0000950123-14-001420.txt : 20140210
0000950123-14-001420.hdr.sgml : 20140210
20140210155235
ACCESSION NUMBER: 0000950123-14-001420
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140210
DATE AS OF CHANGE: 20140210
EFFECTIVENESS DATE: 20140210
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALLEGHANY CORP /DE
CENTRAL INDEX KEY: 0000775368
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 271354706
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01590
FILM NUMBER: 14588478
BUSINESS ADDRESS:
STREET 1: 7 TIMES SQUARE TOWER
STREET 2: 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-752-1356
MAIL ADDRESS:
STREET 1: 7 TIMES SQUARE TOWER
STREET 2: 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ALLEGHANY FINANCIAL CORP
DATE OF NAME CHANGE: 19870115
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000775368
XXXXXXXX
12-31-2013
12-31-2013
Alleghany Corp /DE
7 Times Square Tower
17th Floor
New York
NY
10036
13F HOLDINGS REPORT
028-01590
28-10508
RSUI Indemnity Company
28-06459
Alleghany Insurance Holdings LLC
28-12262
Capitol Indemnity Corporation
28-15020
Transatlantic Reinsurance Company
N
John L. Sennott, Jr.
Senior Vice President and chief financial officer
(212) 752-1356
/s/ John L. Sennott, Jr.
New York
NY
02-10-2014
4
133
2036919
false
2
28-10508
RSUI Indemnity Company
3
28-06459
Alleghany Insurance Holdings LLC
4
28-12262
Capitol Indemnity Corporation
5
28-15020
Transatlantic Reinsurance Company
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
3M CO
COM
88579Y101
3086
22000
SH
DFND
2,3
22000
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
1716
30000
SH
DFND
2,3
30000
0
0
AIR PRODS & CHEMS INC
COM
009158106
21574
193000
SH
DFND
2,3
193000
0
0
AIR PRODS & CHEMS INC
COM
009158106
782
7000
SH
DFND
3
7000
0
0
AIR PRODS & CHEMS INC
COM
009158106
5086
45500
SH
DFND
3,4
45500
0
0
AIR PRODS & CHEMS INC
COM
009158106
45215
404500
SH
DFND
5
404500
0
0
AMERICAN EXPRESS CO
COM
025816109
3175
35000
SH
DFND
2,3
35000
0
0
AMERICAN HOMES 4 RENT
CL A
02665T306
38026
2347312
SH
DFND
2,3
2347312
0
0
AMERICAN HOMES 4 RENT
CL A
02665T306
1373
84764
SH
DFND
3
84764
0
0
AMERICAN HOMES 4 RENT
CL A
02665T306
8822
544585
SH
DFND
3,4
544585
0
0
AMERICAN HOMES 4 RENT
CL A
02665T306
73278
4523339
SH
DFND
5
4523339
0
0
APACHE CORP
COM
037411105
23169
269600
SH
DFND
2,3
269600
0
0
APACHE CORP
COM
037411105
845
9831
SH
DFND
3
9831
0
0
APACHE CORP
COM
037411105
5388
62700
SH
DFND
3,4
62700
0
0
APACHE CORP
COM
037411105
56537
657869
SH
DFND
5
657869
0
0
APPLE INC
COM
037833100
29173
52000
SH
DFND
2,3
52000
0
0
APPLE INC
COM
037833100
982
1750
SH
DFND
3
1750
0
0
APPLE INC
COM
037833100
5610
10000
SH
DFND
3,4
10000
0
0
APPLE INC
COM
037833100
140979
251250
SH
DFND
5
251250
0
0
ARES CAP CORP
COM
04010L103
3179
178907
SH
DFND
3
178907
0
0
ARES COML REAL ESTATE CORP
COM
04013V108
1639
125115
SH
DFND
3
125115
0
0
ARES DYNAMIC CR ALLOCATION F
COM
04014F102
159
8865
SH
DFND
3
8865
0
0
AUTODESK INC
COM
052769106
1258
25000
SH
DFND
2,3
25000
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
1616
20000
SH
DFND
2,3
20000
0
0
BERKSHIRE HATHAWAY INC DEL
CL B
084670702
2371
20000
SH
DFND
2,3
20000
0
0
BOEING CO
COM
097023105
25724
188470
SH
DFND
2,3
188470
0
0
BOEING CO
COM
097023105
1228
9000
SH
DFND
3
9000
0
0
BOEING CO
COM
097023105
5869
43000
SH
DFND
3,4
43000
0
0
BOEING CO
COM
097023105
49409
362000
SH
DFND
5
362000
0
0
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
43135
870000
SH
DFND
2,3
870000
0
0
CHUBB CORP
COM
171232101
2899
30000
SH
DFND
2,3
30000
0
0
COCA COLA CO
COM
191216100
2479
60000
SH
DFND
2,3
60000
0
0
CONOCOPHILLIPS
COM
20825C104
2120
30000
SH
DFND
2,3
30000
0
0
COSTCO WHSL CORP NEW
COM
22160K105
2380
20000
SH
DFND
2,3
20000
0
0
CUMMINS INC
COM
231021106
21711
154009
SH
DFND
2,3
154009
0
0
CUMMINS INC
COM
231021106
694
4924
SH
DFND
3
4924
0
0
CUMMINS INC
COM
231021106
4614
32729
SH
DFND
3,4
32729
0
0
CUMMINS INC
COM
231021106
38532
273338
SH
DFND
5
273338
0
0
DEERE & CO
COM
244199105
2740
30000
SH
DFND
2,3
30000
0
0
DISNEY WALT CO
COM DISNEY
254687106
3438
45000
SH
DFND
2,3
45000
0
0
DOLLAR GEN CORP NEW
COM
256677105
18571
307876
SH
DFND
2,3
307876
0
0
DOLLAR GEN CORP NEW
COM
256677105
698
11566
SH
DFND
3
11566
0
0
DOLLAR GEN CORP NEW
COM
256677105
4430
73435
SH
DFND
3,4
73435
0
0
DOLLAR GEN CORP NEW
COM
256677105
36622
607123
SH
DFND
5
607123
0
0
DU PONT EI DE NEMOURS & CO
COM
263534109
2599
40000
SH
DFND
2,3
40000
0
0
EMERSON ELEC CO
COM
291011104
23621
336576
SH
DFND
2,3
336576
0
0
EMERSON ELEC CO
COM
291011104
752
10710
SH
DFND
3
10710
0
0
EMERSON ELEC CO
COM
291011104
4818
68653
SH
DFND
3,4
68653
0
0
EMERSON ELEC CO
COM
291011104
40288
574061
SH
DFND
5
574061
0
0
EXXON MOBIL CORP
COM
30231G102
3036
30000
SH
DFND
2,3
30000
0
0
FEDEX CORP
COM
31428X106
2157
15000
SH
DFND
2,3
15000
0
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
42458
1125000
SH
DFND
2,3
1125000
0
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
2264
60000
SH
DFND
3
60000
0
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
14153
375000
SH
DFND
3,4
375000
0
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
14341
380000
SH
DFND
5
380000
0
0
GOOGLE INC
COM
38259P508
2802
2500
SH
DFND
2,3
2500
0
0
HOME DEPOT INC
COM
437076102
1647
20000
SH
DFND
2,3
20000
0
0
INTEL CORP
COM
458140100
2206
85000
SH
DFND
2,3
85000
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
2251
12000
SH
DFND
2,3
12000
0
0
JOHNSON AND JOHNSON
COM
478160104
2748
30000
SH
DFND
2,3
30000
0
0
JPMORGAN CHASE & CO
COM
46625H100
1754
30000
SH
DFND
2,3
30000
0
0
KELLOGG CO
COM
487836108
2137
35000
SH
DFND
2,3
35000
0
0
LAS VEGAS SANDS CORP
COM
517834107
16978
215270
SH
DFND
2,3
215270
0
0
LAS VEGAS SANDS CORP
COM
517834107
517
6560
SH
DFND
3
6560
0
0
LAS VEGAS SANDS CORP
COM
517834107
3384
42900
SH
DFND
3,4
42900
0
0
LAS VEGAS SANDS CORP
COM
517834107
28598
362600
SH
DFND
5
362600
0
0
LAUDER ESTEE COS INC
CL A
518439104
1883
25000
SH
DFND
2,3
25000
0
0
LILLY ELI & CO
COM
532457108
14526
284833
SH
DFND
2,3
284833
0
0
LILLY ELI & CO
COM
532457108
433
8485
SH
DFND
3
8485
0
0
LILLY ELI & CO
COM
532457108
2779
54486
SH
DFND
3,4
54486
0
0
LILLY ELI & CO
COM
532457108
23062
452196
SH
DFND
5
452196
0
0
LOEWS CORP
COM
540424108
1206
25000
SH
DFND
2,3
25000
0
0
MCKESSON CORP
COM
58155Q103
21985
136215
SH
DFND
2,3
136215
0
0
MCKESSON CORP
COM
58155Q103
798
4945
SH
DFND
3
4945
0
0
MCKESSON CORP
COM
58155Q103
5059
31347
SH
DFND
3,4
31347
0
0
MCKESSON CORP
COM
58155Q103
44787
277493
SH
DFND
5
277493
0
0
MEDTRONIC INC
COM
585055106
3156
55000
SH
DFND
2,3
55000
0
0
MICROSOFT CORP
COM
594918104
3180
85000
SH
DFND
2,3
85000
0
0
NOBLE ENERGY INC
COM
655044105
2724
40000
SH
DFND
2,3
40000
0
0
NORDSTROM INC
COM
655664100
1854
30000
SH
DFND
2,3
30000
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
2010
25000
SH
DFND
2,3
25000
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
30407
319738
SH
DFND
2,3
319738
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
1033
10862
SH
DFND
3
10862
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
6600
69400
SH
DFND
3,4
69400
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
71325
750000
SH
DFND
5
750000
0
0
OLD REP INTL CORP
COM
680223104
39721
2300000
SH
DFND
3
2300000
0
0
ORACLE CORP
COM
68389X105
16590
433622
SH
DFND
2,3
433622
0
0
ORACLE CORP
COM
68389X105
507
13257
SH
DFND
3
13257
0
0
ORACLE CORP
COM
68389X105
3336
87180
SH
DFND
3,4
87180
0
0
ORACLE CORP
COM
68389X105
27775
725941
SH
DFND
5
725941
0
0
PACCAR INC
COM
693718108
1775
30000
SH
DFND
2,3
30000
0
0
PHILIP MORRIS INTL INC
COM
718172109
28383
325751
SH
DFND
2,3
325751
0
0
PHILIP MORRIS INTL INC
COM
718172109
974
11178
SH
DFND
3
11178
0
0
PHILIP MORRIS INTL INC
COM
718172109
6279
72065
SH
DFND
3,4
72065
0
0
PHILIP MORRIS INTL INC
COM
718172109
52801
606006
SH
DFND
5
606006
0
0
PROCTER & GAMBLE CO
COM
742718109
2442
30000
SH
DFND
2,3
30000
0
0
ROPER INDS INC NEW
COM
776696106
3759
27106
SH
DFND
2,3
27106
0
0
ROPER INDS INC NEW
COM
776696106
136
978
SH
DFND
3
978
0
0
ROPER INDS INC NEW
COM
776696106
872
6288
SH
DFND
3,4
6288
0
0
ROPER INDS INC NEW
COM
776696106
7238
52194
SH
DFND
5
52194
0
0
SAP AG
SPON ADR
803054204
23265
266981
SH
DFND
2,3
266981
0
0
SAP AG
SPON ADR
803054204
708
8125
SH
DFND
3
8125
0
0
SAP AG
SPON ADR
803054204
4464
51226
SH
DFND
3,4
51226
0
0
SAP AG
SPON ADR
803054204
40055
459668
SH
DFND
5
459668
0
0
SCHLUMBERGER LTD
COM
806857108
2703
30000
SH
DFND
2,3
30000
0
0
SYSCO CORP
COM
871829107
1444
40000
SH
DFND
2,3
40000
0
0
TIME WARNER CABLE INC
COM
88732J207
4737
34960
SH
DFND
2,3
34960
0
0
TIME WARNER CABLE INC
COM
88732J207
230
1697
SH
DFND
3
1697
0
0
TIME WARNER CABLE INC
COM
88732J207
1619
11950
SH
DFND
3,4
11950
0
0
TIME WARNER CABLE INC
COM
88732J207
40839
301393
SH
DFND
5
301393
0
0
TRONOX LTD
SHS CL A
Q9235V101
3134
135832
SH
DFND
2,3
135832
0
0
TRONOX LTD
SHS CL A
Q9235V101
110
4784
SH
DFND
3
4784
0
0
TRONOX LTD
SHS CL A
Q9235V101
719
31168
SH
DFND
3,4
31168
0
0
TRONOX LTD
SHS CL A
Q9235V101
6034
261561
SH
DFND
5
261561
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
32785
312000
SH
DFND
2,3
312000
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
1261
12000
SH
DFND
3
12000
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
7986
76000
SH
DFND
3,4
76000
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
10508
100000
SH
DFND
5
100000
0
0
US BANCORP DEL
COM NEW
902973304
1414
35000
SH
DFND
2,3
35000
0
0
VISA INC
COM CL A
92826C839
44536
200000
SH
DFND
0
200000
0
0
VISA INC
COM CL A
92826C839
84173
378000
SH
DFND
2,3
378000
0
0
VISA INC
COM CL A
92826C839
3563
16000
SH
DFND
3
16000
0
0
VISA INC
COM CL A
92826C839
23604
106000
SH
DFND
3,4
106000
0
0
VISA INC
COM CL A
92826C839
57897
260000
SH
DFND
5
260000
0
0
WAL MART STORES INC
COM
931142103
24751
314539
SH
DFND
2,3
314539
0
0
WAL MART STORES INC
COM
931142103
788
10010
SH
DFND
3
10010
0
0
WAL MART STORES INC
COM
931142103
5098
64782
SH
DFND
3,4
64782
0
0
WAL MART STORES INC
COM
931142103
42939
545669
SH
DFND
5
545669
0
0
WELLS FARGO & CO NEW
COM
949746101
17914
394576
SH
DFND
2,3
394576
0
0
WELLS FARGO & CO NEW
COM
949746101
593
13061
SH
DFND
3
13061
0
0
WELLS FARGO & CO NEW
COM
949746101
3785
83363
SH
DFND
3,4
83363
0
0
WELLS FARGO & CO NEW
COM
949746101
38318
844000
SH
DFND
5
844000
0
0
WILLIAMS COS INC DEL
COM
969457100
115710
3000000
SH
DFND
3
3000000
0
0