EX-99.H.5.IV 21 ex99h5iv.htm EXTENDED EXP LIMIT AGMT 01.23.2008 - 4TH AMENDMENT 08.17.2009 ex99h5iv.htm

OLD MUTUAL FUNDS II
 
AMENDMENT TO AMENDED AND RESTATED
EXTENDED EXPENSE LIMITATION AGREEMENT
 
THIS AMENDMENT dated as of the close of business on August 17, 2009 to the Amended and Restated Extended Expense Limitation Agreement dated January 23, 2008 (the “Extended Expense Limitation Agreement”), by and between Old Mutual Funds II (“OMF II”) and Old Mutual Capital, Inc., shall be as follows:

WHEREAS, effective as of the close of business on August 17, 2009, the Old Mutual Advantage Growth Fund and the Old Mutual Discover Value Fund are liquidated and dissolved.
 

NOW THEREFORE, the parties agree as follows:

1.  
Schedules A through D to the Extended Expense Limitation Agreement shall be replaced with the Schedules A through D attached hereto.

2.  
Except as expressly amended and provided herein, all of the terms, conditions and provisions of the Extended Expense Limitation Agreement shall continue in full force and effect.

IN WITNESS WHEREOF, the parties have caused this amendment to be executed by their respective duly authorized officers, to be effective as of the day and year first written above.

 
OLD MUTUAL FUNDS II
  
OLD MUTUAL CAPITAL, INC.
  
         
         
 By:
/s/ Robert T. Kelly
 By:
/s/ Mark E. Black
  
Name:
Robert T. Kelly
Name:
Mark E. Black
  
Title:
Treasurer
Title:
Chief Financial Officer
  



 
 
 


SCHEDULE A
DATED AS OF THE CLOSE OF BUSINESS ON AUGUST 17, 2009
TO
AMENDED AND RESTATED EXTENDED EXPENSE LIMITATION AGREEMENT
BETWEEN
OLD MUTUAL FUNDS II
AND
OLD MUTUAL CAPITAL, INC.
DATED JANUARY 23, 2008
 
 
Class A Expense Limit
  
Class C Expense Limit
  
Institutional Class Expense Limit
  
Class Z Expense Limit
               
This Agreement relates to the following Portfolios of the Trust:
              
               
Equity Funds
              
Old Mutual Analytic U.S. Long/Short Fund
3.00%
  
3.75%
  
2.75%
  
2.75%
Old Mutual Barrow Hanley Value Fund
3.00%
  
3.75%
  
2.75%
  
2.75%
Old Mutual Columbus Circle Technology and Communications Fund
3.00%
  
3.75%
  
2.75%
  
2.75%
Old Mutual Focused Fund
3.00%
  
3.75%
  
2.75%
  
2.75%
Old Mutual Growth Fund
3.00%
  
3.75%
  
2.75%
  
2.75%
Old Mutual Heitman REIT Fund
3.00%
  
3.75%
  
2.75%
  
2.75%
Old Mutual Large Cap Growth Fund (formerly known as the Old Mutual Large Cap Growth Concentrated Fund)
3.00%
  
3.75%
  
2.75%
  
2.75%
Old Mutual Strategic Small Company Fund
3.00%
  
3.75%
  
2.75%
  
2.75%
Old Mutual TS&W Mid-Cap Value Fund
3.00%
  
3.75%
  
2.75%
  
2.75%
Old Mutual TS&W Small Cap Value Fund
3.00%
  
3.75%
  
2.75%
  
2.75%
               
Fixed Income Funds
              
Old Mutual Barrow Hanley Core Bond Fund
N/A
  
N/A
  
2.75%
  
N/A
Old Mutual Cash Reserves Fund
3.00%
  
3.75%
  
2.75%
  
2.75%
Old Mutual Dwight High Yield Bond Fund
N/A
  
N/A
  
2.75%
  
N/A
Old Mutual Dwight Intermediate Fixed Income Fund
3.00%
  
3.75%
  
2.75%
  
2.75%
Old Mutual Dwight Short Term Fixed Income Fund
3.00%
  
3.75%
  
2.75%
  
2.75%