0001172661-15-001467.txt : 20150812
0001172661-15-001467.hdr.sgml : 20150812
20150812114858
ACCESSION NUMBER: 0001172661-15-001467
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150812
DATE AS OF CHANGE: 20150812
EFFECTIVENESS DATE: 20150812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMERSON INVESTMENT MANAGEMENT, LLC
CENTRAL INDEX KEY: 0000774602
IRS NUMBER: 471188655
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06048
FILM NUMBER: 151046066
BUSINESS ADDRESS:
STREET 1: 30 FEDERAL STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6177201516
MAIL ADDRESS:
STREET 1: 30 FEDERAL STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: EMERSON INVESTMENT MANAGEMENT INC
DATE OF NAME CHANGE: 19990406
13F-HR
1
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06-30-2015
06-30-2015
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EMERSON INVESTMENT MANAGEMENT, LLC
30 Federal Street
Boston
MA
02110
13F HOLDINGS REPORT
028-06048
N
Bradford Gardner
Managing Director
617-720-1516
/s/ Bradford Gardner
Boston
MA
08-12-2015
0
142
534884
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
503
3256
SH
SOLE
0
3256
0
ABB LTD
SPONSORED ADR
000375204
2357
112875
SH
SOLE
0
112875
0
ABBOTT LABS
COM
002824100
8464
172449
SH
SOLE
0
172449
0
ABBVIE INC
COM
00287Y109
458
6813
SH
SOLE
0
6813
0
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
2193
442159
SH
SOLE
0
442159
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
353
3645
SH
SOLE
0
3645
0
AIR PRODS & CHEMS INC
COM
009158106
568
4154
SH
SOLE
0
4154
0
ALTRIA GROUP INC
COM
02209S103
314
6429
SH
SOLE
0
6429
0
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
708
33210
SH
SOLE
0
33210
0
AMERICAN EXPRESS CO
COM
025816109
434
5585
SH
SOLE
0
5585
0
AMGEN INC
COM
031162100
410
2670
SH
SOLE
0
2670
0
APPLE INC
COM
037833100
11319
90241
SH
SOLE
0
90241
0
ARES CAP CORP
COM
04010L103
511
31066
SH
SOLE
0
31066
0
ASHLAND INC NEW
COM
044209104
4360
35770
SH
SOLE
0
35770
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
3063
48075
SH
SOLE
0
48075
0
AT&T INC
COM
00206R102
8483
238845
SH
SOLE
0
238845
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
545
6797
SH
SOLE
0
6797
0
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
4507
33903
SH
SOLE
0
33903
0
BANK NEW YORK MELLON CORP
COM
064058100
857
20408
SH
SOLE
0
20408
0
BAXTER INTL INC
COM
071813109
238
3400
SH
SOLE
0
3400
0
BECTON DICKINSON & CO
COM
075887109
7098
50114
SH
SOLE
0
50114
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
205
1
SH
SOLE
0
1
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1329
9762
SH
SOLE
0
9762
0
BLACKROCK INC
COM
09247X101
8483
24520
SH
SOLE
0
24520
0
BOEING CO
COM
097023105
586
4221
SH
SOLE
0
4221
0
BRINKER INTL INC
COM
109641100
8393
145595
SH
SOLE
0
145595
0
BRISTOL MYERS SQUIBB CO
COM
110122108
10158
152672
SH
SOLE
0
152672
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
8158
163121
SH
SOLE
0
163121
0
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
434
9728
SH
SOLE
0
9728
0
CA INC
COM
12673P105
2985
101895
SH
SOLE
0
101895
0
CATERPILLAR INC DEL
COM
149123101
248
2923
SH
SOLE
0
2923
0
CHEVRON CORP NEW
COM
166764100
6865
71164
SH
SOLE
0
71164
0
CHUBB CORP
COM
171232101
686
7209
SH
SOLE
0
7209
0
CIGNA CORPORATION
COM
125509109
417
2577
SH
SOLE
0
2577
0
CME GROUP INC
COM
12572Q105
4262
45801
SH
SOLE
0
45801
0
COCA COLA CO
COM
191216100
488
12431
SH
SOLE
0
12431
0
COLGATE PALMOLIVE CO
COM
194162103
221
3380
SH
SOLE
0
3380
0
CONOCOPHILLIPS
COM
20825C104
5554
90451
SH
SOLE
0
90451
0
CVS HEALTH CORP
COM
126650100
903
8608
SH
SOLE
0
8608
0
CYTRX CORP
COM PAR $.001
232828509
143
38500
SH
SOLE
0
38500
0
DEERE & CO
COM
244199105
260
2675
SH
SOLE
0
2675
0
DIAGEO P L C
SPON ADR NEW
25243Q205
1926
16597
SH
SOLE
0
16597
0
DISNEY WALT CO
COM DISNEY
254687106
552
4832
SH
SOLE
0
4832
0
DOMINION RES INC VA NEW
COM
25746U109
307
4587
SH
SOLE
0
4587
0
DU PONT E I DE NEMOURS & CO
COM
263534109
253
3959
SH
SOLE
0
3959
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
1579
22354
SH
SOLE
0
22354
0
E M C CORP MASS
COM
268648102
375
14206
SH
SOLE
0
14206
0
EMERSON ELEC CO
COM
291011104
647
11678
SH
SOLE
0
11678
0
EVERSOURCE ENERGY
COM
30040W108
4651
102423
SH
SOLE
0
102423
0
EXXON MOBIL CORP
COM
30231G102
5364
64473
SH
SOLE
0
64473
0
FACEBOOK INC
CL A
30303M102
212
2475
SH
SOLE
0
2475
0
FASTENAL CO
COM
311900104
7312
173360
SH
SOLE
0
173360
0
GENERAL DYNAMICS CORP
COM
369550108
5696
40202
SH
SOLE
0
40202
0
GENERAL ELECTRIC CO
COM
369604103
9296
349865
SH
SOLE
0
349865
0
GENERAL MLS INC
COM
370334104
6913
124070
SH
SOLE
0
124070
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
481
11555
SH
SOLE
0
11555
0
HANOVER INS GROUP INC
COM
410867105
216
2917
SH
SOLE
0
2917
0
HCP INC
COM
40414L109
213
5850
SH
SOLE
0
5850
0
HOLLYFRONTIER CORP
COM
436106108
4571
107077
SH
SOLE
0
107077
0
HOME DEPOT INC
COM
437076102
7713
69409
SH
SOLE
0
69409
0
INTEL CORP
COM
458140100
577
18955
SH
SOLE
0
18955
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
1874
11521
SH
SOLE
0
11521
0
INTUIT
COM
461202103
3881
38516
SH
SOLE
0
38516
0
INVIVO THERAPEUTICS HLDGS CO
COM NEW
46186M209
790
48925
SH
SOLE
0
48925
0
ISHARES
MSCI CDA ETF
464286509
8937
335085
SH
SOLE
0
335085
0
ISHARES
1-3 YR CR BD ETF
464288646
334
3170
SH
SOLE
0
3170
0
ISHARES GOLD TRUST
ISHARES
464285105
9954
877765
SH
SOLE
0
877765
0
ISHARES TR
SELECT DIVID ETF
464287168
299
3975
SH
SOLE
0
3975
0
ISHARES TR
CORE US AGGBD ET
464287226
3031
27864
SH
SOLE
0
27864
0
ISHARES TR
MSCI EMG MKT ETF
464287234
2028
51177
SH
SOLE
0
51177
0
ISHARES TR
IBOXX INV CP ETF
464287242
8391
72506
SH
SOLE
0
72506
0
ISHARES TR
7-10 Y TR BD ETF
464287440
4746
45192
SH
SOLE
0
45192
0
ISHARES TR
MSCI EAFE ETF
464287465
15118
238113
SH
SOLE
0
238113
0
ISHARES TR
RUS 1000 GRW ETF
464287614
8449
85330
SH
SOLE
0
85330
0
ISHARES TR
RUS 1000 ETF
464287622
354
3053
SH
SOLE
0
3053
0
ISHARES TR
RUSSELL 2000 ETF
464287655
13220
105879
SH
SOLE
0
105879
0
ISHARES TR
CORE S&P SCP ETF
464287804
731
6205
SH
SOLE
0
6205
0
ISHARES TR
FLTG RATE BD ETF
46429B655
271
5352
SH
SOLE
0
5352
0
ISHARES TR
MSCI UTD KNGDM
46434V548
8126
445256
SH
SOLE
0
445256
0
JOHNSON & JOHNSON
COM
478160104
2026
20791
SH
SOLE
0
20791
0
JPMORGAN CHASE & CO
COM
46625H100
6535
96442
SH
SOLE
0
96442
0
KIMBERLY CLARK CORP
COM
494368103
370
3493
SH
SOLE
0
3493
0
KINDER MORGAN INC DEL
COM
49456B101
1367
35596
SH
SOLE
0
35596
0
KOHLS CORP
COM
500255104
1031
16465
SH
SOLE
0
16465
0
KRAFT FOODS GROUP INC
COM
50076Q106
9228
108391
SH
SOLE
0
108391
0
LILLY ELI & CO
COM
532457108
224
2688
SH
SOLE
0
2688
0
LINEAR TECHNOLOGY CORP
COM
535678106
2961
66935
SH
SOLE
0
66935
0
LOCKHEED MARTIN CORP
COM
539830109
4583
24654
SH
SOLE
0
24654
0
M & T BK CORP
COM
55261F104
4624
37017
SH
SOLE
0
37017
0
MASTERCARD INC
CL A
57636Q104
6212
66452
SH
SOLE
0
66452
0
MCDONALDS CORP
COM
580135101
513
5392
SH
SOLE
0
5392
0
MERCK & CO INC NEW
COM
58933Y105
501
8793
SH
SOLE
0
8793
0
MICROSOFT CORP
COM
594918104
8524
193071
SH
SOLE
0
193071
0
MONSANTO CO NEW
COM
61166W101
361
3393
SH
SOLE
0
3393
0
NAVIENT CORP
COM
63938C108
6619
363445
SH
SOLE
0
363445
0
NEXTERA ENERGY INC
COM
65339F101
337
3440
SH
SOLE
0
3440
0
NOVO-NORDISK A S
ADR
670100205
4609
84165
SH
SOLE
0
84165
0
OCEANEERING INTL INC
COM
675232102
969
20790
SH
SOLE
0
20790
0
ORACLE CORP
COM
68389X105
386
9571
SH
SOLE
0
9571
0
ORGANOVO HLDGS INC
COM
68620A104
80
21250
SH
SOLE
0
21250
0
PEPSICO INC
COM
713448108
6610
70811
SH
SOLE
0
70811
0
PFIZER INC
COM
717081103
426
12712
SH
SOLE
0
12712
0
PHILIP MORRIS INTL INC
COM
718172109
495
6180
SH
SOLE
0
6180
0
PRAXAIR INC
COM
74005P104
626
5238
SH
SOLE
0
5238
0
PROCTER & GAMBLE CO
COM
742718109
3623
46309
SH
SOLE
0
46309
0
REPUBLIC SVCS INC
COM
760759100
7371
188195
SH
SOLE
0
188195
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
524
9200
SH
SOLE
0
9200
0
SCHLUMBERGER LTD
COM
806857108
410
4761
SH
SOLE
0
4761
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
729
9696
SH
SOLE
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9696
0
SMUCKER J M CO
COM NEW
832696405
6072
56008
SH
SOLE
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56008
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SPDR INDEX SHS FDS
GLB NAT RESRCE
78463X541
8216
195375
SH
SOLE
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195375
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SPDR INDEX SHS FDS
DJ INTL RL ETF
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9213
220088
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SOLE
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220088
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1298
6305
SH
SOLE
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6305
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
748
2737
SH
SOLE
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2737
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SPDR SER TR
SHT TRM HGH YLD
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2659
91995
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4316
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112293
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SPDR SERIES TRUST
BARC SHT TR CP
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4700
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153619
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SSGA ACTIVE ETF TR
BLKSTN GSOSRLN
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SH
SOLE
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77975
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STARBUCKS CORP
COM
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223
4152
SH
SOLE
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4152
0
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
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446
11175
SH
SOLE
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11175
0
SUN LIFE FINL INC
COM
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2677
80145
SH
SOLE
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80145
0
TARGET CORP
COM
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7456
91343
SH
SOLE
0
91343
0
TEMPLETON GLOBAL INCOME FD
COM
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1943
276319
SH
SOLE
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276319
0
UNION PAC CORP
COM
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905
9490
SH
SOLE
0
9490
0
UNITED TECHNOLOGIES CORP
COM
913017109
8086
72889
SH
SOLE
0
72889
0
UNITEDHEALTH GROUP INC
COM
91324P102
10037
82269
SH
SOLE
0
82269
0
V F CORP
COM
918204108
5413
77623
SH
SOLE
0
77623
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
3957
49353
SH
SOLE
0
49353
0
VANGUARD INDEX FDS
REIT ETF
922908553
9774
130860
SH
SOLE
0
130860
0
VANGUARD INDEX FDS
LARGE CAP ETF
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218
2300
SH
SOLE
0
2300
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
288
2370
SH
SOLE
0
2370
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
23215
567895
SH
SOLE
0
567895
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
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SH
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81720
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
643
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SH
SOLE
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VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
7303
92935
SH
SOLE
0
92935
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
204
5142
SH
SOLE
0
5142
0
VERIZON COMMUNICATIONS INC
COM
92343V104
7731
165865
SH
SOLE
0
165865
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
242
6650
SH
SOLE
0
6650
0
WASTE MGMT INC DEL
COM
94106L109
1358
29307
SH
SOLE
0
29307
0
WELLS FARGO & CO NEW
COM
949746101
526
9363
SH
SOLE
0
9363
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
24012
419791
SH
SOLE
0
419791
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
19878
322743
SH
SOLE
0
322743
0