N-PX 1 a18-15492_5npx.htm N-PX

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANIES

 

Investment Company Act File Number:

 

811-04413

 

 

 

Exact Name of Registrant as Specified in Charter:

 

Delaware Group® Equity Funds IV

 

 

 

Address of principal executive offices:

 

2005 Market Street

 

 

Philadelphia, PA 19103

 

 

 

Name and address of agent for service:

 

David F. Connor, Esq.

 

 

2005 Market Street

 

 

Philadelphia, PA 19103

 

 

 

Registrant’s telephone number:

 

(800) 523-1918

 

 

 

Date of fiscal year end:

 

March 31

 

 

 

Date of reporting period:

 

July 1, 2017 - June 30, 2018

 

 

 



 

ITEM 1. PROXY VOTING RECORD.

 



 

=========================== Delaware Healthcare Fund ===========================

 

 

ABBVIE INC.                                                                    

 

Ticker:       ABBV           Security ID:  00287Y109                           

Meeting Date: MAY 04, 2018   Meeting Type: Annual                              

Record Date:  MAR 07, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Roxanne S. Austin        For       For          Management

1.2   Elect Director Richard A. Gonzalez      For       For          Management

1.3   Elect Director Rebecca B. Roberts       For       For          Management

1.4   Elect Director Glenn F. Tilton          For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Declassify the Board of Directors       For       For          Management

6     Eliminate Supermajority Vote            For       For          Management

      Requirement to Amend Bylaws                                              

7     Report on Lobbying Payments and Policy  Against   For          Shareholder

8     Require Independent Board Chairman      Against   Against      Shareholder

9     Report on Integrating Risks Related to  Against   For          Shareholder

      Drug Pricing into Senior Executive                                       

      Compensation                                                              

 

 

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ACTIVE BIOTECH AB                                                              

 

Ticker:       ACTI           Security ID:  W0250B198                           

Meeting Date: MAR 19, 2018   Meeting Type: Special                             

Record Date:  MAR 13, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2     Elect Chairman of Meeting               For       Did Not Vote Management

3     Prepare and Approve List of             For       Did Not Vote Management

      Shareholders                                                              

4     Designate Inspector(s) of Minutes of    For       Did Not Vote Management

      Meeting                                                                  

5     Approve Agenda of Meeting               For       Did Not Vote Management

6     Acknowledge Proper Convening of Meeting For       Did Not Vote Management

7     Approve SEK 48 Million Rights Issue     For       Did Not Vote Management

8     Close Meeting                           None      None         Management

 

 

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ACTIVE BIOTECH AB                                                              

 

Ticker:       ACTI           Security ID:  W0250B198                            

Meeting Date: MAY 17, 2018   Meeting Type: Annual                              

Record Date:  MAY 11, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2     Elect Chairman of Meeting               For       Did Not Vote Management

3     Prepare and Approve List of             For       Did Not Vote Management

      Shareholders                                                             

4     Designate Inspector(s) of Minutes of    For       Did Not Vote Management

      Meeting                                                                   

5     Approve Agenda of Meeting               For       Did Not Vote Management

6     Acknowledge Proper Convening of Meeting For       Did Not Vote Management

7     Receive Financial Statements and        None      None         Management

      Statutory Reports                                                        

8     Receive President's Report              None      None         Management

9     Accept Financial Statements and         For       Did Not Vote Management

      Statutory Reports                                                        

10    Approve Allocation of Income and        For       Did Not Vote Management

      Omission of Dividends                                                     

11    Approve Discharge of Board and          For       Did Not Vote Management

      President                                                                

12    Determine Number of Members (4) and     For       Did Not Vote Management

      Deputy Members (0) of Board; Determine                                   

      Number of Auditors (1) and Deputy                                        

      Auditors (0)                                                             

13    Approve Remuneration of Directors in    For       Did Not Vote Management

      the Amount of SEK 250,000 for Chairman                                   

      of the Board, and SEK 125,000 for                                        

      Other Directors; Approve Remuneration                                    

      of Auditors                                                              

14    Reelect Mats Arnhog, Magnhild           For       Did Not Vote Management

      Sandberg-Wollheim, Peter Sjostrand and                                   

      Peter Thelin as Directors; Ratify KPMG                                   

      as Auditors                                                              

15    Authorize Chairman of Board and         For       Did Not Vote Management

      Representatives of Three of Company's                                    

      Largest Shareholders to Serve on                                         

      Nominating Committee                                                     

16    Approve Remuneration Policy And Other   For       Did Not Vote Management

      Terms of Employment For Executive                                        

      Management                                                                

17    Approve Creation of Pool of Capital     For       Did Not Vote Management

      without Preemptive Rights                                                

18    Close Meeting                           None      None         Management

 

 

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AERIE PHARMACEUTICALS, INC.                                                    

 

Ticker:       AERI           Security ID:  00771V108                           

Meeting Date: JUN 07, 2018   Meeting Type: Annual                              

Record Date:  APR 12, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Mechiel "Michael" M. du  For       For          Management

      Toit                                                                     

1.2   Elect Director Murray A. Goldberg       For       For          Management

2     Amend Omnibus Stock Plan                For       Against      Management

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

4     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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AETNA INC.                                                                     

 

Ticker:       AET            Security ID:  00817Y108                           

Meeting Date: MAR 13, 2018   Meeting Type: Special                             

Record Date:  FEB 05, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Merger Agreement                For       For          Management

2     Adjourn Meeting                         For       For          Management

3     Advisory Vote on Golden Parachutes      For       For          Management

 

 

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AETNA INC.                                                                     

 

Ticker:       AET            Security ID:  00817Y108                           

Meeting Date: MAY 18, 2018   Meeting Type: Annual                               

Record Date:  MAR 16, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Fernando Aguirre         For       For          Management

1b    Elect Director Mark T. Bertolini        For       For          Management

1c    Elect Director Frank M. Clark           For       For          Management

1d    Elect Director Molly J. Coye            For       For          Management

1e    Elect Director Roger N. Farah           For       For          Management

1f    Elect Director Jeffrey E. Garten        For       For          Management

1g    Elect Director Ellen M. Hancock         For       For          Management

1h    Elect Director Richard J. Harrington    For       For          Management

1i    Elect Director Edward J. Ludwig         For       For          Management

1j    Elect Director Olympia J. Snowe         For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4A    Report on Lobbying Payments and Policy  Against   Against      Shareholder

4B    Reduce Ownership Threshold for          Against   Against      Shareholder

      Shareholders to Call Special Meeting                                     

 

 

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ALDER BIOPHARMACEUTICALS, INC.                                                 

 

Ticker:       ALDR           Security ID:  014339105                           

Meeting Date: MAY 23, 2018   Meeting Type: Annual                               

Record Date:  APR 20, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Paul B. Cleveland        For       Withhold     Management

1.2   Elect Director Stephen M. Dow           For       Withhold     Management

1.3   Elect Director A. Bruce Montgomery      For       Withhold     Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

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ALEXION PHARMACEUTICALS, INC.                                                  

 

Ticker:       ALXN           Security ID:  015351109                           

Meeting Date: MAY 08, 2018   Meeting Type: Annual                              

Record Date:  MAR 12, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Felix J. Baker           For       For          Management

1.2   Elect Director David R. Brennan         For       For          Management

1.3   Elect Director Christopher J. Coughlin  For       For          Management

1.4   Elect Director Deborah Dunsire          For       For          Management

1.5   Elect Director Paul Friedman            For       For          Management

1.6   Elect Director Ludwig N. Hantson        For       For          Management

1.7   Elect Director John T. Mollen           For       For          Management

1.8   Elect Director Francois Nader           For       For          Management

1.9   Elect Director Judith Reinsdorf         For       For          Management

1.10  Elect Director Andreas Rummelt          For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Require Independent Board Chairman      Against   For          Shareholder

 

 

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AMGEN INC.                                                                     

 

Ticker:       AMGN           Security ID:  031162100                           

Meeting Date: MAY 22, 2018   Meeting Type: Annual                              

Record Date:  MAR 23, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Wanda M. Austin          For       For          Management

1.2   Elect Director Robert A. Bradway        For       For          Management

1.3   Elect Director Brian J. Druker          For       For          Management

1.4   Elect Director Robert A. Eckert         For       For          Management

1.5   Elect Director Greg C. Garland          For       For          Management

1.6   Elect Director Fred Hassan              For       For          Management

1.7   Elect Director Rebecca M. Henderson     For       For          Management

1.8   Elect Director Frank C. Herringer       For       For          Management

1.9   Elect Director Charles M. Holley, Jr.   For       For          Management

1.10  Elect Director Tyler Jacks              For       For          Management

1.11  Elect Director Ellen J. Kullman         For       For          Management

1.12  Elect Director Ronald D. Sugar          For       For          Management

1.13  Elect Director R. Sanders Williams      For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

4     Report on Integrating Risks Related to  Against   For          Shareholder

      Drug Pricing into Senior Executive                                       

      Compensation                                                             

 

 

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ANTHEM, INC.                                                                   

 

Ticker:       ANTM           Security ID:  036752103                           

Meeting Date: MAY 16, 2018   Meeting Type: Annual                              

Record Date:  MAR 09, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Lewis Hay, III           For       For          Management

1b    Elect Director Julie A. Hill            For       For          Management

1c    Elect Director Antonio F. Neri          For       For          Management

1d    Elect Director Ramiro G. Peru           For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Provide Right to Call Special Meeting   For       For          Management

5     Amend Bylaws - Call Special Meetings    Against   For          Shareholder

 

 

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ARALEZ PHARMACEUTICALS INC.                                                     

 

Ticker:       ARLZ           Security ID:  03852X100                           

Meeting Date: JUN 29, 2018   Meeting Type: Annual                              

Record Date:  MAY 10, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Adrian Adams             For       For          Management

1.2   Elect Director Neal F. Fowler           For       For          Management

1.3   Elect Director Rob Harris               For       For          Management

1.4   Elect Director Arthur S. Kirsch         For       For          Management

1.5   Elect Director Kenneth B. Lee, Jr.      For       For          Management

1.6   Elect Director Seth A. Rudnick          For       For          Management

1.7   Elect Director F. Martin Thrasher       For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Amend Omnibus Stock Plan                For       For          Management

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

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ARENA PHARMACEUTICALS, INC.                                                    

 

Ticker:       ARNA           Security ID:  040047607                           

Meeting Date: JUN 13, 2018   Meeting Type: Annual                               

Record Date:  APR 24, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jayson Dallas            For       For          Management

1.2   Elect Director Oliver Fetzer            For       For          Management

1.3   Elect Director Jennifer Jarrett         For       For          Management

1.4   Elect Director Amit D. Munshi           For       For          Management

1.5   Elect Director Garry A. Neil            For       For          Management

1.6   Elect Director Tina S. Nova             For       For          Management

1.7   Elect Director Randall E. Woods         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Amend Omnibus Stock Plan                For       For          Management

4     Ratify KPMG LLP as Auditors             For       For          Management

 

 

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ARRAY BIOPHARMA INC.                                                           

 

Ticker:       ARRY           Security ID:  04269X105                           

Meeting Date: OCT 26, 2017   Meeting Type: Annual                              

Record Date:  AUG 30, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Kyle A. Lefkoff          For       For          Management

1.2   Elect Director Ron Squarer              For       For          Management

1.3   Elect Director Shalini Sharp            For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify KPMG LLP as Auditors             For       For          Management

 

 

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ASTRAZENECA PLC                                                                

 

Ticker:       AZN            Security ID:  G0593M107                           

Meeting Date: MAY 18, 2018   Meeting Type: Annual                              

Record Date:  MAY 16, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Dividends                       For       For          Management

3     Reappoint PricewaterhouseCoopers LLP    For       For          Management

      as Auditors                                                              

4     Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

5a    Re-elect Leif Johansson as Director     For       For          Management

5b    Re-elect Pascal Soriot as Director      For       For          Management

5c    Re-elect Marc Dunoyer as Director       For       For          Management

5d    Re-elect Genevieve Berger as Director   For       For          Management

5e    Re-elect Philip Broadley as Director    For       For          Management

5f    Re-elect Graham Chipchase as Director   For       For          Management

5g    Elect Deborah DiSanzo as Director       For       For          Management

5h    Re-elect Rudy Markham as Director       For       For          Management

5i    Elect Sheri McCoy as Director           For       For          Management

5j    Elect Nazneen Rahman as Director        For       For          Management

5k    Re-elect Shriti Vadera as Director      For       For          Management

5l    Re-elect Marcus Wallenberg as Director  For       For          Management

6     Approve Remuneration Report             For       Against      Management

7     Approve EU Political Donations and      For       For          Management

      Expenditure                                                              

8     Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

9     Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

10    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                               

11    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

12    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                            

13    Adopt New Articles of Association       For       For          Management

 

 

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ASTRAZENECA PLC                                                                 

 

Ticker:       AZN            Security ID:  046353108                           

Meeting Date: MAY 18, 2018   Meeting Type: Annual                              

Record Date:  APR 06, 2018                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Dividends                       For       For          Management

3     Reappoint PricewaterhouseCoopers LLP    For       For          Management

      as Auditors                                                              

4     Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

5a    Re-elect Leif Johansson as Director     For       For          Management

5b    Re-elect Pascal Soriot as Director      For       For          Management

5c    Re-elect Marc Dunoyer as Director       For       For          Management

5d    Re-elect Genevieve Berger as Director   For       For          Management

5e    Re-elect Philip Broadley as Director    For       For          Management

5f    Re-elect Graham Chipchase as Director   For       For          Management

5g    Elect Deborah DiSanzo as Director       For       For          Management

5h    Re-elect Rudy Markham  as Director      For       For          Management

5i    Elect Sheri McCoy as Director           For       For          Management

5j    Elect Nazneen Rahman as Director        For       For          Management

5k    Re-elect Shriti Vadera as Director      For       For          Management

5l    Re-elect Marcus Wallenberg as Director  For       For          Management

6     Approve Remuneration Report             For       Against      Management

7     Approve EU Political Donations and      For       For          Management

      Expenditure                                                              

8     Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                        

9     Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

10    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                               

11    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

12    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

13    Adopt New Articles of Association       For       For          Management

 

 

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BAYER AG                                                                        

 

Ticker:       BAYN           Security ID:  D0712D163                           

Meeting Date: MAY 25, 2018   Meeting Type: Annual                              

Record Date:                                                                    

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Financial Statements and        For       For          Management

      Statutory Reports; Approve Allocation                                    

      of Income and Dividends of EUR 2.80                                      

      per Share for Fiscal 2017                                                

2     Approve Discharge of Management Board   For       For          Management

      for Fiscal 2017                                                          

3     Approve Discharge of Supervisory Board  For       For          Management

      for Fiscal 2017                                                           

4     Elect Norbert Winkeljohann to the       For       For          Management

      Supervisory Board                                                        

5     Ratify Deloitte GmbH as Auditors for    For       For          Management

      Fiscal 2018                                                              

 

 

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BIOGEN INC.                                                                    

 

Ticker:       BIIB           Security ID:  09062X103                           

Meeting Date: JUN 12, 2018   Meeting Type: Annual                              

Record Date:  APR 17, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Alexander J. Denner      For       For          Management

1b    Elect Director Caroline D. Dorsa        For       For          Management

1c    Elect Director Nancy L. Leaming         For       For          Management

1d    Elect Director Richard C. Mulligan      For       For          Management

1e    Elect Director Robert W. Pangia         For       For          Management

1f    Elect Director Stelios Papadopoulos     For       For          Management

1g    Elect Director Brian S. Posner          For       For          Management

1h    Elect Director Eric K. Rowinsky         For       For          Management

1i    Elect Director Lynn Schenk              For       For          Management

1j    Elect Director Stephen A. Sherwin       For       For          Management

1k    Elect Director Michel Vounatsos         For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Amend Proxy Access Right                Against   For          Shareholder

5     Report on Integrating Risks Related to  Against   For          Shareholder

      Drug Pricing into Senior Executive                                       

      Compensation                                                             

 

 

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BOSTON SCIENTIFIC CORPORATION                                                  

 

Ticker:       BSX            Security ID:  101137107                           

Meeting Date: MAY 10, 2018   Meeting Type: Annual                              

Record Date:  MAR 16, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Nelda J. Connors         For       For          Management

1b    Elect Director Charles J. Dockendorff   For       For          Management

1c    Elect Director Yoshiaki Fujimori        For       For          Management

1d    Elect Director Donna A. James           For       For          Management

1e    Elect Director Edward J. Ludwig         For       For          Management

1f    Elect Director Stephen P. MacMillan     For       For          Management

1g    Elect Director Michael F. Mahoney       For       For          Management

1h    Elect Director David J. Roux            For       For          Management

1i    Elect Director John E. Sununu           For       For          Management

1j    Elect Director Ellen M. Zane            For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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BRISTOL-MYERS SQUIBB COMPANY                                                    

 

Ticker:       BMY            Security ID:  110122108                           

Meeting Date: MAY 01, 2018   Meeting Type: Annual                              

Record Date:  MAR 14, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1A    Elect Director Peter J. Arduini         For       For          Management

1B    Elect Director Jose Baselga             For       For          Management

1C    Elect Director Robert J. Bertolini      For       For          Management

1D    Elect Director Giovanni Caforio         For       For          Management

1E    Elect Director Matthew W. Emmens        For       For          Management

1F    Elect Director Michael Grobstein        For       For          Management

1G    Elect Director Alan J. Lacy             For       For          Management

1H    Elect Director Dinesh C. Paliwal        For       For          Management

1I    Elect Director Theodore R. Samuels      For       For          Management

1J    Elect Director Gerald L. Storch         For       For          Management

1K    Elect Director Vicki L. Sato            For       For          Management

1L    Elect Director Karen H. Vousden         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

4     Report on Integrating Risks Related to  Against   For          Shareholder

      Drug Pricing into Senior Executive                                        

      Compensation                                                             

5     Reduce Ownership Threshold for          Against   For          Shareholder

      Shareholders to Call Special Meeting                                     

 

 

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CHANGYOU.COM LTD.                                                              

 

Ticker:       CYOU           Security ID:  15911M107                           

Meeting Date: JUL 07, 2017   Meeting Type: Annual                              

Record Date:  JUN 01, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Charles Zhang as Director         For       For          Management

1.2   Elect Dewen Chen as Director            For       For          Management

1.3   Elect Dave De Yang as Director          For       For          Management

1.4   Elect Xiao Chen as Director             For       For          Management

1.5   Elect Charles (Sheung Wai) Chan as      For       For          Management

      Director                                                                 

2     Approve Appointment of                  For       For          Management

      PricewaterhouseCoopers Zhong Tian LLP                                    

      as Auditor                                                               

 

 

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CHUGAI PHARMACEUTICAL CO. LTD.                                                 

 

Ticker:       4519           Security ID:  J06930101                           

Meeting Date: MAR 22, 2018   Meeting Type: Annual                               

Record Date:  DEC 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 33                                                 

2.1   Elect Director Nagayama, Osamu          For       Against      Management

2.2   Elect Director Ueno, Moto               For       For          Management

2.3   Elect Director Kosaka, Tatsuro          For       Against      Management

2.4   Elect Director Ikeda, Yasuo             For       For          Management

2.5   Elect Director Sophie Kornowski-Bonnet  For       For          Management

 

 

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COHERUS BIOSCIENCES, INC.                                                      

 

Ticker:       CHRS           Security ID:  19249H103                           

Meeting Date: MAY 23, 2018   Meeting Type: Annual                              

Record Date:  APR 02, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Christos Richards        For       For          Management

1.2   Elect Director V. Bryan Lawlis          For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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COMPANIA DE MINAS BUENAVENTURA S.A.                                            

 

Ticker:       BVN            Security ID:  204448104                           

Meeting Date: MAR 27, 2018   Meeting Type: Annual                               

Record Date:  MAR 12, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Annual Report                   For       For          Management

2     Approve Financial Statements            For       For          Management

3     Approve Remuneration of Directors       For       For          Management

4     Appoint Auditors                        For       For          Management

5     Approve Dividends                       For       For          Management

 

 

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CVS HEALTH CORPORATION                                                          

 

Ticker:       CVS            Security ID:  126650100                           

Meeting Date: MAR 13, 2018   Meeting Type: Special                             

Record Date:  FEB 05, 2018                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Issue Shares in Connection with Merger  For       For          Management

2     Adjourn Meeting                         For       For          Management

 

 

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CVS HEALTH CORPORATION                                                         

 

Ticker:       CVS            Security ID:  126650100                            

Meeting Date: JUN 04, 2018   Meeting Type: Annual                              

Record Date:  APR 10, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Richard M. Bracken       For       For          Management

1b    Elect Director C. David Brown, II       For       For          Management

1c    Elect Director Alecia A. DeCoudreaux    For       For          Management

1d    Elect Director Nancy-Ann M. DeParle     For       For          Management

1e    Elect Director David W. Dorman          For       For          Management

1f    Elect Director Anne M. Finucane         For       For          Management

1g    Elect Director Larry J. Merlo           For       For          Management

1h    Elect Director Jean-Pierre Millon       For       For          Management

1i    Elect Director Mary L. Schapiro         For       For          Management

1j    Elect Director Richard J. Swift         For       For          Management

1k    Elect Director William C. Weldon        For       For          Management

1l    Elect Director Tony L. White            For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Reduce Ownership Threshold for          For       For          Management

      Shareholders to Call Special Meeting                                     

5     Provide For Confidential Running Vote   Against   Against      Shareholder

      Tallies On Executive Pay Matters                                          

 

 

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DAVITA INC.                                                                    

 

Ticker:       DVA            Security ID:  23918K108                            

Meeting Date: JUN 18, 2018   Meeting Type: Annual                              

Record Date:  APR 23, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Pamela M. Arway          For       For          Management

1b    Elect Director Charles G. Berg          For       For          Management

1c    Elect Director Barbara J. Desoer        For       For          Management

1d    Elect Director Pascal Desroches         For       For          Management

1e    Elect Director Paul J. Diaz             For       For          Management

1f    Elect Director Peter T. Grauer          For       For          Management

1g    Elect Director John M. Nehra            For       For          Management

1h    Elect Director William L. Roper         For       For          Management

1i    Elect Director Kent J. Thiry            For       For          Management

1j    Elect Director Phyllis R. Yale          For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Amend Proxy Access Right                Against   For          Shareholder

 

 

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DEAN FOODS COMPANY                                                              

 

Ticker:       DF             Security ID:  242370203                           

Meeting Date: MAY 09, 2018   Meeting Type: Annual                              

Record Date:  MAR 19, 2018                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Janet Hill               For       For          Management

1.2   Elect Director J. Wayne Mailloux        For       For          Management

1.3   Elect Director Helen E. McCluskey       For       For          Management

1.4   Elect Director John R. Muse             For       For          Management

1.5   Elect Director B. Craig Owens           For       For          Management

1.6   Elect Director Ralph P. Scozzafava      For       For          Management

1.7   Elect Director Jim L. Turner            For       For          Management

1.8   Elect Director Robert T. Wiseman        For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

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ELI LILLY AND COMPANY                                                          

 

Ticker:       LLY            Security ID:  532457108                           

Meeting Date: MAY 07, 2018   Meeting Type: Annual                              

Record Date:  MAR 12, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Katherine Baicker        For       For          Management

1b    Elect Director J. Erik Fyrwald          For       For          Management

1c    Elect Director Jamere Jackson           For       For          Management

1d    Elect Director Ellen R. Marram          For       Against      Management

1e    Elect Director Jackson P. Tai           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

4     Declassify the Board of Directors       For       For          Management

5     Eliminate Supermajority Vote            For       For          Management

      Requirement                                                              

6     Amend Omnibus Stock Plan                For       For          Management

7     Support the Descheduling of Cannabis    Against   Against      Shareholder

8     Report on Lobbying Payments and Policy  Against   For          Shareholder

9     Report on Policies and Practices        Against   Against      Shareholder

      Regarding Contract Animal Laboratories                                   

10    Report on Integrating Drug Pricing      Against   For          Shareholder

      Risks into Incentive Compensation Plans                                  

 

 

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EPIZYME, INC.                                                                  

 

Ticker:       EPZM           Security ID:  29428V104                           

Meeting Date: MAY 18, 2018   Meeting Type: Annual                              

Record Date:  MAR 23, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Kevin T. Conroy          For       For          Management

1.2   Elect Director Carl Goldfischer         For       For          Management

1.3   Elect Director Beth Seidenberg          For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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EXPRESS SCRIPTS HOLDING COMPANY                                                

 

Ticker:       ESRX           Security ID:  30219G108                           

Meeting Date: MAY 10, 2018   Meeting Type: Annual                              

Record Date:  MAR 13, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Maura C. Breen           For       For          Management

1b    Elect Director William J. DeLaney       For       For          Management

1c    Elect Director Elder Granger            For       For          Management

1d    Elect Director Nicholas J. LaHowchic    For       For          Management

1e    Elect Director Thomas P. Mac Mahon      For       For          Management

1f    Elect Director Kathleen M. Mazzarella   For       For          Management

1g    Elect Director Frank Mergenthaler       For       For          Management

1h    Elect Director Woodrow A. Myers, Jr.    For       For          Management

1i    Elect Director Roderick A. Palmore      For       For          Management

1j    Elect Director George Paz               For       For          Management

1k    Elect Director William L. Roper         For       For          Management

1l    Elect Director Seymour Sternberg        For       For          Management

1m    Elect Director Timothy Wentworth        For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Report on Gender Pay Gap                Against   Against      Shareholder

5     Report on Measures Taken to Manage and  Against   For          Shareholder

      Mitigate Cyber Risk                                                      

 

 

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FOUNDATION MEDICINE, INC.                                                      

 

Ticker:       FMI            Security ID:  350465100                           

Meeting Date: JUN 21, 2018   Meeting Type: Annual                              

Record Date:  APR 23, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Alexis Borisy            For       Withhold     Management

1.2   Elect Director Troy Cox                 For       Withhold     Management

1.3   Elect Director Michael R. Dougherty     For       For          Management

1.4   Elect Director Sandra Horning           For       Withhold     Management

1.5   Elect Director Evan Jones               For       For          Management

1.6   Elect Director Daniel O'Day             For       Withhold     Management

1.7   Elect Director Michael Pellini          For       Withhold     Management

1.8   Elect Director Michael Varney           For       Withhold     Management

1.9   Elect Director Krishna Yeshwant         For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

 

 

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GENOMIC HEALTH, INC.                                                            

 

Ticker:       GHDX           Security ID:  37244C101                           

Meeting Date: JUN 06, 2018   Meeting Type: Annual                              

Record Date:  APR 17, 2018                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Kimberly J. Popovits     For       For          Management

1.2   Elect Director Felix J. Baker           For       For          Management

1.3   Elect Director Julian C. Baker          For       For          Management

1.4   Elect Director Fred E. Cohen            For       Withhold     Management

1.5   Elect Director Henry J. Fuchs           For       For          Management

1.6   Elect Director Ginger L. Graham         For       For          Management

1.7   Elect Director Geoffrey M. Parker       For       For          Management

2     Amend Omnibus Stock Plan                For       Against      Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

5     Adopt Proxy Access Right                Against   For          Shareholder

 

 

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GILEAD SCIENCES, INC.                                                          

 

Ticker:       GILD           Security ID:  375558103                           

Meeting Date: MAY 09, 2018   Meeting Type: Annual                              

Record Date:  MAR 16, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director John F. Cogan            For       For          Management

1b    Elect Director Jacqueline K. Barton     For       For          Management

1c    Elect Director Kelly A. Kramer          For       For          Management

1d    Elect Director Kevin E. Lofton          For       For          Management

1e    Elect Director John C. Martin           For       For          Management

1f    Elect Director John F. Milligan         For       For          Management

1g    Elect Director Richard J. Whitley       For       For          Management

1h    Elect Director Gayle E. Wilson          For       For          Management

1i    Elect Director Per Wold-Olsen           For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Require Independent Board Chairman      Against   For          Shareholder

5     Provide Right to Act by Written Consent Against   For          Shareholder

 

 

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GLAXOSMITHKLINE PLC                                                             

 

Ticker:       GSK            Security ID:  37733W105                           

Meeting Date: MAY 03, 2018   Meeting Type: Annual                              

Record Date:  MAR 23, 2018                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                         

2     Approve Remuneration Report             For       Withhold     Management

3     Elect Dr Hal Barron as Director         For       For          Management

4     Elect Dr Laurie Glimcher as Director    For       For          Management

5     Re-elect Philip Hampton as Director     For       For          Management

6     Re-elect Emma Walmsley as Director      For       For          Management

7     Re-elect Vindi Banga as Director        For       For          Management

8     Re-elect Dr Vivienne Cox as Director    For       For          Management

9     Re-elect Simon Dingemans as Director    For       For          Management

10    Re-elect Lynn Elsenhans as Director     For       For          Management

11    Re-elect Dr Jesse Goodman as Director   For       For          Management

12    Re-elect Judy Lewent as Director        For       For          Management

13    Re-elect Urs Rohner as Director         For       For          Management

14    Appoint Deloitte LLP as Auditors        For       For          Management

15    Authorise the Audit & Risk Committee    For       For          Management

      to Fix Remuneration of Auditors                                          

16    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

17    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                        

18    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

19    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                                

20    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

21    Approve the Exemption from Statement    For       For          Management

      of the Name of the Senior Statutory                                      

      Auditor in Published Copies of the                                       

      Auditors' Reports                                                        

22    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

23    Adopt New Articles of Association       For       For          Management

 

 

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GLAXOSMITHKLINE PLC                                                            

 

Ticker:       GSK            Security ID:  37733W105                           

Meeting Date: MAY 03, 2018   Meeting Type: Special                             

Record Date:  APR 09, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve the Buyout of Novartis'         For       For          Management

      Interest in GlaxoSmithKline Consumer                                     

      Healthcare Holdings Limited for the                                      

      Purposes of Chapter 11 of the Listing                                    

      Rules of the Financial Conduct                                           

      Authority                                                                

 

 

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HALOZYME THERAPEUTICS, INC.                                                    

 

Ticker:       HALO           Security ID:  40637H109                           

Meeting Date: MAY 02, 2018   Meeting Type: Annual                              

Record Date:  MAR 08, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jean-Pierre Bizzari      For       For          Management

1.2   Elect Director James M. Daly            For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

4     Amend Omnibus Stock Plan                For       For          Management

 

 

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IMMUNOGEN, INC.                                                                

 

Ticker:       IMGN           Security ID:  45253H101                           

Meeting Date: JUN 20, 2018   Meeting Type: Annual                              

Record Date:  APR 23, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Fix Number of Directors at Seven        For       For          Management

2.1   Elect Director Stephen C. McCluski      For       For          Management

2.2   Elect Director Richard J. Wallace       For       For          Management

2.3   Elect Director Mark Goldberg            For       For          Management

2.4   Elect Director Dean J. Mitchell         For       For          Management

2.5   Elect Director Kristine Peterson        For       For          Management

2.6   Elect Director Mark J. Enyedy           For       For          Management

2.7   Elect Director Stuart A. Arbuckle       For       For          Management

3     Approve Omnibus Stock Plan              For       For          Management

4     Approve Qualified Employee Stock        For       For          Management

      Purchase Plan                                                             

5     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

6     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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INCYTE CORPORATION                                                             

 

Ticker:       INCY           Security ID:  45337C102                           

Meeting Date: MAY 01, 2018   Meeting Type: Annual                              

Record Date:  MAR 05, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Julian C. Baker          For       For          Management

1.2   Elect Director Jean-Jacques Bienaime    For       For          Management

1.3   Elect Director Paul A. Brooke           For       For          Management

1.4   Elect Director Paul J. Clancy           For       For          Management

1.5   Elect Director Wendy L. Dixon           For       For          Management

1.6   Elect Director Jacqualyn A. Fouse       For       For          Management

1.7   Elect Director Paul A. Friedman         For       For          Management

1.8   Elect Director Herve Hoppenot           For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                          

3     Amend Omnibus Stock Plan                For       For          Management

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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LIGAND PHARMACEUTICALS INCORPORATED                                            

 

Ticker:       LGND           Security ID:  53220K504                           

Meeting Date: JUN 19, 2018   Meeting Type: Annual                               

Record Date:  APR 20, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jason M. Aryeh           For       For          Management

1.2   Elect Director Todd C. Davis            For       For          Management

1.3   Elect Director Nancy Ryan Gray          For       For          Management

1.4   Elect Director John L. Higgins          For       For          Management

1.5   Elect Director John W. Kozarich         For       For          Management

1.6   Elect Director John L. LaMattina        For       For          Management

1.7   Elect Director Sunil Patel              For       For          Management

1.8   Elect Director Stephen L. Sabba         For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Increase Authorized Common Stock        For       For          Management

 

 

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LOXO ONCOLOGY, INC.                                                             

 

Ticker:       LOXO           Security ID:  548862101                           

Meeting Date: JUN 13, 2018   Meeting Type: Annual                              

Record Date:  APR 23, 2018                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Joshua H. Bilenker       For       Withhold     Management

1.2   Elect Director Steve D. Harr            For       Withhold     Management

1.3   Elect Director Tim M. Mayleben          For       Withhold     Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Amend Omnibus Stock Plan                For       Against      Management

 

 

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MACROGENICS, INC.                                                              

 

Ticker:       MGNX           Security ID:  556099109                           

Meeting Date: MAY 17, 2018   Meeting Type: Annual                              

Record Date:  MAR 23, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Kenneth Galbraith        For       For          Management

1.2   Elect Director Scott Jackson            For       For          Management

1.3   Elect Director David Stump              For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

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MIRATI THERAPEUTICS, INC.                                                      

 

Ticker:       MRTX           Security ID:  60468T105                           

Meeting Date: MAY 16, 2018   Meeting Type: Annual                              

Record Date:  MAR 20, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Charles M. Baum          For       For          Management

1.2   Elect Director Bruce L.A. Carter        For       For          Management

1.3   Elect Director Henry J. Fuchs           For       For          Management

1.4   Elect Director Michael Grey             For       For          Management

1.5   Elect Director Craig Johnson            For       For          Management

1.6   Elect Director Rodney W. Lappe          For       For          Management

1.7   Elect Director Neil A. Reisman          For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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MOMENTA PHARMACEUTICALS, INC.                                                   

 

Ticker:       MNTA           Security ID:  60877T100                           

Meeting Date: JUN 20, 2018   Meeting Type: Annual                              

Record Date:  APR 24, 2018                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Jose-Carlos              For       For          Management

      Gutierrez-Ramos                                                           

1b    Elect Director James R. Sulat           For       For          Management

1c    Elect Director Craig A. Wheeler         For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Amend Omnibus Stock Plan                For       For          Management

 

 

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MORPHOSYS AG                                                                   

 

Ticker:       MOR            Security ID:  D55040105                           

Meeting Date: MAY 17, 2018   Meeting Type: Annual                              

Record Date:  APR 25, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Financial Statements and        None      None         Management

      Statutory Reports for Fiscal 2017                                        

      (Non-Voting)                                                             

2     Approve Discharge of Management Board   For       For          Management

      for Fiscal 2017                                                          

3     Approve Discharge of Supervisory Board  For       For          Management

      for Fiscal 2017                                                           

4     Ratify PricewaterhouseCoopers GmbH as   For       For          Management

      Auditors for Fiscal 2018                                                 

5.1   Elect Marc Cluzel to the Supervisory    For       For          Management

      Board                                                                    

5.2   Elect George Golumbeski to the          For       For          Management

      Supervisory Board                                                         

5.3   Elect Michael Brosnan to the            For       For          Management

      Supervisory Board                                                        

6     Approve Creation of EUR 11.8 Million    For       For          Management

      Pool of Capital with Partial Exclusion                                   

      of Preemptive Rights                                                     

 

 

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MYLAN N.V.                                                                     

 

Ticker:       MYL            Security ID:  N59465109                           

Meeting Date: JUN 29, 2018   Meeting Type: Annual                              

Record Date:  JUN 01, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1A    Elect Director Heather Bresch           For       For          Management

1B    Elect Director Robert J. Cindrich       For       For          Management

1C    Elect Director Robert J. Coury          For       For          Management

1D    Elect Director JoEllen Lyons Dillon     For       Against      Management

1E    Elect Director Neil Dimick              For       For          Management

1F    Elect Director Melina Higgins           For       Against      Management

1G    Elect Director Harry A. Korman          For       For          Management

1H    Elect Director Rajiv Malik              For       For          Management

1I    Elect Director Mark W. Parrish          For       For          Management

1J    Elect Director Pauline van der Meer     For       For          Management

      Mohr                                                                      

1K    Elect Director Randall L. (Pete)        For       For          Management

      Vanderveen                                                               

1L    Elect Director Sjoerd S. Vollebregt     For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Adopt Financial Statements and          For       For          Management

      Statutory Reports                                                        

4     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

5     Instruction to Deloitte Accountants B.  For       For          Management

      V. for the Audit of the Company's                                        

      Dutch Statutory Annual Accounts for                                      

      Fiscal Year 2018                                                          

6     Authorize Share Repurchase Program      For       For          Management

 

 

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MYRIAD GENETICS, INC.                                                           

 

Ticker:       MYGN           Security ID:  62855J104                           

Meeting Date: NOV 30, 2017   Meeting Type: Annual                              

Record Date:  OCT 04, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Walter Gilbert           For       For          Management

1.2   Elect Director Dennis H. Langer         For       For          Management

1.3   Elect Director Lawrence C. Best         For       For          Management

2     Approve Restricted Stock Plan           For       For          Management

3     Amend Executive Incentive Bonus Plan    For       For          Management

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

5     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

6     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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NEUROCRINE BIOSCIENCES, INC.                                                   

 

Ticker:       NBIX           Security ID:  64125C109                           

Meeting Date: MAY 24, 2018   Meeting Type: Annual                              

Record Date:  MAR 29, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director William H. Rastetter     For       For          Management

1.2   Elect Director George J. Morrow         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Amend Omnibus Stock Plan                For       Against      Management

4     Approve Qualified Employee Stock        For       For          Management

      Purchase Plan                                                            

5     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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PERRIGO COMPANY PLC                                                            

 

Ticker:       PRGO           Security ID:  G97822103                           

Meeting Date: JUL 20, 2017   Meeting Type: Annual                               

Record Date:  MAY 26, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Bradley A. Alford        For       For          Management

1.2   Elect Director Laurie Brlas             For       For          Management

1.3   Elect Director Rolf A. Classon          For       For          Management

1.4   Elect Director Gary M. Cohen            For       For          Management

1.5   Elect Director John T. Hendrickson      For       For          Management

1.6   Elect Director Adriana Karaboutis       For       For          Management

1.7   Elect Director Jeffrey B. Kindler       For       For          Management

1.8   Elect Director Donal O'Connor           For       For          Management

1.9   Elect Director Geoffrey M. Parker       For       For          Management

1.10  Elect Director Theodore R. Samuels      For       For          Management

1.11  Elect Director Jeffrey C. Smith         For       For          Management

2     Approve Ernst & Young LLP as Auditors   For       For          Management

      and Authorize Board to Fix Their                                          

      Remuneration                                                             

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Authorize Share Repurchase Program      For       For          Management

6     Determine Price Range for Reissuance    For       For          Management

      of Treasury Shares                                                       

7     Provide Proxy Access Right              For       For          Management

 

 

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PERRIGO COMPANY PLC                                                            

 

Ticker:       PRGO           Security ID:  G97822103                           

Meeting Date: MAY 04, 2018   Meeting Type: Annual                              

Record Date:  MAR 06, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Bradley A. Alford        For       For          Management

1.2   Elect Director Laurie Brlas             For       For          Management

1.3   Elect Director Rolf A. Classon          For       For          Management

1.4   Elect Director Gary M. Cohen            For       For          Management

1.5   Elect Director Adriana Karaboutis       For       For          Management

1.6   Elect Director Jeffrey B. Kindler       For       For          Management

1.7   Elect Director Donal O'Connor           For       For          Management

1.8   Elect Director Geoffrey M. Parker       For       For          Management

1.9   Elect Director Uwe F. Roehrhoff         For       For          Management

1.10  Elect Director Theodore R. Samuels      For       For          Management

1.11  Elect Director Jeffrey C. Smith         For       For          Management

2     Approve Ernst & Young LLP as Auditors   For       For          Management

      and Authorize Board to Fix Their                                         

      Remuneration                                                              

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

5     Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

 

 

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PFIZER INC.                                                                    

 

Ticker:       PFE            Security ID:  717081103                           

Meeting Date: APR 26, 2018   Meeting Type: Annual                              

Record Date:  FEB 27, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Dennis A. Ausiello       For       For          Management

1.2   Elect Director Ronald E. Blaylock       For       For          Management

1.3   Elect Director Albert Bourla            For       For          Management

1.4   Elect Director W. Don Cornwell          For       For          Management

1.5   Elect Director Joseph J. Echevarria     For       For          Management

1.6   Elect Director Helen H. Hobbs           For       For          Management

1.7   Elect Director James M. Kilts           For       For          Management

1.8   Elect Director Dan R. Littman           For       For          Management

1.9   Elect Director Shantanu Narayen         For       For          Management

1.10  Elect Director Suzanne Nora Johnson     For       For          Management

1.11  Elect Director Ian C. Read              For       For          Management

1.12  Elect Director James C. Smith           For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Amend Omnibus Stock Plan                For       For          Management

5     Provide Right to Act by Written Consent Against   For          Shareholder

6     Require Independent Board Chairman      Against   Against      Shareholder

7     Report on Lobbying Payments and Policy  Against   For          Shareholder

 

 

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QUEST DIAGNOSTICS INCORPORATED                                                 

 

Ticker:       DGX            Security ID:  74834L100                           

Meeting Date: MAY 15, 2018   Meeting Type: Annual                              

Record Date:  MAR 16, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jenne K. Britell         For       For          Management

1.2   Elect Director Vicky B. Gregg           For       For          Management

1.3   Elect Director Jeffrey M. Leiden        For       For          Management

1.4   Elect Director Timothy L. Main          For       For          Management

1.5   Elect Director Gary M. Pfeiffer         For       For          Management

1.6   Elect Director Timothy M. Ring          For       For          Management

1.7   Elect Director Stephen H. Rusckowski    For       For          Management

1.8   Elect Director Daniel C. Stanzione      For       For          Management

1.9   Elect Director Helen I. Torley          For       For          Management

1.10  Elect Director Gail R. Wilensky         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

4     Amend Right to Call Special Meeting     For       For          Management

5     Amend Bylaws -- Call Special Meetings   Against   For          Shareholder

 

 

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REGENERON PHARMACEUTICALS, INC.                                                

 

Ticker:       REGN           Security ID:  75886F107                           

Meeting Date: JUN 08, 2018   Meeting Type: Annual                              

Record Date:  APR 12, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Arthur F. Ryan           For       For          Management

1.2   Elect Director George L. Sing           For       Against      Management

1.3   Elect Director Marc Tessier-Lavigne     For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

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REGENXBIO INC.                                                                  

 

Ticker:       RGNX           Security ID:  75901B107                           

Meeting Date: MAY 25, 2018   Meeting Type: Annual                              

Record Date:  MAR 26, 2018                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Luke M. Beshar           For       Withhold     Management

1.2   Elect Director Kenneth T. Mills         For       Withhold     Management

1.3   Elect Director David C. Stump           For       Withhold     Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

 

 

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REGULUS THERAPEUTICS INC.                                                      

 

Ticker:       RGLS           Security ID:  75915K101                           

Meeting Date: JUN 01, 2018   Meeting Type: Annual                              

Record Date:  APR 06, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director David Baltimore          For       Withhold     Management

1.2   Elect Director Kathryn J. Collier       For       For          Management

1.3   Elect Director Joseph "Jay" P. Hagan    For       Withhold     Management

1.4   Elect Director Stelios Papadopoulos     For       Withhold     Management

1.5   Elect Director William H. Rastetter     For       Withhold     Management

1.6   Elect Director Hugh Rosen               For       Withhold     Management

1.7   Elect Director Pascale Witz             For       Withhold     Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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RIGEL PHARMACEUTICALS, INC.                                                     

 

Ticker:       RIGL           Security ID:  766559603                           

Meeting Date: MAY 16, 2018   Meeting Type: Annual                              

Record Date:  MAR 22, 2018                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Gregg A. Lapointe        For       For          Management

1b    Elect Director Brian L. Kotzin          For       For          Management

1c    Elect Director Gary A. Lyons            For       Withhold     Management

2     Approve Omnibus Stock Plan              For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

5     Increase Authorized Common Stock        For       For          Management

 

 

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SANOFI                                                                         

 

Ticker:       SAN            Security ID:  F5548N101                           

Meeting Date: MAY 02, 2018   Meeting Type: Annual/Special                      

Record Date:  APR 26, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                        

2     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                          

3     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 3.03 per Share                                          

4     Reelect Olivier Brandicourt as Director For       For          Management

5     Reelect Patrick Kron as Director        For       For          Management

6     Reelect Christian Mulliez as Director   For       For          Management

7     Elect Emmanuel Babeau as Director       For       For          Management

8     Approve Remuneration Policy for         For       For          Management

      Chairman of the Board                                                    

9     Approve Remuneration Policy for CEO     For       For          Management

10    Approve Compensation of Serge           For       For          Management

      Weinberg, Chairman of the Board                                          

11    Approve Compensation of Olivier         For       For          Management

      Brandicourt, CEO                                                          

12    Renew Appointment of Ernst and Young    For       For          Management

      et Autres as Auditor                                                     

13    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

14    Amend Articles 11 and 12 of Bylaws Re:  For       For          Management

      Board of Directors                                                        

15    Authorize Filing of Required            For       For          Management

      Documents/Other Formalities                                              

 

 

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SANOFI                                                                         

 

Ticker:       SAN            Security ID:  80105N105                           

Meeting Date: MAY 02, 2018   Meeting Type: Annual/Special                       

Record Date:  MAR 28, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                        

2     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                         

3     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 3.03 per Share                                          

4     Reelect Olivier Brandicourt as Director For       For          Management

5     Reelect Patrick Kron as Director        For       For          Management

6     Reelect Christian Mulliez as Director   For       For          Management

7     Elect Emmanuel Babeau as Director       For       For          Management

8     Approve Remuneration Policy for         For       For          Management

      Chairman of the Board                                                    

9     Approve Remuneration Policy for CEO     For       For          Management

10    Approve Compensation of Serge           For       For          Management

      Weinberg, Chairman of the Board                                          

11    Approve Compensation of Olivier         For       For          Management

      Brandicourt, CEO                                                          

12    Renew Appointment of Ernst and Young    For       For          Management

      et Autres as Auditor                                                     

13    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

14    Amend Articles 11 and 12 of Bylaws Re:  For       For          Management

      Board of Directors                                                        

15    Authorize Filing of Required            For       For          Management

      Documents/Other Formalities                                              

 

 

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SAREPTA THERAPEUTICS, INC.                                                     

 

Ticker:       SRPT           Security ID:  803607100                           

Meeting Date: JUN 06, 2018   Meeting Type: Annual                              

Record Date:  APR 11, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Michael W. Bonney        For       For          Management

1.2   Elect Director Douglas S. Ingram        For       For          Management

1.3   Elect Director Hans Wigzell             For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Approve Omnibus Stock Plan              For       Against      Management

4     Ratify KPMG LLP as Auditors             For       For          Management

 

 

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SEATTLE GENETICS, INC.                                                         

 

Ticker:       SGEN           Security ID:  812578102                           

Meeting Date: MAY 18, 2018   Meeting Type: Annual                              

Record Date:  MAR 22, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Clay B. Siegall          For       For          Management

1.2   Elect Director Felix Baker              For       For          Management

1.3   Elect Director Nancy A. Simonian        For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Amend Omnibus Stock Plan                For       Against      Management

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

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SHIRE PLC                                                                      

 

Ticker:       SHP            Security ID:  G8124V108                           

Meeting Date: APR 24, 2018   Meeting Type: Annual                              

Record Date:  APR 22, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Remuneration Policy             For       For          Management

4     Re-elect Olivier Bohuon as Director     For       For          Management

5     Re-elect Ian Clark as Director          For       For          Management

6     Elect Thomas Dittrich as Director       For       For          Management

7     Re-elect Gail Fosler as Director        For       For          Management

8     Re-elect Steven Gillis as Director      For       For          Management

9     Re-elect David Ginsburg as Director     For       For          Management

10    Re-elect Susan Kilsby as Director       For       For          Management

11    Re-elect Sara Mathew as Director        For       For          Management

12    Re-elect Flemming Ornskov as Director   For       For          Management

13    Re-elect Albert Stroucken as Director   For       For          Management

14    Reappoint Deloitte LLP as Auditors      For       For          Management

15    Authorise the Audit, Compliance & Risk  For       For          Management

      Committee to Fix Remuneration of                                         

      Auditors                                                                 

16    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

17    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

18    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                               

19    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                    

20    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

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SINA CORPORATION                                                               

 

Ticker:       SINA           Security ID:  G81477104                           

Meeting Date: NOV 03, 2017   Meeting Type: Proxy Contest                        

Record Date:  SEP 20, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

      Management Proxy (White Proxy Card)     None                              

1     Elect Director Yichen Zhang             For       Did Not Vote Management

2     Ratify PricewaterhouseCoopers Zhong     For       Did Not Vote Management

      Tian LLP as Auditors                                                     

3     Elect Director Brett H. Krause          Against   Did Not Vote Shareholder

4     Elect Director Thomas J. Manning        Against   Did Not Vote Shareholder

#     Proposal                                Diss Rec  Vote Cast    Sponsor   

      Dissident Proxy (Blue Proxy Card)       None                             

1     Management Nominee Yichen Zhang         Abstain   For          Shareholder

2     Ratify PricewaterhouseCoopers Zhong     For       For          Management

      Tian LLP as Auditors                                                      

3     Elect Director Brett H. Krause          For       Against      Shareholder

4     Elect Director Thomas J. Manning        For       Against      Shareholder

 

 

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SMITH & NEPHEW PLC                                                             

 

Ticker:       SN.            Security ID:  G82343164                           

Meeting Date: APR 12, 2018   Meeting Type: Annual                               

Record Date:  APR 10, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Final Dividend                  For       For          Management

4     Re-elect Graham Baker as Director       For       For          Management

5     Re-elect Vinita Bali as Director        For       For          Management

6     Re-elect Ian Barlow as Director         For       For          Management

7     Re-elect Olivier Bohuon as Director     For       For          Management

8     Re-elect Baroness Virginia Bottomley    For       For          Management

      as Director                                                              

9     Re-elect Erik Engstrom as Director      For       For          Management

10    Elect Roland Diggelmann as Director     For       For          Management

11    Re-elect Robin Freestone as Director    For       For          Management

12    Re-elect Michael Friedman as Director   For       For          Management

13    Elect Marc Owen as Director             For       For          Management

14    Elect Angie Risley as Director          For       For          Management

15    Re-elect Roberto Quarta as Director     For       For          Management

16    Reappoint KPMG LLP as Auditors          For       For          Management

17    Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                  

18    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

19    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

20    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                    

21    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

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SOHU.COM INC.                                                                  

 

Ticker:       SOHU           Security ID:  83408W103                           

Meeting Date: MAY 29, 2018   Meeting Type: Special                             

Record Date:  APR 10, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Plan of Liquidation and         For       Against      Management

      Subsequent Change in Domicile                                            

2     Adjourn Meeting                         For       Against      Management

 

 

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SPARK THERAPEUTICS, INC.                                                       

 

Ticker:       ONCE           Security ID:  84652J103                           

Meeting Date: MAY 30, 2018   Meeting Type: Annual                              

Record Date:  APR 09, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jeffrey D. Marrazzo      For       Withhold     Management

1.2   Elect Director Vincent J. Milano        For       Withhold     Management

1.3   Elect Director Elliott Sigal            For       Withhold     Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Ratify KPMG LLP as Auditors             For       For          Management

 

 

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STRYKER CORPORATION                                                             

 

Ticker:       SYK            Security ID:  863667101                           

Meeting Date: MAY 02, 2018   Meeting Type: Annual                              

Record Date:  MAR 05, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Mary K. Brainerd         For       For          Management

1b    Elect Director Srikant M. Datar         For       For          Management

1c    Elect Director Roch Doliveux            For       For          Management

1d    Elect Director Louise L. Francesconi    For       For          Management

1e    Elect Director Allan C. Golston         For       For          Management

1f    Elect Director Kevin A. Lobo            For       For          Management

1g    Elect Director Sherilyn S. McCoy        For       For          Management

1h    Elect Director Andrew K. Silvernail     For       For          Management

1i    Elect Director Ronda E. Stryker         For       For          Management

1j    Elect Director Rajeev Suri              For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

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TESARO, INC.                                                                   

 

Ticker:       TSRO           Security ID:  881569107                           

Meeting Date: MAY 10, 2018   Meeting Type: Annual                               

Record Date:  MAR 13, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Leon (Lonnie) O.         For       For          Management

      Moulder, Jr.                                                             

1b    Elect Director Mary Lynne Hedley        For       For          Management

1c    Elect Director David M. Mott            For       Withhold     Management

1d    Elect Director Lawrence M. Alleva       For       For          Management

1e    Elect Director James O. Armitage        For       For          Management

1f    Elect Director Earl M. (Duke) Collier,  For       For          Management

      Jr.                                                                       

1g    Elect Director Garry A. Nicholson       For       For          Management

1h    Elect Director Kavita Patel             For       For          Management

1i    Elect Director Beth Seidenberg          For       For          Management

1j    Elect Director Pascale Witz             For       For          Management

2     Approve Non-Employee Director           For       Against      Management

      Compensation Policy                                                       

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                            

5     Ratify Ernst & Young, LLP as Auditors   For       For          Management

 

 

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UCB SA                                                                         

 

Ticker:       UCB            Security ID:  B93562120                           

Meeting Date: APR 26, 2018   Meeting Type: Annual/Special                       

Record Date:  APR 12, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Directors' Report (Non-Voting)  None      None         Management

2     Receive Auditors' Report (Non-Voting)   None      None         Management

3     Receive Consolidated Financial          None      None         Management

      Statements and Statutory Reports                                         

      (Non-Voting)                                                             

4     Approve Financial Statements,           For       For          Management

      Allocation of Income, and Dividends of                                   

      EUR 1.18 per Share                                                        

5     Approve Remuneration Report             For       For          Management

6     Approve Discharge of Directors          For       For          Management

7     Approve Discharge of Auditors           For       For          Management

8.1   Reelect Jean-Christophe Tellier as      For       For          Management

      Director                                                                 

8.2.A Reelect Kay Davies as Director          For       For          Management

8.2.B Indicate Kay Davies as Independent      For       For          Management

      Board Member                                                             

8.3   Reelect Cedric van Rijckevorsel as      For       For          Management

      Director                                                                 

9     Ratify PwC as Auditors and Approve      For       For          Management

      Auditors' Remuneration                                                    

10.1  Approve Restricted Stock Plan Re:       For       For          Management

      Issuance of 1,098,000 Restricted Shares                                  

11.1  Approve Change-of-Control Clause Re:    For       For          Management

      Renewal of EMTN Program                                                  

11.2  Approve Change-of-Control Clause Re:    For       For          Management

      Revolving Facility Agreement                                             

11.3  Approve Change-of-Control Clause Re:    For       Against      Management

      LTI Plans of the UCB Group                                               

E.1   Receive Special Board Report            None      None         Management

E.2   Renew Authorization to Increase Share   For       For          Management

      Capital within the Framework of                                          

      Authorized Capital                                                       

E.3   Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

 

 

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UNIQURE N.V.                                                                   

 

Ticker:       QURE           Security ID:  N90064101                           

Meeting Date: SEP 14, 2017   Meeting Type: Special                             

Record Date:  AUG 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Jeremy P. Springhorn as           For       For          Management

      Non-Executive Director                                                    

2     Elect Madhavan Balachandran as          For       For          Management

      Non-Executive Director                                                   

 

 

--------------------------------------------------------------------------------

 

UNIQURE N.V.                                                                   

 

Ticker:       QURE           Security ID:  N90064101                           

Meeting Date: JUN 13, 2018   Meeting Type: Annual                               

Record Date:  MAY 16, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Adopt Financial Statements and          For       For          Management

      Statutory Reports                                                        

2     Approve Discharge of Management Board   For       For          Management

3a    Re-Elect Philip Astley-Sparke as        For       Against      Management

      Director                                                                 

3b    Elect Robert Gut as Director            For       For          Management

3c    Elect David Meek as Director            For       For          Management

4     Amend Omnibus Stock Plan                For       Against      Management

5     Designate Board As Competent Body to    For       Against      Management

      Issue Shares and Options and to                                           

      Exclude Preemptive Rights Under                                          

      Omnibus Stock Plan                                                       

6     Approve Employee Stock Purchase Plan    For       For          Management

7     Grant Board Authority to Issue Shares   For       For          Management

      Up To 19.9 Percent of Issued Capital                                     

      and Restricting/Excluding Preemptive                                      

      Rights                                                                   

8     Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                           

9     Ratify PricewaterhouseCoopers           For       For          Management

      Accountants N.V. as Auditors                                             

 

 

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UNITEDHEALTH GROUP INCORPORATED                                                

 

Ticker:       UNH            Security ID:  91324P102                           

Meeting Date: JUN 04, 2018   Meeting Type: Annual                              

Record Date:  APR 10, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director William C. Ballard, Jr.  For       For          Management

1b    Elect Director Richard T. Burke         For       For          Management

1c    Elect Director Timothy P. Flynn         For       For          Management

1d    Elect Director Stephen J. Hemsley       For       For          Management

1e    Elect Director Michele J. Hooper        For       For          Management

1f    Elect Director F. William McNabb, III   For       For          Management

1g    Elect Director Valerie C. Montgomery    For       For          Management

      Rice                                                                      

1h    Elect Director Glenn M. Renwick         For       For          Management

1i    Elect Director Kenneth I. Shine         For       For          Management

1j    Elect Director David S. Wichmann        For       For          Management

1k    Elect Director Gail R. Wilensky         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

 

 

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VERTEX PHARMACEUTICALS INCORPORATED                                            

 

Ticker:       VRTX           Security ID:  92532F100                           

Meeting Date: MAY 17, 2018   Meeting Type: Annual                              

Record Date:  MAR 29, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Sangeeta N. Bhatia       For       For          Management

1.2   Elect Director Jeffrey M. Leiden        For       For          Management

1.3   Elect Director Bruce I. Sachs           For       For          Management

2     Reduce Supermajority Vote Requirement   For       For          Management

3     Amend Omnibus Stock Plan                For       For          Management

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

5     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

6     Report on Drug Pricing Increases        Against   Against      Shareholder

7     Report on Lobbying Payments and Policy  Against   For          Shareholder

 

 

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XENCOR, INC.                                                                   

 

Ticker:       XNCR           Security ID:  98401F105                           

Meeting Date: JUN 26, 2018   Meeting Type: Annual                              

Record Date:  APR 27, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Kevin C. Gorman          For       For          Management

1.2   Elect Director A. Bruce Montgomery      For       For          Management

1.3   Elect Director Bassil I. Dahiyat        For       For          Management

1.4   Elect Director Kurt Gustafson           For       For          Management

1.5   Elect Director Yujiro S. Hata           For       For          Management

1.6   Elect Director Richard J. Ranieri       For       For          Management

2     Ratify RSM US LLP as Auditors           For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

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XOMA CORPORATION                                                               

 

Ticker:       XOMA           Security ID:  98419J206                           

Meeting Date: MAY 17, 2018   Meeting Type: Annual                              

Record Date:  MAR 22, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director James R. Neal            For       For          Management

1.2   Elect Director W. Denman Van Ness       For       For          Management

1.3   Elect Director Joseph M. Limber         For       For          Management

1.4   Elect Director Jack L. Wyszomierski     For       For          Management

1.5   Elect Director Matthew D. Perry         For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

 

 

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ZIMMER BIOMET HOLDINGS, INC.                                                   

 

Ticker:       ZBH            Security ID:  98956P102                           

Meeting Date: MAY 15, 2018   Meeting Type: Annual                               

Record Date:  MAR 16, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Christopher B. Begley    For       For          Management

1b    Elect Director Betsy J. Bernard         For       For          Management

1c    Elect Director Gail K. Boudreaux        For       For          Management

1d    Elect Director Michael J. Farrell       For       For          Management

1e    Elect Director Larry C. Glasscock       For       For          Management

1f    Elect Director Robert A. Hagemann       For       For          Management

1g    Elect Director Bryan C. Hanson          For       For          Management

1h    Elect Director Arthur J. Higgins        For       For          Management

1i    Elect Director Michael W. Michelson     For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

 

 

======================== Delaware Small Cap Growth Fund ========================

 

 

ABIOMED, INC.                                                                  

 

Ticker:       ABMD           Security ID:  003654100                           

Meeting Date: AUG 09, 2017   Meeting Type: Annual                               

Record Date:  JUN 12, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Dorothy E. Puhy          For       For          Management

1.2   Elect Director Paul G. Thomas           For       For          Management

1.3   Elect Director Christopher D. Van       For       For          Management

      Gorder                                                                    

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

AMERICAN WOODMARK CORPORATION                                                  

 

Ticker:       AMWD           Security ID:  030506109                           

Meeting Date: AUG 24, 2017   Meeting Type: Annual                              

Record Date:  JUN 19, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Andrew B. Cogan          For       For          Management

1.2   Elect Director James G. Davis, Jr.      For       For          Management

1.3   Elect Director S. Cary Dunston          For       For          Management

1.4   Elect Director Martha M. Hayes          For       For          Management

1.5   Elect Director Daniel T. Hendrix        For       For          Management

1.6   Elect Director Carol B. Moerdyk         For       For          Management

1.7   Elect Director David W. Moon            For       For          Management

1.8   Elect Director Vance W. Tang            For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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AMN HEALTHCARE SERVICES, INC.                                                  

 

Ticker:       AMN            Security ID:  001744101                           

Meeting Date: APR 18, 2018   Meeting Type: Annual                              

Record Date:  FEB 21, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Mark G. Foletta          For       For          Management

1.2   Elect Director R. Jeffrey Harris        For       For          Management

1.3   Elect Director Michael M.E. Johns       For       For          Management

1.4   Elect Director Martha H. Marsh          For       For          Management

1.5   Elect Director Susan R. Salka           For       For          Management

1.6   Elect Director Andrew M. Stern          For       For          Management

1.7   Elect Director Paul E. Weaver           For       For          Management

1.8   Elect Director Douglas D. Wheat         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify KPMG LLP as Auditors             For       For          Management

4     Reduce Ownership Threshold for          Against   For          Shareholder

      Shareholders to Call Special Meeting                                     

 

 

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BIOTELEMETRY, INC.                                                             

 

Ticker:       BEAT           Security ID:  090672106                           

Meeting Date: MAY 03, 2018   Meeting Type: Annual                              

Record Date:  MAR 19, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Anthony J. Conti         For       For          Management

1.2   Elect Director Kirk E. Gorman           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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BURLINGTON STORES, INC.                                                        

 

Ticker:       BURL           Security ID:  122017106                           

Meeting Date: MAY 16, 2018   Meeting Type: Annual                              

Record Date:  MAR 22, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Thomas A. Kingsbury      For       For          Management

1.2   Elect Director William P. McNamara      For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

CARE.COM, INC.                                                                 

 

Ticker:       CRCM           Security ID:  141633107                           

Meeting Date: MAY 15, 2018   Meeting Type: Annual                              

Record Date:  MAR 23, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director William H. Harris, Jr.   For       For          Management

1.2   Elect Director Daniel S. Yoo            For       Withhold     Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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CENTURY COMMUNITIES, INC.                                                      

 

Ticker:       CCS            Security ID:  156504300                           

Meeting Date: MAY 09, 2018   Meeting Type: Annual                              

Record Date:  MAR 15, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Dale Francescon          For       For          Management

1.2   Elect Director Robert J. Francescon     For       For          Management

1.3   Elect Director John P. Box              For       For          Management

1.4   Elect Director Keith R. Guericke        For       For          Management

1.5   Elect Director James M. Lippman         For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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COLLEGIUM PHARMACEUTICAL, INC.                                                 

 

Ticker:       COLL           Security ID:  19459J104                           

Meeting Date: MAY 24, 2018   Meeting Type: Annual                              

Record Date:  APR 04, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Garen G. Bohlin          For       Against      Management

1.2   Elect Director Gwen A. Melincoff        For       For          Management

1.3   Elect Director Theodore R. Schroeder    For       Against      Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

EPAM SYSTEMS, INC.                                                              

 

Ticker:       EPAM           Security ID:  29414B104                           

Meeting Date: JUN 06, 2018   Meeting Type: Annual                              

Record Date:  APR 10, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Arkadiy Dobkin           For       For          Management

1.2   Elect Director Robert E. Segert         For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

EURONET WORLDWIDE, INC.                                                        

 

Ticker:       EEFT           Security ID:  298736109                           

Meeting Date: MAY 24, 2018   Meeting Type: Annual                              

Record Date:  MAR 26, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Thomas A. McDonnell      For       For          Management

1.2   Elect Director Paul S. Althasen         For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

EXELIXIS, INC.                                                                 

 

Ticker:       EXEL           Security ID:  30161Q104                           

Meeting Date: MAY 23, 2018   Meeting Type: Annual                              

Record Date:  MAR 29, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Charles Cohen            For       For          Management

1.2   Elect Director George Poste             For       For          Management

1.3   Elect Director Jack L. Wyszomierski     For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

FIVE BELOW, INC.                                                               

 

Ticker:       FIVE           Security ID:  33829M101                           

Meeting Date: JUN 19, 2018   Meeting Type: Annual                               

Record Date:  APR 24, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Daniel J. Kaufman        For       For          Management

1b    Elect Director Dinesh S. Lathi          For       For          Management

1c    Elect Director Richard L. Markee        For       For          Management

1d    Elect Director Thomas G. Vellios        For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

 

 

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LENDINGTREE, INC.                                                              

 

Ticker:       TREE           Security ID:  52603B107                           

Meeting Date: JUN 13, 2018   Meeting Type: Annual                              

Record Date:  APR 16, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Gabriel Dalporto         For       For          Management

1.2   Elect Director Thomas M. Davidson, Jr.  For       For          Management

1.3   Elect Director Neal Dermer              For       For          Management

1.4   Elect Director Robin Henderson          For       For          Management

1.5   Elect Director Peter Horan              For       For          Management

1.6   Elect Director Douglas Lebda            For       For          Management

1.7   Elect Director Steven Ozonian           For       Against      Management

1.8   Elect Director Saras Sarasvathy         For       Against      Management

1.9   Elect Director G. Kennedy Thompson      For       For          Management

1.10  Elect Director Craig Troyer             For       Against      Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

 

 

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LGI HOMES, INC.                                                                

 

Ticker:       LGIH           Security ID:  50187T106                           

Meeting Date: MAY 03, 2018   Meeting Type: Annual                              

Record Date:  MAR 09, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Ryan Edone               For       For          Management

1.2   Elect Director Duncan Gage              For       For          Management

1.3   Elect Director Eric Lipar               For       For          Management

1.4   Elect Director Bryan Sansbury           For       For          Management

1.5   Elect Director Steven Smith             For       For          Management

1.6   Elect Director Robert Vahradian         For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   None      One Year     Management

 

 

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LITTELFUSE, INC.                                                               

 

Ticker:       LFUS           Security ID:  537008104                            

Meeting Date: APR 27, 2018   Meeting Type: Annual                              

Record Date:  MAR 01, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Tzau-Jin (T.J.) Chung    For       For          Management

1b    Elect Director Cary T. Fu               For       For          Management

1c    Elect Director Anthony Grillo           For       For          Management

1d    Elect Director David W. Heinzmann       For       For          Management

1e    Elect Director Gordon Hunter            For       For          Management

1f    Elect Director John E. Major            For       For          Management

1g    Elect Director William P. Noglows       For       For          Management

1h    Elect Director Ronald L. Schubel        For       For          Management

1i    Elect Director Nathan Zommer            For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Grant Thornton LLP as Auditors   For       For          Management

 

 

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LOGMEIN, INC.                                                                  

 

Ticker:       LOGM           Security ID:  54142L109                           

Meeting Date: MAY 31, 2018   Meeting Type: Annual                              

Record Date:  APR 02, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Michael K. Simon         For       For          Management

1.2   Elect Director Edwin J. Gillis          For       For          Management

1.3   Elect Director Sara C. Andrews          For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

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MARINEMAX, INC.                                                                

 

Ticker:       HZO            Security ID:  567908108                           

Meeting Date: FEB 22, 2018   Meeting Type: Annual                              

Record Date:  DEC 18, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director William H. McGill, Jr.   For       For          Management

1b    Elect Director Charles R. Oglesby       For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify KPMG LLP as Auditors             For       For          Management

 

 

--------------------------------------------------------------------------------

 

MATCH GROUP, INC.                                                              

 

Ticker:       MTCH           Security ID:  57665R106                           

Meeting Date: JUN 15, 2018   Meeting Type: Annual                               

Record Date:  APR 18, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Gregory R. Blatt         For       Withhold     Management

1.2   Elect Director Amanda Ginsberg          For       Withhold     Management

1.3   Elect Director Joseph Levin             For       Withhold     Management

1.4   Elect Director Ann L. McDaniel          For       For          Management

1.5   Elect Director Thomas J. McInerney      For       For          Management

1.6   Elect Director Glenn H. Schiffman       For       Withhold     Management

1.7   Elect Director Pamela S. Seymon         For       For          Management

1.8   Elect Director Alan G. Spoon            For       For          Management

1.9   Elect Director Mark Stein               For       Withhold     Management

1.10  Elect Director Gregg Winiarski          For       Withhold     Management

1.11  Elect Director Sam Yagan                For       Withhold     Management

2     Amend Omnibus Stock Plan                For       Against      Management

3     Ratify Ernst & Young as Auditors        For       For          Management

 

 

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MKS INSTRUMENTS, INC.                                                          

 

Ticker:       MKSI           Security ID:  55306N104                            

Meeting Date: MAY 09, 2018   Meeting Type: Annual                              

Record Date:  MAR 07, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Gerald G. Colella        For       For          Management

1.2   Elect Director Elizabeth A. Mora        For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

MONOLITHIC POWER SYSTEMS, INC.                                                 

 

Ticker:       MPWR           Security ID:  609839105                           

Meeting Date: JUN 14, 2018   Meeting Type: Annual                              

Record Date:  APR 17, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Eugen Elmiger            For       For          Management

1.2   Elect Director Jeff Zhou                For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

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NEUROCRINE BIOSCIENCES, INC.                                                   

 

Ticker:       NBIX           Security ID:  64125C109                           

Meeting Date: MAY 24, 2018   Meeting Type: Annual                               

Record Date:  MAR 29, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director William H. Rastetter     For       For          Management

1.2   Elect Director George J. Morrow         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Amend Omnibus Stock Plan                For       Against      Management

4     Approve Qualified Employee Stock        For       For          Management

      Purchase Plan                                                             

5     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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OSHKOSH CORPORATION                                                             

 

Ticker:       OSK            Security ID:  688239201                           

Meeting Date: FEB 06, 2018   Meeting Type: Annual                              

Record Date:  DEC 11, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Keith J. Allman          For       For          Management

1.2   Elect Director Peter B. Hamilton        For       For          Management

1.3   Elect Director Wilson R. Jones          For       For          Management

1.4   Elect Director Leslie F. Kenne          For       For          Management

1.5   Elect Director Kimberley Metcalf-Kupres For       For          Management

1.6   Elect Director Steven C. Mizell         For       For          Management

1.7   Elect Director Stephen D. Newlin        For       For          Management

1.8   Elect Director Craig P. Omtvedt         For       For          Management

1.9   Elect Director Duncan J. Palmer         For       For          Management

1.10  Elect Director John S. Shiely           For       For          Management

1.11  Elect Director William S. Wallace       For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Proxy Access Bylaw Amendment            Against   For          Shareholder

 

 

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PACIRA PHARMACEUTICALS, INC.                                                   

 

Ticker:       PCRX           Security ID:  695127100                           

Meeting Date: JUN 12, 2018   Meeting Type: Annual                              

Record Date:  APR 18, 2018                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Laura Brege              For       For          Management

1.2   Elect Director Mark I. Froimson         For       For          Management

1.3   Elect Director Mark A. Kronenfeld       For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

PATRICK INDUSTRIES, INC.                                                        

 

Ticker:       PATK           Security ID:  703343103                           

Meeting Date: MAY 16, 2018   Meeting Type: Annual                              

Record Date:  MAR 23, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Joseph M. Cerulli        For       For          Management

1.2   Elect Director Todd M. Cleveland        For       For          Management

1.3   Elect Director John A. Forbes           For       Withhold     Management

1.4   Elect Director Paul E. Hassler          For       For          Management

1.5   Elect Director Michael A. Kitson        For       Withhold     Management

1.6   Elect Director Andy L. Nemeth           For       For          Management

1.7   Elect Director M. Scott Welch           For       Withhold     Management

1.8   Elect Director Walter E. Wells          For       Withhold     Management

2     Ratify Crowe Horwath LLP as Auditors    For       For          Management

3     Amend Articles of Incorporation to      For       For          Management

      Permit Shareholders to Amend Bylaws                                      

 

 

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PROOFPOINT, INC.                                                               

 

Ticker:       PFPT           Security ID:  743424103                           

Meeting Date: MAY 30, 2018   Meeting Type: Annual                               

Record Date:  APR 06, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Dana Evan                For       For          Management

1.2   Elect Director Kristen Gil              For       For          Management

1.3   Elect Director Gary Steele              For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

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RINGCENTRAL, INC.                                                              

 

Ticker:       RNG            Security ID:  76680R206                           

Meeting Date: MAY 18, 2018   Meeting Type: Annual                              

Record Date:  APR 13, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Vladimir Shmunis         For       For          Management

1.2   Elect Director Neil Williams            For       For          Management

1.3   Elect Director Robert Theis             For       For          Management

1.4   Elect Director Michelle McKenna         For       For          Management

1.5   Elect Director Allan Thygesen           For       For          Management

1.6   Elect Director Kenneth Goldman          For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

 

 

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SAREPTA THERAPEUTICS, INC.                                                     

 

Ticker:       SRPT           Security ID:  803607100                           

Meeting Date: JUN 06, 2018   Meeting Type: Annual                              

Record Date:  APR 11, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Michael W. Bonney        For       For          Management

1.2   Elect Director Douglas S. Ingram        For       For          Management

1.3   Elect Director Hans Wigzell             For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Approve Omnibus Stock Plan              For       Against      Management

4     Ratify KPMG LLP as Auditors             For       For          Management

 

 

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SHAKE SHACK INC.                                                                

 

Ticker:       SHAK           Security ID:  819047101                           

Meeting Date: JUN 12, 2018   Meeting Type: Annual                              

Record Date:  APR 17, 2018                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Jenna Lyons              For       Withhold     Management

1b    Elect Director Robert Vivian            For       Withhold     Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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SITEONE LANDSCAPE SUPPLY, INC.                                                 

 

Ticker:       SITE           Security ID:  82982L103                           

Meeting Date: MAY 16, 2018   Meeting Type: Annual                              

Record Date:  MAR 19, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Doug Black               For       Withhold     Management

1.2   Elect Director Jack L. Wyszomierski     For       Withhold     Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                  

 

 

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TAKE-TWO INTERACTIVE SOFTWARE, INC.                                            

 

Ticker:       TTWO           Security ID:  874054109                           

Meeting Date: SEP 15, 2017   Meeting Type: Annual                              

Record Date:  JUL 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Strauss Zelnick          For       For          Management

1.2   Elect Director Robert A. Bowman         For       For          Management

1.3   Elect Director Michael Dornemann        For       For          Management

1.4   Elect Director J Moses                  For       For          Management

1.5   Elect Director Michael Sheresky         For       For          Management

1.6   Elect Director LaVerne Srinivasan       For       For          Management

1.7   Elect Director Susan Tolson             For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Approve Omnibus Stock Plan              For       For          Management

5     Approve Omnibus Stock Plan              For       For          Management

6     Approve Qualified Employee Stock        For       For          Management

      Purchase Plan                                                            

7     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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THE TRADE DESK, INC.                                                           

 

Ticker:       TTD            Security ID:  88339J105                            

Meeting Date: MAY 03, 2018   Meeting Type: Annual                              

Record Date:  MAR 12, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Thomas Falk              For       Withhold     Management

1b    Elect Director Robert D. Perdue         For       Withhold     Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote on Say on Pay Frequency   Three     One Year     Management

                                              Years                            

 

 

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TOPBUILD CORP.                                                                 

 

Ticker:       BLD            Security ID:  89055F103                           

Meeting Date: APR 30, 2018   Meeting Type: Annual                              

Record Date:  MAR 02, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Gerald Volas             For       For          Management

1.2   Elect Director Carl T. Camden           For       Withhold     Management

1.3   Elect Director Joseph S. Cantie         For       Withhold     Management

2     Declassify the Board of Directors       For       For          Management

3     Reduce Supermajority Vote Requirement   For       For          Management

      to Amend Bylaws                                                          

4     Reduce Supermajority Vote Requirement   For       For          Management

      to Amend Certain Provisions of the                                       

      Certificate of Incorporation                                             

5     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

6     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

 

 

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TREX COMPANY, INC.                                                             

 

Ticker:       TREX           Security ID:  89531P105                           

Meeting Date: MAY 02, 2018   Meeting Type: Annual                              

Record Date:  MAR 05, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director James E. Cline           For       For          Management

1.2   Elect Director Patricia B. Robinson     For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Increase Authorized Common Stock        For       For          Management

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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WEIGHT WATCHERS INTERNATIONAL, INC.                                            

 

Ticker:       WTW            Security ID:  948626106                           

Meeting Date: MAY 08, 2018   Meeting Type: Annual                              

Record Date:  MAR 22, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Denis F. Kelly           For       For          Management

1.2   Elect Director Sacha Lainovic           For       For          Management

1.3   Elect Director Christopher J. Sobecki   For       Withhold     Management

1.4   Elect Director Oprah Winfrey            For       Withhold     Management

2.5   Elect Director Mindy Grossman           For       Withhold     Management

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

4     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

 

 

======================== Delaware Smid Cap Growth Fund =========================

 

 

ALIGN TECHNOLOGY, INC.                                                         

 

Ticker:       ALGN           Security ID:  016255101                           

Meeting Date: MAY 16, 2018   Meeting Type: Annual                              

Record Date:  MAR 21, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Kevin J. Dallas          For       For          Management

1.2   Elect Director Joseph M. Hogan          For       For          Management

1.3   Elect Director Joseph Lacob             For       For          Management

1.4   Elect Director C. Raymond Larkin, Jr.   For       For          Management

1.5   Elect Director George J. Morrow         For       For          Management

1.6   Elect Director Thomas M. Prescott       For       For          Management

1.7   Elect Director Andrea L. Saia           For       For          Management

1.8   Elect Director Greg J. Santora          For       For          Management

1.9   Elect Director Susan E. Siegel          For       For          Management

1.10  Elect Director Warren S. Thaler         For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

AMN HEALTHCARE SERVICES, INC.                                                  

 

Ticker:       AMN            Security ID:  001744101                           

Meeting Date: APR 18, 2018   Meeting Type: Annual                              

Record Date:  FEB 21, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Mark G. Foletta          For       For          Management

1.2   Elect Director R. Jeffrey Harris        For       For          Management

1.3   Elect Director Michael M.E. Johns       For       For          Management

1.4   Elect Director Martha H. Marsh          For       For          Management

1.5   Elect Director Susan R. Salka           For       For          Management

1.6   Elect Director Andrew M. Stern          For       For          Management

1.7   Elect Director Paul E. Weaver           For       For          Management

1.8   Elect Director Douglas D. Wheat         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify KPMG LLP as Auditors             For       For          Management

4     Reduce Ownership Threshold for          Against   For          Shareholder

      Shareholders to Call Special Meeting                                     

 

 

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ARISTA NETWORKS, INC.                                                          

 

Ticker:       ANET           Security ID:  040413106                           

Meeting Date: MAY 29, 2018   Meeting Type: Annual                              

Record Date:  APR 04, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Andreas Bechtolsheim     For       Withhold     Management

1.2   Elect Director Jayshree Ullal           For       Withhold     Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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BIOTELEMETRY, INC.                                                             

 

Ticker:       BEAT           Security ID:  090672106                           

Meeting Date: MAY 03, 2018   Meeting Type: Annual                              

Record Date:  MAR 19, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Anthony J. Conti         For       For          Management

1.2   Elect Director Kirk E. Gorman           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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BRIGHT HORIZONS FAMILY SOLUTIONS INC.                                          

 

Ticker:       BFAM           Security ID:  109194100                           

Meeting Date: JUN 12, 2018   Meeting Type: Annual                              

Record Date:  APR 18, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Julie Atkinson           For       For          Management

1b    Elect Director E. Townes Duncan         For       For          Management

1c    Elect Director Jordan Hitch             For       For          Management

1d    Elect Director Linda Mason              For       For          Management

1e    Elect Director Mary Ann Tocio           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

 

 

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BROADRIDGE FINANCIAL SOLUTIONS, INC.                                            

 

Ticker:       BR             Security ID:  11133T103                           

Meeting Date: NOV 16, 2017   Meeting Type: Annual                              

Record Date:  SEP 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Leslie A. Brun           For       For          Management

1b    Elect Director Pamela L. Carter         For       For          Management

1c    Elect Director Richard J. Daly          For       For          Management

1d    Elect Director Robert N. Duelks         For       For          Management

1e    Elect Director Richard J. Haviland      For       For          Management

1f    Elect Director Brett A. Keller          For       For          Management

1g    Elect Director Stuart R. Levine         For       For          Management

1h    Elect Director Maura A. Markus          For       For          Management

1i    Elect Director Thomas J. Perna          For       For          Management

1j    Elect Director Alan J. Weber            For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                  

 

 

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BURLINGTON STORES, INC.                                                        

 

Ticker:       BURL           Security ID:  122017106                            

Meeting Date: MAY 16, 2018   Meeting Type: Annual                              

Record Date:  MAR 22, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Thomas A. Kingsbury      For       For          Management

1.2   Elect Director William P. McNamara      For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

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COLLEGIUM PHARMACEUTICAL, INC.                                                 

 

Ticker:       COLL           Security ID:  19459J104                           

Meeting Date: MAY 24, 2018   Meeting Type: Annual                              

Record Date:  APR 04, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Garen G. Bohlin          For       Against      Management

1.2   Elect Director Gwen A. Melincoff        For       For          Management

1.3   Elect Director Theodore R. Schroeder    For       Against      Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

E*TRADE FINANCIAL CORPORATION                                                   

 

Ticker:       ETFC           Security ID:  269246401                           

Meeting Date: MAY 10, 2018   Meeting Type: Annual                              

Record Date:  MAR 12, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Richard J. Carbone       For       For          Management

1b    Elect Director James P. Healy           For       For          Management

1c    Elect Director Kevin T. Kabat           For       For          Management

1d    Elect Director Frederick W. Kanner      For       For          Management

1e    Elect Director James Lam                For       For          Management

1f    Elect Director Rodger A. Lawson         For       For          Management

1g    Elect Director Shelley B. Leibowitz     For       For          Management

1h    Elect Director Karl A. Roessner         For       For          Management

1i    Elect Director Rebecca Saeger           For       For          Management

1j    Elect Director Joseph L. Sclafani       For       For          Management

1k    Elect Director Gary H. Stern            For       For          Management

1l    Elect Director Donna L. Weaver          For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Approve Qualified Employee Stock        For       For          Management

      Purchase Plan                                                            

4     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                  

 

 

--------------------------------------------------------------------------------

 

EPAM SYSTEMS, INC.                                                             

 

Ticker:       EPAM           Security ID:  29414B104                           

Meeting Date: JUN 06, 2018   Meeting Type: Annual                              

Record Date:  APR 10, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Arkadiy Dobkin           For       For          Management

1.2   Elect Director Robert E. Segert         For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

EURONET WORLDWIDE, INC.                                                        

 

Ticker:       EEFT           Security ID:  298736109                           

Meeting Date: MAY 24, 2018   Meeting Type: Annual                              

Record Date:  MAR 26, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Thomas A. McDonnell      For       For          Management

1.2   Elect Director Paul S. Althasen         For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

EXELIXIS, INC.                                                                 

 

Ticker:       EXEL           Security ID:  30161Q104                           

Meeting Date: MAY 23, 2018   Meeting Type: Annual                              

Record Date:  MAR 29, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Charles Cohen            For       For          Management

1.2   Elect Director George Poste             For       For          Management

1.3   Elect Director Jack L. Wyszomierski     For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

FORTUNE BRANDS HOME & SECURITY, INC.                                           

 

Ticker:       FBHS           Security ID:  34964C106                           

Meeting Date: MAY 01, 2018   Meeting Type: Annual                              

Record Date:  MAR 02, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Ann F. Hackett           For       For          Management

1b    Elect Director John G. Morikis          For       For          Management

1c    Elect Director Ronald V. Waters, III    For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

GARTNER, INC.                                                                  

 

Ticker:       IT             Security ID:  366651107                           

Meeting Date: MAY 24, 2018   Meeting Type: Annual                              

Record Date:  MAR 29, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Michael J. Bingle        For       For          Management

1b    Elect Director Peter E. Bisson          For       For          Management

1c    Elect Director Richard J. Bressler      For       For          Management

1d    Elect Director Raul E. Cesan            For       For          Management

1e    Elect Director Karen E. Dykstra         For       For          Management

1f    Elect Director Anne Sutherland Fuchs    For       For          Management

1g    Elect Director William O. Grabe         For       For          Management

1h    Elect Director Eugene A. Hall           For       For          Management

1i    Elect Director Stephen G. Pagliuca      For       For          Management

1j    Elect Director Eileen Serra             For       For          Management

1k    Elect Director James C. Smith           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify KPMG LLP as Auditors             For       For          Management

 

 

--------------------------------------------------------------------------------

 

LENDINGTREE, INC.                                                              

 

Ticker:       TREE           Security ID:  52603B107                           

Meeting Date: JUN 13, 2018   Meeting Type: Annual                              

Record Date:  APR 16, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Gabriel Dalporto         For       For          Management

1.2   Elect Director Thomas M. Davidson, Jr.  For       For          Management

1.3   Elect Director Neal Dermer              For       For          Management

1.4   Elect Director Robin Henderson          For       For          Management

1.5   Elect Director Peter Horan              For       For          Management

1.6   Elect Director Douglas Lebda            For       For          Management

1.7   Elect Director Steven Ozonian           For       Against      Management

1.8   Elect Director Saras Sarasvathy         For       Against      Management

1.9   Elect Director G. Kennedy Thompson      For       For          Management

1.10  Elect Director Craig Troyer             For       Against      Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

LENNOX INTERNATIONAL INC.                                                      

 

Ticker:       LII            Security ID:  526107107                           

Meeting Date: MAY 16, 2018   Meeting Type: Annual                              

Record Date:  MAR 20, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director John E. Major            For       For          Management

1.2   Elect Director Gregory T. Swienton      For       For          Management

1.3   Elect Director Todd J. Teske            For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

LGI HOMES, INC.                                                                 

 

Ticker:       LGIH           Security ID:  50187T106                           

Meeting Date: MAY 03, 2018   Meeting Type: Annual                              

Record Date:  MAR 09, 2018                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Ryan Edone               For       For          Management

1.2   Elect Director Duncan Gage              For       For          Management

1.3   Elect Director Eric Lipar               For       For          Management

1.4   Elect Director Bryan Sansbury           For       For          Management

1.5   Elect Director Steven Smith             For       For          Management

1.6   Elect Director Robert Vahradian         For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   None      One Year     Management

 

 

--------------------------------------------------------------------------------

 

LOGMEIN, INC.                                                                  

 

Ticker:       LOGM           Security ID:  54142L109                           

Meeting Date: MAY 31, 2018   Meeting Type: Annual                              

Record Date:  APR 02, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Michael K. Simon         For       For          Management

1.2   Elect Director Edwin J. Gillis          For       For          Management

1.3   Elect Director Sara C. Andrews          For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

MARINEMAX, INC.                                                                

 

Ticker:       HZO            Security ID:  567908108                           

Meeting Date: FEB 22, 2018   Meeting Type: Annual                              

Record Date:  DEC 18, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director William H. McGill, Jr.   For       For          Management

1b    Elect Director Charles R. Oglesby       For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify KPMG LLP as Auditors             For       For          Management

 

 

--------------------------------------------------------------------------------

 

MATCH GROUP, INC.                                                              

 

Ticker:       MTCH           Security ID:  57665R106                           

Meeting Date: JUN 15, 2018   Meeting Type: Annual                              

Record Date:  APR 18, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Gregory R. Blatt         For       Withhold     Management

1.2   Elect Director Amanda Ginsberg          For       Withhold     Management

1.3   Elect Director Joseph Levin             For       Withhold     Management

1.4   Elect Director Ann L. McDaniel          For       For          Management

1.5   Elect Director Thomas J. McInerney      For       For          Management

1.6   Elect Director Glenn H. Schiffman       For       Withhold     Management

1.7   Elect Director Pamela S. Seymon         For       For          Management

1.8   Elect Director Alan G. Spoon            For       For          Management

1.9   Elect Director Mark Stein               For       Withhold     Management

1.10  Elect Director Gregg Winiarski          For       Withhold     Management

1.11  Elect Director Sam Yagan                For       Withhold     Management

2     Amend Omnibus Stock Plan                For       Against      Management

3     Ratify Ernst & Young as Auditors        For       For          Management

 

 

--------------------------------------------------------------------------------

 

MKS INSTRUMENTS, INC.                                                          

 

Ticker:       MKSI           Security ID:  55306N104                           

Meeting Date: MAY 09, 2018   Meeting Type: Annual                              

Record Date:  MAR 07, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Gerald G. Colella        For       For          Management

1.2   Elect Director Elizabeth A. Mora        For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

MONOLITHIC POWER SYSTEMS, INC.                                                 

 

Ticker:       MPWR           Security ID:  609839105                           

Meeting Date: JUN 14, 2018   Meeting Type: Annual                              

Record Date:  APR 17, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Eugen Elmiger            For       For          Management

1.2   Elect Director Jeff Zhou                For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

NEUROCRINE BIOSCIENCES, INC.                                                   

 

Ticker:       NBIX           Security ID:  64125C109                           

Meeting Date: MAY 24, 2018   Meeting Type: Annual                              

Record Date:  MAR 29, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director William H. Rastetter     For       For          Management

1.2   Elect Director George J. Morrow         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Amend Omnibus Stock Plan                For       Against      Management

4     Approve Qualified Employee Stock        For       For          Management

      Purchase Plan                                                            

5     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

--------------------------------------------------------------------------------

 

OSHKOSH CORPORATION                                                            

 

Ticker:       OSK            Security ID:  688239201                           

Meeting Date: FEB 06, 2018   Meeting Type: Annual                              

Record Date:  DEC 11, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Keith J. Allman          For       For          Management

1.2   Elect Director Peter B. Hamilton        For       For          Management

1.3   Elect Director Wilson R. Jones          For       For          Management

1.4   Elect Director Leslie F. Kenne          For       For          Management

1.5   Elect Director Kimberley Metcalf-Kupres For       For          Management

1.6   Elect Director Steven C. Mizell         For       For          Management

1.7   Elect Director Stephen D. Newlin        For       For          Management

1.8   Elect Director Craig P. Omtvedt         For       For          Management

1.9   Elect Director Duncan J. Palmer         For       For          Management

1.10  Elect Director John S. Shiely           For       For          Management

1.11  Elect Director William S. Wallace       For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Proxy Access Bylaw Amendment            Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

PACIRA PHARMACEUTICALS, INC.                                                   

 

Ticker:       PCRX           Security ID:  695127100                           

Meeting Date: JUN 12, 2018   Meeting Type: Annual                              

Record Date:  APR 18, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Laura Brege              For       For          Management

1.2   Elect Director Mark I. Froimson         For       For          Management

1.3   Elect Director Mark A. Kronenfeld       For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

PROOFPOINT, INC.                                                               

 

Ticker:       PFPT           Security ID:  743424103                           

Meeting Date: MAY 30, 2018   Meeting Type: Annual                              

Record Date:  APR 06, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Dana Evan                For       For          Management

1.2   Elect Director Kristen Gil              For       For          Management

1.3   Elect Director Gary Steele              For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

SAREPTA THERAPEUTICS, INC.                                                     

 

Ticker:       SRPT           Security ID:  803607100                           

Meeting Date: JUN 06, 2018   Meeting Type: Annual                              

Record Date:  APR 11, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Michael W. Bonney        For       For          Management

1.2   Elect Director Douglas S. Ingram        For       For          Management

1.3   Elect Director Hans Wigzell             For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Approve Omnibus Stock Plan              For       Against      Management

4     Ratify KPMG LLP as Auditors             For       For          Management

 

 

--------------------------------------------------------------------------------

 

SHAKE SHACK INC.                                                               

 

Ticker:       SHAK           Security ID:  819047101                           

Meeting Date: JUN 12, 2018   Meeting Type: Annual                               

Record Date:  APR 17, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Jenna Lyons              For       Withhold     Management

1b    Elect Director Robert Vivian            For       Withhold     Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

SPLUNK INC.                                                                    

 

Ticker:       SPLK           Security ID:  848637104                           

Meeting Date: JUN 07, 2018   Meeting Type: Annual                              

Record Date:  APR 13, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Sara Baack               For       For          Management

1b    Elect Director Douglas Merritt          For       For          Management

1c    Elect Director Graham Smith             For       For          Management

1d    Elect Director Godfrey Sullivan         For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

SQUARE, INC.                                                                   

 

Ticker:       SQ             Security ID:  852234103                           

Meeting Date: JUN 19, 2018   Meeting Type: Annual                              

Record Date:  APR 24, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Randy Garutti            For       For          Management

1.2   Elect Director Mary Meeker              For       Withhold     Management

1.3   Elect Director Naveen Rao               For       For          Management

1.4   Elect Director Lawrence Summers         For       Withhold     Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify KPMG LLP as Auditors             For       For          Management

 

 

--------------------------------------------------------------------------------

 

THE TRADE DESK, INC.                                                            

 

Ticker:       TTD            Security ID:  88339J105                           

Meeting Date: MAY 03, 2018   Meeting Type: Annual                              

Record Date:  MAR 12, 2018                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Thomas Falk              For       Withhold     Management

1b    Elect Director Robert D. Perdue         For       Withhold     Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote on Say on Pay Frequency   Three     One Year     Management

                                              Years                            

 

 

--------------------------------------------------------------------------------

 

TREX COMPANY, INC.                                                             

 

Ticker:       TREX           Security ID:  89531P105                           

Meeting Date: MAY 02, 2018   Meeting Type: Annual                              

Record Date:  MAR 05, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director James E. Cline           For       For          Management

1.2   Elect Director Patricia B. Robinson     For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Increase Authorized Common Stock        For       For          Management

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

--------------------------------------------------------------------------------

 

UNITED RENTALS, INC.                                                           

 

Ticker:       URI            Security ID:  911363109                            

Meeting Date: MAY 09, 2018   Meeting Type: Annual                              

Record Date:  MAR 12, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jose B. Alvarez          For       For          Management

1.2   Elect Director Jenne K. Britell         For       For          Management

1.3   Elect Director Marc A. Bruno            For       For          Management

1.4   Elect Director Bobby J. Griffin         For       For          Management

1.5   Elect Director Terri L. Kelly           For       For          Management

1.6   Elect Director Michael J. Kneeland      For       For          Management

1.7   Elect Director Gracia C. Martore        For       For          Management

1.8   Elect Director Jason D. Papastavrou     For       For          Management

1.9   Elect Director Filippo Passerini        For       For          Management

1.10  Elect Director Donald C. Roof           For       For          Management

1.11  Elect Director Shiv Singh               For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Provide Right to Act by Written Consent Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

WEIGHT WATCHERS INTERNATIONAL, INC.                                            

 

Ticker:       WTW            Security ID:  948626106                            

Meeting Date: MAY 08, 2018   Meeting Type: Annual                              

Record Date:  MAR 22, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Denis F. Kelly           For       For          Management

1.2   Elect Director Sacha Lainovic           For       For          Management

1.3   Elect Director Christopher J. Sobecki   For       Withhold     Management

1.4   Elect Director Oprah Winfrey            For       Withhold     Management

2.5   Elect Director Mindy Grossman           For       Withhold     Management

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

4     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

==========------------------- END N-PX REPORT ===================================

 


 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

DELAWARE GROUP® EQUITY FUNDS IV

 

 

 

 

 

By:

Shawn K. Lytle

 

 

Name:

Shawn K. Lytle

 

 

Title:

President/ Chief Executive Officer

 

 

Date:

August 17, 2018