Delaware
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76-0146568
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(State or Other Jurisdiction of
Incorporation or Organization)
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(IRS Employer
Identification Number)
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Large accelerated filer ☒
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Accelerated filer ☐
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Non-accelerated filer ☐
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Smaller reporting company ☐
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Emerging growth company ☐
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i.
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Registration Statement File No. 033-54485, filed with the SEC on July 8, 1994, registering 4,000,000 shares of Common Stock issuable under the 1993 Stock Inventive Plan;
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ii.
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Registration Statement File No. 333-78301, filed with the SEC on May 12, 1999, registering 800,000 shares of Common Stock issuable under the Anadarko Petroleum Corporation 1999 Director Stock Plan;
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iii.
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Registration Statement File No. 333-78303, filed with the SEC on May 12, 1999, registering 4,000,000 shares of Common Stock issuable under the Anadarko Petroleum Corporation 1999 Stock Incentive Plan;
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iv.
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Registration Statement File No. 333-38108, filed with the SEC on July 17, 2000, registering (i) 4,038,117 shares of Common Stock issuable under the 1995 Stock Option And Retention Stock Plan of Union Pacific Resources Group Inc. (as
Amended and Restated), (ii) 362,438 shares of Common Stock issuable under the 1995 Directors Stock Incentive Plan of Union Pacific Group Inc. and Subsidiaries (as Amended and Restated) and (iii) 1,158,223 shares of Common Stock issuable
under the Union Pacific Resources Group Inc. Employees’ Thrift Plan (as Amended and Restated);
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v.
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Registration Statement File No. 333-65420, filed with the SEC on July 19, 2001, registering 10,000,000 shares of Common Stock issuable under the Anadarko Petroleum Corporation 1999 Stock Incentive Plan;
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vi.
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Registration Statement File No. 333-126520, filed with the SEC on July 11, 2005, registering 7,987,230 shares of Common Stock issuable under the Anadarko Petroleum Corporation Amended and Restated 1999 Stock Incentive Plan;
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vii.
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Registration Statement File No. 333-152049, filed with the SEC on July 1, 2008, registering (i) 4,065,335 shares of Common Stock that were previously available for issuance under the Amended and Restated 1999 Stock Incentive Plan, but
which have been deregistered and carried forward to and included in the shares available for issuance under the Anadarko Petroleum Corporation 2008 Omnibus Incentive Compensation Plan, (ii) 28,934,665 shares of Common Stock issuable under
the Anadarko Petroleum Corporation 2008 Omnibus Incentive Compensation Plan and (iii) 1,500,000 shares of Common Stock issuable under the Anadarko Petroleum Corporation 2008 Director Compensation Plan.
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viii.
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Registration Statement File No. 333-161367, filed with the SEC on August 14, 2009, registering 25,000,000 shares of Common Stock issuable under the Anadarko Employee Savings Plan;
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ix.
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Registration Statement File No. 333-181429, filed with the SEC on May 15, 2012, registering 30,000,000 shares of Common Stock issuable under the Anadarko Petroleum Corporation 2012 Omnibus Incentive Compensation Plan; and
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x.
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Registration Statement File No. 333-211822, filed with the SEC on June 3, 2016, registering 25,500,000 shares of Common Stock issuable under the Anadarko Petroleum Corporation 2012 Omnibus Incentive Compensation Plan, as Amended and
Restated.
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ANADARKO PETROLEUM CORPORATION | ||||
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By:
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/s/ Nicole E. Clark | ||
Name: | Nicole E. Clark | |||
Title: | Vice President and Secretary | |||