-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NguknZ2C92hFsBPVrXaDuqwRvJvNMR08F+lQdW6kXIsgQLrTg9ZK+j3pNrR3xpIm 7WGd2t0SI7lxmw8BfnrmVw== 0000897069-02-000549.txt : 20020808 0000897069-02-000549.hdr.sgml : 20020808 20020808111448 ACCESSION NUMBER: 0000897069-02-000549 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020808 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OSHKOSH TRUCK CORP CENTRAL INDEX KEY: 0000775158 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 390520270 STATE OF INCORPORATION: WI FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-31371 FILM NUMBER: 02722469 BUSINESS ADDRESS: STREET 1: 2307 OREGON ST STREET 2: P O BOX 2566 CITY: OSHKOSH STATE: WI ZIP: 54903 BUSINESS PHONE: 4142359151 MAIL ADDRESS: STREET 1: 2307 OREGON ST P O BOX 2566 STREET 2: 2307 OREGON ST P O BOX 2566 CITY: OSHKOSH STATE: WI ZIP: 54903 8-K 1 slp339.txt FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ----------------------- FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ----------------------- Date of Report (Date of earliest event reported): August 8, 2002 Oshkosh Truck Corporation - -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) Wisconsin 1-31371 39-0520270 - --------------- ----------- ---------- (State or other (Commission File (IRS Employer jurisdiction of Number) Identification No.) incorporation) P.O. Box 2566, Oshkosh, Wisconsin 54903 ------------------------------------------- (Address of principal executive offices, including zip code) (920) 235-9151 (Registrant's telephone number) Item 7. Financial Statements and Exhibits. (a) Not applicable. (b) Not applicable. (c) Exhibits. The following exhibits are being filed herewith: (99.1) Statement under oath of principal executive officer regarding facts and circumstances relating to Exchange Act filings, dated August 8, 2002. (99.2) Statement under oath of principal financial officer regarding facts and circumstances relating to Exchange Act filings, dated August 8, 2002. Item 9. Regulation FD Disclosure. On August 8, 2002, Robert G. Bohn and Charles L. Szews, the principal executive officer and principal financial officer of Oshkosh Truck Corporation (the "Company"), respectively, each filed with the Securities and Exchange Commission a written statement under oath pursuant to Securities and Exchange Commission Order No. 4-460. The officers executed such statements in the exact form of Exhibit A to the Order. The Company is filing copies of such statements in the form in which the officers executed them as Exhibits 99.1 and 99.2 hereto, which are incorporated by reference herein. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. OSHKOSH TRUCK CORPORATION Date: August 8, 2002 By: /s/ Charles L. Szews ---------------------------------- Charles L. Szews Executive Vice President and Chief Financial Officer OSHKOSH TRUCK CORPORATION Exhibit Index to Current Report on Form 8-K Dated August 8, 2002 Exhibit Number (99.1) Statement under oath of principal executive officer regarding facts and circumstances relating to Exchange Act filings, dated August 8, 2002. (99.2) Statement under oath of principal financial officer regarding facts and circumstances relating to Exchange Act filings, dated August 8, 2002. EX-99.1 3 slp339a.txt STATEMENT OF EXECUTIVE OFFICER STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS FOR OSHKOSH TRUCK CORPORATION I, Robert G. Bohn, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Oshkosh Truck Corporation, and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Audit Committee of the Board of Directors of Oshkosh Truck Corporation. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o Annual Report on Form 10-K of Oshkosh Truck Corporation filed with the Commission for the fiscal year ended September 30, 2001; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Oshkosh Truck Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. Subscribed and sworn to before me this 8th day of August 2002. /s/ Robert G. Bohn /s/ Lori R. Mackey - ----------------------------- -------------------------------- Robert G. Bohn Notary Public August 8, 2002 My Commission Expires: January 18, 2004 EX-99.2 4 slp339b.txt STATEMENT OF FINANCIAL OFFICER STATEMENT UNDER OATH OF PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS FOR OSHKOSH TRUCK CORPORATION I, Charles L. Szews, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Oshkosh Truck Corporation, and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Audit Committee of the Board of Directors of Oshkosh Truck Corporation. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o Annual Report on Form 10-K of Oshkosh Truck Corporation filed with the Commission for the fiscal year ended September 30, 2001; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Oshkosh Truck Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. Subscribed and sworn to before me this 8th day of August 2002. /s/ Charles L. Szews /s/ Lori R. Mackey - ----------------------------- ------------------------------- Charles L. Szews Notary Public August 8, 2002 My Commission Expires: January 18, 2004 -----END PRIVACY-ENHANCED MESSAGE-----