EX-99.(D)(1)(I) 2 d349281dex99d1i.htm SCHEDULE A AND SCHEDULE B TO THE MANAGEMENT AGREEMENT Schedule A and Schedule B to the Management Agreement

Schedules A and B – Management Agreement – CFST I and CFVIT

 

SCHEDULE A

As of July 1, 2017

 

Series

  

Effective Date

Columbia Funds Series Trust I   

CMG Ultra Short Term Bond Fund

  

December 1, 2015

Columbia Adaptive Risk Allocation Fund

  

October 1, 2015

Columbia Alternative Beta Fund

  

October 1, 2015

Columbia AMT-Free Connecticut Intermediate Muni-Bond Fund

  

March 1, 2016

Columbia AMT-Free Intermediate Muni-Bond Fund

  

March 1, 2016

Columbia AMT-Free Massachusetts Intermediate Muni-Bond Fund

  

March 1, 2016

Columbia AMT-Free New York Intermediate Muni-Bond Fund

  

March 1, 2016

Columbia AMT-Free Oregon Intermediate Muni Bond Fund

  

December 1, 2015

Columbia Balanced Fund

  

January 1, 2016

Columbia Bond Fund

  

September 1, 2015

Columbia California Tax-Exempt Fund

  

March 1, 2016

Columbia Contrarian Core Fund

  

January 1, 2016

Columbia Corporate Income Fund

  

September 1, 2015

Columbia Disciplined Small Core Fund

  

January 1, 2016

Columbia Diversified Absolute Return Fund

  

October 1, 2015

Columbia Diversified Real Return Fund

  

June 1, 2016

Columbia Dividend Income Fund

  

October 1, 2015

Columbia Emerging Markets Fund

  

January 1, 2016

Columbia Global Dividend Opportunities Fund

  

January 1, 2016

Columbia Global Energy and Natural Resources Fund

  

January 1, 2016

Columbia Global Technology Growth Fund

  

January 1, 2016

Columbia Greater China Fund

  

January 1, 2016

Columbia High Yield Municipal Fund

  

October 1, 2015

Columbia Large Cap Growth Fund

  

December 1, 2015

Columbia Mid Cap Growth Fund

  

January 1, 2016

Columbia Multi-Asset Income Fund

  

September 1, 2015

Columbia New York Tax-Exempt Fund

  

March 1, 2016

Columbia Pacific/Asia Fund

  

August 1, 2015

Columbia Real Estate Equity Fund

  

May 1, 2016

Columbia Select Large Cap Growth Fund

  

August 1, 2015

Columbia Small Cap Growth Fund I

  

January 1, 2016

Columbia Small Cap Value Fund I

  

September 1, 2015

Columbia Strategic Income Fund

  

March 1, 2016

Columbia Tax-Exempt Fund

  

December 1, 2015

Columbia Total Return Bond Fund

  

September 1, 2015

Columbia U.S. Social Bond Fund

  

December 1, 2015

Columbia U.S. Treasury Index Fund

  

September 1, 2015

Columbia Value and Restructuring Fund

  

July 1, 2015

Multi-Manager Alternative Strategies Fund

  

January 1, 2016

Multi-Manager Growth Strategies Fund

  

August 1, 2015

Multi-Manager Small Cap Equity Strategies Fund

  

January 1, 2016

Multi-Manager Total Return Bond Strategies Fund

  

January 1, 2016

 


Schedules A and B – Management Agreement – CFST I and CFVIT

 

    

Effective Date

Columbia Funds Variable Insurance Trust

  

Columbia Variable Portfolio – Asset Allocation Fund

  

May 1, 2016

Columbia Variable Portfolio – Contrarian Core Fund

  

May 1, 2016

Columbia Variable Portfolio – Diversified Absolute Return Fund

  

May 1, 2016

Columbia Variable Portfolio – Long Government/Credit Bond Fund

  

May 1, 2016

Columbia Variable Portfolio – Managed Volatility Conservative Fund

  

May 1, 2016

Columbia Variable Portfolio – Managed Volatility Conservative Growth Fund

  

May 1, 2016

Columbia Variable Portfolio – Managed Volatility Growth Fund

  

May 1, 2016

Columbia Variable Portfolio – Select Large Cap Growth Fund

  

May 1, 2016

Columbia Variable Portfolio – Small Cap Value Fund

  

May 1, 2016

Columbia Variable Portfolio – Small Company Growth Fund

  

May 1, 2016

Columbia Variable Portfolio – Strategic Income Fund

  

May 1, 2016

Variable Portfolio – AQR Managed Futures Strategy Fund

  

May 1, 2016

Variable Portfolio – Lazard International Equity Advantage Fund

  

May 1, 2016

 


Schedules A and B – Management Agreement – CFST I and CFVIT

 

SCHEDULE B

Fee Schedule

As of July 1, 2017

For the following funds, the asset charge for each calendar day of each year shall be equal to the total of 1/365th (1/366th in each leap year) of the amount computed in accordance with the fee schedule in the table below:

 

Fund

  

Schedule B Effective Date

  

Net Assets (millions)

  

Annual rate at each asset

level

“Asset Charge”

Multi-Manager Alternative Strategies Fund*

 

   January 1, 2016   

$0 - $500  

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

> $12,000

  

1.100%

1.050%

1.020%

0.990%

0.960%

0.950%

Variable Portfolio (VP) – AQR Managed Futures Strategy Fund*

 

   May 1, 2016      
Multi-Manager Total Return Bond Strategies Fund    January 1, 2016   

$0 - $500  

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $9,000

>$9,000 - $12,000

>$12,000 - $20,000

>$20,000 - $24,000

>$24,000 - $50,000

>$50,000

 

  

0.500%

0.495%

0.480%

0.460%

0.450%

0.430%

0.415%

0.410%

0.390%

0.380%

0.360%

0.340%

Columbia VP – Long Government/Credit Bond Fund

 

   May 1, 2016      

Multi-Manager Growth Strategies Fund

Columbia Select Large Cap Growth Fund

 

   August 1, 2015   

$0 - $500  

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

  

0.770%

0.720%

0.670%

0.620%

0.600%

0.580%

0.570%

Columbia Large Cap Growth Fund

 

   December 1, 2015      

Columbia Contrarian Core Fund

Columbia Global Dividend Opportunity Fund

 

   January 1, 2016      

Columbia VP – Contrarian Core Fund

Columbia VP – Select Large Cap Growth Fund

 

   May 1, 2016      
CMG Ultra Short Term Bond Fund    December 1, 2015    All    0.250%(1)

 

B-1


Schedules A and B – Management Agreement – CFST I and CFVIT

 

Fund

  

Schedule B Effective Date

  

Net Assets (millions)

  

Annual rate at each asset

level

“Asset Charge”

Columbia Alternative Beta Fund*    October 1, 2016   

$0 - $500  

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $12,000

>$12,000

  

0.960%

0.955%

0.950%

0.940%

0.930%

Columbia Adaptive Risk Allocation Fund    October 1, 2015   

Category 1

Assets invested in affiliated mutual funds, exchange-traded funds and closed-end funds that pay a management fee (or advisory fee, as applicable) to the Investment Manager.

$0 - $500  

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $12,000

>$12,000

  

0.060%

0.055%

0.050%

0.040%

0.030%

     

Category 2

Assets invested in exchange-traded funds and mutual funds that are not managed by the Investment Manager or its affiliates.

$0 - $500  

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $12,000

>$12,000

  

0.160%

0.155%

0.150%

0.140%

0.130%

     

Category 3

Securities, instruments and other assets not described above, including without limitation affiliated mutual funds, exchange-traded funds and closed-end funds that do not pay a management fee to the Investment Manager, third party closed-end funds, derivatives and individual securities.

$0 - $500  

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

  

0.760%

0.745%

0.730%

0.720%

0.690%

0.665%

0.630%

 

B-2


Schedules A and B – Management Agreement – CFST I and CFVIT

 

Fund

  

Schedule B Effective Date

  

Net Assets (millions)

  

Annual rate at each asset

level

“Asset Charge”

Columbia AMT-Free Oregon Intermediate Muni Bond Fund

 

   December 1, 2015   

$0 - $250  

>$250 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $12,000

>$12,000

  

0.470%

0.465%

0.415%

0.380%

0.340%

0.330%

0.320%

0.310%

Columbia AMT-Free Connecticut Intermediate Muni-Bond Fund

Columbia AMT-Free Massachusetts Intermediate Muni-Bond Fund

Columbia AMT-Free New York Intermediate Muni-Bond Fund

Columbia California Tax-Exempt Fund

Columbia New York Tax-Exempt Fund

   March 1, 2016      
Columbia Tax-Exempt Fund    December 1, 2015   

$0 - $500  

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $9,000

>$9,000 - $10,000

>$10,000 - $12,000

>$12,000 - $15,000

>$15,000 - $24,000

>$24,000 - $50,000

>$50,000

  

0.480%

0.475%

0.445%

0.420%

0.385%

0.360%

0.350%

0.340%

0.330%

0.320%

0.300%

0.290%

Columbia AMT-Free Intermediate Muni-Bond Fund

 

   March 1, 2016      

Columbia U.S. Social Bond Fund

 

   December 1, 2016      
Columbia Balanced Fund    January 1, 2016   

$0 - $500  

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

  

0.720%

0.670%

0.620%

0.570%

0.550%

0.530%

0.520%

Columbia Dividend Income Fund

 

  

October 1, 2015

 

     
Columbia Diversified Real Return Fund    June 1, 2016   

Category 1

Assets invested in affiliated funds (including ETFs and closed-end funds) that pay a management fee (or advisory fee, as applicable) to the Investment Manager

   0.02%
     

Category 2

Assets invested in ETFs and mutual funds that are not managed by the Investment Manager or its affiliates. Securities, instruments and other assets not described above, including without limitation affiliated mutual funds, ETFs and closed-end mutual funds that do not pay a management fee to the Investment Manager, third party closed-end funds, derivatives and individual securities.

   0.76%

 

B-3


Schedules A and B – Management Agreement – CFST I and CFVIT

 

Fund

  

Schedule B Effective Date

  

Net Assets (millions)

  

Annual rate at each asset

level

“Asset Charge”

Columbia Bond Fund    September 1, 2015   

$0 - $500  

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $9,000

>$9,000 - $12,000

>$12,000 - $20,000

>$20,000 - $24,000

>$24,000 - $50,000

>$50,000

  

0.500%

0.495%

0.480%

0.460%

0.450%

0.430%

0.415%

0.410%

0.390%

0.380%

0.360%

0.340%

 

Columbia Corporate Income Fund

Columbia Total Return Bond Fund

 

 

 

        
Columbia Diversified Absolute Return Fund*    October 1, 2015   

$0 - $500  

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

> $12,000

  

1.180%

1.130%

1.100%

1.070%

1.040%

1.030%

Columbia Emerging Markets Fund    July 1, 2017   

$0 - $500  

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

  

1.100%

1.060%

0.870%

0.820%

0.770%

0.720%

0.700%

Columbia Global Energy and Natural Resources Fund    January 1, 2016   

$0 - $1,000  

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000

  

0.750%

0.670%

0.620%

0.600%

0.580%

Columbia Global Technology Growth Fund    January 1, 2016   

$0 - $500  

$500 - $1,000  

>$1,000

  

0.870%

0.820%

0.770%

Columbia Greater China Fund    January 1, 2016   

$0 - $1,000  

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000

  

0.950%

0.870%

0.820%

0.770%

0.720%

 

B-4


Schedules A and B – Management Agreement – CFST I and CFVIT

 

Fund

  

Schedule B Effective Date

  

Net Assets (millions)

  

Annual rate at each asset

level

“Asset Charge”

Columbia High Yield Municipal Fund    October 1, 2015   

$0 - $500  

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $10,000

>$10,000 - $12,000

>$12,000 - $15,000

>$15,000 - $24,000

>$24,000 - $50,000

>$50,000

  

0.540%

0.535%

0.505%

0.480%

0.445%

0.420%

0.410%

0.400%

0.390%

0.380%

0.360%

0.340%

Columbia Mid Cap Growth Fund    January 1, 2016   

$0 - $500  

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $12,000

>$12,000

  

0.820%

0.770%

0.720%

0.670%

0.660%

0.650%

Columbia Multi-Asset Income Fund    September 1, 2015   

$0 - $500  

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

  

0.660%

0.625%

0.610%

0.600%

0.570%

0.545%

0.510%

Columbia Pacific/Asia Fund    August 1, 2015   

$0 - $1,000  

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000

  

0.950%

0.870%

0.820%

0.770%

0.720%

Columbia Real Estate Equity Fund    May 1, 2016   

$0 - $500  

$500 - $1,000  

$1,000 - $1,500  

$1,500 - $3,000  

>$3,000

  

0.750%

0.745%

0.720%

0.670%

0.660%

Columbia Small Cap Value Fund I    September 1, 2015   

$0 - $500  

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $12,000

>$12,000

  

0.870%

0.820%

0.770%

0.760%

0.750%

 

Columbia Small Cap Growth Fund I

   January 1, 2016      

 

Columbia VP – Small Cap Value Fund

 

Columbia VP – Small Company Growth Fund

   May 1, 2016      

 

Multi-Manager Small Cap Equity Strategies Fund

   July 1, 2017      

 

B-5


Schedules A and B – Management Agreement – CFST I and CFVIT

 

Fund

  

Schedule B Effective Date

  

Net Assets (millions)

  

Annual rate at each asset

level

“Asset Charge”

Columbia Disciplined Small Core Fund    July 1, 2017   

$0 - $500  

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $12,000

>$12,000

  

0.850%

0.800%

0.750%

0.740%

0.730%

Columbia Strategic Income Fund    March 1, 2016   

$0 - $500  

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $9,000

>$9,000 - $10,000

>$10,000 - $12,000

>$12,000 - $15,000

>$15,000 - $20,000

>$20,000 - $24,000

>$24,000 - $50,000

>$50,000

  

0.600%

0.590%

0.575%

0.555%

0.530%

0.505%

0.490%

0.481%

0.469%

0.459%

0.449%

0.433%

0.414%

0.393%

Columbia VP – Strategic Income Fund    May 1, 2016      
Columbia U.S. Treasury Index Fund(2)    September 1, 2015    All    0.400%
Columbia Value and Restructuring Fund    July 1, 2015   

$0 - $500  

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

  

0.750%

0.740%

0.670%

0.620%

0.600%

0.580%

0.570%

Columbia VP – Asset Allocation Fund    May 1, 2016   

Category 1

Assets invested in securities, (other than third-party advised mutual funds and funds that pay a management fee (or advisory fee, as applicable) to the Investment Manager) including other funds advised by the Investment Manager that do not pay a management fee, exchange-traded funds, derivatives and individual securities.

   0.570%
     

Category 2

Assets invested in non-exchange traded third-party advised mutual funds

   0.120%
     

Category 3

Assets invested in underlying funds that pay a management fee (or advisory fee, as applicable) to the Investment Manager

   0.020%

 

B-6


Schedules A and B – Management Agreement – CFST I and CFVIT

 

Fund

  

Schedule B Effective Date

  

Net Assets (millions)

  

Annual rate at each asset

level

“Asset Charge”

Columbia VP – Diversified Absolute Return Fund*    May 1, 2016   

$0 - $500  

$500 - $1,000  

$1,000 - $3,000  

$3,000 - $6,000  

$6,000 - $12,000  

> $12,000

  

1.100%

1.050%

1.020%

0.990%

0.960%

0.950%

Columbia VP – Managed Volatility Conservative Fund

Columbia VP – Managed Volatility Conservative Growth Fund

Columbia VP – Managed Volatility Growth Fund

   May 1, 2016   

Category 1

Assets invested in affiliated underlying funds (including ETFs and closed-end funds) that pay a management fee (or advisory fee, as applicable) to the Investment Manager

   0.02%
     

Category 2

Assets invested in securities (other than affiliated underlying funds (including ETFs and closed end funds) that pay a management fee (or advisory fee, as applicable) to the Investment Manager), including other funds advised by the Investment Manager that do not pay a management fee, third party funds, derivatives and individual securities

 

$0 - $500  

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

  

0.720%

0.670%

0.620%

0.570%

0.550%

0.530%

0.520%

VP – Lazard International Equity Advantage Fund    May 1, 2016   

$0 - $500  

$500 - $1,000  

$1,000 - $1,500  

$1,500 - $3,000  

$3,000 - $6,000  

$6,000 - $12,000  

>$12,000

  

0.870%

0.820%

0.770%

0.720%

0.700%

0.680%

0.670%

 

* When calculating asset levels for purposes of determining fee breakpoints, asset levels are based on net assets of the Fund, including assets invested in any wholly-owned subsidiary advised by the Investment Manager (“Subsidiaries”). Fees payable by the Fund under this agreement shall be reduced by any management fees paid to the Investment Manager by any Subsidiaries under separate management agreements with the Subsidiaries.

 

B-7


Schedules A and B – Management Agreement – CFST I and CFVIT

 

(1)  Fee is a “unitary fee,” as contemplated by Section 3(b) of this Agreement, pursuant to which the Investment Manager pays all operating costs and expenses of CMG Ultra Short Term Bond Fund (other than independent trustees’ fees and expenses, including their legal counsel, auditing expenses, interest incurred on borrowing by the Fund, if any, portfolio transaction expenses, taxes and extraordinary expenses), including accounting expenses (other than audit fees), legal fees for the Fund, transfer agent fees, custodian fees, governmental fees, cost of stock certificates and any other expenses (including clerical expenses) of issue, sale, repurchase, or redemption of shares, expenses of registering or qualifying shares for sale, transfer taxes, and all expenses of preparing the Fund’s registration statement and prospectus, and the cost of printing and delivering to shareholders prospectuses and reports, all executive salaries and executive expenses, office rent of the Fund, ordinary office expenses (other than the expense of clerical services relating to the administration of the Fund) and for any other expenses that, if otherwise borne by the Fund, would cause the Fund to “be deemed to be acting as a distributor of securities of which it is the issuer, other than through an underwriter” pursuant to Rule 12b-1 under the Act.
(2) The Investment Manager has agreed to pay all operating expenses of the Fund with the exception of brokerage fees and commissions, taxes, interest, fees and expenses of Trustees who are not officers, directors or employees of the Investment Manager or its affiliates, distribution (12b-1) and/or shareholder servicing fees, and any extraordinary non-recurring expenses that may arise, including but not limited to, litigation expenses.

The computation shall be made for each calendar day on the basis of net assets as of the close of the preceding day. In the case of the suspension of the computation of net asset value, the fee for each calendar day during such suspension shall be computed as of the close of business on the last full day on which the net assets were computed. Net assets as of the close of a full day shall include all transactions in shares of the Fund recorded on the books of the Fund for that day.

 

B-8


Schedules A and B – Management Agreement – CFST I and CFVIT

 

IN WITNESS THEREOF, the parties hereto have executed the foregoing Schedule A and Schedule B as of

June 14, 2017.

 

COLUMBIA FUNDS SERIES TRUST I

COLUMBIA FUNDS VARIABLE INSURANCE TRUST

By:   /s/ Christopher O. Petersen
 

Name: Christopher O. Petersen

 

Title: President

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

By:   /s/ Amy K. Johnson

Name:

 

Amy K. Johnson

Title:

 

Head of Operations

 

B-9