0000930413-17-001996.txt : 20170504
0000930413-17-001996.hdr.sgml : 20170504
20170504163249
ACCESSION NUMBER: 0000930413-17-001996
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170210
FILED AS OF DATE: 20170504
DATE AS OF CHANGE: 20170504
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HONEYWELL INTERNATIONAL INC
CENTRAL INDEX KEY: 0000773840
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 222640650
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 115 TABOR ROAD
CITY: MORRIS PLAINS
STATE: NJ
ZIP: 07950
BUSINESS PHONE: 9734552000
MAIL ADDRESS:
STREET 1: 115 TABOR ROAD
CITY: MORRIS PLAINS
STATE: NJ
ZIP: 07950
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIEDSIGNAL INC
DATE OF NAME CHANGE: 19940929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COTE DAVID M
CENTRAL INDEX KEY: 0001136538
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08974
FILM NUMBER: 17814452
MAIL ADDRESS:
STREET 1: 115 TABOR ROAD
CITY: MORRIS PLAINS
STATE: NJ
ZIP: 07950
4
1
c88326_4.xml
X0306
4
2017-02-10
0
0000773840
HONEYWELL INTERNATIONAL INC
HON
0001136538
COTE DAVID M
115 TABOR ROAD
MORRIS PLAINS
NJ
07950
1
0
0
0
Common Stock
2017-02-10
5
G
0
E
95452.60
0
D
0
I
Held in a grantor retained annuity trust
Common Stock
2017-02-10
5
G
0
E
95452.60
0
A
95452.60
I
See footnote
Common Stock
2017-05-02
4
M
0
283975
28.19
A
379427.60
I
See footnote
Common Stock
2017-05-02
4
F
0
174561
131.14
D
204866.60
I
See footnote
Common Stock
2017-05-02
4
M
0
955437
39.95
A
1032239
I
See footnote
Common Stock
2017-05-02
4
F
0
629362
131.14
D
402877
I
See footnote
Common Stock
2017-05-03
4
M
0
653720
58.15
A
971215
D
Common Stock
2017-05-03
4
M
0
671462
28.19
A
1642677
D
Common Stock
2017-05-03
4
S
0
898796
130.74
D
743881
D
Common Stock
2017-05-03
4
S
0
70854
131.27
D
673027
D
Common Stock
24913
I
Held in 401(k) plan
Stock Option (right to buy)
28.19
2017-05-02
4
M
0
283975
0
D
2019-02-23
Common Stock
283975
0
I
See footnote
Stock Option (right to buy)
39.95
2017-05-02
4
M
0
955437
0
D
2020-02-25
Common Stock
955437
0
I
See footnote
Stock Option (right to buy)
58.15
2017-05-03
4
M
0
653720
0
D
2018-02-25
Common Stock
653720
0
D
Stock Option (right to buy)
28.19
2017-05-03
4
M
0
671462
0
D
2019-02-23
Common Stock
671462
0
D
Reflects a transfer from a terminating grantor retained annuity trust to a trust for the benefit of certain of Mr. Cote's family members.
Held by a trust for the benefit of certain of Mr. Cote's family members for which Mr. Cote serves as an investment advisor. Mr. Cote disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Represents an exercise of employee stock options pursuant to the net settlement provision of the stock option, with shares of common stock withheld for the payment of exercise price and taxes. Following the exercise, Mr. Cote and his trusts remain in compliance with the ownership thresholds under the Stock Ownership Guidelines of the Company and are required under the Guidelines to hold the net gain shares (net of shares withheld to cover the exercise price and taxes) for at least one year.
Held directly or indirectly by trusts for the benefit of certain of Mr. Cote's family members for which Mr. Cote serves as the investment advisor.
Reflects an annuity payment from a grantor retained annuity trust, which was exempt from reporting pursuant to Rule 16a-13.
The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.13 to $131.12, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.13 to $131.50, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
All options have been adjusted to increase the number of shares and reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016.
The Employee Stock Options were granted under the 2006 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested in four equal annual installments, with the first installment vesting on 2/24/2010.
The Employee Stock Options were granted under the 2006 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested in four equal annual installments, with the first installment vesting on 2/26/2011.
The Employee Stock Options were granted under the 2006 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested in four equal annual installments, with the first installment vesting on 2/26/2009.
/s/ Jacqueline Katzel for David M. Cote
2017-05-04