SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Mattimore Karen

(Last) (First) (Middle)
300 SOUTH TRYON STREET

(Street)
CHARLOTTE NC 28202

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/10/2020
3. Issuer Name and Ticker or Trading Symbol
HONEYWELL INTERNATIONAL INC [ HON ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SrVP, HR and Communications
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 7 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Options (right to buy) (1) 02/26/2023 Common Stock 5,119 66.43 D
Employee Stock Options (right to buy) (1) 02/26/2024 Common Stock 7,352 89.48 D
Employee Stock Options (right to buy) (1) 02/25/2025 Common Stock 7,352 98.93 D
Employee Stock Options (right to buy) (1) 02/24/2026 Common Stock 9,452 98.7 D
Employee Stock Options (right to buy) (2) 02/27/2027 Common Stock 12,532 119.69 D
Employee Stock Options (right to buy) (3) 02/26/2028 Common Stock 12,532 148.79 D
Employee Stock Options (right to buy) (4) 02/25/2029 Common Stock 12,371 154.22 D
Employee Stock Options (right to buy) (5) 02/13/2030 Common Stock 13,234 180.92 D
Restricted Stock Units (7) (7) Common Stock 2,817 (6) D
Restricted Stock Units (8) (8) Common Stock 1,798 (6) D
Restricted Stock Units (9) (9) Common Stock 4,701 (6) D
Restricted Stock Units (10) (10) Common Stock 1,727 (6) D
Restricted Stock Units (11) (11) Common Stock 1,567 (6) D
Supplemental Savings Plan Interests (12) (12) Common Stock 322.9749 (12) D
Explanation of Responses:
1. The Employee Stock Options were granted under the 2011 Stock Incentive Plan and are fully vested.
2. The Employee Stock Options were granted under the 2016 Stock Incentive Plan with 9,399 options fully vested and 3,133 options vesting on February 28, 2021.
3. The Employee Stock Options were granted under the 2016 Stock Incentive Plan with 6,266 options fully vested and 3,133 options vesting on February 27, 2021 and 3,133 options vesting on February 27, 2022.
4. The Employee Stock Options were granted under the 2016 Stock Incentive Plan with 3,092 options fully vested and 3,092 options vesting on February 26, 2021; 3,092 options vesting on February 26, 2022 and 3,095 options vesting on February 26, 2023.
5. The Employee Stock Options were granted under the 2016 Stock Incentive Plan with 3,309 options vesting on February 14, 2021; 3,308 options vesting on February 14, 2022; 3,309 options vesting on February 14, 2023 and 3,308 options vesting on February 14, 2024.
6. Instrument converts to common stock on a one-for-one basis.
7. The Restricted Stock Units were granted under the 2011 Stock Incentive Plan with 1,387 units vesting on July 31, 2020 and 1,430 units vesting on July 31, 2022.
8. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with all units vesting on February 27, 2021.
9. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 1,550 units vesting on July 27, 2020, 1,551 vesting on July 27, 2022 and 1,600 units vesting on July 27, 2024.
10. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with all units vesting on February 26, 2022.
11. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with all units vesting on February 14, 2023.
12. Reflects phantom shares of common stock represented by contributions to my account under the Executive Supplemental Savings Plan under rule 16b-3 on June 10, 2020.
Su Ping Lu for Karen Mattimore 06/22/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.