0000950117-17-000429.txt : 20170804 0000950117-17-000429.hdr.sgml : 20170804 20170804160054 ACCESSION NUMBER: 0000950117-17-000429 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170802 FILED AS OF DATE: 20170804 DATE AS OF CHANGE: 20170804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mahoney Timothy O. CENTRAL INDEX KEY: 0001471873 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08974 FILM NUMBER: 171008606 MAIL ADDRESS: STREET 1: 101 COLUMBIA ROAD CITY: MORRISTOWN STATE: NJ ZIP: 07960 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HONEYWELL INTERNATIONAL INC CENTRAL INDEX KEY: 0000773840 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 222640650 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 115 TABOR ROAD CITY: MORRIS PLAINS STATE: NJ ZIP: 07950 BUSINESS PHONE: 9734552000 MAIL ADDRESS: STREET 1: 115 TABOR ROAD CITY: MORRIS PLAINS STATE: NJ ZIP: 07950 FORMER COMPANY: FORMER CONFORMED NAME: ALLIEDSIGNAL INC DATE OF NAME CHANGE: 19940929 4 1 cfp_24293.xml FORM 4 X0306 4 2017-08-02 0 0000773840 HONEYWELL INTERNATIONAL INC HON 0001471873 Mahoney Timothy O. 115 TABOR ROAD MORRIS PLAINS NJ 07950 0 1 0 0 President and CEO, Aerospace Common Stock 2017-08-02 4 M 0 211202 56.73 A 294155 D Common Stock 2017-08-02 4 M 0 211202 39.952 A 505357 D Common Stock 2017-08-02 4 S 0 275700 138.05 D 229657 D Common Stock 2017-08-02 4 S 0 66001 138.21 D 163656 D Common Stock 4686 I Held in 401(k) plan Stock Option (right to buy) 56.73 2017-08-02 4 M 0 211202 0 D 2015-02-25 2021-02-24 Common Stock 211202 0 D Stock Option (right to buy) 39.95 2017-08-02 4 M 0 211202 0 D 2014-02-26 2020-02-25 Common Stock 211202 0 D This represents the exercise of options granted to the Reported Person. Following the exercise, the Reporting Person remains in compliance with the ownership threshold under the Stock Ownership Guidelines of the Company and is required under the Guidelines to hold the net gain shares (net of shares sold to cover the exercise price and taxes) for at least one year. All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016. The Employee Stock Options were granted under the 2006 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested in four equal annual installments, with the first installment vesting on 2/25/2012. The Employee Stock Options were granted under the 2006 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested in four equal annual installments, with the first installment vesting on 2/24/2011. The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.77 to $138.34, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.09 to $138.36, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Jacqueline Katzel for Timothy O. Mahoney 2017-08-04