0000776901-20-000095.txt : 20200402 0000776901-20-000095.hdr.sgml : 20200402 20200402160433 ACCESSION NUMBER: 0000776901-20-000095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200309 FILED AS OF DATE: 20200402 DATE AS OF CHANGE: 20200402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES KEVIN J CENTRAL INDEX KEY: 0001207145 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09047 FILM NUMBER: 20768915 MAIL ADDRESS: STREET 1: C/O INDEPENDENT BANK CORP STREET 2: 288 UNION STREET CITY: ROCKLAND STATE: MA ZIP: 02370 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INDEPENDENT BANK CORP CENTRAL INDEX KEY: 0000776901 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 042870273 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 288 UNION STREET CITY: ROCKLAND STATE: MA ZIP: 02370 BUSINESS PHONE: 7818786100 MAIL ADDRESS: STREET 1: 288 UNION STREET CITY: ROCKLAND STATE: MA ZIP: 02370 4 1 wf-form4_158585785484047.xml FORM 4 X0306 4 2020-03-09 0 0000776901 INDEPENDENT BANK CORP INDB 0001207145 JONES KEVIN J C/O INDEPENDENT BANK CORP. 288 UNION STREET ROCKLAND MA 02370 1 0 0 0 Common Stock 2020-03-09 5 G 0 E 1720 0 D 5902 I by Living Trust Common Stock 2020-03-09 5 G 0 E 1720 0 D 5902 I by Spouse's Living Trust Common Stock 48455.5808 D Common Stock 5000 I by Corporation Common Stock 30000 I by Sons Reflects gifts made to a Trust for the benefit of Mr. Jones' grandchildren. Neither Mr. Jones nor his spouse is a Trustee of such Trust or otherwise has investment control over the securities held in such Trust. Mr. Jones and his spouse each formed a living trust, and funded these trusts with shares formerly held in a joint account. As a result, Mr. Jones' beneficial ownership of such shares changed from direct to indirect, which change was exempt from reporting under Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Holdings include 540.1748 shares acquired as a result of participation in the Independent Bank Corp. 2014 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (8/21/19), which transactions are exempt from the reporting requirements of Section 16 of the Exchange Act. Shares held i/n/o Corporation. The filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Exchange Act, the beneficial owner of such securities. Shares carried under the name of Filers three sons as follows: 10,000 shares held i/n/o Kevin J. Jones & Frances Jones, Trustees, Brian Jones Irrevocable Trust, 10,000 shares held i/n/o Kevin J. Jones & Frances Jones, Trustees, Mark Jones Irrevocable Trust, and 10,000 shares held i/n/o Kevin J. Jones & Frances Jones, Trustees, Sean Jones Irrevocable Trust. The filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Exchange Act, the beneficial owner of such securities. /s/ Maureen Gaffney, Power of Attorney for Kevin J. Jones 2020-04-02