0000775368-21-000009.txt : 20210119 0000775368-21-000009.hdr.sgml : 20210119 20210119181301 ACCESSION NUMBER: 0000775368-21-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210117 FILED AS OF DATE: 20210119 DATE AS OF CHANGE: 20210119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jacobs Kerry J CENTRAL INDEX KEY: 0001782020 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09371 FILM NUMBER: 21536767 MAIL ADDRESS: STREET 1: C/O ALLEGHANY CORPORATION STREET 2: 1411 BROADWAY, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLEGHANY CORP /DE CENTRAL INDEX KEY: 0000775368 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 271354706 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1411 BROADWAY STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-508-8130 MAIL ADDRESS: STREET 1: 1411 BROADWAY STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGHANY FINANCIAL CORP DATE OF NAME CHANGE: 19870115 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-01-17 0000775368 ALLEGHANY CORP /DE Y 0001782020 Jacobs Kerry J C/O ALLEGHANY CORPORATION 1411 BROADWAY, 34TH FLOOR NEW YORK NY 10018 0 1 0 0 SVP, Chief Financial Officer Common Stock 2021-01-17 4 M 0 175 0 A 1124 D Common Stock 2021-01-17 4 D 0 75 608.96 D 1049 D Restricted Stock Units 2021-01-17 4 M 0 175 0 D Common Stock 175 0 D Restricted Stock Units 2021-01-19 4 A 0 809 0 A Common Stock 809 809 D Settlement of 175 restricted stock units for shares of the registrant's common stock and $45,616.97 in cash representing withholding for tax obligations in connection with such settlement. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the registrant's common stock or a payment in cash in respect of such restricted stock unit in an amount equal to the fair market value of one share of the registrant's common stock on the applicable vesting date. Each restricted stock unit vested on January 17, 2021. Each restricted stock unit will vest on the four-year anniversary of the date of grant, subject to the reporting person being employed by the registrant on such date. /s/ Christopher K. Dalrymple, Attorney-in-Fact 2021-01-19