-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LD4GQJ0YeGGl98Cv02sNKrgtthPrBFSSYIDq44Wg/9L27LDJD57j+g2ZcBDO+YD/ nxa7qVNXaqpyqiwZKmEKqQ== 0000950123-05-004243.txt : 20050408 0000950123-05-004243.hdr.sgml : 20050408 20050408143014 ACCESSION NUMBER: 0000950123-05-004243 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050408 ITEM INFORMATION: Other Events FILED AS OF DATE: 20050408 DATE AS OF CHANGE: 20050408 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALLEGHANY CORP /DE CENTRAL INDEX KEY: 0000775368 STANDARD INDUSTRIAL CLASSIFICATION: TITLE INSURANCE [6361] IRS NUMBER: 510283071 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09371 FILM NUMBER: 05741196 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: SUITE 3201 CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 2127521356 MAIL ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: SUITE 3201 CITY: NEW YORK STATE: NY ZIP: 10152 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGHANY FINANCIAL CORP DATE OF NAME CHANGE: 19870115 8-K 1 y07685e8vk.txt ALLEGHANY CORPORATION SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 8, 2005 ---------- ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 - ------------------------------- ---------------- ------------------- (State or other jurisdiction of (Commission File (IRS Employer incorporation) Number) Identification No.) 375 Park Avenue, Suite 3201 New York, New York 10152 ---------------------------------------- ---------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (212) 752-1356 -------------- Item 8.01 Other Events. Alleghany Corporation ("Alleghany") is providing updated information relating to its outstanding common stock, par value $1.00 per share (the "Common Stock"), options and performance shares as of April 8, 2005. As of April 8, 2005, there were outstanding 7,730,593 shares of Common Stock, options to purchase 108,006 shares of Common Stock and 101,628 performance shares. The following table summarizes information, as of April 8, 2005, relating to the equity compensation plans of Alleghany under which equity securities of Alleghany are authorized for issuance. The amounts presented in this table do not include the 101,628 performance shares because they do not have an exercise price; their value is dependent upon the achievement of certain performance goals over a period of time and they are typically paid one-half in cash and one-half in shares of Common Stock:
- -------------------------------------------------------------------------------------------------------------------- (c) Number of securities (a) (b) remaining available for Number of securities to Weighted-average future issuance under be issued upon exercise exercise price of equity compensation plans of outstanding options, outstanding options, (excluding securities Plan category warrants and rights warrants and rights reflected in column(a)) - -------------------------------------------------------------------------------------------------------------------- Equity compensation plans approved by security holders..................... 84,547 $150.64 569,727 - -------------------------------------------------------------------------------------------------------------------- Equity compensation plans not approved by security holders..................... 23,459 $138.71 -- ------- ------- - -------------------------------------------------------------------------------------------------------------------- Total.......................... 108,006 569,727 ======= ======= - --------------------------------------------------------------------------------------------------------------------
Signature Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. ALLEGHANY CORPORATION By: /s/ Peter R. Sismondo ------------------------ Peter R. Sismondo Vice President, Controller, Treasurer and Assistant Secretary Date: April 8, 2005 -----END PRIVACY-ENHANCED MESSAGE-----