inc 549300XGDSGBP6UEI867 Splunk Inc COM USD0.001 848637104 13549 NS USD 1639429 0.1306018186 Long EC CORP US N 1 N N N Starbucks Corporation OQSJ1DU9TAOC51A47K68 Starbucks Corporation COM USD0.001 855244109 97406 NS USD 10679593.84 0.8507683942 Long EC CORP US N 1 N N N Synopsys Inc QG7T915N9S0NY5UKNE63 Synopsys Inc COM USD0.01 871607107 12612 NS USD 4300692 0.3426059906 Long EC CORP US N 1 N N N T-Mobile US, Inc. 549300QHIJYOHPACPG31 T-Mobile US, Inc. COM USD0.00001 872590104 103073 NS USD 11215373.13 0.8934501753 Long EC CORP US N 1 N N N Tesla Inc 54930043XZGB27CTOV49 Tesla Inc COM USD0.001 88160R101 64763 NS USD 74138091.88 5.9060621896 Long EC CORP US N 1 N N N Texas Instruments Incorporated WDJNR2L6D8RWOEB8T652 Texas Instruments Incorporated COM USD1.00 882508104 76344 NS USD 14686295.28 1.1699542173 Long EC CORP US N 1 N N N The Kraft Heinz Company N/A The Kraft Heinz Company COM USD0.01 500754106 101113 NS USD 3398407.93 0.2707273423 Long EC CORP US N 1 N N N Trip Com Group Limited 2549004RMYDSRQL4KW41 Trip Com Group Limited ADS 89677Q107 42441 NS USD 1167127.5 0.0929768682 Long EC CORP KY N 1 N N N Verisign, Inc. LMPL4N8ZOJRMF0KOF759 Verisign, Inc. COM USD0.001 92343E102 9260 NS USD 2221566.6 0.1769766414 Long EC CORP US N 1 N N N Verisk Analytics, Inc. 549300I1YSWNIRKBWP67 Verisk Analytics, Inc. COM USD0.001 92345Y106 13194 NS USD 2966934.78 0.2363549004 Long EC CORP US N 1 N N N Vertex Pharmaceuticals Incorporated 54930015RAQRRZ5ZGJ91 Vertex Pharmaceuticals Incorporated COM USD0.01 92532F100 21102 NS USD 3944807.88 0.3142551969 Long EC CORP US N 1 N N N Walgreens Boots Alliance, Inc. 549300RPTUOIXG4LIH86 Walgreens Boots Alliance, Inc. COM USD0.01 931427108 70271 NS USD 3148140.8 0.2507903141 Long EC CORP US N 1 N N N Workday Inc 549300J0DYC0N31V7G13 Workday Inc COM USD0.001 CL A 98138H101 15624 NS USD 4284569.52 0.3413216256 Long EC CORP US N 1 N N N Xcel Energy Inc LGJNMI9GH8XIDG5RCM61 Xcel Energy Inc COM USD2.5 98389B100 43845 NS USD 2794241.85 0.222597665 Long EC CORP US N 1 N N N Xilinx Inc. 6EY4K7ZMF9UX1CU6KC79 Xilinx Inc. COM USD0.01 983919101 20322 NS USD 4642560.9 0.3698402899 Long EC CORP US N 1 N N N Zoom Video Communications Inc 549300T9GCHU0ODOM055 Zoom Video Communications Inc COM USD0.001 CL A 98980L101 19532 NS USD 4129260.12 0.3289492142 Long EC CORP US N 1 N N N 2022-01-26 SHELTON FUNDS /s/ Gregory Pusch Gregory Pusch General Counsel and CCO XXXX NPORT-EX 2 fp0070986_nportex.htm

NASDAQ 100 INDEX FUND

Portfolio of Investments (Unaudited)

November 30, 2021

 

Security Description  Shares   Value 
Common Stock (100.54%)          
           
Communications (28.59%)          
Internet (23.56%)          
Alphabet Inc* - Class C   17,578   $50,080,424 
Alphabet Inc* - Class A   16,337    46,363,589 
Amazon.com Inc*,(a)   27,397    96,083,196 
Baidu Inc*   21,419    3,209,423 
Booking Holdings Inc*   3,393    7,131,577 
CDW Corp   11,603    2,197,144 
eBay Inc   55,942    3,773,847 
JD.com Inc*   67,741    5,697,696 
Match Group Inc*   22,342    2,904,237 
MercadoLibre Inc*   4,121    4,897,438 
Meta Platforms Inc*,(a)   130,164    42,233,011 
Netflix Inc*   36,654    23,528,203 
Okta Inc*   10,337    2,224,833 
Pinduoduo Inc*   31,276    2,079,854 
Trip.com Group Ltd*   42,441    1,167,128 
VeriSign Inc*   9,260    2,221,567 
         295,793,167 
Media (2.61%)          
Charter Communications Inc*   15,596    10,079,383 
Comcast Corp   379,014    18,943,120 
Fox Corp - Class A   26,337    940,494 
Fox Corp - Class B   19,554    657,014 
Sirius XM Holdings Inc   344,861    2,103,652 
         32,723,663 
Telecommunications (2.42%)          
Cisco Systems Inc   348,374    19,104,830 
T-Mobile US Inc*   103,073    11,215,373 
         30,320,203 
           
Total Communications        358,837,033 
           
Consumer, Cyclical (10.73%)          
Copart Inc*   19,162    2,781,556 
Costco Wholesale Corp   36,582    19,731,599 
Dollar Tree Inc*   19,086    2,554,279 
Fastenal Co   46,586    2,756,494 
Lululemon Athletica Inc*   10,343    4,699,963 
Marriott International Inc*   26,919    3,972,168 
O'Reilly Automotive Inc*   5,879    3,751,743 
PACCAR Inc   28,114    2,345,270 
Peloton Interactive Inc*   22,216    977,504 
Ross Stores Inc   29,479    3,215,864 
Starbucks Corp   97,406    10,679,594 
Tesla Inc*   64,763    74,138,091 
Walgreens Boots Alliance Inc   70,271    3,148,141 
Total Consumer, Cyclical        134,752,266 
           
Consumer, Non-Cyclical (11.13%)          
Align Technology Inc*   6,541    4,000,018 
Amgen Inc   47,244    9,395,887 
Automatic Data Processing Inc   35,176    8,121,787 
Biogen Inc*   12,488    2,943,921 
Cintas Corp   8,684    3,666,298 
Dexcom Inc*   7,994    4,497,344 
Gilead Sciences Inc   103,678    7,146,525 
IDEXX Laboratories Inc*   7,049    4,286,285 
Illumina Inc*   12,069    4,409,168 
Incyte Corp*   17,772    1,203,520 
Intuitive Surgical Inc*   29,364    9,523,920 
Keurig Dr Pepper Inc   117,170    3,982,608 
The Kraft Heinz Co   101,113    3,398,408 
Moderna Inc*   33,192    11,697,857 
Mondelez International Inc   116,062    6,840,694 
Monster Beverage Corp*   43,694    3,660,683 
PayPal Holdings Inc*   97,110    17,954,667 
PepsiCo Inc   114,214    18,249,112 
Regeneron Pharmaceuticals Inc*   8,654    5,508,531 
Seagen Inc*   14,632    2,341,120 
Verisk Analytics Inc   13,194    2,966,935 
Vertex Pharmaceuticals Inc*   21,102    3,944,808 
Total Consumer, Non-Cyclical        139,740,096 
           
Industrial (1.44%)          
CSX Corp   186,189    6,453,311 
Honeywell International Inc   57,417    11,612,014 
Total Industrial        18,065,325 
           
Technology (47.82%)          
Computers (12.31%)          
Apple Inc(a)   906,547    149,852,218 
Check Point Software Technologies Ltd*   11,377    1,266,374 
Cognizant Technology Solutions Corp   43,387    3,383,318 
         154,501,910 
Semiconductors (17.16%)          
Advanced Micro Devices Inc*   100,441    15,906,841 
Analog Devices Inc   44,154    7,958,759 
Applied Materials Inc   75,555    11,120,940 
ASML Holding NV   6,568    5,198,638 
Broadcom Inc   33,753    18,688,361 
Intel Corp   333,808    16,423,354 
KLA Corp   12,534    5,115,501 
Lam Research Corp   11,789    8,014,752 
Marvell Technology Inc   67,727    4,820,131 
Microchip Technology Inc   45,222    3,772,871 
Micron Technology Inc   92,703    7,787,052 
NVIDIA Corp   206,005    67,314,194 
NXP Semiconductors NV   22,702    5,070,719 
QUALCOMM Inc   93,248    16,836,859 
Skyworks Solutions Inc   13,478    2,044,073 
Texas Instruments Inc   76,344    14,686,295 
Xilinx Inc   20,322    4,642,561 
         215,401,901 
Software (18.35%)          
Activision Blizzard Inc   64,233    3,764,054 
Adobe Inc*   39,514    26,468,453 
ANSYS Inc*   7,204    2,820,222 
Atlassian Corp PLC*   11,183    4,208,387 
Autodesk Inc*   18,191    4,623,970 
Cadence Design Systems Inc*   22,636    4,016,985 
Cerner Corp   24,880    1,752,796 
DocuSign Inc*   16,083    3,962,208 
Electronic Arts Inc   23,522    2,921,903 
Fiserv Inc*   55,119    5,320,086 
Intuit Inc   22,589    14,734,805 
Microsoft Corp   409,149    135,260,567 
NetEase Inc   24,433    2,632,167 
Paychex Inc   29,789    3,550,849 
Splunk Inc*   13,549    1,639,429 
Synopsys Inc*   12,612    4,300,692 
Workday Inc*   15,624    4,284,570 
Zoom Video Communications Inc*   19,532    4,129,260 
         230,391,403 
           
Total Technology        600,295,214 
           
Utilities (0.83%)          
American Electric Power Co Inc   41,312    3,348,338 
Exelon Corp   80,779    4,259,476 
Xcel Energy Inc   43,845    2,794,242 
Total Utilities        10,402,056 
           
Total Common Stock (Cost $424,189,167)        1,262,091,990 
           
Collateral Received for Securities on Loan (0.18%)          
Mount Vernon Liquid Assets Portfolio (Cost $2,219,178)        2,219,178 
           
Total Investments (Cost $426,408,345)(b) (100.72%)       $1,264,311,168 
Liabilities in Excess of Other Assets (-0.72%)        (9,023,135)
Net Assets (100.00%)       $1,255,288,033 

 

*Non-income producing security.

 

(a)A portion of these securities, a total of $148,621,505, have been pledged or segregated in connection with obligations for futures contracts.

 

(b)Aggregate cost for federal income tax purpose is $427,032,935.

 

At November 30, 2021, unrealized appreciation/(depreciation) of securities for federal income tax purposes is as follows:

 

Unrealized appreciation  $853,051,363 
Unrealized depreciation   (14,000,515)
Net unrealized appreciation  $839,050,848 

 

Because tax adjustments are calculated annually, the above tax figures reflect the tax adjustments outstanding at the Fund's previous fiscal year end. For the previous fiscal year’s federal income tax information, please refer to the Notes to Financial Statements section in the Fund’s most recent semi-annual and annual reports.

 

Futures contracts at November 30, 2021:

Contracts - $20 times premium / delivery month / commitment / exchange

 

Nasdaq 100 E-MINI  Notional Amount   Value   Unrealized Appreciation 
76 / DEC 2021 / Long / CME  $23,400,735   $24,548,760   $1,148,025