EX-1.01 2 a17-14411_1ex1d01.htm EX-1.01

Exhibit 1.01

 

Oshkosh Corporation
Conflict Minerals Report
for the Year Ended December 31, 2016

 

Oshkosh Corporation (“Oshkosh”) has prepared this conflict minerals report on Form SD for the year ended December 31, 2016, to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Conflict Minerals Rule”). The Securities and Exchange Commission (“SEC”) adopted the Conflict Minerals Rule to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the “Dodd-Frank Act”).

 

1.                                      Company Overview

 

Oshkosh and its subsidiaries are committed to responsible supply chain management. This means Oshkosh endeavors to procure materials and parts from suppliers that, among other important values, demonstrate a respect for the human rights and individual dignity of all participants within its supply chain.  Starting with the 2013 reporting period, we took specific actions to fully implement the requirements of the Dodd-Frank Act related to the supply chain for tin, tungsten, tantalum, and gold (“3TG”).  Since then, we have expanded and improved upon these actions to ensure ongoing improvement in our conflict minerals program.  We continue to support the responsible mining and sourcing of 3TG within the Democratic Republic of the Congo or an adjoining country (“Covered Countries”) and do not knowingly procure materials or parts that finance or benefit armed groups within the Covered Countries.

 

Oshkosh is a leading designer, manufacturer and marketer of a broad range of specialty vehicles and vehicle bodies.  The Company maintains four reportable segments:

 

·                        Access equipment — aerial work platforms and telehandlers used in a wide variety of construction, agricultural, industrial, institutional and general maintenance applications to position workers and materials at elevated heights, as well as wreckers and car carriers.

 

·                        Defense — tactical trucks, trailers and supply parts and services sold to the U.S. military and to other militaries around the world.

 

·                        Fire & emergency — custom and commercial firefighting vehicles and equipment, airport rescue and firefighting (ARFF) vehicles, snow removal vehicles, simulators, and broadcast vehicles.

 

·                        Commercial — concrete mixers, refuse collection vehicles, portable and stationary concrete batch plants and vehicle components, as well as field service vehicles and truck mounted cranes.

 

Each of our business segments sells complex vehicles for use by a wide variety of industries and service providers around the world.  Because of this complexity and the wide variety of functionality that our vehicles offer, the list of components needed to manufacture these products is extensive.

 



 

We know that 3TG are common and essential to our industry.   The engines, electronic control modules, electrical harnesses, weld wire, and microprocessors that manufacturers in the vehicle and transportation equipment industry use as production inputs are known, in at least some cases, to contain 3TG. However, Oshkosh has not been able to specifically identify any 3TG in our products that was mined in the Covered Countries by persons that finance or benefit armed groups in the Covered Countries.

 

We also know that Oshkosh does not purchase ore or unrefined 3TG from mines and is generally many steps removed in the supply chain from the mining and refining of 3TG. We purchase materials and parts from a wide network of suppliers and must rely on those suppliers to assist with the collection of data used to attempt to identify the ultimate source of the minerals that our suppliers use in their manufacturing processes.

 

We purchase materials or parts directly from approximately 4,000 different suppliers.  We refer to these direct suppliers as our Tier 1 suppliers, and many of these suppliers have equally large and diverse supply chains that provide materials or parts in the manufacture of their products.  This pattern is repeated through our supply chain.  For materials or parts that are subject to many manufacturing steps, we estimate there may be more than 5 tiers of suppliers between us and a smelter or refiner that actually processes 3TG that a particular product may contain.

 

Oshkosh expends significant effort to ensure that its direct material supply base contains the optimal number of Tier 1 suppliers.  This is an ongoing effort to identify and engage suppliers that offer the appropriate balance of innovation and technology and competitive pricing to ensure our products continue to provide our customers with the best value in the marketplace.  In addition, to comply with the U.S. Government’s small business procurement rules, regulations, and guidelines, our defense segment works with and supports hundreds of small businesses that have limited resources and technical knowledge with which to conduct 3TG supply chain investigations.

 

Many of our suppliers, including most of these small businesses, are not directly subject to the Conflict Minerals Rule.  Further, many do not possess the resources and/or requisite technical expertise with which to perform detailed investigations of their own 3TG supply chains.  We have made significant progress toward understanding the source of the 3TG in our supply chain; however, working with a broad, deep and highly varied supply base is and will remain a challenge.

 

2.                                      Actions Taken in Support of Our Conflict Minerals Program

 

Over the course of the last several years, Oshkosh has expended significant resources to identify the source of 3TG in its products.  While a percentage of the world’s 3TG does originate in the Covered Countries, a significant portion does not.  Further, a large amount is from scrap or recycled sources.  So, it is important for us to learn as much about the source of any 3TG in our products as is feasible. We have taken specific actions to bolster our understanding of the 3TG within our supply chain.

 



 

Framework

 

We designed our conflict minerals program to substantially conform to the framework outlined in The Organisation for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (OECD Guidance) and the related Supplements for gold and for tin, tantalum and tungsten.

 

Internal Team

 

Our cross functional team comprised of staff level positions and experienced leaders from the finance, supply chain, legal, sustainability, and engineering functions continues to monitor our program status and identify areas for potential improvement.  The steering team we established at the outset of the program, comprised of subject matter experts and senior leaders, continues to guide our efforts to meet the requirements of the Conflict Minerals Rule.  Our senior executive management team is actively engaged on an as needed basis to ensure we continue to make progress toward our goals.

 

Training — Internal and External

 

As part of our program, we provide our suppliers annual conflict minerals refresher training conducted by an industry leading compliance firm.  In addition, our own subject matter experts are available to answer suppliers’ questions on an as needed basis.  We send to each supplier a copy of the updated Electronic Industry Citizenship Coalition® (EICC®) and the Global e-Sustainability Initiative (GeSI) template (the “EICC-GeSI template”).  We also make training from expert resources on the template available to our suppliers to answer questions on the content, purpose, and format of the template.  This template was developed to facilitate the disclosure and communication of information regarding smelters or refiners that provide materials or parts to a company’s supply chain.  The template includes questions regarding a direct supplier’s conflict minerals policy, engagement with its direct suppliers, and a listing of the smelters or refiners the direct supplier and its suppliers use.  In addition, the template contains questions about the origin of conflict minerals included in the direct supplier’s products.

 

Our training also includes a comprehensive internal communication and training effort for both existing and new employees.  We hold training events for our internal supply chain employees supporting all of our segments.  In addition, we include conflict minerals content in our new employee training program.

 

Conflict Minerals Policy

 

We review Oshkosh’s internal and external conflict minerals policies annually and consider potential updates.  This helps to keep current the shared expectations we place on both our employees and our suppliers and ensure that they are clear and understandable.  The internal policy is part of our global conflict minerals program, and the external policy can be found on Oshkosh’s website at: www.oshkoshcorp.com, under the “About Oshkosh” section under the “Corporate Governance” tab and within the “Policies and Guidelines” link.

 

Supplier Terms and Conditions and Supplier Code of Conduct

 

We communicate our expectations of suppliers through our Oshkosh Supplier Code of Conduct as well as through our commercial terms and conditions for the purchase of products. We require suppliers to

 



 

develop processes to understand the origin of materials in their products so that steps can be taken to confirm that their products are not produced with 3TG sourced from parties in the Covered Countries that finance or benefit armed groups in the Covered Countries.

 

Violation Reporting Processes

 

Employees and suppliers can report violations of any of Oshkosh’s policies through our Hot Line process.  In addition, we have established a process specifically for conflict minerals questions and concerns.

 

Records Maintenance

 

We have retained all relevant documentation from our surveys and due diligence that we describe below.

 

3.                                      Reasonable Country of Origin Inquiry and Due Diligence

 

Supplier Surveys

 

We adopted a risk-based survey process for our suppliers.  Due to the complexity and depth of our supply base, we surveyed suppliers who together represented a significant majority of our direct material expenditures in 2016.  We highlighted for follow-up any supplier whose survey response suggested a greater likelihood of manufacturing products containing 3TG from a Covered Country.  We believe and have confirmed that this risk-based approach is consistent with the process that many of our global manufacturing peer companies follow.

 

We sent the updated EICC-GeSI template to our Tier 1 suppliers. As a result of our approach, we sent surveys to suppliers representing over 95% of our 2016 expenditures for direct materials and components.

 

Survey Responses and Follow-up Engagement

 

Our protocol for the survey of Oshkosh suppliers required at least three follow-up inquiries to any supplier who did not respond to the initial survey.  These follow-up efforts included two electronic and at least one person-to-person engagement. In addition to our traditional survey process, we instituted a new practice for the 2016 reporting period for suppliers who had a history of being non-responsive.  We identified suppliers with traditionally low response rates and targeted them for additional outreach. The Oshkosh conflict minerals team directly contacted these suppliers in an attempt to obtain a qualifying response for this reporting period.  We reviewed all responses against defined criteria we developed to determine which required further engagement. These criteria included untimely or incomplete responses as well as inconsistencies in the data reported.  When a supplier survey response indicated a greater likelihood of products containing 3TG from a Covered Country, we utilized a supplier risk escalation/disposition process that was developed for this purpose.  In these instances, Oshkosh supply chain personnel interface directly with the supplier to better understand the content and the specific risks contained in the supplier’s survey response.

 

The majority of the responses we received provided data at the company level or division/segment level, rather than at a part number level.  That is, the supplier provided data regarding the supplier or a division or segment generally rather than as to specific materials or parts that the supplier provides to Oshkosh.

 



 

Our supplier responses included names of smelters or refiners, although there was no reliable information indicating that any of the 3TG that suppliers may have obtained from these smelters or refiners was actually contained in materials or parts that the supplier supplied to us.  Therefore, Oshkosh was unable to confirm the identity or location of all of the smelters or refiners that may be in our supply chain.  We were able to match 312 (up from 295 in the prior year) of the smelters or refiners that supplier responses identified to the Conflict-Free Sourcing Initiative (CFSI) list, including those smelters or refiners on Appendix A.  Approximately 90% of the smelters or refiners we were able to match to the CFSI list either were certified as conflict free or were actively working toward conflict free certification.  As to the remaining 10% that we were able to identify as “active” smelters or refiners based on the CFSI list, no certification status was available.  This does not definitively mean that these smelters or refiners are sourcing from the Covered Countries or financing or benefiting armed groups within the Covered Countries, and we have discovered no reliable information indicating that they are.

 

Virtually all of the responses to our surveys supported our conclusion that 3TG in materials or parts supplied to us were not likely sourced in a Covered Country.  In the small number of cases where our process indicated further investigation was appropriate, we solicited additional information regarding whether the minerals reported were actually contained in the materials or parts supplied to us, whether any of the 3TG that these suppliers reported were known to have originated in a Covered Country, and whether any of the 3TG that these suppliers reported was financing or benefitting armed groups in Covered Countries.  After follow-up, we were able to confirm either that these suppliers did not present a risk or that the additional information did not allow us to reach a determination regarding origin.

 

4.                                      Improvement Actions — Reporting Year 2015 to 2016

 

Our improvement initiatives for the 2016 reporting period were focused in the following areas:

 

a.              Data extraction and supplier risk assessment — we improved our ability to identify suppliers that accounted for a significant amount of our direct material spend.  As a result, our supplier survey process was more focused, allowing us to target those specific suppliers whose survey responses indicated a higher risk of sourcing from a Covered Country.  We engaged those suppliers directly in an attempt to determine the specific risk factors in effect and how those risks could best be addressed.

 

b.              Supplier risk escalation/disposition — we continued to refine and utilize our supply chain conflict minerals risk escalation/disposition process.  This step-by-step methodology guides an individual through the process of identifying and mitigating 3TG risk and includes a process flowchart with decision points and next steps, work instructions, and a checklist of action steps for supply chain personnel to take when a potential 3TG supply chain risk is identified through the supplier survey process.  This process is highly tailored toward one-on-one, interpersonal engagement between our supply chain personnel and the supplier to ensure any potential risk is fully understood and appropriate risk mitigation actions are developed.

 

c.               Supplier survey responses - we instituted a new process for the 2016 reporting period for suppliers who had a history of being non-responsive.  We identified and targeted suppliers with traditionally low response rates for specific outreach, and the Oshkosh conflict minerals team directly contacted them in an attempt to obtain a qualifying response.

 



 

d.              Smelter or refiner information — through continued engagement with CFSI, we received more information from our suppliers for this reporting period regarding smelters or refiners that may be in our supply chain.

 

e.               Best practice benchmarking — we have maintained our participation in both formal and informal peer group discussions and reviews.  We continued to be active participants in AIAG (Automotive Industry Action Group) and MAPI (Manufacturers Alliance for Productivity and Innovation) discussion forums and educational sessions.  We also continued to be active participants in the CFSI program for the 2016 reporting period.

 

5.                                      Future Actions to Improve Our Conflict Minerals Program

 

Oshkosh will continue to identify and implement improvements to better our conflict minerals program with our main areas of focus in the following areas:

 

a.              Enhance our data mining and extraction processes to identify potential 3TG risk within our supply chain to improve our ability to fully disclose, evaluate, and address those risks.

 

b.              Further engage directly with our suppliers to increase our survey response rate and the quality of information within those responses.

 

c.               Further engage suppliers with 3TG content in the products they provide to improve our understanding of their supply chains and develop risk mitigation steps as appropriate.

 

d.              Continue to exchange information and best practices within the CFSI program, AIAG, and MAPI to increase our understanding of conflict minerals best practices and the smelters or refiners in our supply chain and to better understand the ultimate source and conflict status of the minerals in our multi-tiered and complex supply chain.

 

e.               Continue to work within industry established frameworks, our trade associations, and other groups to identify and implement best practices related to conflict minerals.

 



 

Appendix A — Smelter or Refiner Information

 

Metal

 

Smelter ID

 

Smelter Name

 

Country

Gold

 

CID002918

 

SungEel HiTech

 

KOR

Gold

 

CID002872

 

Pease & Curren

 

USA

Gold

 

CID002867

 

Degussa Sonne / Mond Goldhandel GmbH

 

DEU

Gold

 

CID002866

 

Morris and Watson Gold Coast

 

AUS

Gold

 

CID002865

 

Kyshtym Copper-Electrolytic Plant ZAO

 

RUS

Gold

 

CID002863

 

Bangalore Refinery

 

IND

Gold

 

CID002857

 

Modeltech Sdn Bhd

 

MYS

Gold

 

CID002854

 

Universal Precious Metals Refining Zambia

 

ZMB

Gold

 

CID002853

 

Sai Refinery

 

IND

Gold

 

CID002852

 

Gujarat Gold Centre

 

IND

Gold

 

CID002850

 

AU Traders and Refiners

 

ZAF

Gold

 

CID002779

 

Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH

 

AUT

Gold

 

CID002778

 

WIELAND Edelmetalle GmbH

 

DEU

Gold

 

CID002777

 

SAXONIA Edelmetalle GmbH

 

DEU

Gold

 

CID002762

 

L’Orfebre S.A.

 

AND

Gold

 

CID002761

 

SAAMP

 

FRA

Gold

 

CID002708

 

Abington Reldan Metals, LLC

 

USA

Gold

 

CID002615

 

TOO Tau-Ken-Altyn

 

KAZ

Gold

 

CID002605

 

Korea Zinc Co., Ltd.

 

KOR

Gold

 

CID002587

 

Tony Goetz NV

 

BEL

Gold

 

CID002582

 

Remondis Argentia B.V.

 

NLD

Gold

 

CID002580

 

T.C.A S.p.A.

 

ITA

Gold

 

CID002563

 

Kaloti Precious Metals

 

ARE

Gold

 

CID002561

 

Emirates Gold DMCC

 

ARE

Gold

 

CID002560

 

Al Etihad Gold Refinery DMCC

 

ARE

Gold

 

CID002516

 

Singway Technology Co., Ltd.

 

TWN

Gold

 

CID002511

 

KGHM Polska Miedź Spółka Akcyjna

 

POL

Gold

 

CID002510

 

Republic Metals Corporation

 

USA

Gold

 

CID002509

 

MMTC-PAMP India Pvt., Ltd

 

IND

Gold

 

CID002459

 

Geib Refining Corporation

 

USA

Gold

 

CID002314

 

Umicore Precious Metals Thailand

 

THA

Gold

 

CID002312

 

Guangdong Jinding Gold Limited

 

CHN

Gold

 

CID002290

 

SAFINA A.S.

 

CZE

Gold

 

CID002282

 

Morris and Watson

 

NZL

Gold

 

CID002243

 

Zijin Mining Group Co., Ltd. Gold Refinery

 

CHN

Gold

 

CID002224

 

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

 

CHN

Gold

 

CID002129

 

Yokohama Metal Co., Ltd.

 

JPN

Gold

 

CID002100

 

Yamamoto Precious Metal Co., Ltd.

 

JPN

Gold

 

CID002030

 

Western Australian Mint trading as The Perth Mint

 

AUS

Gold

 

CID002003

 

Valcambi S.A.

 

CHE

Gold

 

CID001993

 

United Precious Metal Refining, Inc.

 

USA

Gold

 

CID001980

 

Umicore S.A. Business Unit Precious Metals Refining

 

BEL

Gold

 

CID001977

 

Umicore Brasil Ltda.

 

BRA

 



 

Metal

 

Smelter ID

 

Smelter Name

 

Country

Gold

 

CID001955

 

Torecom

 

KOR

Gold

 

CID001947

 

Tongling nonferrous Metals Group Co.,Ltd

 

CHN

Gold

 

CID001938

 

Tokuriki Honten Co., Ltd

 

JPN

Gold

 

CID001916

 

The Refinery of Shandong Gold Mining Co., Ltd

 

CHN

Gold

 

CID001909

 

Great Wall Precious Metals Co., Ltd. of CBPM

 

CHN

Gold

 

CID001875

 

Tanaka Kikinzoku Kogyo K.K.

 

JPN

Gold

 

CID001798

 

Sumitomo Metal Mining Co., Ltd.

 

JPN

Gold

 

CID001761

 

Solar Applied Materials Technology Corp.

 

TWN

Gold

 

CID001756

 

SOE Shyolkovsky Factory of Secondary Precious Metals

 

RUS

Gold

 

CID001754

 

So Accurate Group, Inc.

 

USA

Gold

 

CID001736

 

Sichuan Tianze Precious Metals Co., Ltd.

 

CHN

Gold

 

CID001622

 

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

 

CHN

Gold

 

CID001619

 

Shandong Tiancheng Biological Gold Industrial Co., Ltd.

 

CHN

Gold

 

CID001585

 

SEMPSA Joyería Platería S.A.

 

ESP

Gold

 

CID001573

 

Schone Edelmetaal B.V.

 

NLD

Gold

 

CID001562

 

SAMWON METALS Corp.

 

KOR

Gold

 

CID001555

 

Samduck Precious Metals

 

KOR

Gold

 

CID001546

 

Sabin Metal Corp.

 

USA

Gold

 

CID001534

 

Royal Canadian Mint

 

CAN

Gold

 

CID001512

 

Rand Refinery (Pty) Ltd.

 

ZAF

Gold

 

CID001498

 

PX Précinox S.A.

 

CHE

Gold

 

CID001397

 

PT Aneka Tambang (Persero) Tbk

 

IDN

Gold

 

CID001386

 

Prioksky Plant of Non-Ferrous Metals

 

RUS

Gold

 

CID001362

 

Penglai Penggang Gold Industry Co Ltd

 

CHN

Gold

 

CID001352

 

PAMP S.A.

 

CHE

Gold

 

CID001326

 

OJSC The Gulidov Krasnoyarsk Non-Ferrous Metals Plant (OJSC Krastsvetmet)

 

RUS

Gold

 

CID001325

 

Ohura Precious Metal Industry Co., Ltd.

 

JPN

Gold

 

CID001322

 

Elemetal Refining, LLC

 

USA

Gold

 

CID001259

 

Nihon Material Co., Ltd.

 

JPN

Gold

 

CID001236

 

Navoi Mining and Metallurgical Combinat

 

UZB

Gold

 

CID001220

 

Nadir Metal Rafineri San. Ve Tic. A.Ş.

 

TUR

Gold

 

CID001204

 

Moscow Special Alloys Processing Plant

 

RUS

Gold

 

CID001193

 

Mitsui Mining and Smelting Co., Ltd.

 

JPN

Gold

 

CID001188

 

Mitsubishi Materials Corporation

 

JPN

Gold

 

CID001161

 

Metalúrgica Met-Mex Peñoles S.A. De C.V.

 

MEX

Gold

 

CID001157

 

Metalor USA Refining Corporation

 

USA

Gold

 

CID001153

 

Metalor Technologies S.A.

 

CHE

Gold

 

CID001152

 

Metalor Technologies (Singapore) Pte., Ltd.

 

SGP

Gold

 

CID001149

 

Metalor Technologies (Hong Kong) Ltd.

 

CHN

Gold

 

CID001147

 

Metalor Technologies (Suzhou) Ltd.

 

CHN

Gold

 

CID001119

 

Matsuda Sangyo Co., Ltd.

 

JPN

Gold

 

CID001113

 

Materion

 

USA

Gold

 

CID001093

 

Luoyang Zijin Yinhui Metal Smelt Co Ltd

 

CHN

Gold

 

CID001078

 

LS-NIKKO Copper Inc.

 

KOR

Gold

 

CID001058

 

Lingbao Jinyuan Tonghui Refinery Co. Ltd.

 

CHN

Gold

 

CID001056

 

Lingbao Gold Company Limited

 

CHN

Gold

 

CID001032

 

L’ azurde Company For Jewelry

 

SAU

 



 

Metal

 

Smelter ID

 

Smelter Name

 

Country

Gold

 

CID001029

 

Kyrgyzaltyn JSC

 

KGZ

Gold

 

CID000981

 

Kojima Chemicals Co., Ltd

 

JPN

Gold

 

CID000969

 

Kennecott Utah Copper LLC

 

USA

Gold

 

CID000957

 

Kazzinc

 

KAZ

Gold

 

CID000956

 

Kazakhmys Smelting LLC

 

KAZ

Gold

 

CID000937

 

JX Nippon Mining & Metals Co., Ltd.

 

JPN

Gold

 

CID000929

 

JSC Uralelectromed

 

RUS

Gold

 

CID000927

 

JSC Ekaterinburg Non-Ferrous Metal Processing Plant

 

RUS

Gold

 

CID000924

 

Asahi Refining Canada Limited

 

CAN

Gold

 

CID000920

 

Asahi Refining USA Inc.

 

USA

Gold

 

CID000855

 

Jiangxi Copper Co., Ltd.

 

CHN

Gold

 

CID000823

 

Japan Mint

 

JPN

Gold

 

CID000814

 

Istanbul Gold Refinery

 

TUR

Gold

 

CID000807

 

Ishifuku Metal Industry Co., Ltd.

 

JPN

Gold

 

CID000801

 

Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited

 

CHN

Gold

 

CID000778

 

HwaSeong CJ Co. Ltd.

 

KOR

Gold

 

CID000767

 

Hunan Chenzhou Mining Group Co., Ltd.

 

CHN

Gold

 

CID000711

 

Heraeus Precious Metals GmbH & Co. KG

 

DEU

Gold

 

CID000707

 

Heraeus Ltd. Hong Kong

 

CHN

Gold

 

CID000694

 

Heimerle + Meule GmbH

 

DEU

Gold

 

CID000689

 

HeeSung Metal Ltd.

 

KOR

Gold

 

CID000671

 

Hangzhou Fuchunjiang Smelting Co., Ltd.

 

CHN

Gold

 

CID000651

 

Guoda Safina High-Tech Environmental Refinery Co., Ltd.

 

CHN

Gold

 

CID000522

 

Gansu Seemine Material Hi-Tech Co Ltd

 

CHN

Gold

 

CID000493

 

OJSC Novosibirsk Refinery

 

RUS

Gold

 

CID000425

 

Eco-System Recycling Co., Ltd.

 

JPN

Gold

 

CID000401

 

Dowa

 

JPN

Gold

 

CID000362

 

DODUCO Gmbh

 

DEU

Gold

 

CID000359

 

DSC (Do Sung Corporation)

 

KOR

Gold

 

CID000343

 

Daye Non-Ferrous Metals Mining Ltd.

 

CHN

Gold

 

CID000328

 

Daejin Indus Co., Ltd.

 

KOR

Gold

 

CID000264

 

Chugai Mining

 

JPN

Gold

 

CID000233

 

Chimet S.p.A.

 

ITA

Gold

 

CID000197

 

Yunnan Copper Industry Co Ltd

 

CHN

Gold

 

CID000189

 

Cendres + Métaux SA

 

CHE

Gold

 

CID000185

 

CCR Refinery - Glencore Canada Corporation

 

CAN

Gold

 

CID000180

 

Caridad

 

MEX

Gold

 

CID000176

 

C. Hafner GmbH + Co. KG

 

DEU

Gold

 

CID000157

 

Boliden AB

 

SWE

Gold

 

CID000128

 

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

 

PHL

Gold

 

CID000113

 

Aurubis AG

 

DEU

Gold

 

CID000103

 

Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

 

TUR

Gold

 

CID000090

 

Asaka Riken Co., Ltd

 

JPN

Gold

 

CID000082

 

Asahi Pretec Corporation

 

JPN

Gold

 

CID000077

 

Argor-Heraeus S.A.

 

CHE

Gold

 

CID000058

 

AngloGold Ashanti Córrego do Sítio Mineração

 

BRA

Gold

 

CID000041

 

Almalyk Mining and Metallurgical Complex (AMMC)

 

UZB

 



 

Metal

 

Smelter ID

 

Smelter Name

 

Country

Gold

 

CID000035

 

Allgemeine Gold-und Silberscheideanstalt A.G.

 

DEU

Gold

 

CID000019

 

Aida Chemical Industries Co., Ltd.

 

JPN

Gold

 

CID000015

 

Advanced Chemical Company

 

USA

Tantalum

 

CID002847

 

Power Resources Ltd.

 

MKD

Tantalum

 

CID002842

 

Jiangxi Tuohong New Raw Material

 

CHN

Tantalum

 

CID002707

 

Resind Indústria e Comércio Ltda.

 

BRA

Tantalum

 

CID002568

 

KEMET Blue Powder

 

USA

Tantalum

 

CID002558

 

Global Advanced Metals Aizu

 

JPN

Tantalum

 

CID002557

 

Global Advanced Metals Boyertown

 

USA

Tantalum

 

CID002550

 

H.C. Starck Smelting GmbH & Co. KG

 

DEU

Tantalum

 

CID002549

 

H.C. Starck Ltd.

 

JPN

Tantalum

 

CID002548

 

H.C. Starck Inc.

 

USA

Tantalum

 

CID002547

 

H.C. Starck Hermsdorf GmbH

 

DEU

Tantalum

 

CID002545

 

H.C. Starck GmbH Goslar

 

DEU

Tantalum

 

CID002544

 

H.C. Starck Co., Ltd.

 

THA

Tantalum

 

CID002539

 

KEMET Blue Metals

 

MEX

Tantalum

 

CID002512

 

Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

 

CHN

Tantalum

 

CID002508

 

XinXing HaoRong Electronic Material Co., Ltd.

 

CHN

Tantalum

 

CID002506

 

Jiujiang Zhongao Tantalum & Niobium Co, Ltd.

 

CHN

Tantalum

 

CID002505

 

FIR Metals & Resource Ltd.

 

CHN

Tantalum

 

CID002504

 

D Block Metals, LLC

 

USA

Tantalum

 

CID002492

 

Hengyang King Xing Lifeng New Materials Co., Ltd.

 

CHN

Tantalum

 

CID002307

 

Yichun Jin Yang Rare Metal Co., Ltd.

 

CHN

Tantalum

 

CID002232

 

Zhuzhou Cemented Carbide Group Co., Ltd.

 

CHN

Tantalum

 

CID001969

 

Ulba Metallurgical Plant JSC

 

KAZ

Tantalum

 

CID001891

 

Telex Metals

 

USA

Tantalum

 

CID001869

 

Taki Chemical Co., Ltd.

 

JPN

Tantalum

 

CID001769

 

Solikamsk Magnesium Works OAO

 

RUS

Tantalum

 

CID001522

 

Yanling Jincheng Tantalum Co., Ltd.

 

CHN

Tantalum

 

CID001508

 

QuantumClean

 

USA

Tantalum

 

CID001277

 

Ningxia Orient Tantalum Industry Co., Ltd.

 

CHN

Tantalum

 

CID001200

 

Molycorp Silmet A.S.

 

EST

Tantalum

 

CID001192

 

Mitsui Mining & Smelting

 

JPN

Tantalum

 

CID001175

 

Mineração Taboca S.A.

 

BRA

Tantalum

 

CID001163

 

Metallurgical Products India Pvt., Ltd.

 

IND

Tantalum

 

CID001076

 

LSM Brasil S.A.

 

BRA

Tantalum

 

CID000973

 

King-Tan Tantalum Industry Ltd.

 

CHN

Tantalum

 

CID000917

 

Jiujiang Tanbre Co., Ltd.

 

CHN

Tantalum

 

CID000914

 

JiuJiang JinXin Nonferrous Metals Co., Ltd.

 

CHN

Tantalum

 

CID000731

 

Hi-Temp Specialty Metals, Inc.

 

USA

Tantalum

 

CID000616

 

Guangdong Zhiyuan New Material Co., Ltd.

 

CHN

Tantalum

 

CID000460

 

F&X Electro-Materials Ltd.

 

CHN

Tantalum

 

CID000456

 

Exotech Inc.

 

USA

Tantalum

 

CID000410

 

Duoluoshan

 

CHN

Tantalum

 

CID000291

 

Conghua Tantalum and Niobium Smeltry

 

CHN

Tantalum

 

CID000211

 

Changsha South Tantalum Niobium Co., Ltd.

 

CHN

Tin

 

CID002870

 

PT Lautan Harmonis Sejahtera

 

IDN

 



 

Metal

 

Smelter ID

 

Smelter Name

 

Country

Tin

 

CID002859

 

Gejiu Jinye Mineral Company

 

CHN

Tin

 

CID002858

 

Modeltech Sdn Bhd

 

MYS

Tin

 

CID002849

 

Guanyang Guida Nonferrous Metal Smelting Plant

 

CHN

Tin

 

CID002848

 

Gejiu Fengming Metallurgy Chemical Plant

 

CHN

Tin

 

CID002844

 

HuiChang Hill Tin Industry Co., Ltd.

 

CHN

Tin

 

CID002835

 

PT Menara Cipta Mulia

 

IDN

Tin

 

CID002829

 

PT Kijang Jaya Mandiri

 

IDN

Tin

 

CID002825

 

An Thai Minerals Co., Ltd.

 

VNM

Tin

 

CID002816

 

PT Sukses Inti Makmur

 

IDN

Tin

 

CID002776

 

PT Bangka Prima Tin

 

IDN

Tin

 

CID002774

 

Elmet S.L.U.

 

ESP

Tin

 

CID002773

 

Metallo-Chimique N.V.

 

BEL

Tin

 

CID002757

 

PT O.M. Indonesia

 

IDN

Tin

 

CID002706

 

Resind Indústria e Comércio Ltda.

 

BRA

Tin

 

CID002703

 

An Vinh Joint Stock Mineral Processing Company

 

VNM

Tin

 

CID002593

 

CV Tiga Sekawan

 

IDN

Tin

 

CID002592

 

CV Dua Sekawan

 

IDN

Tin

 

CID002574

 

Tuyen Quang Non-Ferrous Metals Joint Stock Company

 

VNM

Tin

 

CID002573

 

Nghe Tinh Non-Ferrous Metals Joint Stock Company

 

VNM

Tin

 

CID002572

 

Electro-Mechanical Facility of the Cao Bang Minerals Joint Stock Company

 

VNM

Tin

 

CID002570

 

CV Ayi Jaya

 

IDN

Tin

 

CID002530

 

PT Inti Stania Prima

 

IDN

Tin

 

CID002517

 

O.M. Manufacturing Philippines, Inc.

 

PHL

Tin

 

CID002503

 

PT ATD Makmur Mandiri Jaya

 

IDN

Tin

 

CID002500

 

Melt Metais e Ligas S.A.

 

BRA

Tin

 

CID002468

 

Magnu’s Minerais Metais e Ligas LTDA

 

BRA

Tin

 

CID002455

 

CV Venus Inti Perkasa

 

IDN

Tin

 

CID002180

 

Yunnan Tin Group (Holding) Co., Ltd.

 

CHN

Tin

 

CID002158

 

Yunnan Chengfeng Non-ferrous Metals Co.,Ltd.

 

CHN

Tin

 

CID002036

 

White Solder Metalurgia e Mineração Ltda.

 

BRA

Tin

 

CID002015

 

VQB Mineral and Trading Group JSC

 

VNM

Tin

 

CID001908

 

Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.

 

CHN

Tin

 

CID001898

 

Thaisarco

 

THA

Tin

 

CID001758

 

Soft Metais Ltda.

 

BRA

Tin

 

CID001539

 

Rui Da Hung

 

TWN

Tin

 

CID001493

 

PT Tommy Utama

 

IDN

Tin

 

CID001490

 

PT Tinindo Inter Nusa

 

IDN

Tin

 

CID001482

 

PT Timah (Persero) Tbk Mentok

 

IDN

Tin

 

CID001477

 

PT Timah (Persero) Tbk Kundur

 

IDN

Tin

 

CID001471

 

PT Sumber Jaya Indah

 

IDN

Tin

 

CID001468

 

PT Stanindo Inti Perkasa

 

IDN

Tin

 

CID001463

 

PT Sariwiguna Binasentosa

 

IDN

Tin

 

CID001460

 

PT Refined Bangka Tin

 

IDN

Tin

 

CID001458

 

PT Prima Timah Utama

 

IDN

Tin

 

CID001457

 

PT Panca Mega Persada

 

IDN

Tin

 

CID001453

 

PT Mitra Stania Prima

 

IDN

Tin

 

CID001448

 

PT Karimun Mining

 

IDN

 



 

Metal

 

Smelter ID

 

Smelter Name

 

Country

Tin

 

CID001438

 

PT Eunindo Usaha Mandiri

 

IDN

Tin

 

CID001434

 

PT DS Jaya Abadi

 

IDN

Tin

 

CID001428

 

PT Bukit Timah

 

IDN

Tin

 

CID001421

 

PT Belitung Industri Sejahtera

 

IDN

Tin

 

CID001419

 

PT Bangka Tin Industry

 

IDN

Tin

 

CID001402

 

PT Babel Inti Perkasa

 

IDN

Tin

 

CID001399

 

PT Artha Cipta Langgeng

 

IDN

Tin

 

CID001337

 

Operaciones Metalurgical S.A.

 

BOL

Tin

 

CID001314

 

O.M. Manufacturing (Thailand) Co., Ltd.

 

THA

Tin

 

CID001231

 

Nankang Nanshan Tin Manufactory Co., Ltd.

 

CHN

Tin

 

CID001191

 

Mitsubishi Materials Corporation

 

JPN

Tin

 

CID001182

 

Minsur

 

PER

Tin

 

CID001173

 

Mineração Taboca S.A.

 

BRA

Tin

 

CID001142

 

Metallic Resources, Inc.

 

USA

Tin

 

CID001105

 

Malaysia Smelting Corporation (MSC)

 

MYS

Tin

 

CID001070

 

China Tin Group Co., Ltd.

 

CHN

Tin

 

CID000942

 

Gejiu Kai Meng Industry and Trade LLC

 

CHN

Tin

 

CID000760

 

Huichang Jinshunda Tin Co. Ltd

 

CHN

Tin

 

CID000555

 

Gejiu Zi-Li

 

CHN

Tin

 

CID000538

 

Gejiu Non-Ferrous Metal Processing Co., Ltd.

 

CHN

Tin

 

CID000468

 

Fenix Metals

 

POL

Tin

 

CID000448

 

Estanho de Rondônia S.A.

 

BRA

Tin

 

CID000438

 

EM Vinto

 

BOL

Tin

 

CID000402

 

Dowa

 

JPN

Tin

 

CID000315

 

CV United Smelting

 

IDN

Tin

 

CID000313

 

CV Serumpun Sebalai

 

IDN

Tin

 

CID000309

 

PT Aries Kencana Sejahtera

 

IDN

Tin

 

CID000306

 

CV Gita Pesona

 

IDN

Tin

 

CID000295

 

Cooperativa Metalurgica de Rondônia Ltda.

 

BRA

Tin

 

CID000292

 

Alpha

 

USA

Tin

 

CID000278

 

CNMC (Guangxi) PGMA Co. Ltd.

 

CHN

Tin

 

CID000244

 

Jiangxi Ketai Advanced Material Co., Ltd.

 

CHN

Tin

 

CID000228

 

Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.

 

CHN

Tungsten

 

CID002845

 

Moliren Ltd

 

RUS

Tungsten

 

CID002843

 

Woltech Korea Co., Ltd.

 

KOR

Tungsten

 

CID002833

 

ACL Metais Eireli

 

BRA

Tungsten

 

CID002830

 

Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.

 

CHN

Tungsten

 

CID002827

 

Philippine Chuangxin Industrial Co., Inc.

 

PHL

Tungsten

 

CID002815

 

South-East Nonferrous Metal Company Limited of Hengyang City

 

CHN

Tungsten

 

CID002724

 

Unecha Refractory metals plant

 

RUS

Tungsten

 

CID002649

 

Hydrometallurg, JSC

 

RUS

Tungsten

 

CID002647

 

Jiangxi Dayu Longxintai Tungsten Co., Ltd.

 

CHN

Tungsten

 

CID002645

 

Ganzhou Haichuang Tungsten Industry Co., Ltd.

 

CHN

Tungsten

 

CID002589

 

Niagara Refining LLC

 

USA

Tungsten

 

CID002579

 

Hunan Chuangda Vandadium Tungsten Co., Ltd. Wuji

 

CHN

Tungsten

 

CID002551

 

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

 

CHN

Tungsten

 

CID002543

 

Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC

 

VNM

 



 

Metal

 

Smelter ID

 

Smelter Name

 

Country

Tungsten

 

CID002542

 

H.C. Starck Smelting GmbH & Co.KG

 

DEU

Tungsten

 

CID002541

 

H.C. Starck Tungsten GmbH

 

DEU

Tungsten

 

CID002536

 

Ganzhou Yatai Tungsten Co., Ltd.

 

CHN

Tungsten

 

CID002535

 

Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.

 

CHN

Tungsten

 

CID002513

 

Chenzhou Diamond Tungsten Products Co., Ltd.

 

CHN

Tungsten

 

CID002502

 

Asia Tungsten Products Vietnam Ltd.

 

VNM

Tungsten

 

CID002494

 

Ganzhou Seadragon W & Mo Co., Ltd.

 

CHN

Tungsten

 

CID002321

 

Jiangxi Gan Bei Tungsten Co., Ltd.

 

CHN

Tungsten

 

CID002320

 

Xiamen Tungsten (H.C.) Co., Ltd.

 

CHN

Tungsten

 

CID002319

 

Malipo Haiyu Tungsten Co., Ltd.

 

CHN

Tungsten

 

CID002318

 

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

 

CHN

Tungsten

 

CID002317

 

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

 

CHN

Tungsten

 

CID002316

 

Jiangxi Yaosheng Tungsten Co., Ltd.

 

CHN

Tungsten

 

CID002315

 

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

 

CHN

Tungsten

 

CID002313

 

Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.

 

CHN

Tungsten

 

CID002095

 

Xinhai Rendan Shaoguan Tungsten Co., Ltd.

 

CHN

Tungsten

 

CID002082

 

Xiamen Tungsten Co., Ltd.

 

CHN

Tungsten

 

CID002044

 

Wolfram Bergbau und Hutten AG

 

AUT

Tungsten

 

CID002011

 

Vietnam Youngsun Tungsten Industry Co., Ltd

 

VNM

Tungsten

 

CID001889

 

Tejing (Vietnam) Tungsten Co., Ltd.

 

VNM

Tungsten

 

CID000966

 

Kennametal Fallon

 

USA

Tungsten

 

CID000875

 

Ganzhou Huaxing Tungsten Products Co., Ltd.

 

CHN

Tungsten

 

CID000825

 

Japan New Metals Co., Ltd.

 

JPN

Tungsten

 

CID000769

 

Hunan Chunchang Nonferrous Metals Co., Ltd.

 

CHN

Tungsten

 

CID000766

 

Hunan Chenzhou Mining Group Co., Ltd.

 

CHN

Tungsten

 

CID000568

 

Global Tungsten & Powders Corp.

 

USA

Tungsten

 

CID000499

 

Fujian Jinxin Tungsten Co., Ltd.

 

CHN

Tungsten

 

CID000345

 

Dayu Weiliang Tungsten Co., Ltd.

 

CHN

Tungsten

 

CID000258

 

Chongyi Zhangyuan Tungsten Co., Ltd.

 

CHN

Tungsten

 

CID000218

 

Guangdong Xianglu Tungsten Co., Ltd.

 

CHN

Tungsten

 

CID000105

 

Kennametal Huntsville

 

USA

Tungsten

 

CID000004

 

A.L.M.T. TUNGSTEN Corp.

 

JPN