-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VT4mbARz33QQJgb++5X2ikQhTQP+6G+cp7W29B737bgS50eezHu0CRf1JvrDsgnM PdeLXhCIdDiYj5rlboJtYg== 0000774624-98-000123.txt : 19981111 0000774624-98-000123.hdr.sgml : 19981111 ACCESSION NUMBER: 0000774624-98-000123 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981031 FILED AS OF DATE: 19981110 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLIED GROUP INC CENTRAL INDEX KEY: 0000774624 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 420958655 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-12663 FILM NUMBER: 98743105 BUSINESS ADDRESS: STREET 1: 701 FIFTH AVE CITY: DES MOINES STATE: IA ZIP: 50391-2000 BUSINESS PHONE: 5152804211 MAIL ADDRESS: STREET 1: 701 5TH AVENUE CITY: DES MOINES STATE: IA ZIP: 50391-2000 FORMER COMPANY: FORMER CONFORMED NAME: AID CORP DATE OF NAME CHANGE: 19870519 COMPANY DATA: COMPANY CONFORMED NAME: SULLIVAN EDWARD E CENTRAL INDEX KEY: 0001023677 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 701 5TH AVE. CITY: DES MOINES STATE: IA ZIP: 50391-2000 BUSINESS PHONE: 5152804211 4 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) EDWARD E. SULLIVAN 701 5th Ave Des Moines, IA 50391-2007 2. Issuer Name and Ticker or Trading Symbol ALLIED Group, Inc. (GRP) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Year 10/98 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) Vice President of Certain Subsidiaries 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code V Amount D Price End of Month I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10/01/98 M 2,000.0000 A $12.9445 D Direct Common Stock 10/01/98 S 2,000.0000 D $48.0000 D Direct Common Stock 10/01/98 U 1,323.4494 D $48.2500 D Direct Common Stock 10/01/98 U 10,932.0000 D $48.2500 D Direct Common Stock 10/02/98 M 2,300.0000 A $12.9445 D Direct Common Stock 10/02/98 S 2,300.0000 D $48.0000 D Direct Common Stock 10/05/98 M 844.0000 A $12.2778 D Direct Common Stock 10/05/98 M (1) 282.0000 A $17.8889 D Direct Common Stock 10/05/98 D (1) 282.0000 D $47.9688 D Direct Common Stock 10/05/98 M (1) 281.0000 A $17.8889 D Direct Common Stock 10/05/98 D (1) 281.0000 D $47.9688 D Direct Common Stock 10/05/98 M (1) 281.0000 A $17.8889 D Direct Common Stock 10/05/98 D (1) 281.0000 D $47.9688 D Direct Common Stock 10/05/98 M (1) 282.0000 A $12.2778 D Direct Common Stock 10/05/98 D (1) 282.0000 D $47.9688 D Direct Common Stock 10/05/98 M (1) 282.0000 A $10.7778 D Direct Common Stock 10/05/98 D (1) 282.0000 D $47.9688 D Direct Common Stock 10/05/98 M (1) 281.0000 A $12.2778 D Direct Common Stock 10/05/98 D (1) 281.0000 D $47.9688 D Direct Common Stock 10/05/98 M 3,200.0000 A $12.9445 D Direct Common Stock 10/05/98 M 352.0000 A $10.7778 D Direct Common Stock 10/05/98 M 563.0000 A $10.7778 D Direct Common Stock 10/05/98 M 844.0000 A $12.2778 D Direct Common Stock 10/05/98 M 844.0000 A $12.2778 D Direct Common Stock 10/05/98 M 844.0000 A $12.2778 D Direct Common Stock 10/05/98 M 844.0000 A $17.8889 D Direct Common Stock 10/05/98 M 844.0000 A $17.8889 D Direct Common Stock 10/05/98 M 844.0000 A $17.8889 D Direct Common Stock 10/05/98 M 844.0000 A $17.8889 D Direct Common Stock 10/05/98 M 844.0000 A $17.8889 D Direct Common Stock 10/05/98 M 12,000.0000 A $22.9167 D Direct Common Stock 10/05/98 M 10,000.0000 A $32.5313 D Direct Common Stock 10/05/98 M 15,000.0000 A $12.2222 D Direct Common Stock 10/05/98 S 49,555.0000 D $48.1009 D Direct Common Stock 10/05/98 M 844.0000 A $17.8889 D Direct Common Stock 10/06/98 M 211.0000 A $10.7778 D Direct Common Stock 10/06/98 S 211.0000 D $48.0000 0.0000 D Direct Common Stock 10/01/98 U 3,247.1132 D $48.2500 0.0000 I by ESOP Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code V A D Exercisable Expiration - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right $10.7778 10/05/98 M 563.0000 (2) 10/01/98 03/31/04 to buy) Incentive Stock Option (right $12.2778 10/05/98 M 844.0000 (3) 10/01/98 03/31/05 to buy) Incentive Stock Option (right $12.2778 10/05/98 M 844.0000 (3) 10/01/98 03/31/05 to buy) Incentive Stock Option (right $17.8889 10/05/98 M 844.0000 (4) 10/01/98 03/22/06 to buy) Incentive Stock Option (right $17.8889 10/05/98 M 844.0000 (4) 10/01/98 03/22/06 to buy) Incentive Stock Option (right $17.8889 10/05/98 M 844.0000 (4) 10/01/98 03/22/06 to buy) Non-Qualified Stock Option $12.2222 10/05/98 M 15,000.0000 (5) 10/01/98 03/31/05 Non-Qualified Stock Option $10.7778 10/05/98 M 352.0000 (2) 10/01/98 03/31/04 (right to buy) Non-Qualified Stock Option $10.7778 10/06/98 M 211.0000 (2) 10/01/98 03/31/04 (right to buy) Non-Qualified Stock Option $12.2778 10/05/98 M 844.0000 (3) 10/01/98 03/31/05 (right to buy) Non-Qualified Stock Option $12.2778 10/05/98 M 844.0000 (3) 10/01/98 03/31/05 (right to buy) Non-Qualified Stock Option $12.9445 10/01/98 M 2,000.0000 (6) 10/01/98 10/14/03 (right to buy) Non-Qualified Stock Option $12.9445 10/02/98 M 2,300.0000 (6) 10/01/98 10/14/03 (right to buy) Non-Qualified Stock Option $12.9445 10/05/98 M 3,200.0000 (6) 10/01/98 10/14/03 (right to buy) Non-Qualified Stock Option $17.8889 10/05/98 M 844.0000 (4) 10/01/98 03/22/06 (right to buy) Non-Qualified Stock Option $17.8889 10/05/98 M 844.0000 (4) 10/01/98 03/22/06 (right to buy) Non-Qualified Stock Option $17.8889 10/05/98 M 844.0000 (4) 10/01/98 03/22/06 (right to buy) Non-Qualified Stock Option $22.9167 10/05/98 M 12,000.0000 (7) 10/01/98 03/21/07 (right to buy) Non-Qualified Stock Option $32.5313 10/05/98 M 10,000.0000 10/01/98 03/10/08 (right to buy) Stock Appreciation Right $10.7778 10/05/98 M (1) 282.0000 10/01/98 03/31/04 Stock Appreciation Right $12.2778 10/05/98 M (1) 282.0000 10/01/98 03/31/05 Stock Appreciation Right $12.2778 10/05/98 M (1) 281.0000 10/01/98 03/31/05 Stock Appreciation Right $17.8889 10/05/98 M (1) 282.0000 10/01/98 03/22/06 Stock Appreciation Right $17.8889 10/05/98 M (1) 281.0000 10/01/98 03/22/06 Stock Appreciation Right $17.8889 10/05/98 M (1) 281.0000 10/01/98 03/22/06 Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Month - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right 10/05/98 Common Stock 563.0000 0.0000 D Direct to buy) Incentive Stock Option (right 10/05/98 Common Stock 844.0000 D Direct to buy) Incentive Stock Option (right 10/05/98 Common Stock 844.0000 0.0000 D Direct to buy) Incentive Stock Option (right 10/05/98 Common Stock 844.0000 D Direct to buy) Incentive Stock Option (right 10/05/98 Common Stock 844.0000 D Direct to buy) Incentive Stock Option (right 10/05/98 Common Stock 844.0000 0.0000 D Direct to buy) Non-Qualified Stock Option 10/05/98 Common Stock 15,000.0000 0.0000 D Direct Non-Qualified Stock Option 10/05/98 Common Stock 352.0000 D Direct (right to buy) Non-Qualified Stock Option 10/06/98 Common Stock 211.0000 0.0000 D Direct (right to buy) Non-Qualified Stock Option 10/05/98 Common Stock 844.0000 D Direct (right to buy) Non-Qualified Stock Option 10/05/98 Common Stock 844.0000 0.0000 D Direct (right to buy) Non-Qualified Stock Option 10/01/98 Common Stock 2,000.0000 D Direct (right to buy) Non-Qualified Stock Option 10/02/98 Common Stock 2,300.0000 D Direct (right to buy) Non-Qualified Stock Option 10/05/98 Common Stock 3,200.0000 0.0000 D Direct (right to buy) Non-Qualified Stock Option 10/05/98 Common Stock 844.0000 D Direct (right to buy) Non-Qualified Stock Option 10/05/98 Common Stock 844.0000 D Direct (right to buy) Non-Qualified Stock Option 10/05/98 Common Stock 844.0000 0.0000 D Direct (right to buy) Non-Qualified Stock Option 10/05/98 Common Stock 12,000.0000 0.0000 D Direct (right to buy) Non-Qualified Stock Option 10/05/98 Common Stock 10,000.0000 0.0000 D Direct (right to buy) Stock Appreciation Right 10/05/98 Common Stock 282.0000 0.0000 D Direct Stock Appreciation Right 10/05/98 Common Stock 282.0000 D Direct Stock Appreciation Right 10/05/98 Common Stock 281.0000 0.0000 D Direct Stock Appreciation Right 10/05/98 Common Stock 282.0000 D Direct Stock Appreciation Right 10/05/98 Common Stock 281.0000 D Direct Stock Appreciation Right 10/05/98 Common Stock 281.0000 0.0000 D Direct Explanation of Responses: (1) Exercise SAR for cash. (2) This option was previously reported covering 250 shares at an exercise price of $24.25 per share, but was adjusted to reflect a stock split on November 29, 1996 and another stock split on November 28, 1997. (3) This option was previously reported covering 375 shares at an exercise price of $27.625 per share, but was adjusted to reflect a stock split on November 29, 1996, and another stock split on November 28, 1997. (4) This option was previously reported covering 375 shares at an exercise price of $40.25 per share, but was adjusted to reflect a stock split on November 29, 1996, and another stock split on November 28, 1997. (5) This option was previously reported covering 6,666 shares at an exercise price of $27.50 per share, but was adjusted to reflect a stock split on November 29, 1996, and another stock split on November 28, 1997. (6) This option was previously reported covering 3,333 shares at an exercise price of $29.125 per share, but was adjusted to reflect a stock split on November 29, 1996, and another stock split on November 28, 1997. (7) This option was previously reported covering 8,000 shares at an exercise price of $34.375 per share, but was adjusted to reflect a stock split on November 28, 1997.
SIGNATURE OF REPORTING PERSON /S/ EDWARD E. SULLIVAN DATE -----END PRIVACY-ENHANCED MESSAGE-----