0000899243-22-033969.txt : 20221021
0000899243-22-033969.hdr.sgml : 20221021
20221021164644
ACCESSION NUMBER: 0000899243-22-033969
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221019
FILED AS OF DATE: 20221021
DATE AS OF CHANGE: 20221021
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kirby Jefferson
CENTRAL INDEX KEY: 0001361747
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09371
FILM NUMBER: 221324191
MAIL ADDRESS:
STREET 1: ALLEGHANY CORPORATION
STREET 2: 7 TIMES SQUARE TOWER, 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALLEGHANY CORP /DE
CENTRAL INDEX KEY: 0000775368
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 271354706
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1411 BROADWAY
STREET 2: 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 212-508-8130
MAIL ADDRESS:
STREET 1: 1411 BROADWAY
STREET 2: 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: ALLEGHANY FINANCIAL CORP
DATE OF NAME CHANGE: 19870115
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-10-19
1
0000775368
ALLEGHANY CORP /DE
Y
0001361747
Kirby Jefferson
ALLEGHANY CORPORATION
1411 BROADWAY, 34TH FLOOR
NEW YORK
NY
10018
1
0
0
0
Common Stock
2022-10-19
4
D
0
93760.82
D
0
D
Common Stock
2022-10-19
4
D
0
159097
D
0
I
Held by trusts w. reporting person as co-trustee and beneficiary
Common Stock
2022-10-19
4
D
0
23707
D
0
I
Held by trust w. reporting person as co-trustee and beneficiaries as reporting person's descendants
Common Stock
2022-10-19
4
D
0
24886
D
0
I
Held by trusts w. reporting person as trustee and beneficiaries as reporting person's children
Common Stock
2022-10-19
4
D
0
27586
D
0
I
Held by trust w. reporting person as trustee and beneficiary
Common Stock
2022-10-19
4
D
0
3853
D
0
I
Held by trust w. reporting person as trustee and beneficiaries as reporting person's descendants
Common Stock
2022-10-19
4
D
0
19
D
0
I
Held by reporting person's spouse
Common Stock
2022-10-19
4
D
0
182
D
0
I
Held by reporting person's children sharing the same household
Disposition pursuant to the merger (the "Merger") of O&M Acquisition Corp. with and into Alleghany Corporation ("Alleghany"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 20, 2022, by and among Alleghany, Berkshire Hathaway Inc. and O&M Acquisition Corp.
At the effective time of the Merger, each share of Alleghany common stock was converted into the right to receive $848.02 in cash, without interest (the "Merger Consideration").
At the effective time of the Merger, each restricted stock unit that was not subject to any performance-based vesting requirements granted to non-employee directors under Alleghany's directors' stock plans ("Director RSU") was cancelled and converted into the right to receive an amount equal to the Merger Consideration at the time specified in the applicable plan and award agreement or applicable deferral election, subject to the terms set forth in the Merger Agreement.
Includes 832.82 shares of Alleghany common stock underlying Mr. Kirby's Director RSUs.
Reflects transfer of ownership from trust to personal holdings.
Reflects that a child of the reporting person has left his household.
/s/ Christopher K. Dalrymple, Attorney-in-Fact
2022-10-21