EX-1.01 2 cmw441a.htm
Exhibit 1.01
Oshkosh Corporation
Conflict Minerals Report
for the Year Ended December 31, 2021

Oshkosh Corporation (“Oshkosh”) has prepared this conflict minerals report on Form SD for the year ended December 31, 2021, to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Conflict Minerals Rule”). The Securities and Exchange Commission (“SEC”) adopted the Conflict Minerals Rule to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the “Dodd-Frank Act”).

1.
Company Overview
Oshkosh and its subsidiaries are committed to responsible supply chain management. This means Oshkosh endeavors to procure materials and parts from suppliers that, among other important values, demonstrate a respect for the human rights and individual dignity of all participants within its supply chain.  Starting with the 2013 reporting period, we took specific actions to fully implement the requirements of the Dodd-Frank Act related to the supply chain for tin, tungsten, tantalum, and gold (“3TG”).  Since then, we have expanded and improved upon these actions to ensure ongoing effectiveness of our conflict minerals program.  We continue to support the responsible mining and sourcing of 3TG within the Democratic Republic of the Congo or an adjoining country (“Covered Countries”) and do not knowingly procure materials or parts that finance or benefit armed groups within the Covered Countries.
Oshkosh is a leading designer, manufacturer and marketer of a broad range of specialty vehicles and vehicle bodies.  The Company maintains four reportable segments:
•
Access equipment – aerial work platforms and telehandlers used in a wide variety of construction, industrial, institutional and general maintenance applications to position workers and materials at elevated heights, as well as carriers and wreckers. Access Equipment customers include equipment rental companies, construction contractors, manufacturing companies, home improvement centers and towing companies.
•
Defense – tactical trucks, trailers, supply parts and services sold to the U.S. military and to other militaries around the world, other specialty vehicles for the U.S. government, as well as snow removal vehicles for military and civilian airports.  In addition, the Defense segment offers engineering and product development services to customers in the motorsports and multiple ground vehicle markets through Pratt Miller.
•
Fire & Emergency – custom and commercial firefighting vehicles and equipment, Aircraft Rescue and Firefighting (ARFF) vehicles, simulators, mobile command and control vehicles and other emergency vehicles primarily sold to fire departments, airports and other governmental units, as well as broadcast vehicles sold to broadcasters and TV stations.
•
Commercial – refuse collection vehicles sold to commercial and municipal waste haulers, concrete mixers sold to ready-mix companies and field service vehicles and truck-mounted cranes sold to mining, construction and other companies.

Each of our business segments sells complex vehicles for use by a wide variety of industries and service providers around the world.  Because of this complexity and the wide variety of functionality that our vehicles offer, the list of components needed to manufacture these products is extensive.
We know that 3TG are common and essential to our industry.   The engines, electronic control modules, electrical harnesses, weld wire, and microprocessors that manufacturers in the vehicle and transportation equipment industry use as production inputs are known, in at least some cases, to contain 3TG. However, Oshkosh has not been able to specifically identify any 3TG in our products that was mined in the Covered Countries by persons that finance or benefit armed groups in the Covered Countries.
We also know that Oshkosh does not purchase ore or unrefined 3TG from mines and is generally many steps removed in the supply chain from the mining and refining of 3TG. We purchase materials and parts from a wide network of suppliers and must rely on those suppliers to assist with the collection of data used to attempt to identify the ultimate source of the minerals that our suppliers use in their manufacturing processes.
We purchase materials or parts directly from approximately 4,580 different suppliers.  We refer to these direct suppliers as our Tier 1 suppliers, and many of these suppliers have equally large and diverse supply chains that provide materials or parts in the manufacture of their products.  This pattern is repeated through our supply chain.  For materials or parts that are subject to many manufacturing steps, we estimate there may be more than 5 tiers of suppliers between us and a smelter or refiner that actually processes 3TG that a particular product may contain.
Oshkosh expends significant effort to ensure that its direct material supply base contains the optimal number of Tier 1 suppliers.  This is an ongoing effort to identify and engage suppliers that offer the appropriate balance of innovation and technology and competitive pricing to ensure our products continue to provide our customers with the best value in the marketplace.  In addition, to comply with the U.S. Government’s small business procurement rules, regulations, and guidelines, our defense segment works with and supports hundreds of small businesses that have limited resources and technical knowledge with which to conduct 3TG supply chain investigations.
Many of our suppliers, including most of these small businesses, are not directly subject to the Conflict Minerals Rule.  Further, many do not possess the resources and/or requisite technical expertise with which to perform detailed investigations of their own 3TG supply chains.  We have made significant progress toward understanding the source of the 3TG in our supply chain; however, working with a broad, deep and highly varied supply base is and will remain a challenge.
2.
Actions Taken in Support of Our Conflict Minerals Program
Over the course of the last several years, Oshkosh has expended significant resources to identify the source of 3TG in its products.  While a percentage of the world’s 3TG does originate in the Covered Countries, a significant portion does not.  Further, a large amount is from scrap or recycled sources.  So, it is important for us to learn as much about the source of any 3TG in our products as is feasible. We have taken specific actions to bolster our understanding of the 3TG within our supply chain.

Framework
We designed our conflict minerals program to substantially conform to the framework outlined in The Organisation for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (OECD Guidance) and the related Supplements for gold and for tin, tantalum, and tungsten.
Internal Team
Our cross functional team is comprised of staff level positions and experienced leaders from the finance, supply chain, legal, sustainability, and risk functions and continues to monitor our program status.  The steering team we established at the outset of our program, as well as our senior executive management team, remain engaged on an as needed basis to ensure we continue to make progress toward our goals.
Training – Internal and External

As part of our program, we send to each supplier a copy of the Electronic Industry Citizenship Coalition® (EICC®) and the Global e-Sustainability Initiative (GeSI) template (the “EICC-GeSI template”).  We also make training from expert resources on the template available to our suppliers to answer questions on the content, purpose, and format of the template.  This template was developed to facilitate the disclosure and communication of information regarding smelters or refiners that provide materials or parts to a company’s supply chain.  The template includes questions regarding a direct supplier’s conflict minerals policy, engagement with its direct suppliers, and a listing of the smelters or refiners the direct supplier and its suppliers use.  In addition, the template contains questions about the origin of conflict minerals included in the direct supplier’s products.
Our internal training program includes communications on any changes impacting the reporting and regulatory requirements relating to conflict minerals and refresher updates for both existing and new employees.  We offer training events for our existing supply chain employees, and we include conflict minerals content in our new employee training program.

Conflict Minerals Policy

We review Oshkosh’s internal and external conflict minerals policies annually and consider potential updates.  This helps to keep current the shared expectations we place on both our employees and our suppliers and ensure that they are clear and understandable.  The internal policy is part of our global conflict minerals program, and the external policy can be found on Oshkosh’s website at: www.oshkoshcorp.com, under the “Our Story” section under the “Ethics” tab.

Supplier Terms and Conditions and Supplier Code of Conduct
We communicate our expectations of suppliers through our Oshkosh Supplier Code of Conduct as well as through our commercial terms and conditions for the purchase of products. We require suppliers to develop processes to understand the origin of materials in their products so that steps can be taken to confirm that their products are not produced with 3TG sourced from the Covered Countries that finance or benefit armed groups in the Covered Countries.

Violation Reporting Processes
Employees and suppliers can report violations of any of Oshkosh’s policies through our Hot Line process.  In addition, we have established a process specifically for conflict minerals questions and concerns.
Records Maintenance
We have retained all relevant documentation from our surveys and due diligence that we describe below.
3.
Reasonable Country of Origin Inquiry and Due Diligence
Supplier Surveys
We adopted a risk-based survey process for our suppliers.  Due to the complexity and depth of our supply base, we surveyed suppliers who together represented a significant majority of our direct material expenditures in 2021.  We highlighted for follow-up any supplier whose survey response suggested a greater likelihood of manufacturing products containing 3TG from a Covered Country.  We believe and have confirmed that this risk-based approach is consistent with the process that many of our global manufacturing peer companies follow.
We sent the EICC-GeSI template to our Tier 1 suppliers. As a result of our approach, we sent surveys to suppliers representing approximately 92% of our 2021 expenditures for direct materials and components.
Survey Responses and Follow-up Engagement
Our protocol for the survey of Oshkosh suppliers required at least three follow-up inquiries to any supplier who did not respond to the initial survey.  These follow-up efforts included engagement electronically or person to person, or a combination. We reviewed all responses against defined criteria we developed to determine which required further engagement. These criteria included untimely or incomplete responses as well as inconsistencies in the data reported.  When a supplier survey response indicated a greater likelihood of products containing 3TG from a Covered Country, we utilized a supplier risk escalation/disposition process that was developed for this purpose.  In these instances, Oshkosh personnel interface directly with the supplier to better understand the content and the specific risks contained in the supplier’s survey response.
The majority of the responses we received provided data at the company level or division/segment level, rather than at a part number level.  That is, the supplier provided data regarding the supplier or a division or segment generally rather than as to specific materials or parts that the supplier provides to Oshkosh.
Our supplier responses included names of smelters or refiners, although there was no reliable information indicating that any of the 3TG that suppliers may have obtained from these smelters or refiners was actually contained in materials or parts that the supplier supplied to us.  Therefore, Oshkosh was unable to confirm the identity or location of all of the smelters or refiners that may be in our supply chain.  We were able to match 330 (336 in the prior year) of the smelters or refiners that supplier responses identified to the Responsible Minerals Initiative (formerly the Conflict-Free Sourcing Initiative) list, including those

smelters or refiners on Appendix A.  Approximately 98% (95% in the prior year) of the smelters or refiners we were able to match to the list either were certified as conflict free or were actively working toward conflict free certification.  As to the remaining 2% that we were able to identify as “active” smelters or refiners based on the list, no certification status was available.  This does not definitively mean that these smelters or refiners are sourcing from the Covered Countries or financing or benefiting armed groups within the Covered Countries, and we have discovered no reliable information indicating that they are.
Virtually all of the responses to our surveys supported our conclusion that 3TG in materials or parts supplied to us were not likely sourced in a Covered Country.  In the small number of cases where our process indicated further investigation was appropriate, we solicited additional information regarding whether the minerals reported were contained in the materials or parts supplied to us, whether any of the 3TG that these suppliers reported were known to have originated in a Covered Country, and whether any of the 3TG that these suppliers reported was financing or benefitting armed groups in Covered Countries.  After follow-up, we were able to confirm either that these suppliers did not present a risk or that the additional information did not allow us to reach a determination regarding origin.
4.
Improvement Actions – Reporting Year 2020 to 2021
Our improvement initiatives for the 2021 reporting period were focused in the following areas:
a.
Partnered with Assent Inc. to enhance our supplier survey process – we utilized Assent’s extensive supplier database to increase outreach efforts to historically unresponsive suppliers. We also used Assent’s expertise to help educate suppliers on conflict minerals reporting requirements. We managed a multi-tiered follow up campaign to strive for a higher supplier response rate.
b.
Data extraction and supplier risk assessment – we improved our ability to identify suppliers that accounted for a significant amount of our direct material spend.  As a result, our supplier survey process was more focused, allowing us to target those specific suppliers whose survey responses indicated a higher risk of sourcing from a Covered Country.  We engaged those suppliers directly in an attempt to determine the specific risk factors in effect and how those risks could best be addressed.
c.
Supplier risk escalation/disposition – we continued to refine and utilize our supply chain conflict minerals risk escalation/disposition process.  This step-by-step methodology guides an individual through the process of identifying and mitigating 3TG risk and includes a process flowchart with decision points and next steps, work instructions, and a checklist of action steps for supply chain personnel to take when a potential 3TG supply chain risk is identified through the supplier survey process.  This process is highly tailored toward one-on-one, interpersonal engagement between our personnel and the supplier to ensure any potential risk is fully understood and appropriate risk mitigation actions are developed.
d.
Supplier survey responses - we continued to make improvements to our supplier survey process in an attempt to increase response rate and our understanding of the 3TG in our supply chain.  These improvements included specific outreach to historically non-responsive suppliers as well as changes in the timing of our survey activities that created additional time to evaluate our survey responses.

e.
Smelter or refiner information – through continued engagement with the Responsible Minerals Initiative, we received more information from our suppliers for this reporting period regarding smelters or refiners that may be in our supply chain.
f.
Best practice benchmarking – we have maintained our participation in both formal and informal peer group discussions and reviews.  We continued to be a participant in AIAG (Automotive Industry Action Group) and MAPI (Manufacturers Alliance for Productivity and Innovation) discussion forums and educational sessions.  We also continued to be active participants in the Responsible Minerals Initiative program for the 2021 reporting period.
5.
Future Actions to Improve Our Conflict Minerals Program
Oshkosh will continue to identify and implement improvements to better our conflict minerals program with our main areas of focus in the following areas:
a.
Evolve our supplier data management system to increase the reliability of supplier contact information, resulting in higher response rates.
b.
Enhance our data mining and extraction processes to identify potential 3TG risk within our supply chain to improve our ability to fully disclose, evaluate, and address those risks.
c.
Further engage suppliers with 3TG content in the products they provide to improve our understanding of their supply chains and develop risk mitigation steps as appropriate which may include, but is not limited to, product genome analysis software that is currently being implemented.
d.
Collaborate internally with team members who own the relationships with historically unresponsive suppliers to educate them on the importance of 3TG reporting.
e.
Continue to exchange information and best practices within the Responsible Minerals Initiative program, AIAG, and MAPI to increase our understanding of conflict minerals best practices and the smelters or refiners in our supply chain to better understand the ultimate source and conflict status of the minerals in our multi-tiered and complex supply chain.
f.
Continue to work within industry established frameworks, our trade associations, human rights-focused organizations, and other groups to identify and implement best practices related to conflict minerals.

Appendix A – Smelter or Refiner Information
Metal
 Smelter ID
Smelter Name
Country
Gold
CID002762
L'Orfebre S.A.
AND
Gold
CID002030
Western Australian Mint (T/a The Perth Mint)
AUS
Gold
CID002920
ABC Refinery Pty Ltd.
AUS
Gold
CID002779
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH
AUT
Gold
CID001980
Umicore S.A. Business Unit Precious Metals Refining
BEL
Gold
CID002587
Industrial Refining Company
BEL
Gold
CID003617
Value Trading
BEL
Gold
CID000058
AngloGold Ashanti Corrego do Sitio Mineracao
BRA
Gold
CID002606
Marsam Metals
BRA
Gold
CID000185
CCR Refinery - Glencore Canada Corporation
CAN
Gold
CID000924
Asahi Refining Canada Ltd.
CAN
Gold
CID001534
Royal Canadian Mint
CAN
Gold
CID002919
Planta Recuperadora de Metales SpA
CHL
Gold
CID000197
Yunnan Copper Industry Co., Ltd.
CHN
Gold
CID000343
Daye Non-Ferrous Metals Mining Ltd.
CHN
Gold
CID000522
Refinery of Seemine Gold Co., Ltd.
CHN
Gold
CID000651
Guoda Safina High-Tech Environmental Refinery Co., Ltd.
CHN
Gold
CID000671
Hangzhou Fuchunjiang Smelting Co., Ltd.
CHN
Gold
CID000707
Heraeus Metals Hong Kong Ltd.
CHN
Gold
CID000767
Hunan Chenzhou Mining Co., Ltd.
CHN
Gold
CID000773
Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.
CHN
Gold
CID000801
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.
CHN
Gold
CID000855
Jiangxi Copper Co., Ltd.
CHN
Gold
CID001056
Lingbao Gold Co., Ltd.
CHN
Gold
CID001058
Lingbao Jinyuan Tonghui Refinery Co., Ltd.
CHN
Gold
CID001093
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
CHN
Gold
CID001147
Metalor Technologies (Suzhou) Ltd.
CHN
Gold
CID001149
Metalor Technologies (Hong Kong) Ltd.
CHN
Gold
CID001362
Penglai Penggang Gold Industry Co., Ltd.
CHN
Gold
CID001619
Shandong Tiancheng Biological Gold Industrial Co., Ltd.
CHN
Gold
CID001622
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
CHN
Gold
CID001736
Sichuan Tianze Precious Metals Co., Ltd.
CHN
Gold
CID001909
Great Wall Precious Metals Co., Ltd. of CBPM
CHN
Gold
CID001916
The Refinery of Shandong Gold Mining Co., Ltd.
CHN
Gold
CID001947
Tongling Nonferrous Metals Group Co., Ltd.
CHN
Gold
CID002224
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
CHN
Gold
CID002243
Gold Refinery of Zijin Mining Group Co., Ltd.
CHN
Gold
CID002312
Guangdong Jinding Gold Limited
CHN
Gold
CID002525
Shandong Humon Smelting Co., Ltd.
CHN

Gold
CID002527
Shenzhen Zhonghenglong Real Industry Co., Ltd.
CHN
Gold
CID003421
C.I Metales Procesados Industriales SAS
COL
Gold
CID003529
Sancus ZFS (L’Orfebre, SA)
COL
Gold
CID002290
SAFINA A.S.
CZE
Gold
CID002761
SAAMP
FRA
Gold
CID003615
WEEEREFINING
FRA
Gold
CID000035
Allgemeine Gold-und Silberscheideanstalt A.G.
DEU
Gold
CID000113
Aurubis AG
DEU
Gold
CID000176
C. Hafner GmbH + Co. KG
DEU
Gold
CID000694
Heimerle + Meule GmbH
DEU
Gold
CID000711
Heraeus Precious Metals GmbH & Co. KG
DEU
Gold
CID002778
WIELAND Edelmetalle GmbH
DEU
Gold
CID002867
Degussa Sonne / Mond Goldhandel GmbH
DEU
Gold
CID003186
Gold Coast Refinery
GHA
Gold
CID002509
MMTC-PAMP India Pvt., Ltd.
IND
Gold
CID002588
Shirpur Gold Refinery Ltd.
IND
Gold
CID002852
GCC Gujrat Gold Centre Pvt. Ltd.
IND
Gold
CID002853
Sai Refinery
IND
Gold
CID002863
Bangalore Refinery
IND
Gold
CID002893
JALAN & Company
IND
Gold
CID003382
CGR Metalloys Pvt Ltd.
IND
Gold
CID003383
Sovereign Metals
IND
Gold
CID003461
Augmont Enterprises Private Limited
IND
Gold
CID003463
Kundan Care Products Ltd.
IND
Gold
CID003487
Emerald Jewel Industry India Limited (Unit 1)
IND
Gold
CID003488
Emerald Jewel Industry India Limited (Unit 2)
IND
Gold
CID003489
Emerald Jewel Industry India Limited (Unit 3)
IND
Gold
CID003490
Emerald Jewel Industry India Limited (Unit 4)
IND
Gold
CID003548
MD Overseas
IND
Gold
CID001397
PT Aneka Tambang (Persero) Tbk
IDN
Gold
CID000233
Chimet S.p.A.
ITA
Gold
CID002580
T.C.A S.p.A
ITA
Gold
CID002763
8853 S.p.A.
ITA
Gold
CID002765
Italpreziosi
ITA
Gold
CID002973
Safimet S.p.A
ITA
Gold
CID000019
Aida Chemical Industries Co., Ltd.
JPN
Gold
CID000082
Asahi Pretec Corp.
JPN
Gold
CID000090
Asaka Riken Co., Ltd.
JPN
Gold
CID000264
Chugai Mining
JPN
Gold
CID000401
Dowa
JPN
Gold
CID000425
Eco-System Recycling Co., Ltd. East Plant
JPN

Gold
CID000807
Ishifuku Metal Industry Co., Ltd.
JPN
Gold
CID000823
Japan Mint
JPN
Gold
CID000937
JX Nippon Mining & Metals Co., Ltd.
JPN
Gold
CID000981
Kojima Chemicals Co., Ltd.
JPN
Gold
CID001119
Matsuda Sangyo Co., Ltd.
JPN
Gold
CID001188
Mitsubishi Materials Corporation
JPN
Gold
CID001193
Mitsui Mining and Smelting Co., Ltd.
JPN
Gold
CID001259
Nihon Material Co., Ltd.
JPN
Gold
CID001325
Ohura Precious Metal Industry Co., Ltd.
JPN
Gold
CID001798
Sumitomo Metal Mining Co., Ltd.
JPN
Gold
CID001875
Tanaka Kikinzoku Kogyo K.K.
JPN
Gold
CID001938
Tokuriki Honten Co., Ltd.
JPN
Gold
CID002100
Yamakin Co., Ltd.
JPN
Gold
CID002129
Yokohama Metal Co., Ltd.
JPN
Gold
CID003424
Eco-System Recycling Co., Ltd. North Plant
JPN
Gold
CID003425
Eco-System Recycling Co., Ltd. West Plant
JPN
Gold
CID000956
Kazakhmys Smelting LLC
KAZ
Gold
CID000957
Kazzinc
KAZ
Gold
CID002615
TOO Tau-Ken-Altyn
KAZ
Gold
CID000359
DSC (Do Sung Corporation)
KOR
Gold
CID000689
LT Metal Ltd.
KOR
Gold
CID000778
HwaSeong CJ CO., LTD.
KOR
Gold
CID001078
LS-NIKKO Copper Inc.
KOR
Gold
CID001555
Samduck Precious Metals
KOR
Gold
CID001562
Samwon Metals Corp.
KOR
Gold
CID001955
Torecom
KOR
Gold
CID002605
Korea Zinc Co., Ltd.
KOR
Gold
CID002918
SungEel HiMetal Co., Ltd.
KOR
Gold
CID003189
NH Recytech Company
KOR
Gold
CID001029
Kyrgyzaltyn JSC
KGZ
Gold
CID003153
State Research Institute Center for Physical Sciences and Technology
LTU
Gold
CID002857
Modeltech Sdn Bhd
MYS
Gold
CID003540
Sellem Industries Ltd.
MRT
Gold
CID000180
Caridad
MEX
Gold
CID001161
Metalurgica Met-Mex Penoles S.A. De C.V.
MEX
Gold
CID002582
REMONDIS PMR B.V.
NLD
Gold
CID002282
Morris and Watson
NZL
Gold
CID003497
K.A. Rasmussen
NOR
Gold
CID000128
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
PHL
Gold
CID002511
KGHM Polska Miedz Spolka Akcyjna
POL
Gold
CID000493
OJSC Novosibirsk Refinery
RUS

Gold
CID000927
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
RUS
Gold
CID000929
JSC Uralelectromed
RUS
Gold
CID001204
Moscow Special Alloys Processing Plant
RUS
Gold
CID001326
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)
RUS
Gold
CID001386
Prioksky Plant of Non-Ferrous Metals
RUS
Gold
CID001756
SOE Shyolkovsky Factory of Secondary Precious Metals
RUS
Gold
CID002865
Kyshtym Copper-Electrolytic Plant ZAO
RUS
Gold
CID001032
L'azurde Company For Jewelry
SAU
Gold
CID001152
Metalor Technologies (Singapore) Pte., Ltd.
SGP
Gold
CID001512
Rand Refinery (Pty) Ltd.
ZAF
Gold
CID002850
AU Traders and Refiners
ZAF
Gold
CID003575
Metal Concentrators SA (Pty) Ltd.
ZAF
Gold
CID001585
SEMPSA Joyeria Plateria S.A.
ESP
Gold
CID002567
Sudan Gold Refinery
SDN
Gold
CID000157
Boliden AB
SWE
Gold
CID000077
Argor-Heraeus S.A.
CHE
Gold
CID000189
Cendres + Metaux S.A.
CHE
Gold
CID001153
Metalor Technologies S.A.
CHE
Gold
CID001352
PAMP S.A.
CHE
Gold
CID001498
PX Precinox S.A.
CHE
Gold
CID002003
Valcambi S.A.
CHE
Gold
CID001761
Solar Applied Materials Technology Corp.
TWN
Gold
CID001810
Super Dragon Technology Co., Ltd.
TWN
Gold
CID002516
Singway Technology Co., Ltd.
TWN
Gold
CID002314
Umicore Precious Metals Thailand
THA
Gold
CID000103
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
TUR
Gold
CID000814
Istanbul Gold Refinery
TUR
Gold
CID001220
Nadir Metal Rafineri San. Ve Tic. A.S.
TUR
Gold
CID003185
African Gold Refinery
UGA
Gold
CID002560
Al Etihad Gold Refinery DMCC
ARE
Gold
CID002561
Emirates Gold DMCC
ARE
Gold
CID002562
International Precious Metal Refiners
ARE
Gold
CID002563
Kaloti Precious Metals
ARE
Gold
CID002584
Fujairah Gold FZC
ARE
Gold
CID003348
Dijllah Gold Refinery FZC
ARE
Gold
CID000015
Advanced Chemical Company
USA
Gold
CID000920
Asahi Refining USA Inc.
USA
Gold
CID000969
Kennecott Utah Copper LLC
USA
Gold
CID001113
Materion
USA
Gold
CID001157
Metalor USA Refining Corporation
USA
Gold
CID001546
Sabin Metal Corp.
USA

Gold
CID001993
United Precious Metal Refining, Inc.
USA
Gold
CID002459
Geib Refining Corporation
USA
Gold
CID002708
Abington Reldan Metals, LLC
USA
Gold
CID002872
Pease & Curren
USA
Gold
CID003324
QG Refining, LLC
USA
Gold
CID003500
Alexy Metals
USA
Gold
CID003557
Metallix Refining Inc.
USA
Gold
CID000041
Almalyk Mining and Metallurgical Complex (AMMC)
UZB
Gold
CID001236
Navoi Mining and Metallurgical Combinat
UZB
Gold
CID002515
Fidelity Printers and Refiners Ltd.
ZWE
Tantalum
CID001076
LSM Brasil S.A.
BRA
Tantalum
CID001175
Mineracao Taboca S.A.
BRA
Tantalum
CID002707
Resind Industria e Comercio Ltda.
BRA
Tantalum
CID000211
Changsha South Tantalum Niobium Co., Ltd.
CHN
Tantalum
CID000460
F&X Electro-Materials Ltd.
CHN
Tantalum
CID000616
Guangdong Zhiyuan New Material Co., Ltd.
CHN
Tantalum
CID000914
JiuJiang JinXin Nonferrous Metals Co., Ltd.
CHN
Tantalum
CID000917
Jiujiang Tanbre Co., Ltd.
CHN
Tantalum
CID001277
Ningxia Orient Tantalum Industry Co., Ltd.
CHN
Tantalum
CID001522
Yanling Jincheng Tantalum & Niobium Co., Ltd.
CHN
Tantalum
CID002492
Hengyang King Xing Lifeng New Materials Co., Ltd.
CHN
Tantalum
CID002505
FIR Metals & Resource Ltd.
CHN
Tantalum
CID002506
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
CHN
Tantalum
CID002508
XinXing HaoRong Electronic Material Co., Ltd.
CHN
Tantalum
CID002512
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
CHN
Tantalum
CID002842
Jiangxi Tuohong New Raw Material
CHN
Tantalum
CID003583
Yancheng Jinye New Material Technology Co., Ltd.
CHN
Tantalum
CID001200
NPM Silmet AS
EST
Tantalum
CID002545
H.C. Starck Tantalum and Niobium GmbH
DEU
Tantalum
CID002547
H.C. Starck Hermsdorf GmbH
DEU
Tantalum
CID002550
H.C. Starck Smelting GmbH & Co. KG
DEU
Tantalum
CID001163
Metallurgical Products India Pvt., Ltd.
IND
Tantalum
CID001192
Mitsui Mining and Smelting Co., Ltd.
JPN
Tantalum
CID001869
Taki Chemical Co., Ltd.
JPN
Tantalum
CID002549
H.C. Starck Ltd.
JPN
Tantalum
CID002558
Global Advanced Metals Aizu
JPN
Tantalum
CID001969
Ulba Metallurgical Plant JSC
KAZ
Tantalum
CID002539
KEMET Blue Metals
MEX
Tantalum
CID001769
Solikamsk Magnesium Works OAO
RUS
Tantalum
CID002544
H.C. Starck Co., Ltd.
THA
Tantalum
CID001508
QuantumClean
USA

Tantalum
CID001891
Telex Metals
USA
Tantalum
CID002504
D Block Metals, LLC
USA
Tantalum
CID002548
H.C. Starck Inc.
USA
Tantalum
CID002557
Global Advanced Metals Boyertown
USA
Tin
CID002773
Metallo Belgium N.V.
BEL
Tin
CID000438
EM Vinto
BOL
Tin
CID001337
Operaciones Metalurgicas S.A.
BOL
Tin
CID000448
Estanho de Rondonia S.A.
BRA
Tin
CID001173
Mineracao Taboca S.A.
BRA
Tin
CID001758
Soft Metais Ltda.
BRA
Tin
CID002036
White Solder Metalurgia e Mineracao Ltda.
BRA
Tin
CID002468
Magnu's Minerais Metais e Ligas Ltda.
BRA
Tin
CID002500
Melt Metais e Ligas S.A.
BRA
Tin
CID002706
Resind Industria e Comercio Ltda.
BRA
Tin
CID002756
Super Ligas
BRA
Tin
CID003486
CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda
BRA
Tin
CID003582
Fabrica Auricchio Industria e Comercio Ltda.
BRA
Tin
CID000228
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.
CHN
Tin
CID000538
Gejiu Non-Ferrous Metal Processing Co., Ltd.
CHN
Tin
CID000555
Gejiu Zili Mining And Metallurgy Co., Ltd.
CHN
Tin
CID000942
Gejiu Kai Meng Industry and Trade LLC
CHN
Tin
CID001070
China Tin Group Co., Ltd.
CHN
Tin
CID001231
Jiangxi New Nanshan Technology Ltd.
CHN
Tin
CID001908
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
CHN
Tin
CID002158
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
CHN
Tin
CID002180
Yunnan Tin Company Limited
CHN
Tin
CID003116
Guangdong Hanhe Non-Ferrous Metal Co., Ltd.
CHN
Tin
CID003190
Chifeng Dajingzi Tin Industry Co., Ltd.
CHN
Tin
CID003356
Dongguan CiEXPO Environmental Engineering Co., Ltd.
CHN
Tin
CID003379
Ma'anshan Weitai Tin Co., Ltd.
CHN
Tin
CID003397
Yunnan Yunfan Non-ferrous Metals Co., Ltd.
CHN
Tin
CID003410
Gejiu City Fuxiang Industry and Trade Co., Ltd.
CHN
Tin
CID003409
Precious Minerals and Smelting Limited
IND
Tin
CID000309
PT Aries Kencana Sejahtera
IDN
Tin
CID001399
PT Artha Cipta Langgeng
IDN
Tin
CID001402
PT Babel Inti Perkasa
IDN
Tin
CID001406
PT Babel Surya Alam Lestari
IDN
Tin
CID001428
PT Bukit Timah
IDN
Tin
CID001453
PT Mitra Stania Prima
IDN
Tin
CID001458
PT Prima Timah Utama
IDN
Tin
CID001460
PT Refined Bangka Tin
IDN

Tin
CID001463
PT Sariwiguna Binasentosa
IDN
Tin
CID001468
PT Stanindo Inti Perkasa
IDN
Tin
CID001477
PT Timah Tbk Kundur
IDN
Tin
CID001482
PT Timah Tbk Mentok
IDN
Tin
CID001486
PT Timah Nusantara
IDN
Tin
CID001490
PT Tinindo Inter Nusa
IDN
Tin
CID002455
CV Venus Inti Perkasa
IDN
Tin
CID002503
PT ATD Makmur Mandiri Jaya
IDN
Tin
CID002696
PT Cipta Persada Mulia
IDN
Tin
CID002816
PT Sukses Inti Makmur
IDN
Tin
CID002835
PT Menara Cipta Mulia
IDN
Tin
CID003205
PT Bangka Serumpun
IDN
Tin
CID003380
PT Masbro Alam Stania
IDN
Tin
CID003381
PT Rajawali Rimba Perkasa
IDN
Tin
CID003449
PT Mitra Sukses Globalindo
IDN
Tin
CID001421
PT Belitung Industri Sejahtera
IDN
Tin
CID001457
PT Panca Mega Persada
IDN
Tin
CID001493
PT Tommy Utama
IDN
Tin
CID002478
PT Tirus Putra Mandiri
IDN
Tin
CID000402
Dowa
JPN
Tin
CID001191
Mitsubishi Materials Corporation
JPN
Tin
CID001105
Malaysia Smelting Corporation (MSC)
MYS
Tin
CID002858
Modeltech Sdn Bhd
MYS
Tin
CID003208
Pongpipat Company Limited
MMR
Tin
CID001182
Minsur
PER
Tin
CID002517
O.M. Manufacturing Philippines, Inc.
PHL
Tin
CID000468
Fenix Metals
POL
Tin
CID001305
Novosibirsk Processing Plant Ltd.
RUS
Tin
CID003387
Luna Smelter, Ltd.
RWA
Tin
CID002774
Metallo Spain S.L.U.
ESP
Tin
CID003524
CRM Synergies
ESP
Tin
CID001539
Rui Da Hung
TWN
Tin
CID001314
O.M. Manufacturing (Thailand) Co., Ltd.
THA
Tin
CID001898
Thaisarco
THA
Tin
CID000292
Alpha
USA
Tin
CID001142
Metallic Resources, Inc.
USA
Tin
CID003325
Tin Technology & Refining
USA
Tin
CID002015
VQB Mineral and Trading Group JSC
VNM
Tin
CID002572
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company
VNM
Tin
CID002573
Nghe Tinh Non-Ferrous Metals Joint Stock Company
VNM
Tin
CID002574
Tuyen Quang Non-Ferrous Metals Joint Stock Company
VNM

Tin
CID002703
An Vinh Joint Stock Mineral Processing Company
VNM
Tin
CID002834
Thai Nguyen Mining and Metallurgy Co., Ltd.
VNM
Tungsten
CID002044
Wolfram Bergbau und Hutten AG
AUT
Tungsten
CID002833
ACL Metais Eireli
BRA
Tungsten
CID003427
Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.
BRA
Tungsten
CID003468
Cronimet Brasil Ltda
BRA
Tungsten
CID000218
Guangdong Xianglu Tungsten Co., Ltd.
CHN
Tungsten
CID000258
Chongyi Zhangyuan Tungsten Co., Ltd.
CHN
Tungsten
CID000281
CNMC (Guangxi) PGMA Co., Ltd.
CHN
Tungsten
CID000766
Hunan Chenzhou Mining Co., Ltd.
CHN
Tungsten
CID000769
Hunan Chunchang Nonferrous Metals Co., Ltd.
CHN
Tungsten
CID000875
Ganzhou Huaxing Tungsten Products Co., Ltd.
CHN
Tungsten
CID002082
Xiamen Tungsten Co., Ltd.
CHN
Tungsten
CID002313
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
CHN
Tungsten
CID002315
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
CHN
Tungsten
CID002316
Jiangxi Yaosheng Tungsten Co., Ltd.
CHN
Tungsten
CID002317
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
CHN
Tungsten
CID002318
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
CHN
Tungsten
CID002319
Malipo Haiyu Tungsten Co., Ltd.
CHN
Tungsten
CID002320
Xiamen Tungsten (H.C.) Co., Ltd.
CHN
Tungsten
CID002321
Jiangxi Gan Bei Tungsten Co., Ltd.
CHN
Tungsten
CID002494
Ganzhou Seadragon W & Mo Co., Ltd.
CHN
Tungsten
CID002513
Chenzhou Diamond Tungsten Products Co., Ltd.
CHN
Tungsten
CID002551
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
CHN
Tungsten
CID002641
China Molybdenum Co., Ltd.
CHN
Tungsten
CID002645
Ganzhou Haichuang Tungsten Co., Ltd.
CHN
Tungsten
CID002830
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.
CHN
Tungsten
CID003401
Fujian Ganmin RareMetal Co., Ltd.
CHN
Tungsten
CID003417
GEM Co., Ltd.
CHN
Tungsten
CID003609
Fujian Xinlu Tungsten
CHN
Tungsten
CID002541
H.C. Starck Tungsten GmbH
DEU
Tungsten
CID002542
H.C. Starck Smelting GmbH & Co. KG
DEU
Tungsten
CID000004
A.L.M.T. Corp.
JPN
Tungsten
CID000825
Japan New Metals Co., Ltd.
JPN
Tungsten
CID003388
KGETS Co., Ltd.
KOR
Tungsten
CID002827
Philippine Chuangxin Industrial Co., Inc.
PHL
Tungsten
CID002649
Hydrometallurg, JSC
RUS
Tungsten
CID002724
Unecha Refractory metals plant
RUS
Tungsten
CID002845
Moliren Ltd.
RUS
Tungsten
CID003408
JSC "Kirovgrad Hard Alloys Plant"
RUS
Tungsten
CID003416
NPP Tyazhmetprom LLC
RUS

Tungsten
CID003553
Artek LLC
RUS
Tungsten
CID003612
OOO “Technolom” 2
RUS
Tungsten
CID003614
OOO “Technolom” 1
RUS
Tungsten
CID003407
Lianyou Metals Co., Ltd.
TWN
Tungsten
CID000105
Kennametal Huntsville
USA
Tungsten
CID000568
Global Tungsten & Powders Corp.
USA
Tungsten
CID000966
Kennametal Fallon
USA
Tungsten
CID002589
Niagara Refining LLC
USA
Tungsten
CID002502
Asia Tungsten Products Vietnam Ltd.
VNM
Tungsten
CID002543
Masan Tungsten Chemical LLC (MTC)
VNM