0000775368-21-000019.txt : 20210401 0000775368-21-000019.hdr.sgml : 20210401 20210401160319 ACCESSION NUMBER: 0000775368-21-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210401 DATE AS OF CHANGE: 20210401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hicks Weston M CENTRAL INDEX KEY: 0001186549 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09371 FILM NUMBER: 21797954 MAIL ADDRESS: STREET 1: C/O ALLEGHANY CORPORATION STREET 2: 1411 BROADWAY, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER NAME: FORMER CONFORMED NAME: HICKS WESTON M DATE OF NAME CHANGE: 20020905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLEGHANY CORP /DE CENTRAL INDEX KEY: 0000775368 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 271354706 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1411 BROADWAY STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-508-8130 MAIL ADDRESS: STREET 1: 1411 BROADWAY STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGHANY FINANCIAL CORP DATE OF NAME CHANGE: 19870115 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-03-31 0000775368 ALLEGHANY CORP /DE Y 0001186549 Hicks Weston M ALLEGHANY CORPORATION 1411 BROADWAY, 34TH FLOOR NEW YORK NY 10018 1 1 0 0 President and CEO Common Stock 46777 D Common Stock 9460 I Held by trust of which reporting person has voting and investment control Common Stock 9459 I Held by trust of which reporting person has voting and investment control Phantom Stock 2021-03-31 4 A 0 68.7371 634.21 A Common Stock 68.7371 7808.6576 D Each phantom stock unit is the economic equivalent of one share of the registrant's common stock. Phantom stock units are payable in cash on the date elected by the reporting person. This value reflects an adjustment to the number of phantom stock units reported as acquired on January 4, 2021 in the reporting person's Form 4 filed January 5, 2021 based on the finalization of the registrant's financial results from Q4 2020. /s/ Christopher K. Dalrymple, Attorney-in-Fact 2021-04-01