0001104659-23-103548.txt : 20230925 0001104659-23-103548.hdr.sgml : 20230925 20230925170012 ACCESSION NUMBER: 0001104659-23-103548 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230921 FILED AS OF DATE: 20230925 DATE AS OF CHANGE: 20230925 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HONEYWELL INTERNATIONAL INC CENTRAL INDEX KEY: 0000773840 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39525 FILM NUMBER: 231276425 BUSINESS ADDRESS: STREET 1: 855 S. MINT STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-627-6200 MAIL ADDRESS: STREET 1: 855 S. MINT STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER NAME: FORMER CONFORMED NAME: ALLIEDSIGNAL INC DATE OF NAME CHANGE: 19940929 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESS Tech, Inc. CENTRAL INDEX KEY: 0001819438 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 981550150 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 26440 SW PARKWAY AVE. STREET 2: BLDG. 83 CITY: WILSONVILLE STATE: OR ZIP: 97070 BUSINESS PHONE: (855) 423-9920 MAIL ADDRESS: STREET 1: 26440 SW PARKWAY AVE. STREET 2: BLDG. 83 CITY: WILSONVILLE STATE: OR ZIP: 97070 FORMER COMPANY: FORMER CONFORMED NAME: ACON S2 Acquisition Corp. DATE OF NAME CHANGE: 20200728 3 1 tm2326868-1_3seq1.xml OWNERSHIP DOCUMENT X0206 3 2023-09-21 0 0001819438 ESS Tech, Inc. GWH 0000773840 HONEYWELL INTERNATIONAL INC 855 S. MINT STREET CHARLOTTE NC 28202 0 0 1 0 Common Stock 16491754 I I by Honeywell ACS Ventures LLC, a wholly-owned subsidiary of the Reporting Person. Warrant 1.89 2023-09-21 2028-09-21 Common Stock 10631633 I I by Honeywell ACS Ventures LLC, a wholly-owned subsidiary of the Reporting Person. Warrant 2.90 2023-09-21 2028-09-21 Common Stock 6269955 I I by UOP LLC, an indirectly wholly-owned subsidiary of the Reporting Person. Warrant 1.45 2023-09-21 2028-09-21 Common Stock 775760 I I by UOP LLC, an indirectly wholly-owned subsidiary of the Reporting Person. /s/ JAMES STEINBERG Name: James Steinberg Title: Authorized Person 2023-09-25