0001172661-15-001066.txt : 20150514
0001172661-15-001066.hdr.sgml : 20150514
20150514135523
ACCESSION NUMBER: 0001172661-15-001066
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150514
DATE AS OF CHANGE: 20150514
EFFECTIVENESS DATE: 20150514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMERSON INVESTMENT MANAGEMENT, LLC
CENTRAL INDEX KEY: 0000774602
IRS NUMBER: 471188655
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06048
FILM NUMBER: 15861917
BUSINESS ADDRESS:
STREET 1: 30 FEDERAL STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6177201516
MAIL ADDRESS:
STREET 1: 30 FEDERAL STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: EMERSON INVESTMENT MANAGEMENT INC
DATE OF NAME CHANGE: 19990406
13F-HR
1
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03-31-2015
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EMERSON INVESTMENT MANAGEMENT, LLC
30 Federal Street
Boston
MA
02110
13F HOLDINGS REPORT
028-06048
N
Bradford Gardner
Managing Director
617-720-1516
/s/ Bradford Gardner
Boston
MA
05-14-2015
0
147
548769
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
545
3306
SH
SOLE
0
3306
0
ABB LTD
SPONSORED ADR
000375204
2355
111225
SH
SOLE
0
111225
0
ABBOTT LABS
COM
002824100
8236
177759
SH
SOLE
0
177759
0
ABBVIE INC
COM
00287Y109
398
6793
SH
SOLE
0
6793
0
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
2388
443884
SH
SOLE
0
443884
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
343
3660
SH
SOLE
0
3660
0
AIR PRODS & CHEMS INC
COM
009158106
627
4146
SH
SOLE
0
4146
0
ALTRIA GROUP INC
COM
02209S103
342
6829
SH
SOLE
0
6829
0
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
679
33210
SH
SOLE
0
33210
0
AMERICAN EXPRESS CO
COM
025816109
443
5672
SH
SOLE
0
5672
0
AMGEN INC
COM
031162100
423
2645
SH
SOLE
0
2645
0
APPLE INC
COM
037833100
11252
90431
SH
SOLE
0
90431
0
ARES CAP CORP
COM
04010L103
536
31216
SH
SOLE
0
31216
0
ASHLAND INC NEW
COM
044209104
4751
37320
SH
SOLE
0
37320
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
3296
48160
SH
SOLE
0
48160
0
AT&T INC
COM
00206R102
4052
124110
SH
SOLE
0
124110
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
587
6857
SH
SOLE
0
6857
0
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
4345
34218
SH
SOLE
0
34218
0
BANK NEW YORK MELLON CORP
COM
064058100
821
20408
SH
SOLE
0
20408
0
BAXTER INTL INC
COM
071813109
233
3400
SH
SOLE
0
3400
0
BECTON DICKINSON & CO
COM
075887109
6602
45979
SH
SOLE
0
45979
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
218
1
SH
SOLE
0
1
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1433
9927
SH
SOLE
0
9927
0
BLACKROCK INC
COM
09247X101
8983
24555
SH
SOLE
0
24555
0
BOEING CO
COM
097023105
633
4221
SH
SOLE
0
4221
0
BRINKER INTL INC
COM
109641100
8863
143975
SH
SOLE
0
143975
0
BRISTOL MYERS SQUIBB CO
COM
110122108
9930
153945
SH
SOLE
0
153945
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
8727
158646
SH
SOLE
0
158646
0
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
489
10728
SH
SOLE
0
10728
0
CA INC
COM
12673P105
3866
118545
SH
SOLE
0
118545
0
CATERPILLAR INC DEL
COM
149123101
234
2923
SH
SOLE
0
2923
0
CHEVRON CORP NEW
COM
166764100
7176
68354
SH
SOLE
0
68354
0
CHUBB CORP
COM
171232101
729
7209
SH
SOLE
0
7209
0
CIGNA CORPORATION
COM
125509109
360
2782
SH
SOLE
0
2782
0
CME GROUP INC
COM
12572Q105
4037
42631
SH
SOLE
0
42631
0
COCA COLA CO
COM
191216100
545
13431
SH
SOLE
0
13431
0
COLGATE PALMOLIVE CO
COM
194162103
234
3380
SH
SOLE
0
3380
0
CONOCOPHILLIPS
COM
20825C104
5359
86081
SH
SOLE
0
86081
0
CVS HEALTH CORP
COM
126650100
888
8608
SH
SOLE
0
8608
0
CYTRX CORP
COM PAR $.001
232828509
130
38500
SH
SOLE
0
38500
0
DEERE & CO
COM
244199105
278
3165
SH
SOLE
0
3165
0
DIAGEO P L C
SPON ADR NEW
25243Q205
1804
16312
SH
SOLE
0
16312
0
DISNEY WALT CO
COM DISNEY
254687106
560
5337
SH
SOLE
0
5337
0
DOMINION RES INC VA NEW
COM
25746U109
325
4587
SH
SOLE
0
4587
0
DU PONT E I DE NEMOURS & CO
COM
263534109
283
3959
SH
SOLE
0
3959
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
1954
25454
SH
SOLE
0
25454
0
E M C CORP MASS
COM
268648102
363
14206
SH
SOLE
0
14206
0
EMERSON ELEC CO
COM
291011104
661
11678
SH
SOLE
0
11678
0
EVERSOURCE ENERGY
COM
30040W108
5116
101273
SH
SOLE
0
101273
0
EXPEDITORS INTL WASH INC
COM
302130109
3381
70176
SH
SOLE
0
70176
0
EXXON MOBIL CORP
COM
30231G102
5852
68851
SH
SOLE
0
68851
0
FACEBOOK INC
CL A
30303M102
205
2500
SH
SOLE
0
2500
0
GENERAL DYNAMICS CORP
COM
369550108
4967
36597
SH
SOLE
0
36597
0
GENERAL ELECTRIC CO
COM
369604103
4453
179477
SH
SOLE
0
179477
0
GENERAL MLS INC
COM
370334104
2932
51794
SH
SOLE
0
51794
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
533
11555
SH
SOLE
0
11555
0
GOOGLE INC
CL A
38259P508
2748
4954
SH
SOLE
0
4954
0
GOOGLE INC
CL C
38259P706
3112
5679
SH
SOLE
0
5679
0
GRAINGER W W INC
COM
384802104
2309
9790
SH
SOLE
0
9790
0
HANOVER INS GROUP INC
COM
410867105
212
2917
SH
SOLE
0
2917
0
HCP INC
COM
40414L109
253
5850
SH
SOLE
0
5850
0
HOLLYFRONTIER CORP
COM
436106108
4211
104567
SH
SOLE
0
104567
0
HOME DEPOT INC
COM
437076102
7729
68029
SH
SOLE
0
68029
0
ILLINOIS TOOL WKS INC
COM
452308109
205
2113
SH
SOLE
0
2113
0
INTEL CORP
COM
458140100
594
18990
SH
SOLE
0
18990
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
1966
12251
SH
SOLE
0
12251
0
INTUIT
COM
461202103
4014
41396
SH
SOLE
0
41396
0
ISHARES
MSCI CDA ETF
464286509
9315
342700
SH
SOLE
0
342700
0
ISHARES
1-3 YR CR BD ETF
464288646
1350
12795
SH
SOLE
0
12795
0
ISHARES GOLD TRUST
ISHARES
464285105
9920
866295
SH
SOLE
0
866295
0
ISHARES TR
SELECT DIVID ETF
464287168
310
3975
SH
SOLE
0
3975
0
ISHARES TR
CORE US AGGBD ET
464287226
3079
27624
SH
SOLE
0
27624
0
ISHARES TR
MSCI EMG MKT ETF
464287234
2131
53102
SH
SOLE
0
53102
0
ISHARES TR
IBOXX INV CP ETF
464287242
8523
70029
SH
SOLE
0
70029
0
ISHARES TR
7-10 Y TR BD ETF
464287440
8063
74389
SH
SOLE
0
74389
0
ISHARES TR
MSCI EAFE ETF
464287465
15430
240448
SH
SOLE
0
240448
0
ISHARES TR
RUS 1000 GRW ETF
464287614
8921
90180
SH
SOLE
0
90180
0
ISHARES TR
RUS 1000 ETF
464287622
354
3053
SH
SOLE
0
3053
0
ISHARES TR
RUSSELL 2000 ETF
464287655
13099
105319
SH
SOLE
0
105319
0
ISHARES TR
CORE S&P SCP ETF
464287804
732
6205
SH
SOLE
0
6205
0
ISHARES TR
FLTG RATE BD ETF
46429B655
271
5352
SH
SOLE
0
5352
0
ISHARES TR
MSCI UTD KNGDM
46434V548
7826
434521
SH
SOLE
0
434521
0
JOHNSON & JOHNSON
COM
478160104
2712
26961
SH
SOLE
0
26961
0
JPMORGAN CHASE & CO
COM
46625H100
5583
92157
SH
SOLE
0
92157
0
KIMBERLY CLARK CORP
COM
494368103
374
3493
SH
SOLE
0
3493
0
KINDER MORGAN INC DEL
COM
49456B101
1653
39300
SH
SOLE
0
39300
0
KOHLS CORP
COM
500255104
1312
16765
SH
SOLE
0
16765
0
KRAFT FOODS GROUP INC
COM
50076Q106
10345
118756
SH
SOLE
0
118756
0
LILLY ELI & CO
COM
532457108
217
2984
SH
SOLE
0
2984
0
LINEAR TECHNOLOGY CORP
COM
535678106
3092
66050
SH
SOLE
0
66050
0
LOCKHEED MARTIN CORP
COM
539830109
8872
43714
SH
SOLE
0
43714
0
M & T BK CORP
COM
55261F104
4841
38117
SH
SOLE
0
38117
0
MASTERCARD INC
CL A
57636Q104
5840
67598
SH
SOLE
0
67598
0
MCDONALDS CORP
COM
580135101
529
5425
SH
SOLE
0
5425
0
MERCK & CO INC NEW
COM
58933Y105
520
9043
SH
SOLE
0
9043
0
MICROSOFT CORP
COM
594918104
3996
98290
SH
SOLE
0
98290
0
MONDELEZ INTL INC
CL A
609207105
3201
88697
SH
SOLE
0
88697
0
MONSANTO CO NEW
COM
61166W101
382
3393
SH
SOLE
0
3393
0
NATIONAL OILWELL VARCO INC
COM
637071101
4569
91399
SH
SOLE
0
91399
0
NAVIENT CORP
COM
63938C108
7326
360370
SH
SOLE
0
360370
0
NEXTERA ENERGY INC
COM
65339F101
358
3440
SH
SOLE
0
3440
0
NOVO-NORDISK A S
ADR
670100205
4466
83640
SH
SOLE
0
83640
0
OCEANEERING INTL INC
COM
675232102
1522
28230
SH
SOLE
0
28230
0
OPKO HEALTH INC
COM
68375N103
191
13511
SH
SOLE
0
13511
0
ORACLE CORP
COM
68389X105
422
9786
SH
SOLE
0
9786
0
ORGANOVO HLDGS INC
COM
68620A104
75
21250
SH
SOLE
0
21250
0
PEPSICO INC
COM
713448108
7062
73854
SH
SOLE
0
73854
0
PFIZER INC
COM
717081103
554
15923
SH
SOLE
0
15923
0
PHILIP MORRIS INTL INC
COM
718172109
466
6180
SH
SOLE
0
6180
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
1298
12826
SH
SOLE
0
12826
0
PRAXAIR INC
COM
74005P104
638
5288
SH
SOLE
0
5288
0
PROCTER & GAMBLE CO
COM
742718109
7955
97087
SH
SOLE
0
97087
0
REPUBLIC SVCS INC
COM
760759100
7679
189320
SH
SOLE
0
189320
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
549
9200
SH
SOLE
0
9200
0
SCHLUMBERGER LTD
COM
806857108
395
4729
SH
SOLE
0
4729
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
787
10146
SH
SOLE
0
10146
0
SMUCKER J M CO
COM NEW
832696405
6044
52223
SH
SOLE
0
52223
0
SPDR INDEX SHS FDS
GLB NAT RESRCE
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8238
191900
SH
SOLE
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191900
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SPDR INDEX SHS FDS
DJ INTL RL ETF
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216578
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SPDR S&P 500 ETF TR
TR UNIT
78462F103
1301
6301
SH
SOLE
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6301
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
759
2737
SH
SOLE
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2737
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SPDR SER TR
SHT TRM HGH YLD
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2654
90920
SH
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0
SPDR SERIES TRUST
BRC HGH YLD BD
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4400
112193
SH
SOLE
0
112193
0
SPDR SERIES TRUST
BARC SHT TR CP
78464A474
4634
150704
SH
SOLE
0
150704
0
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
480
11175
SH
SOLE
0
11175
0
SUN LIFE FINL INC
COM
866796105
2575
83535
SH
SOLE
0
83535
0
TARGET CORP
COM
87612E106
6942
84583
SH
SOLE
0
84583
0
TEMPLETON GLOBAL INCOME FD
COM
880198106
2003
278619
SH
SOLE
0
278619
0
UNION PAC CORP
COM
907818108
1028
9490
SH
SOLE
0
9490
0
UNITED TECHNOLOGIES CORP
COM
913017109
8654
73841
SH
SOLE
0
73841
0
UNITEDHEALTH GROUP INC
COM
91324P102
14142
119555
SH
SOLE
0
119555
0
V F CORP
COM
918204108
5373
71348
SH
SOLE
0
71348
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
3941
48948
SH
SOLE
0
48948
0
VANGUARD INDEX FDS
REIT ETF
922908553
10938
129738
SH
SOLE
0
129738
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
238
2500
SH
SOLE
0
2500
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
290
2370
SH
SOLE
0
2370
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
23031
563505
SH
SOLE
0
563505
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
6175
76980
SH
SOLE
0
76980
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
612
6980
SH
SOLE
0
6980
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
7914
98346
SH
SOLE
0
98346
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
205
5142
SH
SOLE
0
5142
0
VERIZON COMMUNICATIONS INC
COM
92343V104
3847
79105
SH
SOLE
0
79105
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
217
6650
SH
SOLE
0
6650
0
WASTE MGMT INC DEL
COM
94106L109
2631
48507
SH
SOLE
0
48507
0
WELLS FARGO & CO NEW
COM
949746101
516
9480
SH
SOLE
0
9480
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
22694
411716
SH
SOLE
0
411716
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
20698
312933
SH
SOLE
0
312933
0