EX-99.(D)(1)(I) 2 d644837dex99d1i.htm SCHEDULE A AND SCHEDULE B Schedule A and Schedule B

Schedules A and B – Management Agreement – CFST I and CFVIT

 

SCHEDULE A

As of December 1, 2018

Series

   Effective Date

Columbia Funds Series Trust I

  

Columbia Adaptive Risk Allocation Fund

   October 1, 2015

Columbia Alternative Beta Fund

   October 1, 2015

Columbia AMT-Free Connecticut  Intermediate Muni-Bond Fund

   March 1, 2016

Columbia AMT-Free Intermediate Muni-Bond Fund

   March 1, 2016

Columbia AMT-Free Massachusetts  Intermediate Muni-Bond Fund

   March 1, 2016

Columbia AMT-Free New York Intermediate Muni-Bond Fund

   March 1, 2016

Columbia AMT-Free Oregon Intermediate Muni Bond Fund

   December 1, 2015

Columbia Balanced Fund

   January 1, 2016

Columbia Bond Fund

   September 1, 2015

Columbia Contrarian Core Fund

   January 1, 2016

Columbia Corporate Income Fund

   September 1, 2015

Columbia Disciplined Small Core Fund

   January 1, 2016

Columbia Dividend Income Fund

   October 1, 2015

Columbia Emerging Markets Fund

   January 1, 2016

Columbia Global Dividend Opportunities Fund

   January 1, 2016

Columbia Global Energy and Natural Resources Fund

   January 1, 2016

Columbia Global Technology Growth Fund

   January 1, 2016

Columbia Greater China Fund

   January 1, 2016

Columbia High Yield Municipal Fund

   October 1, 2015

Columbia Large Cap Growth Fund

   December 1, 2015

Columbia Mid Cap Growth Fund

   January 1, 2016

Columbia Multi-Asset Income Fund

   September 1, 2015

Columbia Pacific/Asia Fund

   August 1, 2015

Columbia Real Estate Equity Fund

   May 1, 2016

Columbia Select Large Cap Growth Fund

   August 1, 2015

Columbia Small Cap Growth Fund I

   January 1, 2016

Columbia Small Cap Value Fund I

   September 1, 2015

Columbia Strategic California Municipal Income Fund

   March 1, 2016

Columbia Strategic Income Fund

   March 1, 2016

Columbia Strategic New York Municipal Income Fund

   March 1, 2016

Columbia Tax-Exempt Fund

   December 1, 2015

Columbia Total Return Bond Fund

   September 1, 2015

Columbia U.S. Social Bond Fund

   December 1, 2015

Columbia U.S. Treasury Index Fund

   September 1, 2015

Columbia Ultra Short Term Bond Fund

   December 1, 2015

Columbia Value and Restructuring Fund

   July 1, 2015

Multi-Manager Alternative Strategies Fund

   January 1, 2016

Multi-Manager Growth Strategies Fund

   August 1, 2015

Multi-Manager Small Cap Equity Strategies Fund

   January 1, 2016

Multi-Manager Total Return Bond Strategies Fund

   January 1, 2016

Columbia Funds Variable Insurance Trust

   Effective Date

Columbia Variable Portfolio – Asset Allocation Fund

   May 1, 2016

Columbia Variable Portfolio – Contrarian Core Fund

   May 1, 2016

Columbia Variable Portfolio – Diversified Absolute Return Fund

   May 1, 2016

Columbia Variable Portfolio – Long Government/Credit Bond Fund

   May 1, 2016

Columbia Variable Portfolio – Select Large Cap Growth Fund

   May 1, 2016

Columbia Variable Portfolio – Small Cap Value Fund

   May 1, 2016

Columbia Variable Portfolio – Small Company Growth Fund

   May 1, 2016

Columbia Variable Portfolio – Strategic Income Fund

   May 1, 2016

 


Schedules A and B – Management Agreement – CFST I and CFVIT

 

CTIVPSM – AQR Managed Futures Strategy Fund

  

May 1, 2016

CTIVPSM – Lazard International Equity Advantage Fund

  

May 1, 2016

Variable Portfolio – Managed Volatility Conservative Fund

  

May 1, 2016

Variable Portfolio – Managed Volatility Conservative Growth Fund

  

May 1, 2016

Variable Portfolio – Managed Volatility Growth Fund

  

May 1, 2016

 


Schedules A and B – Management Agreement – CFST I and CFVIT

 

SCHEDULE B

Fee Schedule

As of December 1, 2018

For the following funds, the asset charge for each calendar day of each year shall be equal to the total of 1/365th (1/366th in each leap year) of the amount computed in accordance with the fee schedule in the table below:

 

Fund    Schedule B Effective Date    Net=Assets (millions)   

Annual rate at each asset
level

“Asset Charge”

Multi-Manager Alternative Strategies Fund*    January 1, 2016   

$0 - $500  

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

> $12,000

  

      1.100%

      1.050%

      1.020%

      0.990%

      0.960%

      0.950%

CTIVPSM – AQR Managed Futures Strategy Fund*    May 1, 2016
                
Multi-Manager Total Return Bond Strategies Fund    January 1, 2016   

$0 - $500  

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $9,000

>$9,000 - $12,000

>$12,000 - $20,000

>$20,000 - $24,000

>$24,000 - $50,000

>$50,000

  

      0.500%

      0.495%

      0.480%

      0.460%

      0.450%

      0.430%

      0.415%

      0.410%

      0.390%

      0.380%

      0.360%

      0.340%

Columbia VP – Long Government/Credit Bond Fund    May 1, 2016
                

Multi-Manager Growth Strategies Fund

Columbia Select Large Cap Growth Fund

   August 1, 2015   

$0 - $500  

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

  

      0.770%

      0.720%

      0.670%

      0.620%

      0.600%

      0.580%

      0.570%

Columbia Large Cap Growth Fund    December 1, 2015          

Columbia Contrarian Core Fund

Columbia Global Dividend Opportunity Fund

   January 1, 2016          

Columbia VP – Contrarian Core Fund

Columbia VP – Select Large Cap Growth Fund

   May 1, 2016          
                
Columbia Ultra Short Term Bond Fund    December 1, 2018    All          0.21%
                

 

B-1


Schedules A and B – Management Agreement – CFST I and CFVIT

 

Fund    Schedule B Effective Date    Net=Assets (millions)   

Annual rate at each asset
level

“Asset Charge”

Columbia Alternative Beta Fund*    October 1, 2016   

$0 - $500  

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $12,000

>$12,000

  

      0.960%

      0.955%

      0.950%

      0.940%

      0.930%

                
Columbia Adaptive Risk Allocation Fund    October 1, 2015   

Category 1

Assets invested in affiliated mutual funds, exchange-traded funds and closed-end funds that pay a management fee (or advisory fee, as applicable) to the Investment Manager.

$0 - $500  

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $12,000

>$12,000

  

      0.060%

      0.055%

      0.050%

      0.040%

      0.030%

  

Category 2

Assets invested in exchange-
traded funds and mutual funds
that are not managed by the
Investment Manager or its
affiliates.

$0 - $500  

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $12,000

>$12,000

  

      0.160%

      0.155%

      0.150%

      0.140%

      0.130%

  

Category 3

Securities, instruments and
other assets not described
above, including without
limitation affiliated mutual
funds, exchange-traded funds
and closed-end funds that do
not pay a management fee to
the Investment Manager, third
party closed-end funds,
derivatives and individual
securities.

$0 - $500  

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

  

      0.760%

      0.745%

      0.730%

      0.720%

      0.690%

      0.665%

      0.630%

                

 

B-2


Schedules A and B – Management Agreement – CFST I and CFVIT

 

Fund    Schedule B Effective Date    Net=Assets (millions)   

Annual rate at each asset
level

“Asset Charge”

Columbia AMT-Free Oregon Intermediate Muni Bond Fund   

December 1, 2015

  

$0 - $250  

>$250 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $12,000

>$12,000

  

0.470%

0.465%

0.415%

0.380%

0.340%

0.330%

0.320%

0.310%

Columbia AMT-Free Connecticut Intermediate Muni-Bond Fund

Columbia AMT-Free Massachusetts Intermediate Muni-Bond Fund

Columbia AMT-Free New York Intermediate Muni-Bond Fund

Columbia Strategic California Municipal Income Fund

Columbia Strategic New York Municipal Income Fund

  

March 1, 2016

                
Columbia Tax-Exempt Fund   

December 1, 2015

  

$0 - $500  

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $9,000

>$9,000 - $10,000

>$10,000 - $12,000

>$12,000 - $15,000

>$15,000 - $24,000

>$24,000 - $50,000

>$50,000

  

0.480%

0.475%

0.445%

0.420%

0.385%

0.360%

0.350%

0.340%

0.330%

0.320%

0.300%

0.290%

Columbia AMT-Free Intermediate Muni-Bond Fund   

March 1, 2016

Columbia U.S. Social Bond Fund   

December 1, 2016

                
Columbia Balanced Fund    January 1, 2016   

$0 - $500  

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

  

0.720%

0.670%

0.620%

0.570%

0.550%

0.530%

0.520%

Columbia Dividend Income Fund    October 1, 2015
                
Columbia Bond Fund   

September 1, 2015

  

$0 - $500  

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $9,000

>$9,000 - $12,000

>$12,000 - $20,000

>$20,000 - $24,000

>$24,000 - $50,000

>$50,000

  

0.500%

0.495%

0.480%

0.460%

0.450%

0.430%

0.415%

0.410%

0.390%

0.380%

0.360%

0.340%

Columbia Corporate Income Fund

Columbia Total Return Bond Fund

    
                
Columbia Emerging Markets Fund   

July 1, 2017

  

$0 - $500  

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

  

1.100%

1.060%

0.870%

0.820%

0.770%

    

 

  

 

  

 

 

B-3


Schedules A and B – Management Agreement – CFST I and CFVIT

 

Fund    Schedule B Effective Date    Net=Assets (millions)   

Annual rate at each asset
level

“Asset Charge”

       

>$6,000 - $12,000

>$12,000

  

      0.720%

      0.700%

                
Columbia Global Energy and Natural Resources Fund    January 1, 2016   

$0 - $1,000  

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000

  

      0.750%

      0.670%

      0.620%

      0.600%

      0.580%

                
Columbia Global Technology Growth Fund    January 1, 2016   

$0 - $500  

$500 - $1,000  

>$1,000

  

      0.870%

      0.820%

      0.770%

                
Columbia Greater China Fund    January 1, 2016   

$0 - $1,000  

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000

  

      0.950%

      0.870%

      0.820%

      0.770%

      0.720%

                
Columbia High Yield Municipal Fund    October 1, 2015   

$0 - $500  

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $10,000

>$10,000 - $12,000

>$12,000 - $15,000

>$15,000 - $24,000

>$24,000 - $50,000

>$50,000

  

      0.540%

      0.535%

      0.505%

      0.480%

      0.445%

      0.420%

      0.410%

      0.400%

      0.390%

      0.380%

      0.360%

      0.340%

                
Columbia Mid Cap Growth Fund    January 1, 2016   

$0 - $500  

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $12,000

>$12,000

  

      0.820%

      0.770%

      0.720%

      0.670%

      0.660%

      0.650%

                
Columbia Multi-Asset Income Fund    September 1, 2015   

$0 - $500  

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

  

      0.660%

      0.625%

      0.610%

      0.600%

      0.570%

      0.545%

      0.510%

                
Columbia Pacific/Asia Fund    August 1, 2015   

$0 - $1,000  

>$1,000 - $1,500

  

      0.950%

      0.870%

 

B-4


Schedules A and B – Management Agreement – CFST I and CFVIT

 

Fund

  

Schedule B Effective Date

  

Net=Assets (millions)

  

Annual rate at each asset level

“Asset Charge”

         

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000

  

    0.820%

    0.770%

    0.720%

                
Columbia Real Estate Equity Fund    May 1, 2016   

$0 - $500

$500 - $1,000

$1,000 - $1,500

$1,500 - $3,000

>$3,000

  

    0.750%

    0.745%

    0.720%

    0.670%

    0.660%

                
Columbia Small Cap Value Fund I    September 1, 2015   

$0 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $12,000

>$12,000

  

    0.870%

    0.820%

    0.770%

    0.760%

    0.750%

Columbia Small Cap Growth Fund I    January 1, 2016

Columbia VP – Small Cap Value Fund

Columbia VP – Small Company Growth Fund

   May 1, 2016
Multi-Manager Small Cap Equity Strategies Fund    July 1, 2017
                
Columbia Disciplined Small Core Fund    July 1, 2017   

$0 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $12,000

>$12,000

  

    0.850%

    0.800%

    0.750%

    0.740%

    0.730%

                
Columbia Strategic Income Fund    March 1, 2016   

$0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $9,000

>$9,000 - $10,000

>$10,000 - $12,000

>$12,000 - $15,000

>$15,000 - $20,000

>$20,000 - $24,000

>$24,000 - $50,000

>$50,000

  

    0.600%

    0.590%

    0.575%

    0.555%

    0.530%

    0.505%

    0.490%

    0.481%

    0.469%

    0.459%

    0.449%

    0.433%

    0.414%

    0.393%

Columbia VP – Strategic Income Fund    May 1, 2016
                
Columbia U.S. Treasury Index Fund(1)    September 1, 2015    All        0.400%
                
Columbia Value and Restructuring Fund    July 1, 2015   

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

  

    0.750%

    0.740%

    0.670%

    0.620%

    0.600%

    0.580%

    0.570%

 

B-5


Schedules A and B – Management Agreement – CFST I and CFVIT

 

Fund

  

Schedule B Effective Date

  

Net=Assets (millions)

  

Annual rate at each asset level

“Asset Charge”

                
Columbia VP – Asset Allocation Fund    May 1, 2016   

Category 1

Assets invested in securities, (other than third-party advised mutual funds and funds that pay a management fee (or advisory fee, as applicable) to the Investment Manager) including other funds advised by the Investment Manager that do not pay a management fee, exchange-traded funds, derivatives and individual securities.

  

 

    0.570%

  

Category 2

Assets invested in non-exchange traded third-party advised mutual funds

  

 

    0.120%

  

Category 3

Assets invested in underlying funds that pay a management fee (or advisory fee, as applicable) to the Investment Manager

  

 

    0.020%

                
Columbia Variable Portfolio (VP) – Diversified Absolute Return Fund*    May 1, 2016   

$0 - $500

$500 - $1,000

$1,000 - $3,000

$3,000 - $6,000

$6,000 - $12,000

> $12,000

  

    1.100%

    1.050%

    1.020%

    0.990%

    0.960%

    0.950%

                

VP – Managed Volatility Conservative Fund

VP – Managed Volatility Conservative Growth Fund

VP – Managed Volatility Growth Fund

   May 1, 2016   

Category 1

Assets invested in affiliated underlying funds (including ETFs and closed-end funds) that pay a management fee (or advisory fee, as applicable) to the Investment Manager

  

 

    0.02%

  

Category 2

Assets invested in securities (other than affiliated underlying funds (including ETFs and closed end funds) that pay a management fee (or advisory fee, as applicable) to the Investment Manager), including other funds advised by the Investment Manager that do not pay a management fee,

    

 

B-6


Schedules A and B – Management Agreement – CFST I and CFVIT

 

Fund

  

Schedule B Effective Date

  

Net=Assets (millions)

  

Annual rate at each asset level

“Asset Charge”

                
       

third party funds, derivatives and individual securities

 

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

 

  

 

    0.720%

    0.670%

    0.620%

    0.570%

    0.550%

    0.530%

    0.520%

                
CTIVPSM – Lazard International Equity Advantage Fund    May 1, 2016   

$0 - $500

$500 - $1,000

$1,000 - $1,500

$1,500 - $3,000

$3,000 - $6,000

$6,000 - $12,000

>$12,000

  

    0.870%

    0.820%

    0.770%

    0.720%

    0.700%

    0.680%

    0.670%

 

  *

When calculating asset levels for purposes of determining fee breakpoints, asset levels are based on net assets of the Fund, including assets invested in any wholly-owned subsidiary advised by the Investment Manager (“Subsidiaries”). Fees payable by the Fund under this agreement shall be reduced by any management fees paid to the Investment Manager by any Subsidiaries under separate management agreements with the Subsidiaries.

 

  (1)

The Investment Manager has agreed to pay all operating expenses of the Fund with the exception of brokerage fees and commissions, taxes, interest, fees and expenses of Trustees who are not officers, directors or employees of the Investment Manager or its affiliates, distribution (12b-1) and/or shareholder servicing fees, and any extraordinary non-recurring expenses that may arise, including but not limited to, litigation expenses.

The computation shall be made for each calendar day on the basis of net assets as of the close of the preceding day. In the case of the suspension of the computation of net asset value, the fee for each calendar day during such suspension shall be computed as of the close of business on the last full day on which the net assets were computed. Net assets as of the close of a full day shall include all transactions in shares of the Fund recorded on the books of the Fund for that day.

 

B-7


Schedules A and B – Management Agreement – CFST I and CFVIT

 

IN WITNESS THEREOF, the parties hereto have executed the foregoing Schedule A and Schedule B as of November 14, 2018.

 

COLUMBIA FUNDS SERIES TRUST I
COLUMBIA FUNDS VARIABLE INSURANCE TRUST
By:   /s/ Christopher O. Petersen
      Name: Christopher O. Petersen
      Title: President
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
By:   /s/ Amy K. Johnson
      Name: Amy K. Johnson
      Title: Head of Operations

 

B-8