EX-99.(D)(1)(I) 2 d187302dex99d1i.htm SCHEDULE A AND SCHEDULE B, AS OF JUNE 1, 2016 Schedule A and Schedule B, as of June 1, 2016

SCHEDULE A

As of June 1, 2016

 

Series

   

Effective Date

Columbia Funds Series Trust I

   
Active Portfolios® Multi-Manager Alternative Strategies Fund    January 1, 2016
Active Portfolios® Multi-Manager Growth Fund    August 1, 2015
Active Portfolios® Multi-Manager Small Cap Equity Fund    January 1, 2016
Active Portfolios® Multi-Manager Total Return Bond Fund    January 1, 2016
CMG Ultra Short Term Bond Fund    December 1, 2015
Columbia Adaptive Alternatives Fund    October 1, 2015
Columbia Adaptive Risk Allocation Fund    October 1, 2015
Columbia AMT-Free Connecticut Intermediate Muni-Bond Fund    March 1, 2016
Columbia AMT-Free Intermediate Muni-Bond Fund    March 1, 2016
Columbia AMT-Free Massachusetts Intermediate Muni-Bond Fund    March 1, 2016
Columbia AMT-Free New York Intermediate Muni-Bond Fund    March 1, 2016
Columbia AMT-Free Oregon Intermediate Muni Bond Fund    December 1, 2015
Columbia Balanced Fund    January 1, 2016
Columbia Bond Fund    September 1, 2015
Columbia California Tax-Exempt Fund    March 1, 2016
Columbia Contrarian Core Fund    January 1, 2016
Columbia Corporate Income Fund    September 1, 2015
Columbia Disciplined Small Core Fund    January 1, 2016
Columbia Diversified Absolute Return Fund    October 1, 2015
Columbia Diversified Real Return Fund    June 1, 2016
Columbia Dividend Income Fund    October 1, 2015
Columbia Emerging Markets Fund    January 1, 2016
Columbia Global Dividend Opportunities Fund    January 1, 2016
Columbia Global Energy and Natural Resources Fund    January 1, 2016
Columbia Global Technology Growth Fund    January 1, 2016
Columbia Greater China Fund    January 1, 2016
Columbia High Yield Municipal Fund    October 1, 2015
Columbia Large Cap Growth Fund    December 1, 2015
Columbia Mid Cap Growth Fund    January 1, 2016
Columbia Multi-Asset Income Fund    September 1, 2015
Columbia New York Tax-Exempt Fund    March 1, 2016
Columbia Pacific/Asia Fund    August 1, 2015
Columbia Real Estate Equity Fund    May 1, 2016
Columbia Select Large Cap Growth Fund    August 1, 2015
Columbia Small Cap Growth Fund I    January 1, 2016
Columbia Small Cap Value Fund I    September 1, 2015
Columbia Strategic Income Fund    March 1, 2016
Columbia Tax-Exempt Fund    December 1, 2015
Columbia Total Return Bond Fund    September 1, 2015
Columbia U.S. Social Bond Fund    December 1, 2015
Columbia U.S. Treasury Index Fund    September 1, 2015
Columbia Value and Restructuring Fund    July 1, 2015
Columbia Funds Variable Insurance Trust   

Effective Date

Columbia Variable Portfolio – Asset Allocation Fund    May 1, 2016
Columbia Variable Portfolio – Contrarian Core Fund    May 1, 2016
Columbia Variable Portfolio – Diversified Absolute Return Fund    May 1, 2016
Columbia Variable Portfolio – Long Government/Credit Bond Fund    May 1, 2016
Columbia Variable Portfolio – Managed Volatility Conservative Fund    May 1, 2016
Columbia Variable Portfolio – Managed Volatility Conservative Growth Fund    May 1, 2016

Columbia Variable Portfolio – Managed Volatility Growth Fund    May 1, 2016
Columbia Variable Portfolio – Select Large Cap Growth Fund    May 1, 2016
Columbia Variable Portfolio – Small Cap Value Fund    May 1, 2016
Columbia Variable Portfolio – Small Company Growth Fund    May 1, 2016
Columbia Variable Portfolio – Strategic Income Fund    May 1, 2016
Variable Portfolio – AQR Managed Futures Strategy Fund    May 1, 2016
Variable Portfolio – Lazard International Equity Advantage Fund    May 1, 2016
Variable Portfolio – Multi-Manager Diversified Income Fund    May 1, 2016
Variable Portfolio – Multi-Manager Interest Rate Adaptive Fund    May 1, 2016

SCHEDULE B

Fee Schedule

As of June 1, 2016

For the following funds, the asset charge for each calendar day of each year shall be equal to the total of 1/365th (1/366th in each leap year) of the amount computed in accordance with the fee schedule in the table below:

 

Fund

    Schedule B Effective Date    Net Assets (millions)    Annual rate at each asset
level
“Asset Charge”		  
Active Portfolios® Multi-Manager Alternative Strategies Fund*    January 1, 2016    $0 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

     

 

 

 

 

 

 1.100

1.050

1.020

0.990

0.960

0.950

 % 

% 

% 

% 

% 

% 

 

Variable Portfolio (VP) – AQR Managed Futures Strategy Fund*

    May 1, 2016      
Active Portfolios® Multi-Manager Total Return Bond Fund    January 1, 2016    $0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $9,000

>$9,000 - $12,000

>$12,000 - $20,000

>$20,000 - $24,000

>$24,000 - $50,000

>$50,000

     

 

 

 

 

 

 

 

 

 

 

 

 0.500

0.495

0.480

0.460

0.450

0.430

0.415

0.410

0.390

0.380

0.360

0.340

 % 

% 

% 

% 

% 

% 

% 

% 

% 

% 

% 

% 

Columbia VP – Long Government/Credit Bond Fund    May 1, 2016      

Active Portfolios® Multi-Manager Growth Fund

Columbia Select Large Cap Growth Fund

    August 1, 2015    $0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

     

 

 

 

 

 

 

 0.770

0.720

0.670

0.620

0.600

0.580

0.570

 % 

% 

% 

% 

% 

% 

% 

 

Columbia Large Cap Growth Fund

    December 1, 2015      

 

Columbia Contrarian Core Fund

Columbia Global Dividend Opportunity Fund

    January 1, 2016      

 

Columbia VP – Contrarian Core Fund

Columbia VP – Select Large Cap Growth Fund

    May 1, 2016      

 

B-1

Fund

    Schedule B Effective Date   

Net Assets (millions)

    Annual rate at each asset
level
“Asset Charge”		  
Active Portfolios® Multi Manager Small Cap Equity Fund    January 1, 2016   

$0 - $250

>$250 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $12,000

>$12,000

     

 

 

 

 

 

 0.980%

0.930%

0.875%

0.870%

0.860%

0.850%

   

  

  

  

  

  

CMG Ultra Short Term Bond Fund    December 1, 2015    All      0.250%(1)   
Columbia Adaptive Alternatives Fund*    October 1, 2015   

$0 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $12,000

>$12,000

     

 

 

 

 

 1.330%

1.325%

1.320%

1.310%

1.300%

   

  

  

  

  

Columbia Adaptive Risk Allocation Fund    October 1, 2015   

Category 1

Assets invested in affiliated mutual funds, exchange-traded funds and closed-end funds that pay a management fee (or advisory fee, as applicable) to the Investment Manager.

$0 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $12,000

>$12,000

     

 

 

 

 

 0.060%

0.055%

0.050%

0.040%

0.030%

   

  

  

  

  

     

Category 2

Assets invested in exchange-traded funds and mutual funds that are not managed by the Investment Manager or its affiliates.

$0 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $12,000

>$12,000

     

 

 

 

 

 0.160%

0.155%

0.150%

0.140%

0.130%

   

  

  

  

  

     

Category 3

Securities, instruments and other assets not described above, including without limitation affiliated mutual funds, exchange-traded funds and closed-end funds that do not pay a management fee to the Investment Manager, third party closed-end funds, derivatives and individual securities.

$0 - $500

>$500 - $1,000

      0.760%   

 

B-2

Fund

    Schedule B Effective Date    Net Assets (millions)    Annual rate at each asset
level
“Asset Charge”		  
      >$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

     

 

 

 

 

 

 0.745%

0.730%

0.720%

0.690%

0.665%

0.630%

   

  

  

  

  

  

Columbia AMT-Free Oregon Intermediate Muni Bond Fund    December 1, 2015    $0 - $250

>$250 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $12,000

>$12,000

     

 

 

 

 

 

 

 

 0.470%

0.465%

0.415%

0.380%

0.340%

0.330%

0.320%

0.310%

   

  

  

  

  

  

  

  

 

Columbia AMT-Free Connecticut Intermediate Muni-Bond Fund

Columbia AMT-Free Massachusetts Intermediate Muni-Bond Fund

Columbia AMT-Free New York Intermediate Muni-Bond Fund

Columbia California Tax-Exempt Fund

Columbia New York Tax-Exempt Fund

    March 1, 2016      
Columbia Tax-Exempt Fund    December 1, 2015    $0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $9,000

>$9,000 - $10,000

>$10,000 - $12,000

>$12,000 - $15,000

>$15,000 - $24,000

>$24,000 - $50,000

>$50,000

     

 

 

 

 

 

 

 

 

 

 

 

 0.480%

0.475%

0.445%

0.420%

0.385%

0.360%

0.350%

0.340%

0.330%

0.320%

0.300%

0.290%

   

  

  

  

  

  

  

  

  

  

  

  

Columbia AMT-Free Intermediate Muni-Bond Fund    March 1, 2016      
Columbia Balanced Fund    January 1, 2016    $0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

     

 

 

 

 

 

 

 0.720%

0.670%

0.620%

0.570%

0.550%

0.530%

0.520%

   

  

  

  

  

  

  

Columbia Dividend Income Fund    October 1, 2015      
Columbia Diversified Real Return Fund    June 1, 2016    Category 1

Assets invested in affiliated
funds (including ETFs and
closed-end funds) that pay a
management fee (or advisory
fee, as applicable) to the
Investment Manager

      0.02%   

 

B-3

Fund

    Schedule B Effective Date    Net Assets (millions)    Annual rate at each asset
level
“Asset Charge”		  
      Category 2

Assets invested in ETFs and
mutual funds that are not
managed by the Investment
Manager or its affiliates.
Securities, instruments and
other assets not described
above, including without
limitation affiliated mutual
funds, ETFs and closed-end
mutual funds that do not pay a
management fee to the
Investment Manager, third
party closed-end funds,
derivatives and individual
securities.

      0.76%   
Columbia Bond Fund    September 1, 2015    $0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $9,000

>$9,000 - $12,000

>$12,000 - $20,000

>$20,000 - $24,000

>$24,000 - $50,000

>$50,000

     

 

 

 

 

 

 

 

 

 

 

 

 0.500%

0.495%

0.480%

0.460%

0.450%

0.430%

0.415%

0.410%

0.390%

0.380%

0.360%

0.340%

   

  

  

  

  

  

  

  

  

  

  

  

Columbia Corporate Income Fund

Columbia Total Return Bond Fund

         
Columbia Diversified Absolute Return Fund*    October 1, 2015    $0 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

     

 

 

 

 

 

 1.180%

1.130%

1.100%

1.070%

1.040%

1.030%

   

  

  

  

  

  

Columbia Emerging Markets Fund    January 1, 2016    $0 - $250

>$250 - $500

>$500 - $750

>$750 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000

     

 

 

 

 

 

 

 

 1.180%

1.160%

1.140%

1.115%

0.870%

0.820%

0.770%

0.720%

   

  

  

  

  

  

  

  

Columbia Global Energy and Natural Resources Fund    January 1, 2016    $0 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000

     

 

 

 

 

 0.750%

0.670%

0.620%

0.600%

0.580%

   

  

  

  

  

 

B-4

Fund

    Schedule B Effective Date    Net Assets (millions)    Annual rate at each asset
level
“Asset Charge”		  
Columbia Global Technology Growth Fund    January 1, 2016    $0 - $500

$500 - $1,000

>$1,000

     

 

 

 0.870%

0.820%

0.770%

   

  

  

Columbia Greater China Fund    January 1, 2016    $0 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000

     

 

 

 

 

 0.950%

0.870%

0.820%

0.770%

0.720%

   

  

  

  

  

Columbia High Yield Municipal Fund    October 1, 2015    $0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $10,000

>$10,000 - $12,000

>$12,000 - $15,000

>$15,000 - $24,000

>$24,000 - $50,000

>$50,000

     

 

 

 

 

 

 

 

 

 

 

 

 0.540%

0.535%

0.505%

0.480%

0.445%

0.420%

0.410%

0.400%

0.390%

0.380%

0.360%

0.340%

   

  

  

  

  

  

  

  

  

  

  

  

Columbia Mid Cap Growth Fund    January 1, 2016    $0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $12,000

>$12,000

     

 

 

 

 

 

 0.820%

0.770%

0.720%

0.670%

0.660%

0.650%

   

  

  

  

  

  

Columbia Multi-Asset Income Fund    September 1, 2015    $0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

     

 

 

 

 

 

 

 0.660%

0.625%

0.610%

0.600%

0.570%

0.545%

0.510%

   

  

  

  

  

  

  

Columbia Pacific/Asia Fund    August 1, 2015    $0 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000

     

 

 

 

 

 0.950%

0.870%

0.820%

0.770%

0.720%

   

  

  

  

  

Columbia Real Estate Equity Fund    May 1, 2016    $0 - $500

$500 - $1,000

$1,000 - $1,500

$1,500 - $3,000

>$3,000

     

 

 

 

 

 0.750%

0.745%

0.720%

0.670%

0.660%

   

  

  

  

  

 

B-5

Fund

    Schedule B Effective Date    Net Assets (millions)    Annual rate at each asset
level
“Asset Charge”		  
Columbia Small Cap Value Fund I    September 1, 2015    $0 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $12,000

>$12,000

     

 

 

 

 

 0.870%

0.820%

0.770%

0.760%

0.750%

   

  

  

  

  

 

Columbia Disciplined Small Core Fund

Columbia Small Cap Growth Fund I

    January 1, 2016      

 

Columbia VP – Small Cap Value Fund

Columbia VP – Small Company Growth Fund

    May 1, 2016      
Columbia Strategic Income Fund    March 1, 2016    $0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $9,000

>$9,000 - $10,000

>$10,000 - $12,000

>$12,000 - $15,000

>$15,000 - $20,000

>$20,000 - $24,000

>$24,000 - $50,000

>$50,000

     

 

 

 

 

 

 

 

 

 

 

 

 

 

 0.600%

0.590%

0.575%

0.555%

0.530%

0.505%

0.490%

0.481%

0.469%

0.459%

0.449%

0.433%

0.414%

0.393%

   

  

  

  

  

  

  

  

  

  

  

  

  

  

Columbia VP – Strategic Income Fund    May 1, 2016      
Columbia U.S. Social Bond Fund    December 1, 2015    $0 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $12,000

>$12,000

     

 

 

 

 

 0.570%

0.565%

0.560%

0.550%

0.540%

   

  

  

  

  

Columbia U.S. Treasury Index Fund(2)    September 1, 2015    All      0.400%   
Columbia Value and Restructuring Fund    July 1, 2015    $0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

     

 

 

 

 

 

 

 0.750%

0.740%

0.670%

0.620%

0.600%

0.580%

0.570%

   

  

  

  

  

  

  

Columbia VP – Asset Allocation Fund    May 1, 2016    Category 1

Assets invested in securities,
(other than third-party advised
mutual funds and funds that
pay a management fee (or
advisory fee, as applicable) to
the Investment Manager)
including other funds advised
by the Investment Manager that
do not pay a management fee,
exchange-traded funds,
derivatives and individual
securities.

      0.570%   

 

B-6

Fund

    Schedule B Effective Date    Net Assets (millions)    Annual rate at each asset
level
“Asset Charge”		  
      Category 2

Assets invested in non-
exchange traded third-party
advised mutual funds

      0.120%   
     

 

Category 3

Assets invested in underlying
funds that pay a management
fee to the Investment Manager.

      0.020%   
Columbia VP – Diversified Absolute Return Fund*    May 1, 2016    $0 - $500

$500 - $1,000

$1,000 - $3,000

$3,000 - $6,000

$6,000 - $12,000

> $12,000

     

 

 

 

 

 

 1.100%

1.050%

1.020%

0.990%

0.960%

0.950%

   

  

  

  

  

  

Columbia VP – Managed Volatility Conservative Fund

Columbia VP – Managed Volatility Conservative Growth Fund

Columbia VP – Managed Volatility Growth Fund

 

VP – Multi-Manager Diversified Income Fund

VP – Multi-Manager Interest Rate Adaptive Fund

    May 1, 2016    Category 1

Assets invested in affiliated
underlying funds (including
ETFs and closed-end funds)
that pay a management fee (or
advisory fee, as applicable) to
the Investment Manager

      0.02%   
     

 

Category 2

Assets invested in securities
(other than affiliated
underlying funds (including
ETFs and closed end funds)
that pay a management fee to
the Investment Manager),
including other funds advised
by the Investment Manager that
do not pay a management fee,
third party funds, derivatives
and individual securities

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

     

 

 

 

 

 

 

 0.720%

0.670%

0.620%

0.570%

0.550%

0.530%

0.520%

   

  

  

  

  

  

  

 

B-7

Fund

    Schedule B Effective Date    Net Assets (millions)    Annual rate at each asset
level
“Asset Charge”		  
VP – Lazard International Equity Advantage Fund    May 1, 2016    $0 - $500

$500 - $1,000

$1,000 - $1,500

$1,500 - $3,000

$3,000 - $6,000

$6,000 - $12,000

>$12,000

     

 

 

 

 

 

 

 0.870%

0.820%

0.770%

0.720%

0.700%

0.680%

0.670%

   

  

  

  

  

  

  

 

* When calculating asset levels for purposes of determining fee breakpoints, asset levels are based on net assets of the Fund, including assets invested in any wholly-owned subsidiary advised by the Investment Manager (“Subsidiaries”). Fees payable by the Fund under this agreement shall be reduced by any management fees paid to the Investment Manager by any Subsidiaries under separate management agreements with the Subsidiaries.
(1)  Fee is a “unitary fee,” as contemplated by Section 3(b) of this Agreement, pursuant to which the Investment Manager pays all operating costs and expenses of CMG Ultra Short Term Bond Fund (other than independent trustees’ fees and expenses, including their legal counsel, auditing expenses, interest incurred on borrowing by the Fund, if any, portfolio transaction expenses, taxes and extraordinary expenses), including accounting expenses (other than audit fees), legal fees for the Fund, transfer agent fees, custodian fees, governmental fees, cost of stock certificates and any other expenses (including clerical expenses) of issue, sale, repurchase, or redemption of shares, expenses of registering or qualifying shares for sale, transfer taxes, and all expenses of preparing the Fund’s registration statement and prospectus, and the cost of printing and delivering to shareholders prospectuses and reports, all executive salaries and executive expenses, office rent of the Fund, ordinary office expenses (other than the expense of clerical services relating to the administration of the Fund) and for any other expenses that, if otherwise borne by the Fund, would cause the Fund to “be deemed to be acting as a distributor of securities of which it is the issuer, other than through an underwriter” pursuant to Rule 12b-1 under the Act.
(2) The Investment Manager has agreed to pay all operating expenses of the Fund with the exception of brokerage fees and commissions, taxes, interest, fees and expenses of Trustees who are not officers, directors or employees of the Investment Manager or its affiliates, distribution (12b-1) and/or shareholder servicing fees, and any extraordinary non-recurring expenses that may arise, including but not limited to, litigation expenses.

The computation shall be made for each calendar day on the basis of net assets as of the close of the preceding day. In the case of the suspension of the computation of net asset value, the fee for each calendar day during such suspension shall be computed as of the close of business on the last full day on which the net assets were computed. Net assets as of the close of a full day shall include all transactions in shares of the Fund recorded on the books of the Fund for that day.

 

B-8

IN WITNESS THEREOF, the parties hereto have executed the foregoing Schedule A and Schedule B as of May 25, 2016.

 

COLUMBIA FUNDS SERIES TRUST I

COLUMBIA FUNDS VARIABLE INSURANCE TRUST

By:   /s/ Christopher O. Petersen
  Name: Christopher O. Petersen
  Title: President
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
By:   /s/ Amy K. Johnson
  Name: Amy K. Johnson
  Title: Managing Director and Chief Operating Officer

 

B-9