0001104659-23-103548.txt : 20230925
0001104659-23-103548.hdr.sgml : 20230925
20230925170012
ACCESSION NUMBER: 0001104659-23-103548
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230921
FILED AS OF DATE: 20230925
DATE AS OF CHANGE: 20230925
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HONEYWELL INTERNATIONAL INC
CENTRAL INDEX KEY: 0000773840
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39525
FILM NUMBER: 231276425
BUSINESS ADDRESS:
STREET 1: 855 S. MINT STREET
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
BUSINESS PHONE: 704-627-6200
MAIL ADDRESS:
STREET 1: 855 S. MINT STREET
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
FORMER NAME:
FORMER CONFORMED NAME: ALLIEDSIGNAL INC
DATE OF NAME CHANGE: 19940929
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ESS Tech, Inc.
CENTRAL INDEX KEY: 0001819438
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 981550150
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 26440 SW PARKWAY AVE.
STREET 2: BLDG. 83
CITY: WILSONVILLE
STATE: OR
ZIP: 97070
BUSINESS PHONE: (855) 423-9920
MAIL ADDRESS:
STREET 1: 26440 SW PARKWAY AVE.
STREET 2: BLDG. 83
CITY: WILSONVILLE
STATE: OR
ZIP: 97070
FORMER COMPANY:
FORMER CONFORMED NAME: ACON S2 Acquisition Corp.
DATE OF NAME CHANGE: 20200728
3
1
tm2326868-1_3seq1.xml
OWNERSHIP DOCUMENT
X0206
3
2023-09-21
0
0001819438
ESS Tech, Inc.
GWH
0000773840
HONEYWELL INTERNATIONAL INC
855 S. MINT STREET
CHARLOTTE
NC
28202
0
0
1
0
Common Stock
16491754
I
I by Honeywell ACS Ventures LLC, a wholly-owned subsidiary of the Reporting Person.
Warrant
1.89
2023-09-21
2028-09-21
Common Stock
10631633
I
I by Honeywell ACS Ventures LLC, a wholly-owned subsidiary of the Reporting Person.
Warrant
2.90
2023-09-21
2028-09-21
Common Stock
6269955
I
I by UOP LLC, an indirectly wholly-owned subsidiary of the Reporting Person.
Warrant
1.45
2023-09-21
2028-09-21
Common Stock
775760
I
I by UOP LLC, an indirectly wholly-owned subsidiary of the Reporting Person.
/s/ JAMES STEINBERG Name: James Steinberg Title: Authorized Person
2023-09-25