0000899243-22-033974.txt : 20221021 0000899243-22-033974.hdr.sgml : 20221021 20221021164937 ACCESSION NUMBER: 0000899243-22-033974 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221019 FILED AS OF DATE: 20221021 DATE AS OF CHANGE: 20221021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wong Raymond CENTRAL INDEX KEY: 0001361752 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09371 FILM NUMBER: 221324212 MAIL ADDRESS: STREET 1: C/O SPRING MOUNTAIN CAPITAL, LP STREET 2: 650 MADISON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLEGHANY CORP /DE CENTRAL INDEX KEY: 0000775368 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 271354706 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1411 BROADWAY STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-508-8130 MAIL ADDRESS: STREET 1: 1411 BROADWAY STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGHANY FINANCIAL CORP DATE OF NAME CHANGE: 19870115 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-10-19 1 0000775368 ALLEGHANY CORP /DE Y 0001361752 Wong Raymond ALLEGHANY CORPORATION 1411 BROADWAY, 34TH FLOOR NEW YORK NY 10018 1 0 0 0 Common Stock 2022-10-19 4 D 0 7119.46 D 0 D Common Stock 2022-10-19 4 D 0 300 D 0 I Held by limited liability company in which reporting person has a pecuniary interest Common Stock 2022-10-19 4 D 0 900 D 0 I Held by a trust over which reporting person has voting and investment power Disposition pursuant to the merger (the "Merger") of O&M Acquisition Corp. with and into Alleghany Corporation ("Alleghany"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 20, 2022, by and among Alleghany, Berkshire Hathaway Inc. and O&M Acquisition Corp. At the effective time of the Merger, each share of Alleghany common stock was converted into the right to receive $848.02 in cash, without interest (the "Merger Consideration"). At the effective time of the Merger, each restricted stock unit that was not subject to any performance-based vesting requirements granted to non-employee directors under Alleghany's directors' stock plans ("Director RSU") was cancelled and converted into the right to receive an amount equal to the Merger Consideration at the time specified in the applicable plan and award agreement or applicable deferral election, subject to the terms set forth in the Merger Agreement. Includes 2,195.46 shares of Alleghany common stock underlying Mr. Wong's Director RSUs. 738 shares of Mr. Wong's directly held Alleghany common stock were gifted to a third party for no consideration. /s/ Christopher K. Dalrymple, Attorney-in-Fact 2022-10-21