0000895421-01-500045.txt : 20011018
0000895421-01-500045.hdr.sgml : 20011018
ACCESSION NUMBER: 0000895421-01-500045
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20011010
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: PINNACLE SYSTEMS INC
CENTRAL INDEX KEY: 0000774695
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 943003809
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-44097
FILM NUMBER: 1755827
BUSINESS ADDRESS:
STREET 1: 280 N BERNARDO AVE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
BUSINESS PHONE: 6502371600
MAIL ADDRESS:
STREET 1: 280 N BERNARDO AVE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO
CENTRAL INDEX KEY: 0000895421
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 363145972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 2127614000
MAIL ADDRESS:
STREET 1: 1221 SIXTH AVENUE
STREET 2: 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO
DATE OF NAME CHANGE: 19960315
SC 13G/A
1
pinnaclesys.txt
INITIAL FILING MAS
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2
Under the Securities Exchange Act of 1934
(Amendment No. )
PINNACLE SYSTEMS INC
-----------------------------------------------------
(Name of Issuer)
Common Stock
-----------------------------------------------------
(Title of Class of Securities)
723481107
-----------------------------------------------------
(CUSIP Number)
Check the following box if a fee is being paid with this statement [x].
----------
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 723481107 13G Page 2 of 8 Pages
--------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON(S)
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON(S)
Morgan Stanley Dean Witter & Co.
IRS # 39-314-5972
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
The state of organization is Delaware.
--------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER
SHARES 0
BENEFICIALLY --------------------------------------------------------------
OWNED BY 6. SHARED VOTING POWER
EACH 6,024,084
REPORTING --------------------------------------------------------------
PERSON 7. SOLE DISPOSITIVE POWER
WITH 0
--------------------------------------------------------------
8. SHARED DISPOSITIVE POWER
6,059,784
-------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,059,784
--------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
--------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11.035%
--------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IA, CO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 723481107 13G Page 3 of 8 Pages
--------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON(S)
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON(S)
Morgan Stanley Investments LP
IRS # 23-1744122
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
The state of organization is Delaware.
--------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER
SHARES 0
BENEFICIALLY --------------------------------------------------------------
OWNED BY 6. SHARED VOTING POWER
EACH 3,670,000
REPORTING --------------------------------------------------------------
PERSON 7. SOLE DISPOSITIVE POWER
WITH 0
--------------------------------------------------------------
8. SHARED DISPOSITIVE POWER
3,705,700
--------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,705,700
--------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
--------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.7482%
--------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IA, CO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 723481107 13G Page 4 of 8 Pages
Item 1. (a) Name of Issuer:
PINNACLE SYSTEMS INC
--------------------------------------------------------------
(b) Address of Issuer's Principal Executive Offices:
280 N BERNARDO AVE
MOUNTAIN VIEW, CA 94043
--------------------------------------------------------------
Item 2. (a) Name of Person Filing:
(a) Morgan Stanley Dean Witter & Co.
(b) Morgan Stanley Investments LP
--------------------------------------------------------------
(b) Address of Principal Business Office, or if None, Residence:
(a) 1585 Broadway
New York, New York 10036
(b) 1 Tower Bridge Suite 1100
West Conshohocken, PA 19428
--------------------------------------------------------------
(c) Citizenship:
Incorporated by reference to Item 4 of the cover page
pertaining to each reporting person.
-------------------------------------------------
(d) Title of Class of Securities:
Common Stock
--------------------------------------------------------------
(e) CUSIP Number:
723481107
-------------------------------------------------
Item 3. (a) Morgan Stanley Dean Witter & Co. is (e) a parent holding
company.
(b) Morgan Stanley Investments LP is (e) an Investment Adviser
registered under Section 203 of the Investment Advisers Act of
1940.
CUSIP No. 723481107 13-G Page 5 of 8 Pages
Item 4. Ownership.
Incorporated by reference to Items (5) - (9) and (11) of the
cover page.
Item 5. Ownership of Five Percent or Less of a Class.
Inapplicable
Item 6. Ownership of More Than Five Percent on Behalf of Another Person.
Accounts managed on a discretionary basis by Morgan Stanley
Investments LP, a wholly owned subsidiary of Morgan Stanley Dean
Witter & Co., are known to have the right to receive or the power
to direct the receipt of dividends from, or the proceeds from,
the sale of such securities. No such account holds more than 5
percent of the class.
Item 7. Identification and Classification of the Subsidiary which Acquired
the Security Being Reported on By the Parent Holding Company.
Item 8. Identification and Classification of Members of the Group.
Item 9. Notice of Dissolution of Group.
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired in the
ordinary course of business and were not acquired for the purpose
of and do not have the effect of changing or influencing the
control of the issuer of such securities and were not acquired in
connection with or as a participant in any transaction having
such purpose or effect.
CUSIP No. 723481107 13-G Page 6 of 8 Pages
Signature.
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true,
complete and correct.
Date: October 10, 2001
Signature: /s/ Dennine Bullard
-----------------------------------------------------------------
Name/Title Dennine Bullard / Vice President, Morgan Stanley & Co. Incorporated
-----------------------------------------------------------------
MORGAN STANLEY DEAN WITTER & CO.
Date: October 10, 2001
Signature: /s/ Paul A. Frick
-----------------------------------------------------------------
Name/Title Paul A. Frick / Vice President Morgan Stanley Investments LP
-----------------------------------------------------------------
MORGAN STANLEY INVESTMENTS LP
INDEX TO EXHIBITS PAGE
----------------- ----
EXHIBIT 1 Agreement to Make a Joint Filing 7
EXHIBIT 2 Secretary's Certificate Authorizing Dennine Bullard 8
to Sign on behalf of Morgan Stanley Dean Witter & Co.
* Attention. Intentional misstatements or omissions of fact constitute federal
criminal violations (see 18 U.S.C. 1001).
EX-99.a
JOINT FILING AGREEMENT
CUSIP No. 723481107 13-G Page 7 of 8 Pages
EXHIBIT 1 TO SCHEDULE 13G
---------------------------------------------------
OCTOBER 10, 2001
---------------------------------------------------
MORGAN STANLEY DEAN WITTER & CO. and MORGAN STANLEY INVESTMENTS
LP hereby agree that, unless differentiated, this Schedule 13G
is filed on behalf of each of the parties.
MORGAN STANLEY DEAN WITTER & CO.
BY: /s/ Dennine Bullard
--------------------------------------------------------------------
Dennine Bullard / Vice President, Morgan Stanley & Co. Incorporated
MORGAN STANLEY INVESTMENTS LP
BY: /s/ Paul A. Frick
--------------------------------------------------------------------
Paul A. Frick / Vice President Morgan Stanley Investments LP
* Attention. Intentional misstatements or omissions of fact constitute federal
criminal violations (see 18 U.S.C. 1001).
EX-99.b
SECRETARY'S CERTIFICATE
Page 8 of 8 pages
EXHIBIT 2 ------------------
MORGAN STANLEY, DEAN WITTER, DISCOVER & CO.
SECRETARY'S CERTIFICATE
I, Charlene R. Herzer, a duly elected and Assistant Secretary of Morgan
Stanley Dean Witter & Co., a corporation organized and existing under
the laws of the State of Delaware (the "Corporation"), certify that
Stuart J.M. Breslow, Robert G. Koppenol and Dennine Bullard are
authorized to sign reports to be filed under Sections 13 and 16 of the
Securities Exchange Act of 1934 (the "Act") pursuant to the following:
(1) On May 31, 1997, the Board of Directors of the Corporation
granted authority to Stuart J.M. Breslow and Robert G.
Koppenol to sign reports to be filed under Sections 13 and
16 of the Act on behalf of the Corporation.
(2) On February 23, 2000, Donald G. Kempf, Jr., the Executive
Vice President, Chief Legal Officer and Secretary of the
Corporation, delegated authority to Dennine Bullard to
sign reports to be filed under Sections 13 and 16 of the
Act on behalf of the Corporation. Pursuant to Section 7.01
of the Bylaws of the Corporation and resolutions approved
by the Board of Directors of the Corporation on September
25, 1998, the Chief Legal Officer is authorized to enter
into agreements and other instruments on behalf of the
Corporation and may delegate such powers to others under
his jurisdiction.
IN WITNESS WHEREOF, I have hereunto set my name and affixed the seal
of the Corporation as of the 1st day of March, 2000.
------------------------------
Charlene R. Herzer
Assistant Secretary